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Regal Investment Advisors LLC

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13F filer, CIK 1559789, KENTWOOD, MI

Regal Investment Advisors LLC reported $1,536,194,388 across 516 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-13. Its ten largest share positions make up 21.66% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001559789-25-000007

Period
2025-09-30
Reported value
$1.54B
Holdings
516
Top 10 weight
21.66%
New
48
Sold out
13

Largest buys vs the previous quarter

SecurityShares changeApprox. value
OEFadded+19,599$6.52M
BDYNnew+240,104$6.08M
DGRWnew+64,534$5.74M
IGSBnew+96,342$5.11M
IVVadded+6,366$4.26M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PFFreduced-179,070-$5.66M
VCLTreduced-69,682-$5.41M
ISHARES TRexited-229,726-$5.37M
QUALreduced-23,198-$4.51M
EFGreduced-36,557-$4.16M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001559789-25-000007, largest first. % of portfolio is the value over $1,536,194,388, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
UAAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,325 shares; 2024Q4: 11,225 shares; 2025Q1: 11,225 shares; 2025Q2: 26,225 shares; 2025Q3: 30,225 shares 30,225$151K0.01%+4,000Timeline
MIYBLACKROCK MUNIYIELD MICH QUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,908 shares 12,908$146K0.01%newTimeline
STKLSUNOPTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,699 shares; 2024Q4: 17,146 shares; 2025Q1: 17,146 shares; 2025Q2: 17,346 shares; 2025Q3: 18,774 shares 18,774$110K0.01%+1,428Timeline
ACHRARCHER AVIATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 11,234 shares 11,234$108K0.01%newTimeline
BLZEBACKBLAZE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 11,412 shares; 2025Q3: 11,412 shares 11,412$106K0.01%0Timeline
CAPRCAPRICOR THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,811 shares 12,811$92.4K0.01%newTimeline
PMMFRANKLIN MANAGED MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,606 shares; 2024Q4: 13,606 shares; 2025Q1: 13,606 shares; 2025Q2: 13,606 shares; 2025Q3: 13,606 shares 13,606$82.2K0.01%0Timeline
AIOTPOWERFLEET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,422 shares; 2025Q3: 15,104 shares 15,104$79.1K0.01%+1,682Timeline
ALDXALDEYRA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 13,167 shares; 2025Q1: 13,167 shares; 2025Q2: 13,167 shares; 2025Q3: 13,167 shares 13,167$68.7K<0.01%0Timeline
TSITCW STRATEGIC INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,350 shares; 2024Q4: 13,350 shares; 2025Q1: 13,350 shares; 2025Q2: 13,350 shares; 2025Q3: 13,350 shares 13,350$65.7K<0.01%0Timeline
INDIINDIE SEMICONDUCTOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,186 shares; 2024Q4: 14,174 shares; 2025Q1: 14,290 shares; 2025Q2: 14,290 shares; 2025Q3: 14,168 shares 14,168$57.7K<0.01%-122Timeline
HOWLWEREWOLF THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,459 shares; 2024Q4: 27,204 shares; 2025Q1: 27,204 shares; 2025Q2: 27,204 shares; 2025Q3: 27,204 shares 27,204$53.6K<0.01%0Timeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,764 shares; 2024Q4: 23,281 shares; 2025Q1: 22,602 shares; 2025Q2: 18,136 shares; 2025Q3: 17,867 shares 17,867$49.1K<0.01%-269Timeline
ABEVAMBEV SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 25,330 shares; 2024Q4: 28,199 shares; 2025Q1: 27,425 shares; 2025Q2: 11,043 shares; 2025Q3: 11,043 shares 11,043$24.6K<0.01%0Timeline
CO-DIAGNOSTICS INCCO-DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 15,000 shares; 2025Q2: 15,000 shares; 2025Q3: 16,000 shares 16,000$5.5K<0.01%+1,000

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
ASSERTIO HOLDINGS INCASSERTIO HOLDINGS INC NOTE 6.500% 9/0principal243,000$223K-15,000

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ISHARES TRISHARES TR229,726$5.37Mshares
KNSLKINSALE CAP GROUP INC3,955$1.91Mshares
SNPSSYNOPSYS INC1,773$909Kshares
DLRDIGITAL RLTY TR INC3,686$643Kshares
LMTLOCKHEED MARTIN CORP1,286$595Kshares
DMXFISHARES TR7,832$583Kshares
CRMSALESFORCE INC1,254$342Kshares
EAGGISHARES TR5,519$262Kshares
FCXFREEPORT MCMORAN INC5,962$258Kshares
VIGIVANGUARD WHITEHALL FDS2,827$255Kshares
AXONAXON ENTERPRISE INC305$253Kshares
SBLKSTAR BULK CARRIERS CORP.12,218$211Kshares
TPI COMPOSITES INCTPI COMPOSITES INC365,000$37.6Kprincipal

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001559789-25-000007 base2025-11-13acceptance time not in the bulk data set