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Disclosery

Mosaic Family Wealth, LLC

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13F filer, CIK 1674343, ST. LOUIS, MO

Mosaic Family Wealth, LLC reported $346,116,000 across 163 holdings for the quarter ended 2021-03-31, in a 13F-HR filed 2021-04-27. Its ten largest share positions make up 60.79% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001674343-21-000002

Period
2021-03-31
Reported value
$346M
Holdings
163
Top 10 weight
60.79%
New
18
Sold out
7

Largest buys vs the previous quarter

SecurityShares changeApprox. value
DBEFadded+106,906$3.88M
VUGadded+14,647$3.76M
VTVadded+10,351$1.36M
VBKadded+2,160$593K
VEAadded+11,044$542K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
CNCreduced-15,291-$977K
IEFAreduced-13,518-$975K
VOreduced-2,926-$648K
VBRreduced-3,607-$597K
VOOreduced-1,136-$415K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2021

Share positions as resolved from 13F-HR 0001674343-21-000002, largest first. % of portfolio is the value over $320,259,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 287,910 shares; 2020Q2: 286,176 shares; 2020Q3: 279,395 shares; 2020Q4: 248,381 shares; 2021Q1: 263,028 shares 263,028$67.6M21.11%+14,647Timeline
DBEFDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,149,020 shares; 2020Q2: 1,089,352 shares; 2020Q3: 1,076,595 shares; 2020Q4: 1,090,488 shares; 2021Q1: 1,197,394 shares 1,197,394$43.5M13.58%+106,906Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 127,858 shares; 2020Q2: 133,156 shares; 2020Q3: 146,791 shares; 2020Q4: 156,120 shares; 2021Q1: 166,471 shares 166,471$21.9M6.83%+10,351Timeline
VBKVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 84,664 shares; 2020Q2: 81,771 shares; 2020Q3: 82,295 shares; 2020Q4: 76,405 shares; 2021Q1: 78,565 shares 78,565$21.6M6.74%+2,160Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 81,914 shares; 2020Q2: 142,636 shares; 2020Q3: 167,753 shares; 2020Q4: 186,169 shares; 2021Q1: 197,213 shares 197,213$9.69M3.02%+11,044Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 19,819 shares; 2020Q2: 19,509 shares; 2020Q3: 78,587 shares; 2020Q4: 78,559 shares; 2021Q1: 78,537 shares 78,537$9.59M3%-22Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 85,917 shares; 2020Q2: 80,352 shares; 2020Q3: 88,117 shares; 2020Q4: 99,636 shares; 2021Q1: 106,445 shares 106,445$5.54M1.73%+6,809Timeline
VOTVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 54,753 shares; 2020Q2: 47,353 shares; 2020Q3: 45,694 shares; 2020Q4: 26,765 shares; 2021Q1: 25,029 shares 25,029$5.37M1.68%-1,736Timeline
VOEVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 24,838 shares; 2020Q2: 26,294 shares; 2020Q3: 33,417 shares; 2020Q4: 40,040 shares; 2021Q1: 38,098 shares 38,098$5.14M1.6%-1,942Timeline
VBRVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 28,392 shares; 2020Q2: 22,955 shares; 2020Q3: 30,900 shares; 2020Q4: 32,711 shares; 2021Q1: 29,104 shares 29,104$4.82M1.51%-3,607Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 33,858 shares; 2020Q2: 33,956 shares; 2020Q3: 34,292 shares; 2020Q4: 34,422 shares; 2021Q1: 34,818 shares 34,818$4.63M1.44%+396Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 59,258 shares; 2020Q2: 51,892 shares; 2020Q3: 50,766 shares; 2020Q4: 51,255 shares; 2021Q1: 53,123 shares 53,123$4.03M1.26%+1,868Timeline
CNCCENTENE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 39,442 shares; 2020Q2: 97,082 shares; 2020Q3: 80,782 shares; 2020Q4: 75,497 shares; 2021Q1: 60,206 shares 60,206$3.85M1.2%-15,291Timeline
SCHXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 37,320 shares; 2021Q1: 37,256 shares 37,256$3.58M1.12%-64Timeline
VVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 10,944 shares; 2020Q2: 19,534 shares; 2020Q3: 19,672 shares; 2020Q4: 19,644 shares; 2021Q1: 19,128 shares 19,128$3.54M1.11%-516Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 14,995 shares; 2020Q2: 15,050 shares; 2020Q3: 15,055 shares; 2020Q4: 14,838 shares; 2021Q1: 14,514 shares 14,514$3.53M1.1%-324Timeline
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 20,839 shares; 2020Q2: 21,137 shares; 2020Q3: 19,785 shares; 2020Q4: 19,800 shares; 2021Q1: 19,157 shares 19,157$2.9M0.91%-643Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 17,797 shares; 2020Q2: 23,592 shares; 2020Q3: 28,940 shares; 2020Q4: 30,526 shares; 2021Q1: 32,870 shares 32,870$2.79M0.87%+2,344Timeline
GOFGUGGENHEIM STRATEGIC OPPORTUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 89,183 shares; 2020Q2: 93,053 shares; 2020Q3: 98,241 shares; 2020Q4: 116,643 shares; 2021Q1: 124,264 shares 124,264$2.61M0.81%+7,621Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 701 shares; 2020Q2: 751 shares; 2020Q3: 784 shares; 2020Q4: 787 shares; 2021Q1: 809 shares 809$2.5M0.78%+22Timeline
USMVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 37,250 shares; 2020Q2: 31,038 shares; 2020Q3: 32,875 shares; 2020Q4: 35,399 shares; 2021Q1: 33,302 shares 33,302$2.3M0.72%-2,097Timeline
BSVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12,849 shares; 2020Q2: 19,904 shares; 2020Q3: 23,327 shares; 2020Q4: 28,373 shares; 2021Q1: 27,741 shares 27,741$2.28M0.71%-632Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 524 shares; 2020Q2: 566 shares; 2020Q3: 571 shares; 2020Q4: 1,084 shares; 2021Q1: 1,098 shares 1,098$2.27M0.71%+14Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 9,156 shares; 2020Q2: 8,924 shares; 2020Q3: 9,045 shares; 2020Q4: 9,185 shares; 2021Q1: 9,339 shares 9,339$2.2M0.69%+154Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 23,358 shares; 2020Q2: 23,672 shares; 2020Q3: 23,085 shares; 2020Q4: 23,598 shares; 2021Q1: 22,790 shares 22,790$2.06M0.64%-808Timeline
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 17,757 shares; 2020Q2: 17,442 shares; 2020Q3: 17,646 shares; 2020Q4: 17,138 shares; 2021Q1: 17,198 shares 17,198$1.96M0.61%+60Timeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7,090 shares; 2020Q2: 8,902 shares; 2020Q3: 11,314 shares; 2020Q4: 11,314 shares; 2021Q1: 8,388 shares 8,388$1.86M0.58%-2,926Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7,347 shares; 2020Q2: 7,365 shares; 2020Q3: 7,045 shares; 2020Q4: 7,195 shares; 2021Q1: 7,195 shares 7,195$1.84M0.57%0Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 19,919 shares; 2020Q2: 19,033 shares; 2020Q3: 19,724 shares; 2020Q4: 19,233 shares; 2021Q1: 19,226 shares 19,226$1.77M0.55%-7Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,398 shares; 2020Q2: 3,059 shares; 2020Q3: 3,454 shares; 2020Q4: 4,660 shares; 2021Q1: 4,359 shares 4,359$1.73M0.54%-301Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 5,566 shares; 2020Q2: 5,570 shares; 2020Q3: 5,513 shares; 2020Q4: 22,057 shares; 2021Q1: 22,178 shares 22,178$1.68M0.52%+121Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6,308 shares; 2020Q2: 4,887 shares; 2020Q3: 6,854 shares; 2020Q4: 9,278 shares; 2021Q1: 8,045 shares 8,045$1.66M0.52%-1,233Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 2,251 shares; 2020Q4: 2,251 shares; 2021Q1: 2,355 shares 2,355$1.57M0.49%+104Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 9,403 shares; 2020Q2: 9,219 shares; 2020Q3: 9,198 shares; 2020Q4: 9,200 shares; 2021Q1: 9,387 shares 9,387$1.54M0.48%+187Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6,505 shares; 2020Q2: 6,448 shares; 2020Q3: 6,446 shares; 2020Q4: 6,561 shares; 2021Q1: 6,588 shares 6,588$1.48M0.46%+27Timeline
SPYGSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 26,677 shares; 2020Q2: 23,241 shares; 2020Q3: 24,462 shares; 2020Q4: 25,380 shares; 2021Q1: 25,994 shares 25,994$1.47M0.46%+614Timeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 6,937 shares; 2020Q3: 7,108 shares; 2020Q4: 6,604 shares; 2021Q1: 6,372 shares 6,372$1.36M0.43%-232Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 8,367 shares; 2020Q2: 8,436 shares; 2020Q3: 8,520 shares; 2020Q4: 8,666 shares; 2021Q1: 8,442 shares 8,442$1.19M0.37%-224Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 124,784 shares; 2020Q2: 135,952 shares; 2020Q3: 142,328 shares; 2020Q4: 159,014 shares; 2021Q1: 176,720 shares 176,720$1.15M0.36%+17,706Timeline
SLYGSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6,621 shares; 2020Q2: 12,501 shares; 2020Q3: 12,991 shares; 2020Q4: 12,804 shares; 2021Q1: 12,787 shares 12,787$1.1M0.34%-17Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 19,063 shares; 2020Q2: 19,357 shares; 2020Q3: 19,161 shares; 2020Q4: 19,106 shares; 2021Q1: 19,107 shares 19,107$1.06M0.33%+1Timeline
QUALISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 13,450 shares; 2020Q2: 9,894 shares; 2020Q3: 10,356 shares; 2020Q4: 10,676 shares; 2021Q1: 8,433 shares 8,433$1.03M0.32%-2,243Timeline
SFSTIFEL FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 10,643 shares; 2020Q2: 10,643 shares; 2020Q3: 10,643 shares; 2020Q4: 15,964 shares; 2021Q1: 15,964 shares 15,964$1.02M0.32%0Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 27,556 shares; 2020Q2: 27,491 shares; 2020Q3: 28,875 shares; 2020Q4: 28,590 shares; 2021Q1: 28,028 shares 28,028$1.01M0.32%-562Timeline
MMUWESTERN ASSET MANAGED MUNS FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 66,640 shares; 2020Q2: 72,063 shares; 2020Q3: 74,178 shares; 2020Q4: 77,796 shares; 2021Q1: 77,853 shares 77,853$1.01M0.32%+57Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 32,778 shares; 2020Q2: 31,681 shares; 2020Q3: 34,534 shares; 2020Q4: 35,507 shares; 2021Q1: 33,153 shares 33,153$1M0.31%-2,354Timeline
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 60,643 shares; 2020Q2: 82,907 shares; 2020Q3: 97,199 shares; 2020Q4: 98,308 shares; 2021Q1: 97,672 shares 97,672$927K0.29%-636Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6,723 shares; 2020Q2: 6,804 shares; 2020Q3: 6,882 shares; 2020Q4: 6,787 shares; 2021Q1: 6,786 shares 6,786$919K0.29%-1Timeline
OREALTY INCOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 8,784 shares; 2020Q2: 9,284 shares; 2020Q3: 9,284 shares; 2020Q4: 9,284 shares; 2021Q1: 14,398 shares 14,398$914K0.29%+5,114Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 54,105 shares; 2020Q2: 51,666 shares; 2020Q3: 46,911 shares; 2020Q4: 43,871 shares; 2021Q1: 41,371 shares 41,371$911K0.28%-2,500Timeline
VCITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 3,434 shares; 2020Q3: 5,557 shares; 2020Q4: 6,654 shares; 2021Q1: 9,731 shares 9,731$905K0.28%+3,077Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6,710 shares; 2020Q2: 6,717 shares; 2020Q3: 6,645 shares; 2020Q4: 6,610 shares; 2021Q1: 6,645 shares 6,645$903K0.28%+35Timeline
EFAVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 11,598 shares; 2020Q2: 10,749 shares; 2020Q3: 11,682 shares; 2020Q4: 13,248 shares; 2021Q1: 11,836 shares 11,836$864K0.27%-1,412Timeline
HDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 10,924 shares; 2020Q2: 7,922 shares; 2020Q3: 8,635 shares; 2020Q4: 10,177 shares; 2021Q1: 9,078 shares 9,078$861K0.27%-1,099Timeline
MTUMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 5,567 shares; 2020Q2: 5,591 shares; 2020Q3: 5,787 shares; 2020Q4: 5,350 shares; 2021Q1: 5,049 shares 5,049$812K0.25%-301Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 22,160 shares; 2020Q2: 20,782 shares; 2020Q3: 20,537 shares; 2020Q4: 19,486 shares; 2021Q1: 18,113 shares 18,113$785K0.25%-1,373
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,629 shares; 2020Q2: 2,659 shares; 2020Q3: 2,330 shares; 2020Q4: 2,184 shares; 2021Q1: 2,191 shares 2,191$780K0.24%+7Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 4,130 shares; 2020Q2: 4,133 shares; 2020Q3: 4,134 shares; 2020Q4: 4,025 shares; 2021Q1: 4,027 shares 4,027$766K0.24%+2Timeline
IWSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7,112 shares; 2020Q2: 7,195 shares; 2020Q3: 7,204 shares; 2020Q4: 7,210 shares; 2021Q1: 6,908 shares 6,908$755K0.24%-302Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6,238 shares; 2020Q2: 5,586 shares; 2020Q3: 5,586 shares; 2020Q4: 5,586 shares; 2021Q1: 5,017 shares 5,017$738K0.23%-569Timeline
VYMVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6,556 shares; 2020Q2: 5,722 shares; 2020Q3: 5,722 shares; 2020Q4: 5,723 shares; 2021Q1: 7,285 shares 7,285$736K0.23%+1,562Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,676 shares; 2020Q2: 3,691 shares; 2020Q3: 3,506 shares; 2020Q4: 3,606 shares; 2021Q1: 3,945 shares 3,945$728K0.23%+339Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,615 shares; 2020Q2: 2,835 shares; 2020Q3: 2,638 shares; 2020Q4: 2,516 shares; 2021Q1: 2,836 shares 2,836$722K0.23%+320Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 5,852 shares; 2020Q2: 5,653 shares; 2020Q3: 5,564 shares; 2020Q4: 5,565 shares; 2021Q1: 6,009 shares 6,009$720K0.22%+444Timeline
EFSCENTERPRISE FINL SVCS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12,500 shares; 2020Q2: 14,500 shares; 2020Q3: 14,500 shares; 2020Q4: 14,500 shares; 2021Q1: 14,500 shares 14,500$717K0.22%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7,631 shares; 2020Q2: 7,145 shares; 2020Q3: 6,962 shares; 2020Q4: 6,965 shares; 2021Q1: 13,457 shares 13,457$709K0.22%+6,492Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,872 shares; 2020Q2: 1,780 shares; 2020Q3: 1,780 shares; 2020Q4: 1,780 shares; 2021Q1: 1,780 shares 1,780$708K0.22%0Timeline
XELXCEL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 10,517 shares; 2020Q2: 10,517 shares; 2020Q3: 10,517 shares; 2020Q4: 10,517 shares; 2021Q1: 10,517 shares 10,517$699K0.22%0Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,256 shares; 2020Q2: 3,152 shares; 2020Q3: 3,165 shares; 2020Q4: 3,165 shares; 2021Q1: 3,115 shares 3,115$687K0.21%-50Timeline
IWNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,505 shares; 2020Q2: 3,910 shares; 2020Q3: 4,393 shares; 2020Q4: 4,396 shares; 2021Q1: 4,205 shares 4,205$671K0.21%-191Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6,166 shares; 2020Q2: 6,168 shares; 2020Q3: 6,579 shares; 2020Q4: 6,582 shares; 2021Q1: 6,189 shares 6,189$670K0.21%-393Timeline
AEEAMEREN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7,892 shares; 2020Q2: 7,910 shares; 2020Q3: 7,925 shares; 2020Q4: 7,941 shares; 2021Q1: 8,109 shares 8,109$660K0.21%+168Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 11,233 shares; 2020Q2: 11,516 shares; 2020Q3: 10,726 shares; 2020Q4: 10,537 shares; 2021Q1: 10,147 shares 10,147$649K0.2%-390Timeline
VGSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 4,573 shares; 2020Q3: 7,657 shares; 2020Q4: 8,370 shares; 2021Q1: 10,439 shares 10,439$642K0.2%+2,069Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 236 shares; 2020Q2: 286 shares; 2020Q3: 296 shares; 2020Q4: 296 shares; 2021Q1: 309 shares 309$637K0.2%+13Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,515 shares; 2020Q2: 3,715 shares; 2020Q3: 3,945 shares; 2020Q4: 3,845 shares; 2021Q1: 4,185 shares 4,185$637K0.2%+340Timeline
VTWOVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 2,049 shares; 2020Q3: 2,049 shares; 2020Q4: 3,484 shares; 2021Q1: 3,509 shares 3,509$626K0.2%+25Timeline
SMMVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 16,718 shares; 2020Q2: 15,600 shares; 2020Q3: 17,010 shares; 2020Q4: 19,300 shares; 2021Q1: 16,846 shares 16,846$621K0.19%-2,454Timeline
IWPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,231 shares; 2020Q2: 3,119 shares; 2020Q3: 3,013 shares; 2020Q4: 6,018 shares; 2021Q1: 5,773 shares 5,773$589K0.18%-245Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 5,007 shares; 2020Q2: 4,977 shares; 2020Q3: 5,227 shares; 2020Q4: 5,534 shares; 2021Q1: 5,545 shares 5,545$581K0.18%+11Timeline
FISFIDELITY NATL INFORMATION SVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,719 shares; 2020Q2: 3,781 shares; 2020Q3: 3,856 shares; 2020Q4: 4,014 shares; 2021Q1: 4,041 shares 4,041$568K0.18%+27Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,757 shares; 2020Q2: 1,767 shares; 2020Q3: 1,629 shares; 2020Q4: 1,724 shares; 2021Q1: 1,808 shares 1,808$552K0.17%+84Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12,102 shares; 2020Q2: 10,765 shares; 2020Q3: 11,728 shares; 2020Q4: 11,488 shares; 2021Q1: 10,527 shares 10,527$544K0.17%-961Timeline
PDTHANCOCK JOHN PREM DIVID FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 32,882 shares; 2020Q2: 35,800 shares; 2020Q3: 35,795 shares; 2020Q4: 36,046 shares; 2021Q1: 35,945 shares 35,945$537K0.17%-101Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,012 shares; 2020Q2: 2,063 shares; 2020Q3: 2,397 shares; 2020Q4: 2,713 shares; 2021Q1: 2,733 shares 2,733$527K0.16%+20Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6,740 shares; 2020Q2: 6,768 shares; 2020Q3: 5,797 shares; 2020Q4: 6,750 shares; 2021Q1: 9,019 shares 9,019$524K0.16%+2,269Timeline
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,932 shares; 2020Q2: 3,764 shares; 2020Q3: 3,764 shares; 2020Q4: 3,952 shares; 2021Q1: 3,952 shares 3,952$496K0.15%0Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,029 shares; 2020Q2: 1,998 shares; 2020Q3: 1,689 shares; 2020Q4: 1,689 shares; 2021Q1: 1,628 shares 1,628$490K0.15%-61Timeline
IJKISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,544 shares; 2020Q2: 1,544 shares; 2020Q3: 1,544 shares; 2020Q4: 6,176 shares; 2021Q1: 6,176 shares 6,176$484K0.15%0Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 1,508 shares; 2020Q3: 1,691 shares; 2020Q4: 1,918 shares; 2021Q1: 1,482 shares 1,482$473K0.15%-436Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7,647 shares; 2020Q2: 7,220 shares; 2020Q3: 7,372 shares; 2020Q4: 7,375 shares; 2021Q1: 7,375 shares 7,375$466K0.15%0Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 2,423 shares; 2020Q4: 3,965 shares; 2021Q1: 4,013 shares 4,013$457K0.14%+48Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,472 shares; 2020Q2: 1,734 shares; 2020Q3: 1,734 shares; 2020Q4: 1,734 shares; 2021Q1: 1,534 shares 1,534$452K0.14%-200Timeline
MGCVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,173 shares; 2020Q2: 3,173 shares; 2020Q3: 3,173 shares; 2020Q4: 3,173 shares; 2021Q1: 3,173 shares 3,173$445K0.14%0Timeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,593 shares; 2020Q2: 1,663 shares; 2020Q3: 1,663 shares; 2020Q4: 6,652 shares; 2021Q1: 6,739 shares 6,739$439K0.14%+87Timeline
SOSOUTHERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 5,695 shares; 2020Q2: 5,853 shares; 2020Q3: 6,032 shares; 2020Q4: 6,676 shares; 2021Q1: 7,068 shares 7,068$439K0.14%+392Timeline
ADAMAS PHARMACEUTICALS INCADAMAS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 91,814 shares; 2020Q2: 92,997 shares; 2020Q3: 92,357 shares; 2020Q4: 91,807 shares; 2021Q1: 91,314 shares 91,314$438K0.14%-493
RSPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 5,713 shares; 2020Q2: 5,381 shares; 2020Q3: 2,730 shares; 2020Q4: 2,607 shares; 2021Q1: 3,060 shares 3,060$434K0.14%+453Timeline
EEMVISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 5,681 shares; 2020Q2: 6,547 shares; 2020Q3: 7,042 shares; 2020Q4: 7,640 shares; 2021Q1: 6,677 shares 6,677$422K0.13%-963Timeline
RTXRTX CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 4,581 shares; 2020Q3: 4,333 shares; 2020Q4: 4,728 shares; 2021Q1: 5,407 shares 5,407$418K0.13%+679Timeline
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,383 shares; 2020Q2: 3,263 shares; 2020Q3: 3,807 shares; 2020Q4: 3,379 shares; 2021Q1: 3,414 shares 3,414$403K0.13%+35Timeline
ACNACCENTURE PLC IRELANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 1,192 shares; 2020Q3: 1,272 shares; 2020Q4: 1,376 shares; 2021Q1: 1,398 shares 1,398$386K0.12%+22Timeline
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1 shares; 2020Q2: 1 shares; 2020Q3: 1 shares; 2020Q4: 1 shares; 2021Q1: 1 shares 1$386K0.12%0Timeline
TXNTEXAS INSTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,179 shares; 2020Q2: 2,179 shares; 2020Q3: 2,003 shares; 2020Q4: 2,003 shares; 2021Q1: 1,991 shares 1,991$376K0.12%-12Timeline
IJSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 1,991 shares; 2020Q3: 1,993 shares; 2020Q4: 3,986 shares; 2021Q1: 3,680 shares 3,680$371K0.12%-306Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 863 shares; 2020Q2: 863 shares; 2020Q3: 875 shares; 2020Q4: 901 shares; 2021Q1: 986 shares 986$367K0.11%+85Timeline
VGTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,153 shares; 2020Q2: 1,153 shares; 2020Q3: 1,153 shares; 2020Q4: 1,015 shares; 2021Q1: 1,015 shares 1,015$364K0.11%0Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6,779 shares; 2020Q2: 6,781 shares; 2020Q3: 6,683 shares; 2020Q4: 6,685 shares; 2021Q1: 6,645 shares 6,645$360K0.11%-40Timeline
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 3,220 shares; 2021Q1: 2,620 shares 2,620$350K0.11%-600Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 698 shares; 2020Q2: 773 shares; 2020Q3: 810 shares; 2020Q4: 905 shares; 2021Q1: 948 shares 948$350K0.11%+43Timeline
VFHVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 3,961 shares 3,961$335K0.1%newTimeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7,476 shares; 2020Q2: 6,151 shares; 2020Q3: 3,031 shares; 2020Q4: 3,146 shares; 2021Q1: 3,061 shares 3,061$332K0.1%-85Timeline
DFAIDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 11,708 shares 11,708$326K0.1%newTimeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 10,683 shares; 2020Q2: not reported; 2020Q3: 3,969 shares; 2020Q4: 3,969 shares; 2021Q1: 5,009 shares 5,009$322K0.1%+1,040Timeline
SRPTSAREPTA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,750 shares; 2020Q2: 3,350 shares; 2020Q3: 3,200 shares; 2020Q4: 4,100 shares; 2021Q1: 4,319 shares 4,319$322K0.1%+219Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 6,689 shares; 2021Q1: 8,289 shares 8,289$321K0.1%+1,600Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 2,875 shares; 2020Q3: 2,683 shares; 2020Q4: 3,018 shares; 2021Q1: 2,879 shares 2,879$315K0.1%-139Timeline
IEFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 11,552 shares; 2020Q2: 5,014 shares; 2020Q3: 17,830 shares; 2020Q4: 17,830 shares; 2021Q1: 4,312 shares 4,312$311K0.1%-13,518Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 5,793 shares; 2020Q3: 5,793 shares; 2020Q4: 5,808 shares; 2021Q1: 5,810 shares 5,810$310K0.1%+2Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,073 shares; 2020Q2: 1,800 shares; 2020Q3: 1,347 shares; 2020Q4: 1,508 shares; 2021Q1: 1,433 shares 1,433$303K0.09%-75Timeline
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,213 shares; 2020Q2: 1,213 shares; 2020Q3: 1,213 shares; 2020Q4: 1,213 shares; 2021Q1: 1,240 shares 1,240$296K0.09%+27Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 3,589 shares; 2020Q4: 3,692 shares; 2021Q1: 3,859 shares 3,859$290K0.09%+167Timeline
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,318 shares; 2020Q2: 3,318 shares; 2020Q3: 3,318 shares; 2020Q4: 3,318 shares; 2021Q1: 3,318 shares 3,318$290K0.09%0Timeline
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,694 shares; 2020Q2: 2,700 shares; 2020Q3: 2,597 shares; 2020Q4: 2,601 shares; 2021Q1: 2,902 shares 2,902$280K0.09%+301Timeline
VLUEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 4,779 shares; 2020Q3: 4,644 shares; 2020Q4: 3,678 shares; 2021Q1: 2,655 shares 2,655$272K0.08%-1,023Timeline
SRSPIRE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,546 shares; 2020Q2: 3,559 shares; 2020Q3: not reported; 2020Q4: 3,598 shares; 2021Q1: 3,672 shares 3,672$271K0.08%+74Timeline
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 14,791 shares; 2020Q2: 14,972 shares; 2020Q3: 15,127 shares; 2020Q4: 15,272 shares; 2021Q1: 15,414 shares 15,414$266K0.08%+142Timeline
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 50,615 shares; 2020Q2: 51,252 shares; 2020Q3: 48,424 shares; 2020Q4: 39,420 shares; 2021Q1: 34,382 shares 34,382$264K0.08%-5,038Timeline
GDGENERAL DYNAMICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 1,443 shares; 2021Q1: 1,447 shares 1,447$263K0.08%+4Timeline
IJTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 2,192 shares; 2021Q1: 2,052 shares 2,052$263K0.08%-140Timeline
ADPAUTOMATIC DATA PROCESSING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,642 shares; 2020Q2: 1,642 shares; 2020Q3: 1,642 shares; 2020Q4: 1,642 shares; 2021Q1: 1,377 shares 1,377$260K0.08%-265Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,128 shares; 2020Q2: 2,129 shares; 2020Q3: not reported; 2020Q4: 1,178 shares; 2021Q1: 1,178 shares 1,178$260K0.08%0Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 2,016 shares; 2020Q3: not reported; 2020Q4: 997 shares; 2021Q1: 997 shares 997$259K0.08%0Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,512 shares; 2020Q2: 1,300 shares; 2020Q3: 2,099 shares; 2020Q4: 1,829 shares; 2021Q1: 693 shares 693$253K0.08%-1,136Timeline
ENBENBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 8,022 shares; 2020Q2: 8,022 shares; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 6,919 shares 6,919$252K0.08%newTimeline
WELLWELLTOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 3,500 shares; 2021Q1: 3,500 shares 3,500$251K0.08%0Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 6,333 shares 6,333$247K0.08%newTimeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 3,450 shares; 2020Q3: not reported; 2020Q4: 3,051 shares; 2021Q1: 2,991 shares 2,991$244K0.08%-60Timeline
OTEXOPEN TEXT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 5,117 shares 5,117$244K0.08%newTimeline
VHTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 1,055 shares; 2020Q3: 1,055 shares; 2020Q4: 1,055 shares; 2021Q1: 1,055 shares 1,055$241K0.08%0Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 13,642 shares; 2020Q3: 22,480 shares; 2020Q4: not reported; 2021Q1: 14,746 shares 14,746$240K0.07%new
