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Disclosery

Platinum Management (NY) LLC

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13F filer, CIK 1368616, NEW YORK, NY

Platinum Management (NY) LLC reported $46,633,000 across 33 holdings for the quarter ended 2014-12-31, in a 13F-HR/A filed 2015-08-12. Its ten largest share positions make up 94.62% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0001140361-15-031184

Period
2014-12-31
Reported value
$46.6M
Holdings
33
Top 10 weight
94.62%
New
15
Sold out
104

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ECHO THERAPEUTICS INCnew+2,228,221$3.01M
VIRCadded+65,329$159K
CPIXnew+24,800$148K
SKILLED HEALTHCARE GROU-CL Anew+17,300$148K
UCTTnew+15,200$141K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
VERINT SYS INCexited-290,700-$16.2M
BFHexited-31,828-$7.9M
ADIexited-154,036-$7.62M
ARMKexited-272,700-$7.17M
DST SYS INC DELexited-82,900-$6.96M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2014

Share positions as resolved from 13F-HR/A 0001140361-15-031184, largest first. % of portfolio is the value over $34,027,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
NAVIDEA BIOPHARMACEUTICALS INAVIDEA BIOPHARMACEUTICALS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 14,915,631 shares; 2014Q3: 15,046,431 shares; 2014Q4: 14,603,603 shares 14,603,603$27.6M81.11%-442,828
ECHO THERAPEUTICS INCECHO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 2,228,221 shares 2,228,221$3.01M8.84%new
LOOKSMART LTDLOOKSMART LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 576,000 shares; 2014Q3: 571,097 shares; 2014Q4: 571,097 shares 571,097$408K1.2%0
VIRCVIRCO MFG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 30,550 shares; 2014Q4: 95,879 shares 95,879$234K0.69%+65,329Timeline
INTTINTEST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 32,414 shares; 2014Q3: 32,414 shares; 2014Q4: 52,798 shares 52,798$224K0.66%+20,384Timeline
CPIXCUMBERLAND PHARMACEUTICALS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 24,800 shares 24,800$148K0.43%newTimeline
SKILLED HEALTHCARE GROU-CL ASKILLED HEALTHCARE GROU-CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 17,300 shares 17,300$148K0.43%new
PC TEL INCPC TEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 16,400 shares; 2014Q4: 16,800 shares 16,800$145K0.43%+400
UCTTULTRA CLEAN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 15,200 shares 15,200$141K0.41%newTimeline
SUMMER INFANT INCSUMMER INFANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 45,600 shares; 2014Q3: 22,032 shares; 2014Q4: 42,232 shares 42,232$138K0.41%+20,200
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 48,400 shares 48,400$134K0.39%new
RED LION HOTELS CORPRED LION HOTELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 21,200 shares 21,200$134K0.39%new
DOT HILL SYS CORPDOT HILL SYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 29,900 shares 29,900$132K0.39%new
FORMFORMFACTOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 15,100 shares 15,100$130K0.38%newTimeline
KEMET CORPKEMET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 14,500 shares; 2014Q4: 31,000 shares 31,000$130K0.38%+16,500
RICHARDSON ELECTRS LTDRICHARDSON ELECTRS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 12,600 shares 12,600$126K0.37%new
EMMIS COMMUNICATIONS CORPEMMIS COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 47,300 shares; 2014Q3: 59,200 shares; 2014Q4: 67,500 shares 67,500$126K0.37%+8,300
NEVADA GOLD & CASINOSNEVADA GOLD & CASINOSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 100,800 shares 100,800$126K0.37%new
GLOBALSCAPE INCGLOBALSCAPE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 53,421 shares; 2014Q4: 53,421 shares 53,421$119K0.35%0
ACCURIDE CORP NEWACCURIDE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 26,318 shares 26,318$114K0.34%new
NCI INC-CLASS ANCI INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 10,500 shares 10,500$107K0.31%new
DLHCDLH HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 66,025 shares; 2014Q4: 52,100 shares 52,100$105K0.31%-13,925Timeline
EVINE LIVE INCEVINE LIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 13,300 shares 13,300$88K0.26%new
OCEAN BIO-CHEM INCOCEAN BIO-CHEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 18,918 shares 18,918$86K0.25%new
COMMAND SEC CORPCOMMAND SEC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 12,713 shares; 2014Q4: 38,285 shares 38,285$70K0.21%+25,572
Alcobra LtdAlcobra LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 15,000 shares; 2014Q4: 15,000 shares 15,000$56K0.16%0
WIRELESS TELECOM GROUP INCWIRELESS TELECOM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 10,400 shares; 2014Q4: 10,500 shares 10,500$28K0.08%+100
SMARTPROS LTDSMARTPROS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 13,500 shares; 2014Q4: 13,500 shares 13,500$21K0.06%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
IAC INTERACTIVECORPIAC INTERACTIVECORP COMcall101,500$6.17M+97,000
LINEAR TECHNOLOGY CORPLINEAR TECHNOLOGY CORP COMcall56,700$2.59Mnew
PMC-SIERRA INCPMC-SIERRA INC COMcall225,400$2.06M-246,000
VSHVISHAY INTERTECHNOLOGY INC Stockcall108,500$1.53M-9,400
OPKOPKO HEALTH INC COMcall25,000$250K0

