PCN PIMCO CORPORATE & INCM STRG More: the full row for PIMCO CORPORATE & INCM STRG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 135,125 shares; 2015Q2: 41,659 shares; 2015Q3: 28,950 shares; 2015Q4: 46,072 shares; 2016Q1: 48,376 shares 48,376 $665K 0.03% +2,304 Timeline IXC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 14,610 shares; 2015Q2: 14,824 shares; 2015Q3: 14,964 shares; 2015Q4: 21,167 shares; 2016Q1: 22,393 shares 22,393 $661K 0.03% +1,226 Timeline FNX FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,844 shares; 2015Q2: 4,627 shares; 2015Q3: 30,704 shares; 2015Q4: 14,480 shares; 2016Q1: 13,276 shares 13,276 $659K 0.03% -1,204 Timeline NVO NOVO-NORDISK A S More: the full row for NOVO-NORDISK A S Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,723 shares; 2015Q2: 7,927 shares; 2015Q3: 7,456 shares; 2015Q4: 11,354 shares; 2016Q1: 12,115 shares 12,115 $657K 0.03% +761 Timeline SHW SHERWIN WILLIAMS CO More: the full row for SHERWIN WILLIAMS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 497 shares; 2015Q2: 3,598 shares; 2015Q3: 560 shares; 2015Q4: 1,799 shares; 2016Q1: 2,303 shares 2,303 $656K 0.03% +504 Timeline SKOR FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 856 shares; 2016Q1: 12,778 shares 12,778 $655K 0.03% +11,922 Timeline UNION BANKSHARES CORP UNION BANKSHARES CORP More: the full row for UNION BANKSHARES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 26,796 shares; 2015Q2: 26,583 shares; 2015Q3: 26,583 shares; 2015Q4: 29,705 shares; 2016Q1: 26,583 shares 26,583 $655K 0.03% -3,122 ADM ARCHER DANIELS MIDLAND CO More: the full row for ARCHER DANIELS MIDLAND CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,949 shares; 2015Q2: 5,760 shares; 2015Q3: 5,805 shares; 2015Q4: 10,632 shares; 2016Q1: 18,017 shares 18,017 $654K 0.03% +7,385 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,357 shares; 2015Q2: 16,212 shares; 2015Q3: 14,949 shares; 2015Q4: 13,937 shares; 2016Q1: 13,109 shares 13,109 $654K 0.03% -828 AZO AUTOZONE INC More: the full row for AUTOZONE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 308 shares; 2015Q2: 304 shares; 2015Q3: 234 shares; 2015Q4: 819 shares; 2016Q1: 820 shares 820 $653K 0.03% +1 Timeline MARKET VECTORS ETF TR MARKET VECTORS ETF TR More: the full row for MARKET VECTORS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,312 shares; 2015Q2: 1,578 shares; 2015Q3: 1,166 shares; 2015Q4: 18,033 shares; 2016Q1: 14,005 shares 14,005 $652K 0.03% -4,028 PSEC PROSPECT CAP CORP More: the full row for PROSPECT CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 33,818 shares; 2015Q2: 42,402 shares; 2015Q3: 14,071 shares; 2015Q4: 86,375 shares; 2016Q1: 89,522 shares 89,522 $651K 0.03% +3,147 Timeline RMR REAL ESTATE INCOME FD RMR REAL ESTATE INCOME FD More: the full row for RMR REAL ESTATE INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 22,217 shares; 2015Q2: 26,988 shares; 2015Q3: 31,288 shares; 2015Q4: 31,993 shares; 2016Q1: 33,693 shares 33,693 $650K 0.03% +1,700 UTF COHEN & STEERS INFRASTRUCTUR More: the full row for COHEN & STEERS INFRASTRUCTUR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 13,449 shares; 2015Q2: 20,061 shares; 2015Q3: 25,209 shares; 2015Q4: 35,747 shares; 2016Q1: 32,785 shares 32,785 $649K 0.03% -2,962 Timeline FDT FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 74 shares; 2015Q2: 424 shares; 2015Q3: 424 shares; 2015Q4: 1,464 shares; 2016Q1: 13,917 shares 13,917 $647K 0.03% +12,453 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,795 