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Disclosery

MSI Financial Services Inc

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13F filer, CIK 1422771, Springfield, MA

MSI Financial Services Inc reported $2,786,135,000 across 4,122 holdings for the quarter ended 2016-06-30, in a 13F-HR filed 2016-07-25. Its ten largest share positions make up 14.24% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000950123-16-018508

Period
2016-06-30
Reported value
$2.79B
Holdings
4,122
Top 10 weight
14.24%
New
266
Sold out
313

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IEFadded+203,670$23M
FDNadded+289,851$20.9M
FXNadded+1,390,461$20.7M
POWERSHARES ETF TRUST DWA T…added+468,822$19.7M
FVadded+723,513$16.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
FTSMreduced-716,936-$42.9M
PowerShares QQQ Trust Unit …reduced-75,289-$8.1M
MINTreduced-37,407-$3.78M
ILCGreduced-29,590-$3.46M
IYCreduced-23,447-$3.36M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2016

Share positions as resolved from 13F-HR 0000950123-16-018508, largest first. % of portfolio is the value over $2,786,135,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
HERSHA HOSPITALITY TRHERSHA HOSPITALITY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 4 shares; 2015Q3: 7 shares; 2015Q4: 7 shares; 2016Q1: 7 shares; 2016Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
OVERSEAS SHIPHOLDING GROUP IOVERSEAS SHIPHOLDING GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4 shares 4$00%newValue filed as zero, left out of ratios.
SEASPINE HLDGS CORPSEASPINE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 16 shares; 2015Q4: 16 shares; 2016Q1: 16 shares; 2016Q2: 16 shares 16$00%0Value filed as zero, left out of ratios.
INDEPENDENT BANK GROUP INCINDEPENDENT BANK GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2 shares; 2016Q2: 1 shares 1$00%-1Value filed as zero, left out of ratios.
VERTEX ENERGY INCVERTEX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1 shares 1$00%newValue filed as zero, left out of ratios.
SPX FLOW INC COMSPX FLOW INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 78 shares; 2016Q1: 5 shares; 2016Q2: 5 shares 5$00%0Value filed as zero, left out of ratios.
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 141 shares; 2016Q1: 97 shares; 2016Q2: 33 shares 33$00%-64Value filed as zero, left out of ratios.
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 23 shares 23$00%newValue filed as zero, left out of ratios.
CHINA AUTOMOTIVE SYS INCCHINA AUTOMOTIVE SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 75 shares; 2016Q1: 75 shares; 2016Q2: 75 shares 75$00%0Value filed as zero, left out of ratios.
FERRO CORPFERRO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 600 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 37 shares; 2016Q1: 37 shares; 2016Q2: 37 shares 37$00%0Value filed as zero, left out of ratios.
VWR CORPVWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6 shares; 2015Q2: 15 shares; 2015Q3: 47 shares; 2015Q4: 101 shares; 2016Q1: 23 shares; 2016Q2: 14 shares 14$00%-9Value filed as zero, left out of ratios.
AIR METHODS CORPAIR METHODS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 226 shares; 2015Q2: 226 shares; 2015Q3: not reported; 2015Q4: 136 shares; 2016Q1: 9 shares; 2016Q2: 9 shares 9$00%0Value filed as zero, left out of ratios.
REVLON INCREVLON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10 shares; 2016Q1: 10 shares; 2016Q2: 10 shares 10$00%0Value filed as zero, left out of ratios.
E HOUSE CHINA HLDGS LTDE HOUSE CHINA HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 77 shares; 2016Q1: 77 shares; 2016Q2: 77 shares 77$00%0Value filed as zero, left out of ratios.
SEACHANGE INTL INCSEACHANGE INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 150 shares; 2016Q2: 150 shares 150$00%0Value filed as zero, left out of ratios.
ATLAS RESOURCE PARTNERS LPATLAS RESOURCE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13 shares; 2016Q1: 13 shares; 2016Q2: 13 shares 13$00%0Value filed as zero, left out of ratios.
COBALT INTL ENERGY INCCOBALT INTL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 107 shares 107$00%newValue filed as zero, left out of ratios.
