NorthRock Partners, LLC

13F filer, CIK 1632097, MINNEAPOLIS, MN

NorthRock Partners, LLC reported $3,041,846,055 across 833 holdings for the quarter ended 2024-09-30, in a 13F-HR/A filed 2025-04-22. Its ten largest share positions make up 53.74% of the portfolio.

Filed 2025-04-22 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:06 UTC13F-HR/A 0001398344-25-007446

Period: 2024-09-30
Reported value: $3.04B
Holdings: 833
Top 10 weight: 53.74%
New: 72
Sold out: 49

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VGSHadded	+2,768,901	$163M
JMSTadded	+435,757	$22.2M
NVDAadded	+107,599	$13.2M
AVGOadded	+44,937	$7.75M
SPYadded	+9,464	$5.45M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
VOOreduced	-12,482	-$6.61M
TGTreduced	-39,734	-$6.19M
EFGreduced	-28,556	-$3.07M
IWBreduced	-8,080	-$2.54M
EMXCreduced	-32,845	-$2.01M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR/A 0001398344-25-007446, largest first. % of portfolio is the value over $3,036,038,476, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
ELLAUDER ESTEE COS INC	2,939	$293K	0.01%	-282	Timeline
MARATHON OIL CORPMARATHON OIL CORP	10,953	$292K	0.01%	+207
HBANHUNTINGTON BANCSHARES INC	19,637	$292K	0.01%	+126	Timeline
EXASEXACT SCIENCES CORP	4,302	$291K	0.01%	new	Timeline
NVDLGRANITESHARES ETF TR	4,950	$288K	0.01%	0	Timeline
TYTRI CONTL CORP	8,688	$287K	0.01%	+59	Timeline
IVEISHARES TR	1,454	$287K	0.01%	-145	Timeline
FEFIRSTENERGY CORP	6,446	$286K	0.01%	+144	Timeline
SCHESCHWAB STRATEGIC TR	9,757	$285K	0.01%	+1,607	Timeline
DIALCOLUMBIA ETF TR I	15,400	$285K	0.01%	0	Timeline
STWDSTARWOOD PPTY TR INC	13,507	$282K	0.01%	-1,498	Timeline
CWBSPDR SERIES TRUST	3,676	$282K	0.01%	-2,182	Timeline
CMSCMS ENERGY CORP	3,985	$281K	0.01%	-610	Timeline
AMEAMETEK INC	1,631	$280K	0.01%	+105	Timeline
EVRGEVERGY INC	4,511	$280K	0.01%	-3	Timeline
SPXLDIREXION SHARES ETF TRUST	1,700	$279K	0.01%	-75	Timeline
OSKOSHKOSH CORP	2,768	$277K	0.01%	-545	Timeline
OGEOGE ENERGY CORP	6,744	$277K	0.01%	+185	Timeline
NVDYTIDAL TRUST II	11,500	$276K	0.01%	+1,873	Timeline
GHYGISHARES INC	6,018	$275K	0.01%	-3,389	Timeline
RACEFERRARI N V	584	$275K	0.01%	-1	Timeline
AHRAMERICAN HEALTHCARE REIT INC	10,412	$274K	0.01%	new	Timeline
WABWABTEC	1,500	$273K	0.01%	-16	Timeline
BIIBBIOGEN INC	1,406	$273K	0.01%	-189	Timeline
ACGLARCH CAP GROUP LTD	2,425	$271K	0.01%	+350	Timeline
VLTOVERALTO CORP	2,423	$271K	0.01%	+259	Timeline
EAGGISHARES TR	5,571	$271K	0.01%	+461	Timeline
CFCF INDUSTRIES HOLD	3,146	$270K	0.01%	+28	Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	30,077	$269K	0.01%	-1,037
ICLRICON PUB LTD CO	937	$269K	0.01%	+9	Timeline
