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Pettinga Financial Advisors LLC

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13F filer, CIK 1694592, EVANSVILLE, IN

Pettinga Financial Advisors LLC reported $512,909,373 across 137 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-10-21. Its ten largest share positions make up 46.76% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001694592-25-000003

Period
2025-09-30
Reported value
$513M
Holdings
137
Top 10 weight
46.76%
New
12
Sold out
7

Largest buys vs the previous quarter

SecurityShares changeApprox. value
OEFadded+39,663$13.2M
SHLDnew+86,323$6.06M
SPYadded+4,422$2.95M
IAUadded+38,103$2.77M
LRGFadded+31,591$2.18M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
EFVreduced-118,735-$8.05M
EFGreduced-62,193-$7.08M
QUALreduced-16,449-$3.2M
IYWreduced-14,618-$2.86M
QQQreduced-2,108-$1.27M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001694592-25-000003, largest first. % of portfolio is the value over $512,909,373, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
LRGFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 450,127 shares; 2025Q1: 454,532 shares; 2025Q2: 442,817 shares; 2025Q3: 474,408 shares 474,408$32.8M6.39%+31,591Timeline
QUALISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 167,446 shares; 2025Q1: 174,180 shares; 2025Q2: 176,245 shares; 2025Q3: 159,796 shares 159,796$31.1M6.06%-16,449Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 70,373 shares; 2025Q1: 58,141 shares; 2025Q2: 47,204 shares; 2025Q3: 46,367 shares 46,367$31M6.05%-837Timeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 287,750 shares; 2025Q1: 290,330 shares; 2025Q2: 260,255 shares; 2025Q3: 254,846 shares 254,846$30.8M6%-5,409Timeline
IVEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 77,048 shares; 2025Q1: 99,644 shares; 2025Q2: 113,618 shares; 2025Q3: 120,266 shares 120,266$24.8M4.84%+6,648Timeline
OEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 25,114 shares; 2025Q2: 25,442 shares; 2025Q3: 65,105 shares 65,105$21.7M4.22%+39,663Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 54,692 shares; 2025Q1: 54,250 shares; 2025Q2: 52,413 shares; 2025Q3: 53,288 shares 53,288$18.9M3.69%+875Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 14,952 shares; 2025Q1: 16,834 shares; 2025Q2: 22,671 shares; 2025Q3: 27,093 shares 27,093$18M3.52%+4,422Timeline
PRFINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 379,201 shares; 2025Q1: 379,218 shares; 2025Q2: 384,057 shares; 2025Q3: 356,400 shares 356,400$16.1M3.14%-27,657Timeline
IYWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 71,216 shares; 2025Q1: 69,901 shares; 2025Q2: 89,073 shares; 2025Q3: 74,455 shares 74,455$14.6M2.84%-14,618Timeline
EFVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 343,865 shares; 2025Q1: 175,614 shares; 2025Q2: 332,426 shares; 2025Q3: 213,691 shares 213,691$14.5M2.83%-118,735Timeline
DIASTATE STR SPDR DOW JONES INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 18,878 shares; 2025Q1: 18,174 shares; 2025Q2: 24,249 shares; 2025Q3: 26,468 shares 26,468$12.3M2.39%+2,219Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 47,200 shares; 2025Q1: 47,128 shares; 2025Q2: 47,163 shares; 2025Q3: 47,627 shares 47,627$12.1M2.36%+464Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 23,529 shares; 2025Q1: 23,267 shares; 2025Q2: 23,134 shares; 2025Q3: 22,996 shares 22,996$10.8M2.1%-138Timeline
VYMVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 85,546 shares; 2025Q1: 81,756 shares; 2025Q2: 81,264 shares; 2025Q3: 73,014 shares 73,014$10.3M2.01%-8,250Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 93,501 shares; 2025Q1: 92,128 shares; 2025Q2: 90,242 shares; 2025Q3: 84,953 shares 84,953$10.1M1.97%-5,289Timeline
IAUISHARES GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 58,455 shares; 2025Q1: 95,850 shares; 2025Q2: 92,392 shares; 2025Q3: 130,495 shares 130,495$9.5M1.85%+38,103Timeline
MTUMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 31,950 shares; 2025Q1: 32,863 shares; 2025Q2: 31,960 shares; 2025Q3: 32,656 shares 32,656$8.37M1.63%+696Timeline
CINFCINCINNATI FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 52,672 shares; 2025Q1: 52,687 shares; 2025Q2: 52,705 shares; 2025Q3: 52,721 shares 52,721$8.34M1.63%+16Timeline
IBITISHARES BITCOIN TRUST ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 11,981 shares; 2025Q1: 131,548 shares; 2025Q2: 124,578 shares; 2025Q3: 125,219 shares 125,219$8.14M1.59%+641Timeline
TLHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 35,657 shares; 2025Q2: 73,196 shares; 2025Q3: 72,447 shares 72,447$7.46M1.45%-749Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 107,663 shares; 2025Q1: 109,394 shares; 2025Q2: 109,490 shares; 2025Q3: 109,715 shares 109,715$7.16M1.4%+225Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 15,057 shares; 2025Q1: 12,643 shares; 2025Q2: 13,661 shares; 2025Q3: 11,553 shares 11,553$6.94M1.35%-2,108Timeline
MBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 55,726 shares; 2025Q1: 48,288 shares; 2025Q2: 50,230 shares; 2025Q3: 64,211 shares 64,211$6.11M1.19%+13,981Timeline
SHLDGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 86,323 shares 86,323$6.06M1.18%newTimeline
DFSVDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 125,367 shares; 2025Q1: 120,047 shares; 2025Q2: 155,059 shares; 2025Q3: 177,008 shares 177,008$5.64M1.1%+21,949Timeline
RSPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 24,966 shares; 2025Q1: 42,267 shares; 2025Q2: 26,067 shares; 2025Q3: 29,075 shares 29,075$5.52M1.08%+3,008Timeline
SIVRABRDN SILVER ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 135,860 shares; 2025Q1: 126,160 shares; 2025Q2: 116,375 shares; 2025Q3: 114,800 shares 114,800$5.11M1%-1,575Timeline
DFAEDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 155,278 shares; 2025Q1: 143,317 shares; 2025Q2: 144,115 shares; 2025Q3: 149,341 shares 149,341$4.71M0.92%+5,226Timeline
SLVISHARES SILVER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 108,219 shares; 2025Q1: 103,810 shares; 2025Q2: 101,972 shares; 2025Q3: 100,603 shares 100,603$4.26M0.83%-1,369Timeline
PSLVSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 229,345 shares; 2025Q1: 236,775 shares; 2025Q2: 230,100 shares; 2025Q3: 243,600 shares 243,600$3.82M0.75%+13,500Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 7,720 shares; 2025Q1: 7,643 shares; 2025Q2: 7,285 shares; 2025Q3: 7,323 shares 7,323$3.79M0.74%+38Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 36,493 shares; 2025Q1: 38,292 shares; 2025Q2: 39,383 shares; 2025Q3: 38,006 shares 38,006$3.55M0.69%-1,377Timeline
DFASDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 41,157 shares; 2025Q1: 41,731 shares; 2025Q2: 44,431 shares; 2025Q3: 49,231 shares 49,231$3.37M0.66%+4,800Timeline
BINCBLACKROCK ETF TRUST IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 41,398 shares; 2025Q1: 41,002 shares; 2025Q2: 45,748 shares; 2025Q3: 62,370 shares 62,370$3.32M0.65%+16,622Timeline
PTLNORTHERN LTS FD TR IVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 7,959 shares; 2025Q3: 13,106 shares 13,106$3.27M0.64%+5,147Timeline
NLRVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 19,902 shares; 2025Q3: 24,049 shares 24,049$3.26M0.64%+4,147Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 13,051 shares; 2025Q1: 13,053 shares; 2025Q2: 13,151 shares; 2025Q3: 13,201 shares 13,201$3.22M0.63%+50Timeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 41,408 shares; 2025Q1: 34,085 shares; 2025Q2: 34,077 shares; 2025Q3: 33,959 shares 33,959$3.03M0.59%-118Timeline
FEOERBB FUND TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 53,474 shares; 2025Q3: 61,153 shares 61,153$2.82M0.55%+7,679Timeline
BTCGRAYSCALE BITCOIN MINI TR ETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 46,758 shares; 2025Q1: 49,093 shares; 2025Q2: 47,816 shares; 2025Q3: 49,352 shares 49,352$2.5M0.49%+1,536Timeline