PHARMATHENE INCPHARMATHENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 100 shares; 2016Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
PIER 1 IMPORTS INCPIER 1 IMPORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,155 shares; 2015Q2: 3,900 shares; 2015Q3: 550 shares; 2015Q4: not reported; 2016Q1: 21 shares; 2016Q2: 22 shares 22$00%+1Value filed as zero, left out of ratios.
CIBER INCCIBER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 20 shares; 2015Q4: 20 shares; 2016Q1: 20 shares; 2016Q2: 20 shares 20$00%0Value filed as zero, left out of ratios.
IMATION CORPIMATION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 210 shares; 2016Q1: 210 shares; 2016Q2: 210 shares 210$00%0Value filed as zero, left out of ratios.
TUMI HLDGS INCTUMI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,752 shares; 2015Q2: 3,956 shares; 2015Q3: 1,366 shares; 2015Q4: 304 shares; 2016Q1: 2 shares; 2016Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 79 shares; 2015Q4: 164 shares; 2016Q1: 164 shares; 2016Q2: 155 shares 155$00%-9Value filed as zero, left out of ratios.
OCWEN FINL CORPOCWEN FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 200 shares; 2016Q1: 300 shares; 2016Q2: 200 shares 200$00%-100Value filed as zero, left out of ratios.
ULTRATECH INCULTRATECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10 shares; 2016Q1: 10 shares; 2016Q2: 10 shares 10$00%0Value filed as zero, left out of ratios.
CAREER EDUCATION CORPCAREER EDUCATION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40 shares; 2015Q2: 40 shares; 2015Q3: 40 shares; 2015Q4: 40 shares; 2016Q1: 40 shares; 2016Q2: 40 shares 40$00%0Value filed as zero, left out of ratios.
PARKWAY PPTYS INCPARKWAY PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3 shares; 2015Q2: 8 shares; 2015Q3: 27 shares; 2015Q4: 28 shares; 2016Q1: 8 shares; 2016Q2: 6 shares 6$00%-2Value filed as zero, left out of ratios.
KINDER MORGAN INC DELKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 640 shares; 2015Q2: 704 shares; 2015Q3: 704 shares; 2015Q4: 1,097 shares; 2016Q1: 1,161 shares; 2016Q2: 1,865 shares 1,865$00%+704Value filed as zero, left out of ratios.
KOSMOS ENERGY LTDKOSMOS ENERGY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 27 shares; 2016Q1: 27 shares; 2016Q2: 27 shares 27$00%0Value filed as zero, left out of ratios.
QUANTUM CORPQUANTUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 100 shares; 2016Q1: 100 shares; 2016Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
MONSTER WORLDWIDE INCMONSTER WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 1 shares; 2015Q3: 1 shares; 2015Q4: 1 shares; 2016Q1: 1 shares; 2016Q2: 1 shares 1$00%0Value filed as zero, left out of ratios.
ROUSE PPTYS INCROUSE PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1 shares; 2015Q4: 1 shares; 2016Q1: 1 shares; 2016Q2: 1 shares 1$00%0Value filed as zero, left out of ratios.
RUBICON TECHNOLOGY INCRUBICON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 52 shares; 2015Q2: 52 shares; 2015Q3: 52 shares; 2015Q4: 52 shares; 2016Q1: 20 shares; 2016Q2: 20 shares 20$00%0Value filed as zero, left out of ratios.
XO GROUP INCXO GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13 shares; 2016Q1: 13 shares; 2016Q2: 13 shares 13$00%0Value filed as zero, left out of ratios.
DEVRY INC DELDEVRY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 13 shares; 2015Q3: 13 shares; 2015Q4: 12 shares; 2016Q1: 12 shares; 2016Q2: 12 shares 12$00%0Value filed as zero, left out of ratios.
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 408 shares; 2015Q2: 414 shares; 2015Q3: 6 shares; 2015Q4: 256 shares; 2016Q1: 272 shares; 2016Q2: 22 shares 22$00%-250Value filed as zero, left out of ratios.
UTSTARCOM HOLDINGS CORPUTSTARCOM HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 66 shares; 2016Q2: 66 shares 66$00%0Value filed as zero, left out of ratios.