Sold out in Q4 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 104. All 104

SecurityShares beforeValue beforeType
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser483,300$47.7Mput
SPYSTATE STR SPDR S&P 500 ETF T122,600$24.2Mput
QCOMQUALCOMM INC288,900$21.6Mcall
VERINT SYS INCVERINT SYS INC290,700$16.2Mshares
BFHBREAD FINANCIAL HOLDINGS INC48,100$11.9Mcall
BFHBREAD FINANCIAL HOLDINGS INC31,828$7.9Mshares
ADIANALOG DEVICES INC154,036$7.62Mshares
WDCWESTERN DIGITAL CORP77,000$7.49Mcall
ARMKARAMARK272,700$7.17Mshares
DST SYS INC DELDST SYS INC DEL82,900$6.96Mshares
INTCINTEL CORP192,400$6.7Mput
GoogleGoogle11,300$6.65Mshares
YELPYELP INC96,200$6.57Mcall
VANTIV INCVANTIV INC207,500$6.41Mshares
BIDUBAIDU INC28,300$6.18Mcall
EEMISHARES TR141,500$5.88Mput
NXPINXP SEMICONDUCTORS N V84,800$5.8Mshares
E M C CORP MASSE M C CORP MASS188,600$5.52Mcall
TRAVELPORT WORLDWIDE LTDTRAVELPORT WORLDWIDE LTD320,600$5.28Mshares
INFYINFOSYS LTD85,000$5.14Mcall
ALVAUTOLIV INC55,300$5.08Mcall
BWABORGWARNER INC96,200$5.06Mcall
FXIISHARES TR132,000$5.05Mput
ALTERA CORPALTERA CORP140,200$5.02Mcall
TIME WARNER CABLE INCTIME WARNER CABLE INC33,700$4.84Mshares
CITRIX SYSTEMS INCCITRIX SYSTEMS INC63,300$4.52Mcall
METAMETA PLATFORMS INC57,000$4.5Mshares
Broadcom IncBroadcom Inc50,400$4.38Mshares
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC143,000$4.32Mcall
LEVEL 3 COMMUNICATIONS INCLEVEL 3 COMMUNICATIONS INC94,300$4.31Mcall
SNPSSYNOPSYS INC106,971$4.25Mshares
AAPLAPPLE INC42,100$4.24Mshares
XILINX INCXILINX INC99,800$4.23Mshares
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC99,165$4.22Mshares
LEVEL 3 COMMUNICATIONS INCLEVEL 3 COMMUNICATIONS INC91,600$4.19Mshares
ROKROCKWELL AUTOMATION INC37,600$4.13Mcall
BIDUBAIDU INC18,400$4.01Mshares
CHKPCHECK POINT SOFTWARE TECH LT56,100$3.88Mcall
EXPEEXPEDIA GROUP INC44,200$3.87Mcall
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC94,300$3.23Mcall
YELPYELP INC47,200$3.22Mshares
IBMINTERNATIONAL BUSINESS MACHS16,900$3.21Mcall
INTUINTUIT36,600$3.21Mcall
PMC-SIERRA INCPMC-SIERRA INC423,800$3.16Mshares
JDJD.COM INC122,400$3.16Mshares
NICENICE LTD77,200$3.15Mshares
WDAYWORKDAY INC37,800$3.12Mcall
SYNASYNAPTICS INC41,500$3.04Mshares
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS52,900$3.03Mcall
INTERSIL CORPINTERSIL CORP211,700$3.01Mcall
METAMETA PLATFORMS INC37,700$2.98Mcall
SINA CORPSINA CORP72,200$2.97Mshares
IAC INTERACTIVECORPIAC INTERACTIVECORP43,840$2.89Mshares