LNGCHENIERE ENERGY INC	1,475	$265K	0.01%	-31	Timeline
HPPHUDSON PAC PPTYS INC	55,945	$265K	0.01%	new	Timeline
XLPSELECT SECTOR SPDR TR	3,185	$264K	0.01%	-521	Timeline
IEFISHARES TR	2,687	$264K	0.01%	-283	Timeline
SUSCISHARES TR	11,071	$263K	0.01%	+1,392	Timeline
AZNASTRAZENECA PLC-SPONS ADR	3,382	$263K	0.01%	+50	Timeline
OBDCBLUE OWL CAPITAL CORPORATION	17,493	$261K	0.01%	+89	Timeline
ESMLISHARES TR	6,244	$261K	0.01%	+1,863	Timeline
BKRBAKER HUGHES COMPANY	7,200	$260K	0.01%	+888	Timeline
BNBROOKFIELD CORP	4,862	$258K	0.01%	new	Timeline
DFASDIMENSIONAL ETF TRUST	3,963	$257K	0.01%	+89	Timeline
MAINMAIN STR CAP CORP	5,101	$256K	0.01%	0	Timeline
IPINTERNATIONAL PAPER CO	5,234	$256K	0.01%	+356	Timeline
RLYSSGA ACTIVE ETF TR	8,868	$255K	0.01%	+804	Timeline
AVUSAMERICAN CENTY ETF TR	2,677	$255K	0.01%	0	Timeline
DGROISHARES TR	4,062	$255K	0.01%	-628	Timeline
BALLBALL CORP	3,739	$254K	0.01%	-7	Timeline
GGALGRUPO FINANCIERO GALICIA S.A	6,000	$253K	0.01%	new	Timeline
GTLBGITLAB INC	4,891	$252K	0.01%	new	Timeline
NVSNOVARTIS AG	2,185	$251K	0.01%	+22	Timeline
BROBROWN & BROWN INC	2,422	$251K	0.01%	+42	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	2,810	$251K	0.01%	+90	Timeline
ANGLVANECK ETF TRUST	8,463	$249K	0.01%	-6,819	Timeline
AVBAVALONBAY CMNTYS INC	1,094	$248K	0.01%	+17	Timeline
WRBBERKLEY W R CORP	4,368	$248K	0.01%	+1,442	Timeline
FNDFLOOR & DECOR HLDGS INC	1,987	$247K	0.01%	-252	Timeline
KMXCARMAX INC	3,161	$245K	0.01%	+154	Timeline
CPAYCORPAY INC	779	$244K	0.01%	new	Timeline
AESAES CORP	12,020	$241K	0.01%	-358	Timeline
BXPBXP INC	2,945	$240K	0.01%	new	Timeline
AEISADVANCED ENERGY INDS	2,265	$238K	0.01%	-7,173	Timeline
PODDINSULET CORP	1,023	$238K	0.01%	-77	Timeline
CMICUMMINS INC	729	$236K	0.01%	new	Timeline
XLBSELECT SECTOR SPDR TR	2,444	$236K	0.01%	0	Timeline
CNCCENTENE CORP DEL	3,126	$235K	0.01%	-1,479	Timeline
SPMDSPDR SERIES TRUST	4,286	$234K	0.01%	+2,458	Timeline
CCLCARNIVAL CORP	12,650	$234K	0.01%	+1,539	Timeline
WPCWP CAREY INC	3,696	$233K	0.01%	new	Timeline
DXCMDEXCOM INC	3,464	$232K	0.01%	-1,489	Timeline
TPRTAPESTRY INC	4,942	$232K	0.01%	-177	Timeline
CLOIVANECK ETF TRUST	4,362	$231K	0.01%	+285	Timeline
VTEBVANGUARD MUN BD FDS	4,506	$230K	0.01%	-14,870	Timeline
LQDISHARES TR	2,024	$229K	0.01%	-1,206	Timeline
VCELVERICEL CORP	5,395	$228K	0.01%	0	Timeline
SONYSONY GROUP CORP	2,352	$227K	0.01%	new	Timeline
TTWOTAKE-TWO INTERACTIVE SOFTWAR	1,477	$227K	0.01%	new	Timeline
UDRUDR INC	4,985	$226K	0.01%	new	Timeline
IYMISHARES TR	1,501	$225K	0.01%	0	Timeline
IEMGISHARES INC	3,880	$223K	0.01%	+907	Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	2,106	$222K	0.01%	+1	Timeline
