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MML INVESTORS SERVICES, LLC

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13F filer, CIK 701059, SPRINGFIELD, MA

MML INVESTORS SERVICES, LLC reported $27,434,229,000 across 2,567 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-15. Its ten largest share positions make up 18.62% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000701059-24-000015

Period
2024-09-30
Reported value
$27.4B
Holdings
2,567
Top 10 weight
18.62%
New
191
Sold out
94

Largest buys vs the previous quarter

SecurityShares changeApprox. value
EFVadded+1,816,371$104M
IUSBadded+1,535,400$72.3M
AVGOadded+409,672$70.7M
XLFadded+1,097,733$49.7M
AVEMadded+687,056$44.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPGPreduced-428,400-$44.8M
IEMGreduced-461,313-$26.5M
IWYreduced-92,420-$20.3M
IGVreduced-224,407-$20.1M
IVVreduced-32,837-$18.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0000701059-24-000015, largest first. % of portfolio is the value over $27,434,229,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MYNBLACKROCK MUNIYIELD N Y QUALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,812 shares 10,812$117K<0.01%-3,340Timeline
ETJEATON VANCE RISK-MANAGED DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,400 shares 12,400$114K<0.01%-159Timeline
BDNBRANDYWINE RLTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,573 shares 20,573$112K<0.01%newTimeline
OKLOOKLO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,850 shares 12,850$104K<0.01%newTimeline
BATTAMPLIFY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,449 shares 10,449$101K<0.01%-1,296Timeline
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,153 shares 10,153$101K<0.01%-2,476
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,190 shares 17,190$100K<0.01%+284Timeline
TEEKAY CORPORATIONTEEKAY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,901 shares 10,901$100K<0.01%new
HIOWESTERN ASSET HIGH INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,654 shares 24,654$100K<0.01%-12,647Timeline
BBDCBARINGS BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,076 shares 10,076$99K<0.01%newTimeline
UAAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,478 shares 10,478$93K<0.01%-1,259Timeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,961 shares 16,961$91K<0.01%-133Timeline
AMCXAMC GLOBAL MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,464 shares 10,464$91K<0.01%newTimeline
FSCOFS CREDIT OPPORTUNITIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,016 shares 14,016$89K<0.01%+325Timeline
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,229 shares 13,229$88K<0.01%+2,944Timeline
HFROHIGHLAND OPPS & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,188 shares 14,188$87K<0.01%-1,607Timeline
UMCUNITED MICROELECTRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,243 shares 10,243$86K<0.01%newTimeline
SOUNSOUNDHOUND AI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,550 shares 18,550$86K<0.01%newTimeline
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,369 shares 24,369$85K<0.01%+1,991
EVGOEVGO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,589 shares 20,589$85K<0.01%-20Timeline
DEFIANCE NEXT GEN H2 ETFDEFIANCE NEXT GEN H2 ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,228 shares 17,228$83K<0.01%-51
GGTGABELLI MULTIMEDIA TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,493 shares 16,493$81K<0.01%+1,746Timeline
ZTRVIRTUS TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,873 shares 12,873$80K<0.01%+411Timeline
TILRAY INCTILRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 45,325 shares 45,325$80K<0.01%+5,175
BBDBANCO BRADESCO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,581 shares 28,581$76K<0.01%+1,403Timeline
OMEROMEROS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,600 shares 18,600$74K<0.01%+3,000Timeline
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,796 shares 16,796$71K<0.01%-6,617Timeline
LUCID GROUP INCLUCID GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,882 shares 19,882$70K<0.01%-2,185
ARRYARRAY TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,210 shares 10,210$67K<0.01%-506Timeline