shares; 2016Q1: 30,250 shares 30,250 $647K 0.03% +24,455 APD AIR PRODUCTS AND CHEMICALS I More: the full row for AIR PRODUCTS AND CHEMICALS I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,009 shares; 2015Q2: 1,886 shares; 2015Q3: 1,884 shares; 2015Q4: 4,075 shares; 2016Q1: 4,480 shares 4,480 $645K 0.03% +405 Timeline URI UNITED RENTALS INC More: the full row for UNITED RENTALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,222 shares; 2015Q2: 6,909 shares; 2015Q3: 12,735 shares; 2015Q4: 11,992 shares; 2016Q1: 10,353 shares 10,353 $644K 0.03% -1,639 Timeline BARCLAYS BANK PLC 8.125% P BARCLAYS BANK PLC 8.125% P More: the full row for BARCLAYS BANK PLC 8.125% P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,195 shares; 2015Q2: 17,925 shares; 2015Q3: 18,425 shares; 2015Q4: 24,773 shares; 2016Q1: 24,523 shares 24,523 $642K 0.03% -250 PANERA BREAD CO PANERA BREAD CO More: the full row for PANERA BREAD CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,300 shares; 2015Q2: 675 shares; 2015Q3: 419 shares; 2015Q4: 873 shares; 2016Q1: 3,096 shares 3,096 $634K 0.03% +2,223 TWITTER INC TWITTER INC More: the full row for TWITTER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 28,517 shares; 2015Q2: 26,624 shares; 2015Q3: 30,068 shares; 2015Q4: 38,041 shares; 2016Q1: 37,988 shares 37,988 $629K 0.03% -53 AAL AMERICAN AIRLINES GROUP INC More: the full row for AMERICAN AIRLINES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,651 shares; 2015Q2: 3,489 shares; 2015Q3: 10,797 shares; 2015Q4: 16,474 shares; 2016Q1: 15,289 shares 15,289 $627K 0.03% -1,185 Timeline XRNPX COHEN & STEERS REIT & PFD & More: the full row for COHEN & STEERS REIT & PFD & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 24,283 shares; 2015Q2: 24,425 shares; 2015Q3: 29,181 shares; 2015Q4: 34,328 shares; 2016Q1: 33,117 shares 33,117 $627K 0.03% -1,211 Timeline PANW PALO ALTO NETWORKS INC More: the full row for PALO ALTO NETWORKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 200 shares; 2015Q2: 730 shares; 2015Q3: 1,084 shares; 2015Q4: 4,243 shares; 2016Q1: 3,813 shares 3,813 $622K 0.03% -430 Timeline VOOG VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 90 shares; 2015Q2: 90 shares; 2015Q3: 90 shares; 2015Q4: 3,393 shares; 2016Q1: 5,982 shares 5,982 $622K 0.03% +2,589 Timeline AZN ASTRAZENECA PLC-SPONS ADR More: the full row for ASTRAZENECA PLC-SPONS ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,261 shares; 2015Q2: 1,544 shares; 2015Q3: 6,344 shares; 2015Q4: 13,148 shares; 2016Q1: 21,884 shares 21,884 $616K 0.03% +8,736 Timeline NEM NEWMONT CORP More: the full row for NEWMONT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 14,905 shares; 2015Q2: 13,413 shares; 2015Q3: 13,928 shares; 2015Q4: 18,470 shares; 2016Q1: 23,088 shares 23,088 $614K 0.03% +4,618 Timeline ALCOA INC ALCOA INC More: the full row for ALCOA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 63,103 shares; 2015Q2: 65,664 shares; 2015Q3: 16,997 shares; 2015Q4: 51,117 shares; 2016Q1: 63,940 shares 63,940 $613K 0.03% +12,823 CLAYMORE EXCHANGE TRD FD TR… CLAYMORE EXCHANGE TRD FD TR GUGG … More: the full row for CLAYMORE EXCHANGE TRD FD TR GUGG INSDR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 26,353 shares; 2015Q2: 25,896 shares; 2015Q3: 26,028 shares; 2015Q4: 36,364 shares; 2016Q1: 13,133 shares 13,133 $611K 0.03% -23,231 PNC PNC FINL SVCS GROUP INC More: the full row for PNC FINL SVCS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,266 shares; 2015Q2: 