NEVSUN RES LTDNEVSUN RES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 67 shares; 2016Q1: 67 shares; 2016Q2: 67 shares 67$00%0Value filed as zero, left out of ratios.
FINISH LINE/THE CL AFINISH LINE/THE CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 17 shares; 2016Q1: 17 shares; 2016Q2: 17 shares 17$00%0Value filed as zero, left out of ratios.
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 11 shares; 2015Q3: 11 shares; 2015Q4: 11 shares; 2016Q1: 11 shares; 2016Q2: 11 shares 11$00%0Value filed as zero, left out of ratios.
MTS SYSTEMS CORPMTS SYSTEMS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,765 shares; 2015Q2: 1,765 shares; 2015Q3: 1,765 shares; 2015Q4: 1,775 shares; 2016Q1: 1,775 shares; 2016Q2: 10 shares 10$00%-1,765Value filed as zero, left out of ratios.
MOSYS INC COMMOSYS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,000 shares; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
FIRST NBC BK HLDG CO COMFIRST NBC BK HLDG CO COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 5 shares; 2015Q3: 5 shares; 2015Q4: 5 shares; 2016Q1: 5 shares; 2016Q2: 5 shares 5$00%0Value filed as zero, left out of ratios.
HHGREGG INCHHGREGG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 200 shares; 2016Q1: 200 shares; 2016Q2: 200 shares 200$00%0Value filed as zero, left out of ratios.
Tremor VideoTremor VideoQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,519 shares; 2015Q2: 2,546 shares; 2015Q3: 2,538 shares; 2015Q4: 2 shares; 2016Q1: 1 shares; 2016Q2: 1 shares 1$00%0Value filed as zero, left out of ratios.
Galena Biopharma IncGalena Biopharma IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 590 shares; 2016Q1: 590 shares; 2016Q2: 590 shares 590$00%0Value filed as zero, left out of ratios.
HUTCHINSON TECHNOLOGY INCHUTCHINSON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,000 shares; 2015Q3: 1,000 shares; 2015Q4: not reported; 2016Q1: 100 shares; 2016Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
GUGGENHEIM ENHANCED EQUITY SGUGGENHEIM ENHANCED EQUITY SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13 shares; 2016Q1: 7 shares; 2016Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
HARRIS & HARRIS GROUP INCHARRIS & HARRIS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 35 shares; 2016Q1: 35 shares; 2016Q2: 35 shares 35$00%0Value filed as zero, left out of ratios.
ORION ENERGY SYSTEMS INCORION ENERGY SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 120 shares; 2016Q1: 120 shares; 2016Q2: 120 shares 120$00%0Value filed as zero, left out of ratios.
SANDRIDGE PERMIAN TRSANDRIDGE PERMIAN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 200 shares; 2015Q2: 200 shares; 2015Q3: 100 shares; 2015Q4: 100 shares; 2016Q1: 100 shares; 2016Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
WESTERN ASSET WORLDWIDE INCOWESTERN ASSET WORLDWIDE INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 294 shares; 2015Q2: 4 shares; 2015Q3: 4 shares; 2015Q4: 4 shares; 2016Q1: 4 shares; 2016Q2: 4 shares 4$00%0Value filed as zero, left out of ratios.
REALNETWORKS INCREALNETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 62 shares; 2015Q2: 62 shares; 2015Q3: 62 shares; 2015Q4: 62 shares; 2016Q1: 62 shares; 2016Q2: 62 shares 62$00%0Value filed as zero, left out of ratios.
ASCENT CAPITAL GROUP INC-AASCENT CAPITAL GROUP INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2 shares; 2015Q2: 1 shares; 2015Q3: 1 shares; 2015Q4: 1 shares; 2016Q1: 4 shares; 2016Q2: 4 shares 4$00%0Value filed as zero, left out of ratios.
TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 16 shares; 2015Q3: 116 shares; 2015Q4: 116 shares; 2016Q1: 16 shares; 2016Q2: 16 shares 16$00%0Value filed as zero, left out of ratios.
GTX INCGTX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 201 shares; 2015Q2: 201 shares; 2015Q3: 201 shares; 2015Q4: 201 shares; 2016Q1: 201 shares; 2016Q2: 201 shares 201$00%0Value filed as zero, left out of ratios.