BLDRBUILDERS FIRSTSOURCE INC	1,142	$221K	0.01%	new	Timeline
ETRENTERGY CORP NEW	1,668	$220K	0.01%	new	Timeline
UALUNITED AIRLS HLDGS INC	3,818	$218K	0.01%	new	Timeline
LUMNLUMEN TECHNOLOGIES INC	30,663	$218K	0.01%	+20,609	Timeline
FHNFIRST HORIZON CORPORATION	13,659	$214K	0.01%	-1	Timeline
ASBASSOCIATED BANC-CORP	9,926	$214K	0.01%	-1,060	Timeline
MRNAMODERNA INC	3,195	$214K	0.01%	-1,148	Timeline
CFGCITIZENS FINL GROUP INC	5,178	$213K	0.01%	new	Timeline
AMGAFFILIATED MANAGERS GROUP	1,195	$212K	0.01%	new	Timeline
POOLPOOL CORP	562	$212K	0.01%	-231	Timeline
HPQHP INC	5,841	$211K	0.01%	new	Timeline
CAGCONAGRA BRANDS INC	6,482	$211K	0.01%	-1,162	Timeline
EWBCEAST WEST BANCORP INC	2,539	$210K	0.01%	new	Timeline
MGMMGM RESORTS INTERNATIONAL	5,373	$210K	0.01%	-1,936	Timeline
IBKRINTERACTIVE BROKERS GROUP IN	1,506	$210K	0.01%	new	Timeline
DCREDOUBLELINE ETF TRUST	4,023	$209K	0.01%	-303	Timeline
IJKISHARES TR	2,250	$207K	0.01%	0	Timeline
ALGNALIGN TECHNOLOGY INC	803	$204K	0.01%	new	Timeline
MTBM & T BK CORP	1,137	$203K	0.01%	new	Timeline
BKLNINVESCO EXCH TRADED FD TR II	9,628	$202K	0.01%	-8,329	Timeline
OMCOMNICOM GROUP INC	1,923	$200K	0.01%	new	Timeline
QDEFFLEXSHARES TR	2,779	$199K	0.01%	0	Timeline
IJJISHARES TR	1,603	$198K	0.01%	0	Timeline
GLOFISHARES TR	4,326	$194K	0.01%	0	Timeline
SLQDISHARES TR	3,816	$192K	0.01%	-280	Timeline
SPYMSPDR SERIES TRUST	2,844	$192K	0.01%	+61	Timeline
IGSBISHARES TR	3,461	$182K	0.01%	-2,099	Timeline
JPSTJ P MORGAN EXCHANGE TRADED F	3,553	$180K	0.01%	+54	Timeline
VSSVANGUARD INTL EQUITY INDEX F	1,374	$173K	0.01%	+3	Timeline
FNDXSCHWAB STRATEGIC TR	2,382	$171K	0.01%	0	Timeline
CFOVICTORY PORTFOLIOS II	2,434	$170K	0.01%	0	Timeline
R1 RCM INCR1 RCM INC	11,826	$168K	0.01%	-1,516
DFATDIMENSIONAL ETF TRUST	3,005	$167K	0.01%	-1,889	Timeline
HACKAMPLIFY ETF TR	2,439	$167K	0.01%	0	Timeline
SOXXISHARES TR	711	$164K	0.01%	0	Timeline
VCSHVANGUARD SCOTTSDALE FDS	1,976	$157K	0.01%	+263	Timeline
EWUISHARES TR	4,157	$156K	0.01%	-1,777	Timeline
TOTLSSGA ACTIVE ETF TR	3,738	$155K	0.01%	+154	Timeline
IDEVISHARES TR	2,172	$154K	0.01%	+1,587	Timeline
EPSWISDOMTREE TR	2,531	$152K	0.01%	new	Timeline
IDVISHARES TR	4,927	$149K	<0.01%	-1,424	Timeline
VODVODAFONE GROUP PLC	14,860	$149K	<0.01%	0	Timeline
BBHVANECK ETF TRUST	831	$147K	<0.01%	-305	Timeline
GSLCGOLDMAN SACHS ETF TR	1,286	$145K	<0.01%	-20	Timeline
WDIVSPDR INDEX SHS FDS	2,146	$143K	<0.01%	-2,859	Timeline
XJRISHARES TR	3,329	$139K	<0.01%	+675	Timeline
IUSVISHARES TR	1,432	$137K	<0.01%	0	Timeline
PHOINVESCO EXCHANGE TRADED FD T	1,921	$136K	<0.01%	0	Timeline