5,358 shares; 2015Q3: 6,109 shares; 2015Q4: 8,521 shares; 2016Q1: 7,173 shares 7,173 $607K 0.03% -1,348 Timeline BTI BRITISH AMERN TOB PLC More: the full row for BRITISH AMERN TOB PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,454 shares; 2015Q2: 3,426 shares; 2015Q3: 3,026 shares; 2015Q4: 5,437 shares; 2016Q1: 5,173 shares 5,173 $605K 0.03% -264 Timeline IWY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 63,515 shares; 2015Q2: 55,089 shares; 2015Q3: 491 shares; 2015Q4: 1,592 shares; 2016Q1: 11,264 shares 11,264 $605K 0.03% +9,672 Timeline NUVEEN NUVEEN More: the full row for NUVEEN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 25,390 shares; 2015Q2: 25,877 shares; 2015Q3: 44,278 shares; 2015Q4: 57,679 shares; 2016Q1: 67,332 shares 67,332 $605K 0.03% +9,653 EPP ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,811 shares; 2015Q2: 14,050 shares; 2015Q3: 14,187 shares; 2015Q4: 16,681 shares; 2016Q1: 15,408 shares 15,408 $604K 0.03% -1,273 Timeline ETN EATON CORP PLC More: the full row for EATON CORP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,800 shares; 2015Q2: 4,538 shares; 2015Q3: 3,717 shares; 2015Q4: 9,757 shares; 2016Q1: 9,646 shares 9,646 $603K 0.03% -111 Timeline MGC VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 487 shares; 2015Q2: 387 shares; 2015Q3: 798 shares; 2015Q4: 9,705 shares; 2016Q1: 8,599 shares 8,599 $603K 0.03% -1,106 Timeline POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,877 shares; 2015Q2: 2,072 shares; 2015Q3: 2,240 shares; 2015Q4: 44,686 shares; 2016Q1: 45,121 shares 45,121 $600K 0.03% +435 IHI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,350 shares; 2015Q2: 2,115 shares; 2015Q3: 2,381 shares; 2015Q4: 3,046 shares; 2016Q1: 4,891 shares 4,891 $599K 0.03% +1,845 Timeline PSA PUBLIC STORAGE More: the full row for PUBLIC STORAGE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 181 shares; 2015Q2: 181 shares; 2015Q3: 257 shares; 2015Q4: 1,776 shares; 2016Q1: 2,166 shares 2,166 $597K 0.03% +390 Timeline ULTA ULTA BEAUTY INC More: the full row for ULTA BEAUTY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,412 shares; 2015Q2: 1,424 shares; 2015Q3: 1,371 shares; 2015Q4: 2,898 shares; 2016Q1: 3,083 shares 3,083 $597K 0.03% +185 Timeline SLYG SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,468 shares; 2015Q2: 1,525 shares; 2015Q3: 1,391 shares; 2015Q4: 2,754 shares; 2016Q1: 3,446 shares 3,446 $596K 0.03% +692 Timeline EATON VANCE NY MUNI INCOME T EATON VANCE NY MUNI INCOME T More: the full row for EATON VANCE NY MUNI INCOME T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 400 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8,070 shares; 2016Q1: 41,100 shares 41,100 $590K 0.02% +33,030 MS MORGAN STANLEY More: the full row for MORGAN STANLEY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 16,030 shares; 2015Q2: 12,561 shares; 2015Q3: not reported; 2015Q4: 48,393 shares; 2016Q1: 23,462 shares 23,462 $587K 0.02% -24,931 Timeline HAS HASBRO INC More: the full row for HASBRO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,600 shares; 2015Q2: 3,884 shares; 2015Q3: 2,090 shares; 2015Q4: 6,560 shares; 2016Q1: 7,331 shares 7,331 $587K 0.02% +771 Timeline GWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,428 shares; 2015Q2: not reported; 2015Q3: 4,892 shares; 2015Q4: 23,496 shares; 2016Q1: 20,517 shares 20,517 $586K 0.02% -2,979 Timeline SRE SEMPRA More: the full row for SEMPRA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,990 shares; 2015Q2: 2,752 