PERNIX THERAPEUTICS HOLDINGSPERNIX THERAPEUTICS HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 69 shares; 2015Q2: 69 shares; 2015Q3: 69 shares; 2015Q4: 123 shares; 2016Q1: 123 shares; 2016Q2: 123 shares 123$00%0Value filed as zero, left out of ratios.
WEST MARINE INCWEST MARINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 20 shares 20$00%newValue filed as zero, left out of ratios.
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 50 shares; 2015Q4: 50 shares; 2016Q1: 50 shares; 2016Q2: 50 shares 50$00%0Value filed as zero, left out of ratios.
WESTERN ASSET VAR RT STRG FDWESTERN ASSET VAR RT STRG FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,004 shares; 2015Q2: 1,004 shares; 2015Q3: not reported; 2015Q4: 4 shares; 2016Q1: 4 shares; 2016Q2: 4 shares 4$00%0Value filed as zero, left out of ratios.
MRV COMMUNICATIONS INCMRV COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10 shares; 2016Q2: 10 shares 10$00%0Value filed as zero, left out of ratios.
ELEPHANT TALK COMM CORPELEPHANT TALK COMM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2 shares; 2015Q2: 2 shares; 2015Q3: 2 shares; 2015Q4: 2 shares; 2016Q1: 2 shares; 2016Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.001Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 87 shares; 2016Q1: 87 shares; 2016Q2: 88 shares 88$00%+1Value filed as zero, left out of ratios.
ECHO THERAPEUTICS INCECHO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9 shares; 2015Q2: 9 shares; 2015Q3: 9 shares; 2015Q4: 9 shares; 2016Q1: 9 shares; 2016Q2: 9 shares 9$00%0Value filed as zero, left out of ratios.
SPDR INDEX SHS FDSSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2 shares; 2015Q2: 2 shares; 2015Q3: 2 shares; 2015Q4: 52 shares; 2016Q1: 27 shares; 2016Q2: 27 shares 27$00%0Value filed as zero, left out of ratios.
OCEAN SHORE HLDG CO NEWOCEAN SHORE HLDG CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 20 shares 20$00%newValue filed as zero, left out of ratios.
BROADVISION INCBROADVISION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5 shares; 2015Q2: 5 shares; 2015Q3: 5 shares; 2015Q4: 5 shares; 2016Q1: 5 shares; 2016Q2: 11 shares 11$00%+6Value filed as zero, left out of ratios.
GLOBALSCAPE INCGLOBALSCAPE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5 shares; 2016Q1: 5 shares; 2016Q2: 5 shares 5$00%0Value filed as zero, left out of ratios.
CLEAN DIESEL TECHNOLOGIES I…CLEAN DIESEL TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
OTELCO INCOTELCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 60 shares; 2016Q1: 60 shares; 2016Q2: 60 shares 60$00%0Value filed as zero, left out of ratios.
CHINA BAK BATTERY INCCHINA BAK BATTERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 51 shares; 2015Q2: 51 shares; 2015Q3: 51 shares; 2015Q4: 51 shares; 2016Q1: 51 shares; 2016Q2: 51 shares 51$00%0Value filed as zero, left out of ratios.
BARCLAYS BANK PLCBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 13 shares; 2015Q2: 13 shares; 2015Q3: 13 shares; 2015Q4: 13 shares; 2016Q1: 13 shares; 2016Q2: 1 shares 1$00%-12Value filed as zero, left out of ratios.
COMMUNITYONE BANCORPCOMMUNITYONE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 22 shares; 2015Q2: 22 shares; 2015Q3: 22 shares; 2015Q4: 22 shares; 2016Q1: 26 shares; 2016Q2: 22 shares 22$00%-4Value filed as zero, left out of ratios.
LIBERTY LATIN AMERICA CL A …LIBERTY LATIN AMERICA CL A ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11 shares; 2015Q4: 18 shares; 2016Q1: 16 shares; 2016Q2: 5 shares 5$00%-11Value filed as zero, left out of ratios.
AETERNA ZENTARIS INCAETERNA ZENTARIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 12 shares; 2016Q1: 12 shares; 2016Q2: 12 shares 12$00%0Value filed as zero, left out of ratios.