SCHHSCHWAB STRATEGIC TR	5,762	$134K	<0.01%	+2,686	Timeline
USIGISHARES TR	2,523	$133K	<0.01%	+2,275	Timeline
CDCVICTORY PORTFOLIOS II	2,023	$131K	<0.01%	0	Timeline
GBILGOLDMAN SACHS ETF TR	1,280	$128K	<0.01%	-242	Timeline
XLFSELECT SECTOR SPDR TR	2,812	$127K	<0.01%	+414	Timeline
SPEMSPDR INDEX SHS FDS	3,060	$126K	<0.01%	-107	Timeline
VDEVANGUARD WORLD FD	990	$121K	<0.01%	+36	Timeline
SPDWSPDR INDEX SHS FDS	3,186	$120K	<0.01%	0	Timeline
STIPISHARES TR	1,155	$117K	<0.01%	-342	Timeline
PRFZINVESCO EXCHANGE TRADED FD T	2,732	$114K	<0.01%	-175	Timeline
MOATVANECK ETF TRUST	1,170	$113K	<0.01%	0	Timeline
SHVISHARES TR	1,019	$113K	<0.01%	0	Timeline
WBDWARNER BROS DISCOVERY INC	13,595	$112K	<0.01%	+2,643	Timeline
PRFINVESCO EXCHANGE TRADED FD T	2,735	$111K	<0.01%	0	Timeline
DMXFISHARES TR	1,513	$109K	<0.01%	-2	Timeline
JPIEJ P MORGAN EXCHANGE TRADED F	2,331	$108K	<0.01%	0	Timeline
NJNKCOLUMBIA ETF TR I	5,000	$101K	<0.01%	new	Timeline
HYSDCOLUMBIA ETF TR I	5,000	$101K	<0.01%	new	Timeline
XLRESELECT SECTOR SPDR TR	2,238	$100K	<0.01%	+662	Timeline
SCHVSCHWAB STRATEGIC TR	1,227	$98.6K	<0.01%	-467	Timeline
FNDESCHWAB STRATEGIC TR	3,049	$98.4K	<0.01%	0	Timeline
PBIPITNEY BOWES INC	13,794	$98.4K	<0.01%	-819	Timeline
ETHOAMPLIFY ETF TR	1,640	$98.3K	<0.01%	0	Timeline
PFFISHARES TR	2,935	$97.5K	<0.01%	-3,837	Timeline
TIPISHARES TR	864	$95.4K	<0.01%	-1,087	Timeline
FXIISHARES TR	3,000	$95.3K	<0.01%	new	Timeline
VONEVANGUARD SCOTTSDALE FDS	365	$94.9K	<0.01%	0	Timeline
IXPISHARES TR	998	$93.9K	<0.01%	0	Timeline
WRAPWRAP TECHNOLOGIES INC	62,344	$93.5K	<0.01%	0	Timeline
VGITVANGUARD SCOTTSDALE FDS	1,541	$93.1K	<0.01%	+546	Timeline
FNDFSCHWAB STRATEGIC TR	2,462	$92K	<0.01%	0	Timeline
VIGIVANGUARD WHITEHALL FDS	1,027	$90.7K	<0.01%	0	Timeline
SPTSSPDR SERIES TRUST	3,050	$89.7K	<0.01%	+29	Timeline
ACWVISHARES INC	749	$85.8K	<0.01%	0	Timeline
XBISPDR SERIES TRUST	858	$84.7K	<0.01%	+10	Timeline
DGSWISDOMTREE TR	1,559	$83.7K	<0.01%	+540	Timeline
CMFISHARES TR	1,417	$82.3K	<0.01%	0	Timeline
VTWOVANGUARD SCOTTSDALE FDS	915	$81.8K	<0.01%	+257	Timeline
EQINCOLUMBIA ETF TR I	1,700	$80.5K	<0.01%	0	Timeline
MUBISHARES TR	717	$77.9K	<0.01%	+285	Timeline
BTLNGLIMPSE GROUP INC	100,000	$75.6K	<0.01%	0	Timeline
QYLDGLOBAL X FDS	4,144	$74.8K	<0.01%	new	Timeline
GSIEGOLDMAN SACHS ETF TR	2,055	$74.3K	<0.01%	0	Timeline
EMBISHARES TR	769	$72K	<0.01%	-444	Timeline
QQQJINVESCO EXCH TRADED FD TR II	2,283	$69.3K	<0.01%	0	Timeline
SPIBSPDR SERIES TRUST	2,013	$67.9K	<0.01%	-256	Timeline
JEPIJ P MORGAN EXCHANGE TRADED F	1,128	$67.1K	<0.01%	-669	Timeline
XPHSPDR SERIES TRUST	1,510	$67K	<0.01%	+7	Timeline