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 619 shares; 2020Q4: 619 shares; 2021Q1: 664 shares 664$234K0.07%+45Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,576 shares; 2020Q2: 3,593 shares; 2020Q3: 3,612 shares; 2020Q4: 3,612 shares; 2021Q1: 2,701 shares 2,701$229K0.07%-911Timeline
BIVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,516 shares; 2020Q2: 2,516 shares; 2020Q3: 2,516 shares; 2020Q4: 2,781 shares; 2021Q1: 2,565 shares 2,565$228K0.07%-216Timeline
OKEONEOK INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 6,771 shares; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 4,492 shares 4,492$228K0.07%newTimeline
BMVPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 1,966 shares; 2021Q1: 1,966 shares 1,966$227K0.07%0Timeline
VFQYVANGUARD WELLINGTON FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 1,979 shares 1,979$222K0.07%newTimeline
VFVAVANGUARD WELLINGTON FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 2,294 shares 2,294$217K0.07%newTimeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 3,519 shares; 2021Q1: 3,621 shares 3,621$212K0.07%+102Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7,137 shares; 2020Q2: 4,689 shares; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 3,790 shares 3,790$212K0.07%newTimeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 394 shares 394$211K0.07%newTimeline
CMECME GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 1,029 shares 1,029$210K0.07%newTimeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12,985 shares; 2020Q2: 13,026 shares; 2020Q3: 10,780 shares; 2020Q4: 10,594 shares; 2021Q1: 8,885 shares 8,885$210K0.07%-1,709Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 3,512 shares; 2020Q4: 2,826 shares; 2021Q1: 2,653 shares 2,653$209K0.07%-173Timeline
VTVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 2,121 shares 2,121$206K0.06%newTimeline
VANGUARD WELLINGTON FDVANGUARD WELLINGTON FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 1,946 shares 1,946$206K0.06%new
KYNKAYNE ANDERSON ENERGY INFRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 37,542 shares; 2020Q2: 36,346 shares; 2020Q3: 28,806 shares; 2020Q4: 29,415 shares; 2021Q1: 22,531 shares 22,531$162K0.05%-6,884Timeline
PFOFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 14,799 shares; 2020Q2: 14,888 shares; 2020Q3: 15,644 shares; 2020Q4: 11,600 shares; 2021Q1: 11,644 shares 11,644$153K0.05%+44Timeline
BBBLACKBERRY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 10,525 shares 10,525$89K0.03%newTimeline
GLOBAL CORD BLOOD CORPGLOBAL CORD BLOOD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12,275 shares; 2020Q2: 12,275 shares; 2020Q3: 12,275 shares; 2020Q4: 12,275 shares; 2021Q1: 12,275 shares 12,275$56K0.02%0
Ampio PharmaceuticalsAmpio PharmaceuticalsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 11,000 shares 11,000$19K0.01%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUTput1,800$14.4Mnew
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T CALLcall1,000$11.4Mnew

Sold out in Q1 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SPDR SERIES TRUSTSPDR SERIES TRUST2,100$785Kput
SPDR SERIES TRUSTSPDR SERIES TRUST1,100$411Kcall
SCHZSCHWAB STRATEGIC TR6,552$367Kshares
SCZISHARES TR3,998$273Kshares
FLRNSPDR SERIES TRUST8,259$253Kshares
IWBISHARES TR950$201Kshares
WESWESTERN MIDSTREAM PARTNERS L10,322$143Kshares

How Q1 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001674343-21-000002 base2021-04-27acceptance time not in the bulk data set