OBDCBLUE OWL CAPITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 353,413 shares; 2025Q1: 202,903 shares; 2025Q2: 80,639 shares; 2025Q3: 193,148 shares 193,148$2.47M0.48%+112,509Timeline
BNDXVANGUARD CHARLOTTE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 38,247 shares; 2025Q3: 47,341 shares 47,341$2.34M0.46%+9,094Timeline
DFIVDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 9,060 shares; 2025Q2: 56,569 shares; 2025Q3: 49,994 shares 49,994$2.31M0.45%-6,575Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 29,989 shares; 2025Q1: 21,245 shares; 2025Q2: 12,170 shares; 2025Q3: 15,446 shares 15,446$2.15M0.42%+3,276Timeline
OTFBLUE OWL TECHNOLOGY FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 155,174 shares 155,174$2.14M0.42%newTimeline
DLYDOUBLELINE YIELD OPPORTUNITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 139,324 shares 139,324$2.1M0.41%newTimeline
XOPSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 18,507 shares; 2025Q1: 15,792 shares; 2025Q2: 15,567 shares; 2025Q3: 15,372 shares 15,372$2.03M0.4%-195Timeline
EMBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 16,430 shares; 2025Q1: 14,217 shares; 2025Q2: 15,390 shares; 2025Q3: 20,664 shares 20,664$1.97M0.38%+5,274Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 23,726 shares 23,726$1.86M0.36%newTimeline
XBISPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 28,905 shares; 2025Q1: 28,660 shares; 2025Q2: 17,745 shares; 2025Q3: 18,540 shares 18,540$1.86M0.36%+795Timeline
UUPINVESCO DB US DLR INDEX TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 27,350 shares; 2025Q1: 72,175 shares; 2025Q2: 57,275 shares; 2025Q3: 66,120 shares 66,120$1.82M0.35%+8,845Timeline
COMTISHARES U S ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 18,008 shares; 2025Q1: 55,754 shares; 2025Q2: 60,388 shares; 2025Q3: 62,451 shares 62,451$1.68M0.33%+2,063Timeline
URNMSPROTT FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 69,072 shares; 2025Q1: 78,709 shares; 2025Q2: 36,594 shares; 2025Q3: 27,341 shares 27,341$1.65M0.32%-9,253Timeline
DFEVDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 13,137 shares; 2025Q1: 16,260 shares; 2025Q2: 36,207 shares; 2025Q3: 48,764 shares 48,764$1.56M0.3%+12,557Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 65,510 shares; 2025Q1: 147,681 shares; 2025Q2: 21,204 shares; 2025Q3: 21,203 shares 21,203$1.4M0.27%-1Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 8,002 shares; 2025Q1: 8,043 shares; 2025Q2: 6,590 shares; 2025Q3: 6,971 shares 6,971$1.3M0.25%+381Timeline
GDXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 43,987 shares; 2025Q1: 31,665 shares; 2025Q2: 17,808 shares; 2025Q3: 16,458 shares 16,458$1.26M0.25%-1,350Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 5,490 shares; 2025Q1: 5,350 shares; 2025Q2: 5,529 shares; 2025Q3: 5,594 shares 5,594$1.23M0.24%+65Timeline
COPXGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 20,843 shares; 2025Q1: 21,585 shares; 2025Q2: 26,350 shares; 2025Q3: 20,531 shares 20,531$1.23M0.24%-5,819Timeline
XMESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 14,014 shares; 2025Q1: 14,044 shares; 2025Q2: 14,384 shares; 2025Q3: 12,869 shares 12,869$1.2M0.23%-1,515Timeline
DXPEDXP ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 10,000 shares; 2025Q1: 10,000 shares; 2025Q2: 10,000 shares; 2025Q3: 10,000 shares 10,000$1.19M0.23%0Timeline
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 46,197 shares; 2025Q1: 42,772 shares; 2025Q2: 37,872 shares; 2025Q3: 40,197 shares 40,197$1.19M0.23%+2,325Timeline
ONBOLD NATL BANCORP INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 56,426 shares; 2025Q1: 52,146 shares; 2025Q2: 52,146 shares; 2025Q3: 52,146 shares 52,146$1.14M0.22%0Timeline
DFAIDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 29,815 shares; 2025Q1: 33,015 shares; 2025Q2: 39,055 shares; 2025Q3: 30,970 shares 30,970$1.13M0.22%-8,085Timeline
ICVTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 4,588 shares; 2025Q1: 5,890 shares; 2025Q2: 6,166 shares; 2025Q3: 10,838 shares 10,838$1.08M0.21%+4,672Timeline
UGAUNITED STS GASOLINE FD LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 16,776 shares; 2025Q1: 16,426 shares; 2025Q2: 16,701 shares; 2025Q3: 16,226 shares 16,226$1.05M0.2%-475Timeline
RSPHINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 28,235 shares; 2025Q2: 53,129 shares; 2025Q3: 35,160 shares 35,160$1.03M0.2%-17,969Timeline
PPLTABRDN PLATINUM ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 8,505 shares; 2025Q1: 8,460 shares; 2025Q2: 7,285 shares; 2025Q3: 7,095 shares 7,095$1.01M0.2%-190Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 9,032 shares; 2025Q1: 8,207 shares; 2025Q2: 6,412 shares; 2025Q3: 4,304 shares 4,304$929K0.18%-2,108Timeline
URAGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 19,931 shares; 2025Q1: 20,759 shares; 2025Q2: 20,309 shares; 2025Q3: 19,434 shares 19,434$926K0.18%-875Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 983 shares; 2025Q1: 984 shares; 2025Q2: 980 shares; 2025Q3: 981 shares 981$908K0.18%+1Timeline
STIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 5,837 shares; 2025Q3: 8,692 shares 8,692$898K0.18%+2,855Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,501 shares; 2025Q1: 1,636 shares; 2025Q2: 1,561 shares; 2025Q3: 1,477 shares 1,477$880K0.17%-84Timeline
FCNCAFIRST CTZNS BANCSHARES INC DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 485 shares; 2025Q1: 485 shares; 2025Q2: 485 shares; 2025Q3: 485 shares 485$868K0.17%0Timeline
AVGOBROADCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,644 shares; 2025Q1: 2,612 shares; 2025Q2: 2,683 shares; 2025Q3: 2,628 shares 2,628$867K0.17%-55Timeline
CCAPCRESCENT CAP BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 45,767 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 59,767 shares 59,767$852K0.17%newTimeline
ITOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 28,890 shares; 2025Q1: 28,908 shares; 2025Q2: 5,335 shares; 2025Q3: 5,337 shares 5,337$777K0.15%+2Timeline
XMYDXBLACKROCK MUNIYIELD FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 16,180 shares; 2025Q2: 30,060 shares; 2025Q3: 69,690 shares 69,690$736K0.14%+39,630Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 5,848 shares; 2025Q1: 5,854 shares; 2025Q2: 5,780 shares; 2025Q3: 6,764 shares 6,764$697K0.14%+984Timeline
DFACDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 16,939 shares; 2025Q1: 16,939 shares; 2025Q2: 16,939 shares; 2025Q3: 18,030 shares 18,030$695K0.14%+1,091Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 17,393 shares; 2025Q1: 17,865 shares; 2025Q2: 12,440 shares; 2025Q3: 12,640 shares 12,640$681K0.13%+200Timeline
GBTCGRAYSCALE BITCOIN TRUST ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 8,019 shares; 2025Q1: 7,178 shares; 2025Q2: 7,215 shares; 2025Q3: 7,079 shares 7,079$635K0.12%-136Timeline
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,317 shares; 2025Q1: 2,317 shares; 2025Q2: 5,050 shares; 2025Q3: 5,050 shares 5,050$625K0.12%0Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,339 shares; 2025Q1: 1,339 shares; 2025Q2: 1,339 shares; 2025Q3: 1,319 shares 1,319$603K0.12%-20Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 3,635 shares; 2025Q1: 3,635 shares; 2025Q2: 3,635 shares; 2025Q3: 3,695 shares 3,695$568K0.11%+60Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 4,774 shares; 2025Q1: 3,009 shares; 2025Q2: 3,016 shares; 2025Q3: 4,927 shares 4,927$556K0.11%+1,911Timeline
SILGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 15,020 shares; 2025Q1: 11,112 shares; 2025Q2: 8,612 shares; 2025Q3: 7,528 shares 7,528$539K0.11%-1,084Timeline