BDNBRANDYWINE RLTY TR	12,203	$66.4K	<0.01%	new	Timeline
ITAISHARES TR	402	$60.2K	<0.01%	+2	Timeline
EFIVSPDR SERIES TRUST	1,042	$58.1K	<0.01%	0	Timeline
USHYISHARES TR	1,523	$57.3K	<0.01%	new	Timeline
ACWXISHARES TR	1,000	$57.2K	<0.01%	-100	Timeline
IGVISHARES TR	640	$57.2K	<0.01%	0	Timeline
SPSBSPDR SERIES TRUST	1,828	$55.4K	<0.01%	0	Timeline
INEQCOLUMBIA ETF TR I	1,700	$54.4K	<0.01%	0	Timeline
IUSGISHARES TR	410	$54.1K	<0.01%	+159	Timeline
VDCVANGUARD WORLD FD	240	$52.8K	<0.01%	+2	Timeline
FNDCSCHWAB STRATEGIC TR	1,365	$52.1K	<0.01%	-11	Timeline
QQQMINVESCO EXCH TRADED FD TR II	257	$51.6K	<0.01%	+37	Timeline
EPIWISDOMTREE TR	1,000	$50.5K	<0.01%	0	Timeline
IFRAISHARES TR	1,060	$49.8K	<0.01%	-3,367	Timeline
REETISHARES TR	1,856	$49.5K	<0.01%	-182	Timeline
BILSSPDR SERIES TRUST	481	$47.9K	<0.01%	+35	Timeline
HYBBISHARES TR	1,000	$47.4K	<0.01%	0	Timeline
MSMLISHARES TR	768	$45.1K	<0.01%	0	Timeline
EEMVISHARES INC	710	$44.5K	<0.01%	+5	Timeline
SCHOSCHWAB STRATEGIC TR	927	$44.2K	<0.01%	-73	Timeline
IGEISHARES TR	1,001	$44.1K	<0.01%	0	Timeline
PSPINVESCO EXCHANGE TRADED FD T	638	$43.5K	<0.01%	0	Timeline
SCHPSCHWAB STRATEGIC TR	1,471	$42.3K	<0.01%	-873	Timeline
SCHCSCHWAB STRATEGIC TR	1,061	$40.9K	<0.01%	0	Timeline
SCZISHARES TR	602	$40.8K	<0.01%	+11	Timeline
DONWISDOMTREE TR	777	$39.7K	<0.01%	+2	Timeline
VGLTVANGUARD SCOTTSDALE FDS	627	$38.6K	<0.01%	-28	Timeline
XTISHARES TR	622	$37.9K	<0.01%	-401	Timeline
DFAUDIMENSIONAL ETF TRUST	954	$37.9K	<0.01%	new	Timeline
DESWISDOMTREE TR	1,093	$37.7K	<0.01%	+4	Timeline
IBDSISHARES TR	1,524	$37.1K	<0.01%	-41	Timeline
AORISHARES TR	612	$36.3K	<0.01%	0	Timeline
FAUGFIRST TR EXCHNG TRADED FD VI	753	$34.5K	<0.01%	0	Timeline
MLPXGLOBAL X FDS	595	$32.4K	<0.01%	new	Timeline
XLUSELECT SECTOR SPDR TR	400	$32.3K	<0.01%	0	Timeline
MTUMISHARES TR	159	$32.1K	<0.01%	-5	Timeline
DXJWISDOMTREE TR	300	$31.8K	<0.01%	-73	Timeline
SPABSPDR SERIES TRUST	1,161	$30.3K	<0.01%	0	Timeline
SPHYSPDR SERIES TRUST	1,252	$30.1K	<0.01%	+6	Timeline
IYKISHARES TR	426	$30.1K	<0.01%	0	Timeline
CLOVCLOVER HEALTH INVESTMENTS CO	10,640	$30K	<0.01%	0	Timeline
IWCISHARES TR	235	$29K	<0.01%	0	Timeline
SHYGISHARES TR	646	$28K	<0.01%	new	Timeline
GDXJVANECK ETF TRUST	557	$27.2K	<0.01%	0	Timeline
Atossa Therapeutics IncAtossa Therapeutics Inc	16,750	$25.5K	<0.01%	0
ITBISHARES TR	200	$25.4K	<0.01%	0	Timeline
ESGUISHARES TR	200	$25.2K	<0.01%	0	Timeline
iShares MSCI Frontier 100iShares MSCI Frontier 100	876	$24.1K	<0.01%	0
PIDINVESCO EXCHANGE TRADED FD T	1,190	$23.5K	<0.01%	+12	Timeline
HEFAISHARES TR	653	$23.1K	<0.01%	+9	Timeline
VCITVANGUARD SCOTTSDALE FDS	267	$22.4K	<0.01%	-391	Timeline