DHFBNY MELLON HIGH YIELD STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,142 shares 24,142$65K<0.01%+288Timeline
GTNGRAY MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,042 shares 12,042$65K<0.01%newTimeline
XDHYXCREDIT SUISSE HIGH YIELD CREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 27,441 shares 27,441$62K<0.01%+1,001Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,001 shares 12,001$58K<0.01%0Timeline
RZLTREZOLUTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,660 shares 11,660$57K<0.01%newTimeline
UNIVERSE PHARMACEUTICALS INCUNIVERSE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 234,260 shares 234,260$57K<0.01%new
ALLOALLOGENE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,000 shares 20,000$56K<0.01%newTimeline
EDITEDITAS MEDICINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,028 shares 16,028$55K<0.01%+3,639Timeline
AMPLIFY ALTERNATIVE HARVEST…AMPLIFY ALTERNATIVE HARVEST ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,619 shares 16,619$55K<0.01%-5,280
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,184 shares 17,184$53K<0.01%+632
Leslie's IncLeslie's IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,091 shares 16,091$51K<0.01%-2,350
HIXWESTERN ASSET HIGH INCOM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,174 shares 11,174$50K<0.01%+111Timeline
CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 35,400 shares 35,400$48K<0.01%-671
PLUGPLUG PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,924 shares 20,924$47K<0.01%-24,320Timeline
SABRSABRE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,147 shares 12,147$45K<0.01%newTimeline
SPRUSPRUCE POWER HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,056 shares 15,056$43K<0.01%-3Timeline
PACBPACIFIC BIOSCIENCES CALIF INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,328 shares 21,328$36K<0.01%0Timeline
ARCADIUM LITHIUM PLCARCADIUM LITHIUM PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,663 shares 12,663$36K<0.01%-533
FUBOFUBOTV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,978 shares 21,978$31K<0.01%-5,122Timeline
BITFBITFARMS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,000 shares 13,000$27K<0.01%0Timeline
GROYGOLD ROYALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,800 shares 18,800$26K<0.01%-2,401Timeline
ASMAVINO SILVER & GOLD MINES LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,400 shares 21,400$24K<0.01%newTimeline
CIGCIA ENERGETICA DE MINAS GERAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,616 shares 11,616$24K<0.01%+775Timeline
REKRREKOR SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,000 shares 20,000$24K<0.01%0Timeline
UAMYUNITED STATES ANTIMONY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,000 shares 30,000$23K<0.01%+20,000Timeline
SKINSKINHEALTH SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,720 shares 14,720$21K<0.01%-127Timeline
QT IMAGING HLDGS INCQT IMAGING HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,242 shares 29,242$21K<0.01%0
ESPRESPERION THERAPEUTICS INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,378 shares 12,378$20K<0.01%+331Timeline
ARAYACCURAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,017 shares 10,017$18K<0.01%0Timeline
AMARIN CORP PLCAMARIN CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,024 shares 29,024$18K<0.01%+1,467
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,000 shares 20,000$18K<0.01%new
FiscalNote Holdings IncFiscalNote Holdings IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,786 shares 11,786$15K<0.01%0
SERES THERAPEUTICS INCSERES THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,889 shares 14,889$14K<0.01%0
QURATE RETAIL INCQURATE RETAIL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,913 shares 21,913$13K<0.01%-1,221
WW INTL INCWW INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,350 shares 14,350$13K<0.01%+579
TELLURIAN INC NEWTELLURIAN INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,000 shares 11,000$11K<0.01%0
CHEESECAKE FACTORY INCCHEESECAKE FACTORY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,000 shares 10,000$9K<0.01%new
GABELLI UTIL TRGABELLI UTIL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 36,805 shares 36,805$1K<0.01%new