NOVABAY PHARMACEUTICALS INCNOVABAY PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 24 shares; 2016Q1: 24 shares; 2016Q2: 24 shares 24$00%0Value filed as zero, left out of ratios.
CONCORDIA INTL CORPCONCORDIA INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 13 shares 13$00%newValue filed as zero, left out of ratios.
LEJU HLDGS LTDLEJU HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3 shares; 2016Q1: 3 shares; 2016Q2: 3 shares 3$00%0Value filed as zero, left out of ratios.
ENSYNC INC.ENSYNC INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 300 shares; 2015Q4: 300 shares; 2016Q1: 300 shares; 2016Q2: 300 shares 300$00%0Value filed as zero, left out of ratios.
ARALEZ PHARMACEUTICALS INCARALEZ PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 75 shares; 2016Q2: 75 shares 75$00%0Value filed as zero, left out of ratios.
TENAX THERAPEUTICS INCTENAX THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 14 shares 14$00%newValue filed as zero, left out of ratios.
BIOTIME INCBIOTIME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 40 shares; 2015Q3: 40 shares; 2015Q4: 40 shares; 2016Q1: 40 shares; 2016Q2: 40 shares 40$00%0Value filed as zero, left out of ratios.
URANIUM RES INCURANIUM RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4 shares; 2016Q2: 4 shares 4$00%0Value filed as zero, left out of ratios.
COVISINT CORPCOVISINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 8 shares; 2015Q2: 8 shares; 2015Q3: 8 shares; 2015Q4: 8 shares; 2016Q1: 8 shares; 2016Q2: 8 shares 8$00%0Value filed as zero, left out of ratios.
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 51 shares 51$00%newValue filed as zero, left out of ratios.
DRAGONWAVE INCDRAGONWAVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 60 shares; 2016Q2: 60 shares 60$00%0Value filed as zero, left out of ratios.
CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 8 shares; 2016Q2: 8 shares 8$00%0Value filed as zero, left out of ratios.
OCEAN PWR TECHNOLOGIES INCOCEAN PWR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 106 shares; 2016Q1: 106 shares; 2016Q2: 45 shares 45$00%-61Value filed as zero, left out of ratios.
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4 shares; 2016Q2: 3 shares 3$00%-1Value filed as zero, left out of ratios.
STRATA SKIN SCIENCES INCSTRATA SKIN SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 204 shares 204$00%newValue filed as zero, left out of ratios.
AFIIQARMSTRONG FLOORING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 16 shares 16$00%newValue filed as zero, left out of ratios.Timeline
BARRACUDA NETWORKS INCBARRACUDA NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 22 shares; 2016Q1: 22 shares; 2016Q2: 22 shares 22$00%0Value filed as zero, left out of ratios.
NUVECTRA CORPNUVECTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 99 shares; 2016Q2: 66 shares 66$00%-33Value filed as zero, left out of ratios.
LA QUINTA HLDGS INCLA QUINTA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3 shares; 2015Q2: 156 shares; 2015Q3: 168 shares; 2015Q4: 171 shares; 2016Q1: 11 shares; 2016Q2: 6 shares 6$00%-5Value filed as zero, left out of ratios.
POWERSHARES ETF TR IIPOWERSHARES ETF TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 13 shares 13$00%newValue filed as zero, left out of ratios.
ASTERIAS BIOTHERAPEUTICS INCASTERIAS BIOTHERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 34 shares; 2015Q3: 34 shares; 2015Q4: 34 shares; 2016Q1: 34 shares; 2016Q2: 34 shares 34$00%0Value filed as zero, left out of ratios.
ACTUA CORPORATIONACTUA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5 shares; 2015Q2: 5 shares; 2015Q3: 5 shares; 2015Q4: 7 shares; 2016Q1: 7 shares; 2016Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
StemCells, Inc.StemCells, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5 shares 5$00%newValue filed as zero, left out of ratios.
Asterias Biothera 16 WtsAsterias Biothera 16 WtsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 6 shares 6$00%newValue filed as zero, left out of ratios.