QDFFLEXSHARES TR	306	$21.9K	<0.01%	0	Timeline
PEYINVESCO EXCHANGE TRADED FD T	1,000	$21.9K	<0.01%	0	Timeline
IGMISHARES TR	225	$21.6K	<0.01%	new	Timeline
TILTFLEXSHARES TR	100	$21.3K	<0.01%	0	Timeline
VNQIVANGUARD INTL EQUITY INDEX F	452	$21.2K	<0.01%	0	Timeline
EMXFISHARES TR	520	$21.1K	<0.01%	0	Timeline
VAWVANGUARD WORLD FD	98	$20.8K	<0.01%	0	Timeline
TANINVESCO EXCH TRADED FD TR II	482	$20.8K	<0.01%	-18	Timeline
IXUSISHARES TR	285	$20.7K	<0.01%	-237	Timeline
DFJWISDOMTREE TR	250	$20.2K	<0.01%	0	Timeline
SCHZSCHWAB STRATEGIC TR	422	$20.1K	<0.01%	-104	Timeline
EMLCVANECK ETF TRUST	771	$19.6K	<0.01%	0	Timeline
QLCFLEXSHARES TR	300	$19.5K	<0.01%	0	Timeline
IDRVISHARES TR	601	$19.1K	<0.01%	0	Timeline
IYRISHARES TR	184	$18.7K	<0.01%	+6	Timeline
NUSCNUSHARES ETF TR	429	$18.4K	<0.01%	0	Timeline
XLCSELECT SECTOR SPDR TR	200	$18.1K	<0.01%	+6	Timeline
VPUVANGUARD WORLD FD	102	$17.9K	<0.01%	0	Timeline
LDURPIMCO ETF TR	182	$17.5K	<0.01%	+128	Timeline
SHMSPDR SERIES TRUST	356	$17.1K	<0.01%	+107	Timeline
PBWINVESCO EXCHANGE TRADED FD T	850	$17K	<0.01%	-37	Timeline
IYTISHARES TR	237	$16.3K	<0.01%	-3	Timeline
IUSBISHARES TR	296	$13.9K	<0.01%	-1,012	Timeline
FEZSPDR INDEX SHS FDS	252	$13.4K	<0.01%	new	Timeline
GOVTISHARES TR	532	$12.5K	<0.01%	-581	Timeline
UCONFIRST TR EXCHNG TRADED FD VI	460	$11.6K	<0.01%	0	Timeline
SOXLDIREXION SHARES ETF TRUST	300	$11K	<0.01%	-200	Timeline
JPXNISHARES TR	142	$10.9K	<0.01%	0	Timeline
LGLVSPDR SERIES TRUST	64	$10.8K	<0.01%	0	Timeline
EFAVISHARES TR	138	$10.6K	<0.01%	0	Timeline
IDNAISHARES TR	400	$9.85K	<0.01%	0	Timeline
DFIVDIMENSIONAL ETF TRUST	258	$9.82K	<0.01%	0	Timeline
AVUVAMERICAN CENTY ETF TR	100	$9.6K	<0.01%	new	Timeline
ITEQAMPLIFY ETF TR	191	$9.14K	<0.01%	0	Timeline
TLHISHARES TR	81	$8.86K	<0.01%	-494	Timeline
HYGISHARES TR	107	$8.59K	<0.01%	-638	Timeline
FALNISHARES TR	302	$8.26K	<0.01%	0	Timeline
ESPOVANECK ETF TRUST	100	$7.61K	<0.01%	0	Timeline
VMBSVANGUARD SCOTTSDALE FDS	159	$7.51K	<0.01%	-111	Timeline
FLOTISHARES TR	141	$7.2K	<0.01%	new	Timeline
VCRVANGUARD WORLD FD	20	$6.83K	<0.01%	0	Timeline
EISISHARES INC	100	$6.75K	<0.01%	0	Timeline
SNSRGLOBAL X FDS	185	$6.43K	<0.01%	new	Timeline
EWZISHARES INC	207	$6.1K	<0.01%	0	Timeline
BBJPJ P MORGAN EXCHANGE TRADED F	102	$6.05K	<0.01%	0	Timeline
AMPLIFY ALTERNATIVE HARVEST…AMPLIFY ALTERNATIVE HARVEST ETF	1,731	$5.73K	<0.01%	+30
AVDVAMERICAN CENTY ETF TR	79	$5.58K	<0.01%	0	Timeline
EVXVANECK ETF TRUST	30	$5.47K	<0.01%	0	Timeline
BIVVANGUARD BD INDEX FDS	66	$5.17K	<0.01%	-759	Timeline
TYODIREXION SHARES ETF TRUST	400	$5.08K	<0.01%	0	Timeline