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
EALTINNOVATOR ETFS TRUST608,395$18.3Mshares
TIDAL TR IITIDAL TR II247,064$4.71Mshares
TE CONNECTIVITY LTDTE CONNECTIVITY LTD20,446$3.08Mshares
FERGUSON PLCFERGUSON PLC12,219$2.37Mshares
SRPTSAREPTA THERAPEUTICS INC8,574$1.35Mshares
UUPINVESCO DB US DLR INDEX TR45,922$1.34Mshares
MBLYMOBILEYE GLOBAL INC44,576$1.25Mshares
FBOTFIDELITY COVINGTON TRUST45,906$1.22Mshares
BLBDBLUE BIRD CORP21,227$1.14Mshares
STERICYCLE INCSTERICYCLE INC19,056$1.11Mshares
ENCORE WIRE CORPENCORE WIRE CORP3,763$1.09Mshares
POWERSCHOOL HOLDINGS INCPOWERSCHOOL HOLDINGS INC46,111$1.03Mshares
LITELUMENTUM HLDGS INC20,085$1.02Mshares
SPRSPIRIT AEROSYSTEMS HLDGS INC30,061$988Kshares
VNMVANECK ETF TRUST63,411$772Kshares
BCOBRINKS CO6,352$650Kshares
EIDOISHARES TR33,001$636Kshares
CLEARBRIDGE ENERGY MLP TOTA…CLEARBRIDGE ENERGY MLP TOTAL R15,507$631Kshares
AMEDISYS INCAMEDISYS INC6,610$607Kshares
EVTCEVERTEC INC17,775$591Kshares
PGNYPROGYNY INC18,686$535Kshares
American Century Emerging M…American Century Emerging Markets…13,431$514Kshares
PALCPACER FDS TR9,843$479Kshares
MBIMBIA INC85,639$470Kshares
JOETVIRTUS ETF TR II12,916$443Kshares
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV33,074$429Kshares
ALGMALLEGRO MICROSYSTEMS INC14,968$423Kshares
ARMKARAMARK12,184$415Kshares
TRMBTRIMBLE INC7,193$402Kshares
AZZAZZ INC5,135$397Kshares
BLBLACKLINE INC8,107$393Kshares
CRSPCRISPR THERAPEUTICS AG7,240$391Kshares
PFSIPENNYMAC FINL SVCS INC NEW3,960$375Kshares
RDNTRADNET INC6,314$372Kshares
AGZDWISDOMTREE TR16,629$371Kshares
TEXTEREX CORP NEW6,726$369Kshares
NSITINSIGHT ENTERPRISES INC1,858$369Kshares
RSPDINVESCO EXCHANGE TRADED FD T6,967$335Kshares
WTMFWISDOMTREE TR9,088$330Kshares
ROIVROIVANT SCIENCES LTD30,894$327Kshares
GIBCGI INC3,250$324Kshares
AGZISHARES TR2,800$301Kshares
MLPAGLOBAL X FDS6,138$298Kshares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP88,065$284Kshares
RPVINVESCO EXCHANGE TRADED FD T3,320$277Kshares
FRSTPRIMIS FINANCIAL CORP25,326$265Kshares
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW6,913$261Kshares
STAASTAAR SURGICAL CO5,443$259Kshares
ISHARES TRISHARES TR10,952$255Kshares
PFIXSIMPLIFY EXCHANGE TRADED FUN5,281$253Kshares
SGISOMNIGROUP INTERNATIONAL INC5,112$242Kshares
TECHTARGET INCTECHTARGET INC7,753$242Kshares
ACLSAXCELIS TECHNOLOGIES INC1,688$240Kshares
FLNFIRST TR EXCH TRD ALPHDX FD13,581$240Kshares
PCRXPACIRA BIOSCIENCES INC8,281$237Kshares
CSMPROSHARES TR3,745$232Kshares
AMPHAMPHASTAR PHARMACEUTICALS IN5,806$232Kshares
BBHVANECK ETF TRUST1,361$229Kshares
XESSPDR SERIES TRUST2,504$227Kshares
PRLBPROTO LABS INC7,326$226Kshares
UAPRINNOVATOR ETFS TRUST7,670$223Kshares
SPMBSPDR SERIES TRUST10,264$221Kshares
BNTXBIONTECH SE2,736$220Kshares
CMDYISHARES U S ETF TR4,465$220Kshares
ISHARES TRISHARES TR8,426$219Kshares
QQQXNUVEEN NASDAQ 100 DYNAMIC OV8,629$216Kshares
NXSTNEXSTAR MEDIA GROUP INC1,261$209Kshares
PIIPOLARIS INC2,616$205Kshares
OIHVANECK ETF TRUST647$205Kshares
LKFNLAKELAND FINL CORP3,300$203Kshares
NXTNEXTPOWER INC4,304$202Kshares
ECECOPETROL S A18,013$202Kshares
EJANINNOVATOR ETFS TRUST6,760$202Kshares
STVNSTEVANATO GROUP S P A10,267$188Kshares
SDSANDRIDGE ENERGY INC14,412$186Kshares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC65,817$186Kshares
XFFCXFLAHERTY & CRUMRIN PFD & INM12,129$179Kshares
BITBLACKROCK MULTI SECTOR INC T10,800$157Kshares
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F55,673$149Kshares
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD12,000$148Kshares
KRANESHARES TRUSTKRANESHARES TRUST10,102$148Kshares
VTRSVIATRIS INC13,607$145Kshares
SEMRSEMRUSH HLDGS INC10,783$144Kshares
PATHUIPATH INC11,051$140Kshares
NZFNUVEEN MUN CR INCOME FD10,973$136Kshares
UPWKUPWORK INC11,588$125Kshares
NFJVIRTUS DIVIDEND INTEREST & P10,110$124Kshares
CNHCNH INDL N V10,291$104Kshares
FOLDAMICUS THERAPEUTIC10,252$102Kshares
MNKDMANNKIND CORP14,150$74Kshares
DZSIQDZS INC COM25,000$29Kshares
EMX RTY CORPEMX RTY CORP11,665$21Kshares
FARADAY FUTURE INTLGT ELEC IFARADAY FUTURE INTLGT ELEC I18,972$10Kshares
NBISNEBIUS GROUP N.V.10,026$0shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000701059-24-000015 base2024-11-15acceptance time not in the bulk data set