CAPRICOR THERAPEUTICS INCCAPRICOR THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11 shares; 2016Q1: 11 shares; 2016Q2: 11 shares 11$00%0Value filed as zero, left out of ratios.
VICAL INCVICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 50 shares 50$00%newValue filed as zero, left out of ratios.
NIMBLE STORAGE INCNIMBLE STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 27 shares; 2015Q3: 95 shares; 2015Q4: 44 shares; 2016Q1: 33 shares; 2016Q2: 29 shares 29$00%-4Value filed as zero, left out of ratios.
NORDIC AMERN OFFSHORE LTDNORDIC AMERN OFFSHORE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 425 shares; 2015Q4: 5 shares; 2016Q1: 5 shares; 2016Q2: 5 shares 5$00%0Value filed as zero, left out of ratios.
FORM HLDGS CORP COMFORM HLDGS CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 100 shares 100$00%newValue filed as zero, left out of ratios.
MODUSLINK GLOBAL SOLUTIONS …MODUSLINK GLOBAL SOLUTIONS INC CO…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 7 shares; 2015Q3: 7 shares; 2015Q4: 7 shares; 2016Q1: 7 shares; 2016Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
OCEAN RIG UDW INC SHSOCEAN RIG UDW INC SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 17 shares 17$00%newValue filed as zero, left out of ratios.
EASTMAN KODAK CO WT EXP 090…EASTMAN KODAK CO WT EXP 090318Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2 shares; 2015Q4: 9 shares; 2016Q1: 9 shares; 2016Q2: 33 shares 33$00%+24Value filed as zero, left out of ratios.
EASTMAN KODAK CO WT EXP 090…EASTMAN KODAK CO WT EXP 090318Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2 shares; 2015Q4: 9 shares; 2016Q1: 9 shares; 2016Q2: 32 shares 32$00%+23Value filed as zero, left out of ratios.
YIELD10 BIOSCIENCE INC COMYIELD10 BIOSCIENCE INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 400 shares; 2015Q4: 425 shares; 2016Q1: 425 shares; 2016Q2: 425 shares 425$00%0Value filed as zero, left out of ratios.
PACIFIC DRILLING SA LUXEMBO…PACIFIC DRILLING SA LUXEMBOURG SH…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 20 shares 20$00%newValue filed as zero, left out of ratios.
PETROQUEST ENERGY INC COM N…PETROQUEST ENERGY INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25 shares 25$00%newValue filed as zero, left out of ratios.
CTI BIOPHARMA CORP COM NEWCTI BIOPHARMA CORP COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 16 shares; 2015Q2: 16 shares; 2015Q3: 149 shares; 2015Q4: 149 shares; 2016Q1: 149 shares; 2016Q2: 149 shares 149$00%0Value filed as zero, left out of ratios.
EAGLE BULK SHIPPING INC SHS…EAGLE BULK SHIPPING INC SHS NEW 2…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 6 shares 6$00%newValue filed as zero, left out of ratios.
DEXTERA SURGICAL INC COMDEXTERA SURGICAL INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 100 shares 100$00%newValue filed as zero, left out of ratios.
BIOCEPT INCBIOCEPT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,700 shares; 2015Q2: 1,300 shares; 2015Q3: 1,300 shares; 2015Q4: 1,300 shares; 2016Q1: 1,300 shares; 2016Q2: 500 shares 500$00%-800Value filed as zero, left out of ratios.
SYMMETRY SURGICAL INCSYMMETRY SURGICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 15 shares; 2016Q1: 15 shares; 2016Q2: 15 shares 15$00%0Value filed as zero, left out of ratios.
MAXPOINT INTERACTIVE INCMAXPOINT INTERACTIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25 shares 25$00%newValue filed as zero, left out of ratios.
DRYSHIPS INCDRYSHIPS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 32 shares; 2016Q2: 32 shares 32$00%0Value filed as zero, left out of ratios.
GOLDEN OCEAN GRP LTDGOLDEN OCEAN GRP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 250 shares; 2015Q3: not reported; 2015Q4: 200 shares; 2016Q1: 200 shares; 2016Q2: 200 shares 200$00%0Value filed as zero, left out of ratios.
