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Pacific Wealth Strategies Group, Inc.

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13F filer, CIK 1766571, SANTA BARBARA, CA

Pacific Wealth Strategies Group, Inc. reported $163,006,912 across 64 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-05. Its ten largest share positions make up 68.63% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001766571-25-000008

Period
2025-09-30
Reported value
$163M
Holdings
64
Top 10 weight
68.63%
New
5
Sold out
0

Largest buys vs the previous quarter

SecurityShares changeApprox. value
AAPLadded+2,525$643K
HDnew+964$391K
SCHGadded+11,723$374K
WMTnew+3,090$318K
NOWnew+308$283K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PKWreduced-2,350-$311K
IGRreduced-41,866-$215K
XLKreduced-500-$141K
GOOGLreduced-464-$113K
GSreduced-93-$74.1K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001766571-25-000008, largest first. % of portfolio is the value over $163,006,912, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,344 shares; 2024Q4: 1,358 shares; 2025Q1: 1,363 shares; 2025Q2: 35,052 shares; 2025Q3: 34,968 shares 34,968$23.3M14.29%-84Timeline
NOBLPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 137,276 shares; 2024Q4: 139,967 shares; 2025Q1: 142,250 shares; 2025Q2: 180,286 shares; 2025Q3: 181,097 shares 181,097$18.7M11.45%+811Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 55,175 shares; 2024Q4: 55,164 shares; 2025Q1: 60,371 shares; 2025Q2: 67,014 shares; 2025Q3: 67,049 shares 67,049$12.5M7.67%+35Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,082 shares; 2024Q4: 39,590 shares; 2025Q1: 38,575 shares; 2025Q2: 44,200 shares; 2025Q3: 46,725 shares 46,725$11.9M7.3%+2,525Timeline
PKWINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 114,159 shares; 2024Q4: 114,419 shares; 2025Q1: 114,774 shares; 2025Q2: 81,647 shares; 2025Q3: 79,297 shares 79,297$10.5M6.44%-2,350Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,454 shares; 2024Q4: 12,550 shares; 2025Q1: 11,969 shares; 2025Q2: 15,059 shares; 2025Q3: 15,237 shares 15,237$7.89M4.84%+178Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 32,201 shares; 2024Q4: 32,240 shares; 2025Q1: 32,107 shares; 2025Q2: 35,082 shares; 2025Q3: 34,974 shares 34,974$7.68M4.71%-108Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 26,930 shares; 2024Q4: 27,168 shares; 2025Q1: 27,261 shares; 2025Q2: 31,291 shares; 2025Q3: 30,827 shares 30,827$7.49M4.6%-464Timeline
XCHYXCALAMOS CONV & HIGH INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 706,432 shares; 2024Q4: 726,109 shares; 2025Q1: 713,841 shares; 2025Q2: 640,471 shares; 2025Q3: 636,552 shares 636,552$7.14M4.38%-3,919Timeline
SCHGSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 102,657 shares; 2024Q4: 398,314 shares; 2025Q1: 396,697 shares; 2025Q2: 138,299 shares; 2025Q3: 150,022 shares 150,022$4.79M2.94%+11,723Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 295 shares; 2024Q4: 345 shares; 2025Q1: 345 shares; 2025Q2: 5,373 shares; 2025Q3: 5,633 shares 5,633$4.3M2.64%+260Timeline
IGRCBRE GBL REAL ESTATE INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 665,253 shares; 2024Q4: 694,341 shares; 2025Q1: 706,141 shares; 2025Q2: 635,083 shares; 2025Q3: 593,217 shares 593,217$3.05M1.87%-41,866Timeline
OHIOMEGA HEALTHCARE INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 62,059 shares; 2024Q4: 64,043 shares; 2025Q1: 65,628 shares; 2025Q2: 67,335 shares; 2025Q3: 66,926 shares 66,926$2.83M1.73%-409Timeline
BSJQINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,700 shares; 2024Q4: 75,131 shares; 2025Q1: 77,505 shares; 2025Q2: 100,717 shares; 2025Q3: 100,502 shares 100,502$2.35M1.44%-215Timeline
CRWDCROWDSTRIKE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 4,619 shares; 2025Q3: 4,667 shares 4,667$2.29M1.4%+48Timeline
BSCQINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 52,867 shares; 2025Q1: 57,263 shares; 2025Q2: 110,015 shares; 2025Q3: 115,821 shares 115,821$2.27M1.39%+5,806Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,755 shares; 2024Q4: 29,738 shares; 2025Q1: 30,264 shares; 2025Q2: 29,420 shares; 2025Q3: 29,362 shares 29,362$2.18M1.34%-58Timeline
BSCRINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 22,978 shares; 2025Q2: 86,619 shares; 2025Q3: 91,952 shares 91,952$1.81M1.11%+5,333Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 1,996 shares; 2025Q1: 2,032 shares; 2025Q2: 2,277 shares; 2025Q3: 2,184 shares 2,184$1.74M1.07%-93Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,952 shares; 2024Q4: 5,004 shares; 2025Q1: 4,977 shares; 2025Q2: 4,984 shares; 2025Q3: 4,862 shares 4,862$1.66M1.02%-122Timeline
SOSOUTHERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,287 shares; 2024Q4: 19,133 shares; 2025Q1: 19,613 shares; 2025Q2: 17,501 shares; 2025Q3: 17,097 shares 17,097$1.62M0.99%-404Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,246 shares; 2024Q4: 10,295 shares; 2025Q1: 10,497 shares; 2025Q2: 10,655 shares; 2025Q3: 10,337 shares 10,337$1.61M0.98%-318Timeline
BSJRINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,200 shares; 2024Q4: 11,200 shares; 2025Q1: 11,200 shares; 2025Q2: 61,125 shares; 2025Q3: 69,316 shares 69,316$1.58M0.97%+8,191Timeline
SCHDSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,304 shares; 2024Q4: 56,419 shares; 2025Q1: 57,191 shares; 2025Q2: 54,296 shares; 2025Q3: 54,351 shares 54,351$1.48M0.91%+55Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,998 shares; 2024Q4: 3,032 shares; 2025Q1: 3,077 shares; 2025Q2: 3,046 shares; 2025Q3: 2,955 shares 2,955$1.48M0.9%-91Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,830 shares; 2024Q4: 10,027 shares; 2025Q1: 9,977 shares; 2025Q2: 10,767 shares; 2025Q3: 10,585 shares 10,585$1.47M0.9%-182Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 5,437 shares; 2025Q1: 5,349 shares; 2025Q2: 5,173 shares; 2025Q3: 5,429 shares 5,429$1.32M0.81%+256Timeline
BSCSINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 40,399 shares; 2025Q3: 49,117 shares 49,117$1.01M0.62%+8,718Timeline
TSMTAIWAN SEMICONDUCTOR MANUFACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 5,076 shares; 2025Q1: 2,538 shares; 2025Q2: 3,483 shares; 2025Q3: 3,483 shares 3,483$973K0.6%0Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,869 shares; 2024Q4: 3,869 shares; 2025Q1: 3,869 shares; 2025Q2: 3,869 shares; 2025Q3: 3,369 shares 3,369$950K0.58%-500Timeline
TTDTHE TRADE DESK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,283 shares; 2024Q4: 16,233 shares; 2025Q1: 16,282 shares; 2025Q2: 17,516 shares; 2025Q3: 18,201 shares 18,201$892K0.55%+685Timeline
BSJSINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,500 shares; 2024Q4: 11,500 shares; 2025Q1: 11,500 shares; 2025Q2: 31,328 shares; 2025Q3: 36,018 shares 36,018$795K0.49%+4,690Timeline
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 2 shares; 2025Q2: 1 shares; 2025Q3: 1 shares 1$754K0.46%0Timeline
RIETETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 39,566 shares; 2024Q4: 64,901 shares; 2025Q1: 69,976 shares; 2025Q2: 75,108 shares; 2025Q3: 74,976 shares 74,976$722K0.44%-132Timeline
VCVINVESCO CALIF VALUE MUN INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 78,824 shares; 2024Q4: 81,335 shares; 2025Q1: 81,121 shares; 2025Q2: 66,683 shares; 2025Q3: 66,683 shares 66,683$706K0.43%0Timeline
NACNUVEEN CA DIVI ADV MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 73,224 shares; 2024Q4: 75,736 shares; 2025Q1: 75,053 shares; 2025Q2: 61,310 shares; 2025Q3: 61,310 shares 61,310$705K0.43%0Timeline
BANK OF AMER CORPBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 389 shares; 2024Q4: 407 shares; 2025Q1: 407 shares; 2025Q2: 422 shares; 2025Q3: 422 shares 422$540K0.33%0
HACKAMPLIFY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 4,525 shares; 2025Q3: 5,612 shares 5,612$487K0.3%+1,087Timeline
BSCTINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 18,863 shares; 2025Q3: 24,878 shares 24,878$468K0.29%+6,015Timeline
NETCLOUDFLARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 2,000 shares; 2025Q1: 2,000 shares; 2025Q2: 2,000 shares; 2025Q3: 2,000 shares 2,000$429K0.26%0Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 7,159 shares; 2025Q1: 7,159 shares; 2025Q2: 7,551 shares; 2025Q3: 8,173 shares 8,173$422K0.26%+622Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 80,606 shares; 2024Q4: 86,828 shares; 2025Q1: 87,161 shares; 2025Q2: 18,348 shares; 2025Q3: 17,812 shares 17,812$411K0.25%-536
INVESCO BULLETSHARES 2025 CBINVESCO BULLETSHARES 2025 CBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 52,813 shares; 2024Q4: 64,636 shares; 2025Q1: 66,171 shares; 2025Q2: 19,515 shares; 2025Q3: 18,942 shares 18,942$392K0.24%-573
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,486 shares; 2024Q4: 4,483 shares; 2025Q1: 4,498 shares; 2025Q2: not reported; 2025Q3: 964 shares 964$391K0.24%newTimeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,443 shares; 2024Q4: 21,617 shares; 2025Q1: 21,724 shares; 2025Q2: 503 shares; 2025Q3: 643 shares 643$386K0.24%+140Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,447 shares; 2024Q4: 1,602 shares; 2025Q1: not reported; 2025Q2: 675 shares; 2025Q3: 850 shares 850$378K0.23%+175Timeline
BSJTINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 15,485 shares; 2025Q3: 17,515 shares 17,515$378K0.23%+2,030Timeline
GEGE AEROSPACEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,227 shares; 2025Q3: 1,227 shares 1,227$369K0.23%0Timeline
FNDXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 86,507 shares; 2024Q4: 263,384 shares; 2025Q1: 266,422 shares; 2025Q2: 13,986 shares; 2025Q3: 13,692 shares 13,692$360K0.22%-294Timeline
XNCMXNUVEEN CALIF AMT FREE MUNI IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,149 shares; 2024Q4: 30,149 shares; 2025Q1: 30,149 shares; 2025Q2: 28,000 shares; 2025Q3: 28,000 shares 28,000$355K0.22%0Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,543 shares; 2024Q4: 1,593 shares; 2025Q1: 1,563 shares; 2025Q2: 548 shares; 2025Q3: 698 shares 698$351K0.22%+150Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 3,090 shares 3,090$318K0.2%newTimeline
NOWSERVICENOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 308 shares 308$283K0.17%newTimeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 291 shares; 2024Q4: 291 shares; 2025Q1: not reported; 2025Q2: 289 shares; 2025Q3: 289 shares 289$268K0.16%0Timeline
AVGOBROADCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 770 shares; 2025Q3: 770 shares 770$254K0.16%0Timeline
BBARRICK MNG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 6,911 shares 6,911$226K0.14%newTimeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,100 shares; 2024Q4: 2,100 shares; 2025Q1: 2,050 shares; 2025Q2: 2,000 shares; 2025Q3: 2,000 shares 2,000$226K0.14%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 955 shares 955$221K0.14%newTimeline
SNOWSNOWFLAKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 940 shares; 2025Q3: 940 shares 940$212K0.13%0Timeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,000 shares; 2024Q4: 17,000 shares; 2025Q1: 16,779 shares; 2025Q2: 10,000 shares; 2025Q3: 10,000 shares 10,000$116K0.07%0Timeline
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,000 shares; 2024Q4: 10,000 shares; 2025Q1: 10,000 shares; 2025Q2: 10,000 shares; 2025Q3: 13,000 shares 13,000$107K0.07%+3,000Timeline
RAILFREIGHTCAR AMER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 10,045 shares; 2025Q3: 10,045 shares 10,045$98.2K0.06%0Timeline
NNYNUVEEN N Y MUN VALUE FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 10,000 shares; 2025Q1: 10,000 shares; 2025Q2: 10,000 shares; 2025Q3: 10,000 shares 10,000$82.6K0.05%0Timeline
MNKDMANNKIND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,680 shares; 2024Q4: 13,680 shares; 2025Q1: 13,680 shares; 2025Q2: 13,600 shares; 2025Q3: 13,600 shares 13,600$73K0.04%0Timeline

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001766571-25-000008 base2025-11-05acceptance time not in the bulk data set