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Disclosery

Mosaic Financial Partners, Inc.

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13F filer, CIK 1513122, SAN FRANCISCO, CA

Mosaic Financial Partners, Inc. reported $162,398,000 across 47 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-03. Its ten largest share positions make up 61.78% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001513122-17-000004

Period
2017-09-30
Reported value
$162M
Holdings
47
Top 10 weight
61.78%
New
4
Sold out
0

Largest buys vs the previous quarter

SecurityShares changeApprox. value
JP MORGAN CHASE & COnew+33,490$945K
MNAnew+20,284$625K
MARKET VECTORS ETF TR BUSI …added+21,092$377K
ELDadded+7,179$277K
VNQInew+3,483$207K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
UBS Alerian MLP/ MLPIreduced-71,421-$1.8M
STPZreduced-15,867-$829K
IEMGreduced-7,620-$412K
BNDXreduced-6,118-$334K
FTSE RAFI Internat'l Dev Mk…reduced-5,890-$260K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001513122-17-000004, largest first. % of portfolio is the value over $162,398,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
EMBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 166,649 shares; 2016Q4: 171,553 shares; 2017Q1: 167,864 shares; 2017Q2: 171,066 shares; 2017Q3: 172,013 shares 172,013$20M12.33%+947Timeline
VTIPVANGUARD MALVERN FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 279,799 shares; 2016Q4: 283,723 shares; 2017Q1: 290,181 shares; 2017Q2: 247,160 shares; 2017Q3: 249,391 shares 249,391$12.3M7.59%+2,231Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 328,020 shares; 2016Q4: 329,544 shares; 2017Q1: 318,240 shares; 2017Q2: 326,695 shares; 2017Q3: 330,426 shares 330,426$11.2M6.92%+3,731Timeline
UBS Alerian MLP/ MLPIUBS Alerian MLP/ MLPIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 456,950 shares; 2016Q4: 465,833 shares; 2017Q1: 438,673 shares; 2017Q2: 444,705 shares; 2017Q3: 373,284 shares 373,284$9.38M5.78%-71,421
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 185,728 shares; 2016Q4: 207,784 shares; 2017Q1: 180,542 shares; 2017Q2: 178,053 shares; 2017Q3: 170,433 shares 170,433$9.21M5.67%-7,620Timeline
FTSE RAFI Internat'l Dev Mk…FTSE RAFI Internat'l Dev MktsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 213,501 shares; 2016Q4: 212,433 shares; 2017Q1: 198,679 shares; 2017Q2: 209,061 shares; 2017Q3: 203,171 shares 203,171$8.97M5.52%-5,890
IWBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 63,836 shares; 2016Q4: 63,568 shares; 2017Q1: 63,237 shares; 2017Q2: 63,237 shares; 2017Q3: 63,237 shares 63,237$8.85M5.45%0Timeline
MARKET VECTORS ETF TR BUSI …MARKET VECTORS ETF TR BUSI DEVCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 411,709 shares; 2016Q4: 413,300 shares; 2017Q1: 416,870 shares; 2017Q2: 439,161 shares; 2017Q3: 460,253 shares 460,253$8.22M5.06%+21,092
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg CapQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 64,796 shares; 2016Q4: 68,526 shares; 2017Q1: 57,196 shares; 2017Q2: 63,513 shares; 2017Q3: 61,455 shares 61,455$6.58M4.05%-2,058
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 20,416 shares; 2016Q4: 20,416 shares; 2017Q1: 20,416 shares; 2017Q2: 21,934 shares; 2017Q3: 21,820 shares 21,820$5.52M3.4%-114Timeline
BNDXVANGUARD CHARLOTTE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 91,201 shares; 2016Q4: 98,425 shares; 2017Q1: 102,412 shares; 2017Q2: 103,486 shares; 2017Q3: 97,368 shares 97,368$5.32M3.27%-6,118Timeline
RYNRAYONIER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 167,764 shares; 2016Q4: 167,245 shares; 2017Q1: 163,011 shares; 2017Q2: 165,301 shares; 2017Q3: 168,328 shares 168,328$4.86M2.99%+3,027Timeline
RWOSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 51,849 shares; 2016Q4: 83,811 shares; 2017Q1: 83,725 shares; 2017Q2: 88,551 shares; 2017Q3: 90,610 shares 90,610$4.33M2.67%+2,059Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 109,449 shares; 2016Q4: 103,039 shares; 2017Q1: 101,860 shares; 2017Q2: 99,488 shares; 2017Q3: 99,089 shares 99,089$4.3M2.65%-399Timeline
FTSE RAFI US 1500 Small CapFTSE RAFI US 1500 Small CapQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 32,628 shares; 2016Q4: 32,333 shares; 2017Q1: 30,912 shares; 2017Q2: 32,945 shares; 2017Q3: 32,513 shares 32,513$4.08M2.51%-432
BSVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 47,364 shares; 2016Q4: 48,767 shares; 2017Q1: 50,355 shares; 2017Q2: 48,922 shares; 2017Q3: 49,880 shares 49,880$3.98M2.45%+958Timeline
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 39,330 shares; 2016Q4: 36,266 shares; 2017Q1: 34,548 shares; 2017Q2: 34,129 shares; 2017Q3: 33,279 shares 33,279$3.94M2.43%-850Timeline
BIVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 28,307 shares; 2016Q4: 31,956 shares; 2017Q1: 36,050 shares; 2017Q2: 35,627 shares; 2017Q3: 35,946 shares 35,946$3.04M1.87%+319Timeline
SCHPSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 42,797 shares; 2016Q4: 46,813 shares; 2017Q1: 53,001 shares; 2017Q2: 50,451 shares; 2017Q3: 48,035 shares 48,035$2.65M1.63%-2,416Timeline
GWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 77,432 shares; 2016Q4: 77,432 shares; 2017Q1: 76,226 shares; 2017Q2: 73,023 shares; 2017Q3: 72,254 shares 72,254$2.53M1.56%-769Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 17,442 shares; 2016Q4: 17,229 shares; 2017Q1: 33,475 shares; 2017Q2: 33,475 shares; 2017Q3: 33,475 shares 33,475$2.48M1.53%0Timeline
PCHPOTLATCHDELTIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 47,459 shares; 2016Q4: 45,875 shares; 2017Q1: 43,037 shares; 2017Q2: 45,204 shares; 2017Q3: 45,612 shares 45,612$2.33M1.43%+408Timeline
ELDWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 18,947 shares; 2016Q4: 23,328 shares; 2017Q1: 26,986 shares; 2017Q2: 44,527 shares; 2017Q3: 51,706 shares 51,706$2M1.23%+7,179Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 25,849 shares; 2016Q4: 21,279 shares; 2017Q1: 19,869 shares; 2017Q2: 19,610 shares; 2017Q3: 19,610 shares 19,610$1.96M1.21%0Timeline
ETRACS Wells Fargo BusineETRACS Wells Fargo BusineQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 81,936 shares; 2016Q4: 81,730 shares; 2017Q1: 76,392 shares; 2017Q2: 76,392 shares; 2017Q3: 78,369 shares 78,369$1.72M1.06%+1,977
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 5,843 shares; 2016Q4: 5,843 shares; 2017Q1: 4,843 shares; 2017Q2: 6,122 shares; 2017Q3: 6,122 shares 6,122$1.54M0.95%0Timeline
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 44,361 shares; 2016Q4: 43,020 shares; 2017Q1: 41,832 shares; 2017Q2: 40,319 shares; 2017Q3: 40,319 shares 40,319$1.35M0.83%0Timeline
DLSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 15,946 shares; 2016Q4: 15,647 shares; 2017Q1: 14,665 shares; 2017Q2: 13,932 shares; 2017Q3: 13,811 shares 13,811$1.02M0.63%-121Timeline
JP MORGAN CHASE & COJP MORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 33,490 shares 33,490$945K0.58%new
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 20,872 shares; 2016Q4: 19,185 shares; 2017Q1: 17,928 shares; 2017Q2: 18,623 shares; 2017Q3: 18,623 shares 18,623$811K0.5%0Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 12,789 shares; 2016Q4: 12,470 shares; 2017Q1: 12,413 shares; 2017Q2: 12,413 shares; 2017Q3: 11,643 shares 11,643$797K0.49%-770Timeline
ICFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 7,682 shares; 2016Q4: 7,682 shares; 2017Q1: 7,397 shares; 2017Q2: 7,333 shares; 2017Q3: 7,333 shares 7,333$738K0.45%0Timeline
MNANYLIM ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 20,284 shares 20,284$625K0.38%newTimeline
POWERSHARES FTSE RAFI DEVEL…POWERSHARES FTSE RAFI DEVELOPED M…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 11,062 shares; 2016Q4: 13,587 shares; 2017Q1: 14,923 shares; 2017Q2: 17,632 shares; 2017Q3: 17,329 shares 17,329$569K0.35%-303
Tortoise North Amer Pipleli…Tortoise North Amer PiplelineQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 9,283 shares; 2017Q2: 16,509 shares; 2017Q3: 23,128 shares 23,128$544K0.33%+6,619
UYGPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 3,490 shares; 2016Q4: 3,490 shares; 2017Q1: 3,490 shares; 2017Q2: 3,490 shares; 2017Q3: 3,490 shares 3,490$394K0.24%0Timeline
STPZPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 35,007 shares; 2016Q4: 34,385 shares; 2017Q1: 25,554 shares; 2017Q2: 23,292 shares; 2017Q3: 7,425 shares 7,425$388K0.24%-15,867Timeline
DSIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 3,793 shares; 2016Q4: 3,793 shares; 2017Q1: 3,793 shares; 2017Q2: 3,987 shares; 2017Q3: 4,083 shares 4,083$379K0.23%+96Timeline
MINTPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 5,685 shares; 2017Q2: 3,871 shares; 2017Q3: 3,678 shares 3,678$374K0.23%-193Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 3,531 shares; 2016Q4: 3,433 shares; 2017Q1: 3,429 shares; 2017Q2: 3,429 shares; 2017Q3: 2,878 shares 2,878$373K0.23%-551Timeline
POWERSHARES GLOBAL ETF FDPOWERSHARES GLOBAL ETF FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 14,668 shares; 2016Q4: 14,668 shares; 2017Q1: 14,668 shares; 2017Q2: 14,668 shares; 2017Q3: 14,668 shares 14,668$326K0.2%0
IWCISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 3,267 shares; 2016Q4: 3,267 shares; 2017Q1: 3,267 shares; 2017Q2: 3,267 shares; 2017Q3: 3,267 shares 3,267$309K0.19%0Timeline
DLNWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 3,395 shares; 2016Q4: 3,395 shares; 2017Q1: 3,395 shares; 2017Q2: 3,231 shares; 2017Q3: 3,231 shares 3,231$281K0.17%0Timeline
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: 3,511 shares; 2016Q4: 3,511 shares; 2017Q1: 3,511 shares; 2017Q2: 3,511 shares; 2017Q3: 3,009 shares 3,009$229K0.14%-502
VNQIVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 3,483 shares 3,483$207K0.13%newTimeline
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 12,853 shares; 2017Q3: 13,038 shares 13,038$180K0.11%+185
POWERSHARES GLOBALPOWERSHARES GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 13,590 shares 13,590$172K0.11%new

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001513122-17-000004 base2017-11-03acceptance time not in the bulk data set