shares; 2015Q3: 2,820 shares; 2015Q4: 6,141 shares; 2016Q1: 5,592 shares 5,592 $582K 0.02% -549 Timeline EES WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,013 shares; 2015Q2: 8,704 shares; 2015Q3: 9,893 shares; 2015Q4: 12,596 shares; 2016Q1: 7,563 shares 7,563 $582K 0.02% -5,033 Timeline GUGGENHEIM GUGGENHEIM More: the full row for GUGGENHEIM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 35,894 shares; 2015Q2: 31,416 shares; 2015Q3: 36,620 shares; 2015Q4: 40,863 shares; 2016Q1: 15,081 shares 15,081 $582K 0.02% -25,782 SNA SNAP ON INC More: the full row for SNAP ON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 402 shares; 2015Q2: 182 shares; 2015Q3: 150 shares; 2015Q4: 3,695 shares; 2016Q1: 3,703 shares 3,703 $581K 0.02% +8 Timeline TXN TEXAS INSTRS INC More: the full row for TEXAS INSTRS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,695 shares; 2015Q2: 3,811 shares; 2015Q3: 3,540 shares; 2015Q4: 7,369 shares; 2016Q1: 10,093 shares 10,093 $580K 0.02% +2,724 Timeline NUVEEN CONNECTICUT PREM INC NUVEEN CONNECTICUT PREM INC More: the full row for NUVEEN CONNECTICUT PREM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 29,930 shares; 2015Q2: 30,438 shares; 2015Q3: 28,166 shares; 2015Q4: 45,705 shares; 2016Q1: 43,684 shares 43,684 $578K 0.02% -2,021 XTN SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,030 shares; 2015Q2: 4,534 shares; 2015Q3: 6,472 shares; 2015Q4: 15,726 shares; 2016Q1: 12,523 shares 12,523 $575K 0.02% -3,203 Timeline EOG EOG RES INC More: the full row for EOG RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,892 shares; 2015Q2: 11,577 shares; 2015Q3: 5,786 shares; 2015Q4: 7,747 shares; 2016Q1: 7,893 shares 7,893 $573K 0.02% +146 Timeline IIF MORGAN STANLEY INDIA INVT FD More: the full row for MORGAN STANLEY INDIA INVT FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,509 shares; 2015Q2: 17,909 shares; 2015Q3: 22,659 shares; 2015Q4: 22,180 shares; 2016Q1: 22,900 shares 22,900 $573K 0.02% +720 Timeline INDEXIQ ETF TR INDEXIQ ETF TR More: the full row for INDEXIQ ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,140 shares; 2015Q2: 12,790 shares; 2015Q3: 17,067 shares; 2015Q4: 23,205 shares; 2016Q1: 22,859 shares 22,859 $573K 0.02% -346 CBRL CRACKER BARREL OLD CTRY STOR More: the full row for CRACKER BARREL OLD CTRY STOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 146 shares; 2015Q2: 173 shares; 2015Q3: 171 shares; 2015Q4: 1,660 shares; 2016Q1: 3,733 shares 3,733 $570K 0.02% +2,073 Timeline CRM SALESFORCE INC More: the full row for SALESFORCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,056 shares; 2015Q2: 2,574 shares; 2015Q3: 4,810 shares; 2015Q4: 6,785 shares; 2016Q1: 7,684 shares 7,684 $567K 0.02% +899 Timeline FEZ SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 13,703 shares; 2015Q2: 16,442 shares; 2015Q3: 24,903 shares; 2015Q4: 37,666 shares; 2016Q1: 17,063 shares 17,063 $567K 0.02% -20,603 Timeline COR CENCORA INC More: the full row for CENCORA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,094 shares; 2015Q2: 1,508 shares; 2015Q3: 1,235 shares; 2015Q4: 2,990 shares; 2016Q1: 6,526 shares 6,526 $565K 0.02% +3,536 Timeline SDOG ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,034 shares; 2015Q2: 13,554 shares; 2015Q3: 14,315 shares; 2015Q4: 15,095 shares; 2016Q1: 14,517 shares 14,517 $565K 0.02% -578 Timeline POWERSHARES ETF TRUST INTL … POWERSHARES ETF TRUST INTL DIV More: the full row for POWERSHARES ETF TRUST INTL DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 