SLABSILICON LABORATORIES INC67,600$2.75Mcall
FAIRCHILD SEMICONDUCTORFAIRCHILD SEMICONDUCTOR166,700$2.59Mcall
TRMBTRIMBLE INC82,700$2.52Mcall
E M C CORP MASSE M C CORP MASS84,900$2.48Mshares
NETSUITE INCNETSUITE INC25,600$2.29Mcall
AMZNAMAZON COM INC7,100$2.29Mshares
SWKSSKYWORKS SOLUTIONS INC38,600$2.24Mshares
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INC80,000$2.18Mcall
VVISA INC10,200$2.18Mshares
ONON SEMICONDUCTOR CORP240,132$2.15Mshares
ADSKAUTODESK INC38,500$2.12Mcall
ANIXTER INTL INCANIXTER INTL INC24,600$2.09Mcall
CARAVIS BUDGET GROUP INC37,700$2.07Mcall
BROADSOFT INCBROADSOFT INC96,600$2.03Mcall
CSGSCSG SYS INTL INC73,100$1.92Mshares
ECHO THERAPEUTICS INCECHO THERAPEUTICS INC2,283,876$1.92Mshares
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP192,400$1.9Mcall
WEST CORPWEST CORP55,557$1.64Mshares
LSCCLATTICE SEMICONDUCTOR CORP202,400$1.52Mshares
DANDANA INC70,100$1.34Mcall
AMZNAMAZON COM INC42,800$1.25Mcall
MUMICRON TECHNOLOGY INC33,600$1.15Mshares
FLEXFLEX LTD110,900$1.14Mcall
ARRIS GROUP INCARRIS GROUP INC39,600$1.12Mshares
RF MICRODEVICES INCRF MICRODEVICES INC96,300$1.11Mshares
ORCLORACLE CORP28,900$1.11Mcall
DOXAMDOCS LTD23,600$1.08Mcall
LAM RESEARCH CORPLAM RESEARCH CORP14,300$1.07Mshares
AMATAPPLIED MATLS INC49,213$1.06Mshares
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN13,600$1.06Mcall
VIACOM INCVIACOM INC13,500$1.04Mcall
MANMANPOWERGROUP INC WIS14,400$1.01Mcall
VCVISTEON CORP10,000$973Kcall
CORNERSTONE ONDEMAND INC COMCORNERSTONE ONDEMAND INC COM27,500$946Kcall
BROADSOFT INCBROADSOFT INC38,104$802Kshares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC10,100$734Kshares
MOKO SOCIAL MEDIA LTDMOKO SOCIAL MEDIA LTD4,714,271$660Kshares
SPANSION INCSPANSION INC28,800$656Kshares
TWITTER INCTWITTER INC9,700$500Kshares
TNETTRINET GROUP INC8,500$219Kshares
TRTTRIO TECH INTL35,151$136Kshares
RELLRICHARDSON ELECTRS LTD12,500$125Kshares
Check Point Software Techno…Check Point Software Technologies…10,100$124Kshares
ENGLOBAL CORPENGLOBAL CORP56,347$121Kshares
IXYS CORPIXYS CORP11,400$120Kshares
VALUEVISION MEDIA INCVALUEVISION MEDIA INC13,300$68Kshares
MGC DIAGNOSTICS CORPMGC DIAGNOSTICS CORP10,385$68Kshares

How Q4 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001140361-15-007479 superseded2015-02-17acceptance time not in the bulk data set
13F-HR/A 0001140361-15-031184 baserestatement2015-08-12acceptance time not in the bulk data set