RZVINVESCO EXCHANGE TRADED FD T	45	$4.92K	<0.01%	0	Timeline
SCHRSCHWAB STRATEGIC TR	172	$4.91K	<0.01%	-54	Timeline
BBCAJ P MORGAN EXCHANGE TRADED F	59	$4.26K	<0.01%	-2	Timeline
PAVEGLOBAL X FDS	102	$4.2K	<0.01%	new	Timeline
QGRWWISDOMTREE TR	89	$4.06K	<0.01%	new	Timeline
HCMTDIREXION SHARES ETF TRUST	113	$3.99K	<0.01%	0	Timeline
EBNDSPDR SERIES TRUST	173	$3.68K	<0.01%	+1	Timeline
HYGVFLEXSHARES TR	88	$3.67K	<0.01%	0	Timeline
IEZISHARES TR	180	$3.62K	<0.01%	0	Timeline
BBEUJ P MORGAN EXCHANGE TRADED F	55	$3.43K	<0.01%	-3	Timeline
BBAXJ P MORGAN EXCHANGE TRADED F	60	$3.24K	<0.01%	0	Timeline
EUFNISHARES TR	122	$3.02K	<0.01%	0	Timeline
IXNISHARES TR	36	$2.97K	<0.01%	0	Timeline
XLGINVESCO EXCHANGE TRADED FD T	62	$2.94K	<0.01%	0	Timeline
AVDEAMERICAN CENTY ETF TR	42	$2.84K	<0.01%	0	Timeline
SRLNSSGA ACTIVE ETF TR	66	$2.74K	<0.01%	+5	Timeline
VLUEISHARES TR	25	$2.73K	<0.01%	0	Timeline
FNDASCHWAB STRATEGIC TR	43	$2.56K	<0.01%	0	Timeline
GLOBAL X FDSGLOBAL X FDS	215	$2.42K	<0.01%	new
WCLDWISDOMTREE TR	73	$2.33K	<0.01%	new	Timeline
WCBRWISDOMTREE TR	89	$2.26K	<0.01%	new	Timeline
SPIPSPDR SERIES TRUST	84	$2.21K	<0.01%	0	Timeline
WTAIWISDOMTREE TR	106	$2.11K	<0.01%	new	Timeline
DRIVGLOBAL X FDS	88	$2.07K	<0.01%	new	Timeline
NUMVNUSHARES ETF TR	55	$2.03K	<0.01%	0	Timeline
IMCBISHARES TR	25	$1.9K	<0.01%	0	Timeline
LITGLOBAL X FDS	40	$1.74K	<0.01%	new	Timeline
NLRVANECK ETF TRUST	20	$1.67K	<0.01%	+10	Timeline
DUHPDIMENSIONAL ETF TRUST	45	$1.53K	<0.01%	0	Timeline
IYEISHARES TR	33	$1.53K	<0.01%	0	Timeline
SCHISCHWAB STRATEGIC TR	33	$1.52K	<0.01%	+2	Timeline
BUZZVANECK ETF TRUST	70	$1.51K	<0.01%	0	Timeline
URAGLOBAL X FDS	50	$1.43K	<0.01%	new	Timeline
RSPFINVESCO EXCHANGE TRADED FD T	20	$1.38K	<0.01%	0	Timeline
DAPPVANECK ETF TRUST	110	$1.36K	<0.01%	0	Timeline
AVEMAMERICAN CENTY ETF TR	20	$1.32K	<0.01%	0	Timeline
AIEQAMPLIFY ETF TR	34	$1.28K	<0.01%	0	Timeline
JMEEJ P MORGAN EXCHANGE TRADED F	17	$1.04K	<0.01%	0	Timeline
ERTHINVESCO EXCHANGE TRADED FD T	21	$954	<0.01%	0	Timeline
OXY/WSOCCIDENTAL PETE CORP	23	$836	<0.01%	0	Timeline
AFKVANECK ETF TRUST	25	$420	<0.01%	0	Timeline
BLOKAMPLIFY ETF TR	10	$375	<0.01%	0	Timeline
CENTCENTRAL GARDEN & PET CO	8	$292	<0.01%	-9	Timeline
PPAINVESCO EXCHANGE TRADED FD T	2	$230	<0.01%	new	Timeline
IDUISHARES TR	2	$205	<0.01%	new	Timeline
AIQGLOBAL X FDS	4	$149	<0.01%	new	Timeline
RSPUINVESCO EXCHANGE TRADED FD T	2	$138	<0.01%	new	Timeline
AIVCAMPLIFY ETF TR	2	$96	<0.01%	0	Timeline
IXCISHARES TR	2	$81	<0.01%	new	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
AAPLAPPLE INC COM	put	12,000	$2.8M	new
MSFTMICROSOFT CORP COM	call	2,900	$1.25M	+800