UNITED ONLINE INCUNITED ONLINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 25 shares; 2015Q3: not reported; 2015Q4: 6 shares; 2016Q1: 6 shares; 2016Q2: 6 shares 6$00%0Value filed as zero, left out of ratios.
LIME ENERGY CO COMLIME ENERGY CO COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 18 shares; 2016Q1: 18 shares; 2016Q2: 18 shares 18$00%0Value filed as zero, left out of ratios.
VENAXIS INCVENAXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1 shares; 2016Q2: 2 shares 2$00%+1Value filed as zero, left out of ratios.

Sold out in Q2 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 313. All 313

SecurityShares beforeValue beforeType
Market Vectors EtfMarket Vectors Etf77,709$2.44Mshares
FACTORSHARES TRFACTORSHARES TR74,300$1.78Mshares
MKT V. SHORT MUNI INDEXMKT V. SHORT MUNI INDEX73,086$1.29Mshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR40,367$978Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR37,396$921Kshares
MARKET VECTORSMARKET VECTORS42,887$865Kshares
MARKET VECTORS ETF TR BUSI …MARKET VECTORS ETF TR BUSI DEVCO49,078$809Kshares
MARKET VECTORS BIOTECH ETFMARKET VECTORS BIOTECH ETF7,062$732Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR14,005$652Kshares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST12,090$530Kshares
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF26,127$522Kshares
TIME WARNER CABLE INCTIME WARNER CABLE INC2,472$506Kshares
NUVEEN INS MUNICIPAL OPP FDNUVEEN INS MUNICIPAL OPP FD32,790$483Kshares
BAXALTA INCBAXALTA INC10,659$431Kshares
MARKET VECTORS PHARM ETF TMARKET VECTORS PHARM ETF T7,302$420Kshares
Morningstar Wide MoatMorningstar Wide Moat12,552$386Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR13,051$336Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR12,050$321Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR9,057$253Kshares
NUVEEN QUALITY PFD INCOME FDNUVEEN QUALITY PFD INCOME FD24,080$200Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR9,785$199Kshares
BARCLAYS BANK PLCBARCLAYS BANK PLC6,753$175Kshares
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUN20,672$162Kshares
MARKET VECTORS ETF TR JR GO…MARKET VECTORS ETF TR JR GOLD5,704$159Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR9,688$158Kshares
SanDisk CorporationSanDisk Corporation1,962$149Kshares
NUVEEN DIV ADVANTAGE MUN FDNUVEEN DIV ADVANTAGE MUN FD10,051$149Kshares
SHYDSHYD5,707$143Kshares
NUVEEN QUALITY INC MUNI FUNDNUVEEN QUALITY INC MUNI FUND9,725$143Kshares
BLACKROCK STRATEGIC MUN TRBLACKROCK STRATEGIC MUN TR8,610$125Kshares
LACLEDE GROUP INC/THELACLEDE GROUP INC/THE1,781$121Kshares
COCA COLA ENTERPRISES INC NECOCA COLA ENTERPRISES INC NE2,213$112Kshares
PROSHARESPROSHARES5,178$106Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR6,887$105Kshares
THE ADT CORPORATIONTHE ADT CORPORATION2,431$100Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR1,296$100Kshares
SYBTSTOCK YDS BANCORP INC2,500$96Kshares
MARKET VECTORS ETF TR MTGMARKET VECTORS ETF TR MTG4,765$96Kshares
MKT VECTORS EMRG MKT LCL CMKT VECTORS EMRG MKT LCL C4,432$82Kshares
LMP REAL ESTATE INCOME FD INLMP REAL ESTATE INCOME FD IN6,003$82Kshares
CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP1,209$81Kshares
Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF1,352$74Kshares
BLACKROCK MUNIC BD INVST TRBLACKROCK MUNIC BD INVST TR4,583$73Kshares
MCGRAW HILL FINL INCMCGRAW HILL FINL INC662$66Kshares
CABLEVISION SYS CORPCABLEVISION SYS CORP1,994$66Kshares
ANIKANIKA THERAPEUTICS INC1,373$61Kshares
MITKMITEK SYS INC9,089$59Kshares
FAIRPOINT COMMUNICATIONS INCFAIRPOINT COMMUNICATIONS INC3,728$55Kshares
LXPLXP INDUSTRIAL TRUST5,500$47Kshares
MARKET VECTORS RVE HARD ASTSMARKET VECTORS RVE HARD ASTS1,533$44Kshares
MARKET VECTORS GLOBAL ALTMARKET VECTORS GLOBAL ALT827$44Kshares
INTEGRATED ELECTRICAL SERVICINTEGRATED ELECTRICAL SERVIC2,801$41Kshares
PARTY CITY HOLDCO INCPARTY CITY HOLDCO INC2,582$39Kshares
NORTHERN TIER ENERGY LPNORTHERN TIER ENERGY LP1,654$39Kshares
GLOBAL HIGH INCOME FUND INCGLOBAL HIGH INCOME FUND INC4,499$39Kshares
NUVEEN SHORT DURATION CREDITNUVEEN SHORT DURATION CREDIT2,514$38Kshares
DREYFUS MUN BD INFRSTRCTR FDDREYFUS MUN BD INFRSTRCTR FD2,580$34Kshares
CARMIKE CINEMAS INCCARMIKE CINEMAS INC1,139$34Kshares
NUVEEN MUN ADVANTAGE FD INNUVEEN MUN ADVANTAGE FD IN2,275$33Kshares
HBMHUDBAY MINERALS INC8,808$32Kshares
NUVEEN QUALITY PFD INC FD 3NUVEEN QUALITY PFD INC FD 33,740$32Kshares
POWERSHARES DYNAMICPOWERSHARES DYNAMIC850$32Kshares
Liberty Media CorpLiberty Media Corp842$32Kshares
GCOGENESCO INC418$30Kshares
LMP CORPORATE LN FD INCLMP CORPORATE LN FD INC3,074$30Kshares
HOMEINNS HOTEL GROUPHOMEINNS HOTEL GROUP850$30Kshares
DVYAISHARES INC685$28Kshares
ITT CORPITT CORP764$28Kshares
NUVEEN PREM INCOME MUN FD 4NUVEEN PREM INCOME MUN FD 42,005$28Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR1,170$28Kshares
RYDEX ETF TRUSTRYDEX ETF TRUST353$28Kshares
CTSCTS CORP1,700$27Kshares
TRAKREPOSITRAK INC3,000$27Kshares
MARKET VECTORS VIETNAM ETFMARKET VECTORS VIETNAM ETF1,921$27Kshares
MGPIMGP INGREDIENTS INC NEW1,042$25Kshares
QQQEDIREXION SHARES ETF TRUST389$24Kshares
PFLTPENNANTPARK FLOATING RATE CA2,000$23Kshares
EFSCENTERPRISE FINL SVCS CORP860$23Kshares
FIRST TR ISE REVERE NAT GASFIRST TR ISE REVERE NAT GAS5,616$23Kshares
INTERCONTINENTAL HOTELS GROUINTERCONTINENTAL HOTELS GROU553$23Kshares
JKSJINKOSOLAR HLDG CO LTD1,000$21Kshares
WERNWERNER ENTERPRISES INC734$20Kshares
ADVENT CLAY CONV SEC INC FDADVENT CLAY CONV SEC INC FD3,691$20Kshares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II777$20Kshares
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD4,836$20Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR817$20Kshares
GVALCAMBRIA ETF TR1,050$19Kshares
ATMEL CORPATMEL CORP2,287$19Kshares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II485$19Kshares
CLECO CORP NEWCLECO CORP NEW328$18Kshares
GUNRFLEXSHARES TR700$17Kshares
PBFPBF ENERGY INC500$17Kshares
YAHOO INCYAHOO INC17,000$17Kshares
DGRWWISDOMTREE TR522$16Kshares
GILEAD SCIENCES INCGILEAD SCIENCES INC4,000$16Kshares
PEABODY ENERGY CORPPEABODY ENERGY CORP6,864$16Kshares
PINNACLE ENTMT INCPINNACLE ENTMT INC459$16Kshares
CHEMTURA CORPCHEMTURA CORP600$16Kshares
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE419$16Kshares
ANGIES LIST INCANGIES LIST INC2,000$16Kshares

How Q2 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000950123-16-018508 base2016-07-25acceptance time not in the bulk data set