PTACOHEN & STEERS TAX ADVAN PFDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 79,275 shares; 2025Q1: 64,500 shares; 2025Q2: 63,500 shares; 2025Q3: 26,139 shares 26,139$533K0.1%-37,361Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,120 shares; 2025Q1: 2,101 shares; 2025Q2: 2,188 shares; 2025Q3: 2,189 shares 2,189$532K0.1%+1Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 11,108 shares; 2025Q1: 11,058 shares; 2025Q2: 11,058 shares; 2025Q3: 10,881 shares 10,881$491K0.1%-177Timeline
SILJAMPLIFY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 34,380 shares; 2025Q1: 28,530 shares; 2025Q2: 26,605 shares; 2025Q3: 20,840 shares 20,840$481K0.09%-5,765Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 622 shares; 2025Q1: 622 shares; 2025Q2: 643 shares; 2025Q3: 653 shares 653$479K0.09%+10Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,973 shares; 2025Q1: 3,025 shares; 2025Q2: 3,126 shares; 2025Q3: 3,062 shares 3,062$476K0.09%-64Timeline
CPERUNITED STS COMMODITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 26,837 shares; 2025Q1: 14,087 shares; 2025Q2: 14,237 shares; 2025Q3: 15,257 shares 15,257$458K0.09%+1,020Timeline
EFGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 191,397 shares; 2025Q1: 74,395 shares; 2025Q2: 66,205 shares; 2025Q3: 4,012 shares 4,012$457K0.09%-62,193Timeline
IWNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 5,379 shares; 2025Q1: 4,122 shares; 2025Q2: 3,497 shares; 2025Q3: 2,557 shares 2,557$452K0.09%-940Timeline
IFNABERDEEN INDIA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 26,530 shares; 2025Q1: 55,101 shares; 2025Q2: 26,580 shares; 2025Q3: 30,650 shares 30,650$449K0.09%+4,070Timeline
TBFPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,850 shares; 2025Q3: 18,900 shares 18,900$448K0.09%+5,050Timeline
GABCGERMAN AMERN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 7,363 shares; 2025Q1: 7,403 shares; 2025Q2: 7,444 shares; 2025Q3: 11,121 shares 11,121$437K0.09%+3,677Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,425 shares; 2025Q1: 1,426 shares; 2025Q2: 1,427 shares; 2025Q3: 1,427 shares 1,427$434K0.08%0Timeline
XVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 8,163 shares 8,163$421K0.08%newTimeline
COINCOINBASE GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,287 shares; 2025Q1: 1,287 shares; 2025Q2: 1,321 shares; 2025Q3: 1,061 shares 1,061$358K0.07%-260Timeline
ESGUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 3,262 shares; 2025Q1: 2,997 shares; 2025Q2: 2,389 shares; 2025Q3: 2,389 shares 2,389$348K0.07%0Timeline
MLPXGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 6,225 shares; 2025Q1: 5,425 shares; 2025Q2: 5,400 shares; 2025Q3: 5,400 shares 5,400$339K0.07%0Timeline
MOOVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 5,740 shares; 2025Q1: 6,040 shares; 2025Q2: 5,315 shares; 2025Q3: 4,540 shares 4,540$333K0.07%-775Timeline
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,925 shares; 2025Q1: 1,900 shares; 2025Q2: 1,575 shares; 2025Q3: 2,325 shares 2,325$330K0.06%+750Timeline
GELGENESIS ENERGY L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 22,770 shares; 2025Q1: 19,220 shares; 2025Q2: 19,220 shares; 2025Q3: 19,220 shares 19,220$321K0.06%0Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 18,300 shares; 2025Q1: 10,100 shares; 2025Q2: 10,000 shares; 2025Q3: 10,000 shares 10,000$313K0.06%0Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,005 shares; 2025Q1: 1,007 shares; 2025Q2: 1,010 shares; 2025Q3: 1,013 shares 1,013$286K0.06%+3Timeline
GEGE AEROSPACEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 916 shares; 2025Q3: 916 shares 916$276K0.05%0Timeline
EPIWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 6,550 shares; 2025Q1: 6,350 shares; 2025Q2: 6,350 shares; 2025Q3: 6,200 shares 6,200$274K0.05%-150Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 11,584 shares; 2025Q1: 10,334 shares; 2025Q2: 9,634 shares; 2025Q3: 9,634 shares 9,634$273K0.05%0Timeline
SPPPSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 15,250 shares; 2025Q1: 21,550 shares; 2025Q2: 17,721 shares; 2025Q3: 19,571 shares 19,571$266K0.05%+1,850Timeline