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	1,500	$861K	-600
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	1,300	$746K	+100
MCDMCDONALDS CORP COM	call	200	$60.9K	0
TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS	call	300	$52.1K	+200
IWMISHARES TR SHS	call	200	$44.2K	+100

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
SOLVSOLVENTUM CORP	34,046	$1.8M	shares
DGDOLLAR GEN CORP	6,419	$849K	shares
RAVIFLEXSHARES TR	10,040	$758K	shares
ARMARM HOLDINGS PLC	3,105	$508K	shares
TDTTFLEXSHARES TR	21,263	$502K	shares
NTGRNETGEAR INC	31,444	$481K	shares
DVNDEVON ENERGY CORP NEW	6,656	$331K	shares
NVONOVO-NORDISK A S	2,241	$320K	shares
WESTROCK COWESTROCK CO	6,088	$306K	shares
CNPCENTERPOINT ENERGY INC	9,131	$283K	shares
DLTRDOLLAR TREE INC	2,352	$251K	shares
COINCOINBASE GLOBAL INC	1,057	$235K	shares
SNOWSNOWFLAKE INC	1,638	$221K	shares
WDCWESTERN DIGITAL CORP	2,859	$217K	shares
LVSLAS VEGAS SANDS CORP	4,713	$209K	shares
ZBHZIMMER BIOMET HOLDINGS INC	1,915	$208K	shares
NTAPNETAPP INC	1,559	$201K	shares
REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC	50,162	$129K	shares
CGWINVESCO EXCH TRADED FD TR II	2,155	$119K	shares
BSVVANGUARD BD INDEX FDS	1,129	$86.6K	shares
TTECTTEC HLDGS INC	12,733	$74.9K	shares
SOFISOFI TECHNOLOGIES INC	11,258	$74.4K	shares
PGXINVESCO EXCH TRADED FD TR II	5,458	$63K	shares
ISHARES TRISHARES TR	691	$57.5K	shares
VPLVANGUARD INTL EQUITY INDEX F	763	$56.6K	shares
IGIBISHARES TR	909	$46.6K	shares
SUBISHARES TR	342	$35.8K	shares
DIVOAMPLIFY ETF TR	825	$31.9K	shares
EWCISHARES INC	782	$29K	shares
TLTISHARES TR	300	$27.5K	call
VVISA INC	100	$26.2K	call
SMMDISHARES TR	417	$26.1K	shares
ICLNISHARES TR	1,320	$17.6K	shares
PDNINVESCO EXCH TRADED FD TR II	523	$16.9K	shares
PXHINVESCO EXCH TRADED FD TR II	817	$16.5K	shares
AMDADVANCED MICRO DEVICES INC	100	$16.2K	call
EWJISHARES INC	200	$13.6K	shares
UDOWPROSHARES TR	100	$7.89K	shares
PFMINVESCO EXCHANGE TRADED FD T	181	$7.72K	shares
FLRNSPDR SERIES TRUST	228	$7.03K	shares
GDXVANECK ETF TRUST	200	$6.79K	call
SMOTVANECK ETF TRUST	200	$6.39K	shares
IHEISHARES TR	90	$5.97K	shares
XARSPDR SERIES TRUST	24	$3.36K	shares
PCYINVESCO EXCH TRADED FD TR II	100	$2K	shares
AGZISHARES TR	16	$1.72K	shares
SPTLSPDR SERIES TRUST	52	$1.42K	shares
HYDVANECK ETF TRUST	24	$1.24K	shares
IDHQINVESCO EXCH TRADED FD TR II	33	$1K	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001214659-24-018112	superseded		2024-10-30	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC
13F-HR/A 0001398344-25-007446	base	restatement	2025-04-22	acceptance time not in the bulk data set	2026-10-07 18:25:06 UTC