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Disclosery

MITSUBISHI UFJ SECURITIES (USA), Inc.

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13F filer, CIK 1492299, NEW YORK, NY

MITSUBISHI UFJ SECURITIES (USA), Inc. reported $220,924,000 across 5 holdings for the quarter ended 2014-12-31, in a 13F-HR filed 2015-01-29.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001492299-15-000002

Period
2014-12-31
Reported value
$221M
Holdings
5
Top 10 weight
100%
New
Sold out

Holdings, Q4 2014

Share positions as resolved from 13F-HR 0001492299-15-000002, largest first. % of portfolio is the value over $102,922,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not loaded; 2014Q1: not loaded; 2014Q2: not loaded; 2014Q3: not loaded; 2014Q4: 500,000 shares 500,000$103M99.85%Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not loaded; 2014Q1: not loaded; 2014Q2: not loaded; 2014Q3: not loaded; 2014Q4: 3,600 shares 3,600$152K0.15%Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput500,000$103M
KMIKINDER MORGAN INC DEL Stockput180,000$7.62M
KMIKINDER MORGAN INC DEL Stockcall180,000$7.62M

How Q4 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001492299-15-000002 base2015-01-29acceptance time not in the bulk data set