CAPEDOUBLELINE ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 16,300 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 8,128 shares 8,128$265K0.05%newTimeline
ENBENBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 5,138 shares; 2025Q1: 5,038 shares; 2025Q2: 5,488 shares; 2025Q3: 5,238 shares 5,238$264K0.05%-250Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 7,033 shares; 2025Q1: 6,033 shares; 2025Q2: 5,990 shares; 2025Q3: 4,865 shares 4,865$264K0.05%-1,125Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,812 shares; 2025Q1: 1,812 shares; 2025Q2: 1,812 shares; 2025Q3: 1,812 shares 1,812$254K0.05%0Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 570 shares 570$253K0.05%newTimeline
ELVELEVANCE HEALTH INC FORMERLYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 774 shares; 2025Q1: 774 shares; 2025Q2: 775 shares; 2025Q3: 775 shares 775$251K0.05%0Timeline
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 27,782 shares; 2025Q1: 13,170 shares; 2025Q2: 13,170 shares; 2025Q3: 14,290 shares 14,290$245K0.05%+1,120Timeline
BPBP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 7,319 shares; 2025Q2: 6,940 shares; 2025Q3: 7,036 shares 7,036$242K0.05%+96Timeline
KKRKKR & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,821 shares; 2025Q1: 1,821 shares; 2025Q2: 1,821 shares; 2025Q3: 1,821 shares 1,821$237K0.05%0Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 903 shares; 2025Q1: 833 shares; 2025Q2: 833 shares; 2025Q3: 833 shares 833$235K0.05%0Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 5,188 shares; 2025Q2: 4,488 shares; 2025Q3: 4,328 shares 4,328$231K0.05%-160Timeline
DFATDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 3,956 shares; 2025Q1: 3,956 shares; 2025Q2: 3,956 shares; 2025Q3: 3,956 shares 3,956$230K0.04%0Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 703 shares; 2025Q3: 703 shares 703$222K0.04%0Timeline
GDXJVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 9,259 shares; 2025Q1: 10,109 shares; 2025Q2: not reported; 2025Q3: 2,209 shares 2,209$219K0.04%newTimeline
OKEONEOK INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 2,875 shares 2,875$210K0.04%newTimeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,775 shares; 2025Q1: 1,725 shares; 2025Q2: 1,250 shares; 2025Q3: 850 shares 850$206K0.04%-400Timeline
BNTBROOKFIELD WEALTH SOL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 3,000 shares 3,000$205K0.04%newTimeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 629 shares; 2025Q2: 629 shares; 2025Q3: 599 shares 599$205K0.04%-30Timeline
AFLAFLAC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 1,816 shares; 2025Q2: not reported; 2025Q3: 1,816 shares 1,816$203K0.04%newTimeline
RLTYCOHEN & STEERS REAL ESTATE OQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 19,278 shares; 2025Q1: 14,569 shares; 2025Q2: 14,069 shares; 2025Q3: 12,835 shares 12,835$196K0.04%-1,234Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 35,938 shares; 2025Q1: 26,688 shares; 2025Q2: 25,688 shares; 2025Q3: 14,000 shares 14,000$126K0.02%-11,688Timeline
NATNORDIC AMERICAN TANKERS LIMIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 16,650 shares; 2025Q1: 23,650 shares; 2025Q2: 23,650 shares; 2025Q3: 23,650 shares 23,650$74.3K0.01%0Timeline
MMLPMARTIN MIDSTREAM PRTNRS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 12,025 shares; 2025Q2: 13,525 shares; 2025Q3: 13,525 shares 13,525$41.4K0.01%0Timeline

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
FXYINVESCO CURRENCYSHARES10,100$646Kshares
EMXCISHARES INC10,061$635Kshares
DBEFDBX ETF TR12,355$541Kshares
PSFCOHEN & STEERS SELECT PFD &23,672$477Kshares
MSTRSTRATEGY INC811$328Kshares
LDPCOHEN & STEERS LTD DURATION10,552$221Kshares
OLEDUNIVERSAL DISPLAY CORP1,335$206Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001694592-25-000003 base2025-10-21acceptance time not in the bulk data set