145,301 shares; 2015Q2: 112,015 shares; 2015Q3: 21,305 shares; 2015Q4: 45,910 shares; 2016Q1: 40,700 shares 40,700 $564K 0.02% -5,210 BNY BANK OF NY MELLON CORP More: the full row for BANK OF NY MELLON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,619 shares; 2015Q2: 5,715 shares; 2015Q3: 5,637 shares; 2015Q4: 14,862 shares; 2016Q1: 15,264 shares 15,264 $562K 0.02% +402 Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 917 shares; 2015Q2: 917 shares; 2015Q3: 917 shares; 2015Q4: 2,551 shares; 2016Q1: 21,924 shares 21,924 $556K 0.02% +19,373 Guggenheim Exch Trd Fd Guggenheim Exch Trd Fd More: the full row for Guggenheim Exch Trd Fd Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 56,098 shares; 2015Q2: 73,573 shares; 2015Q3: 73,724 shares; 2015Q4: 31,010 shares; 2016Q1: 29,940 shares 29,940 $554K 0.02% -1,070 CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,365 shares; 2015Q2: 3,001 shares; 2015Q3: 3,460 shares; 2015Q4: 8,777 shares; 2016Q1: 26,237 shares 26,237 $554K 0.02% +17,460 HYS PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 14,830 shares; 2015Q2: 16,838 shares; 2015Q3: 5,300 shares; 2015Q4: 7,758 shares; 2016Q1: 5,942 shares 5,942 $552K 0.02% -1,816 Timeline PML PIMCO MUN INCOME FD II More: the full row for PIMCO MUN INCOME FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 29,906 shares; 2015Q2: 28,166 shares; 2015Q3: 27,716 shares; 2015Q4: 33,953 shares; 2016Q1: 41,432 shares 41,432 $549K 0.02% +7,479 Timeline CMG CHIPOTLE MEXICAN GRILL INC More: the full row for CHIPOTLE MEXICAN GRILL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 434 shares; 2015Q2: 484 shares; 2015Q3: 386 shares; 2015Q4: 652 shares; 2016Q1: 1,164 shares 1,164 $548K 0.02% +512 Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,391 shares; 2015Q2: 12,319 shares; 2015Q3: 2,587 shares; 2015Q4: 19,743 shares; 2016Q1: 14,725 shares 14,725 $547K 0.02% -5,018 GLW CORNING INC More: the full row for CORNING INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 42,369 shares; 2015Q2: 27,888 shares; 2015Q3: 17,259 shares; 2015Q4: 25,134 shares; 2016Q1: 26,118 shares 26,118 $546K 0.02% +984 Timeline ETV EATON VANCE TAX-MANAGED BUY- More: the full row for EATON VANCE TAX-MANAGED BUY- Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 13,161 shares; 2015Q2: 14,610 shares; 2015Q3: 10,300 shares; 2015Q4: 38,468 shares; 2016Q1: 36,969 shares 36,969 $543K 0.02% -1,499 Timeline HPE HEWLETT PACKARD ENTERPRISE C More: the full row for HEWLETT PACKARD ENTERPRISE C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 31,530 shares; 2016Q1: 30,326 shares 30,326 $538K 0.02% -1,204 Timeline VECTOR GROUP LTD VECTOR GROUP LTD More: the full row for VECTOR GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 568 shares; 2015Q2: 568 shares; 2015Q3: 661 shares; 2015Q4: 26,059 shares; 2016Q1: 23,543 shares 23,543 $538K 0.02% -2,516 ANADARKO PETROLEUM CORP ANADARKO PETROLEUM CORP More: the full row for ANADARKO PETROLEUM CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,315 shares; 2015Q2: 3,631 shares; 2015Q3: 4,313 shares; 2015Q4: 6,772 shares; 2016Q1: 11,550 shares 11,550 $538K 0.02% +4,778 L BRANDS INC L BRANDS INC More: the full row for L BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,364 shares; 2015Q2: 3,645 shares; 2015Q3: 3,704 shares; 2015Q4: 18,438 shares; 2016Q1: 6,105 shares 6,105 $536K 0.02% -12,333 DG DOLLAR GEN CORP More: the full row for DOLLAR GEN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,890 shares; 2015Q2: 1,892 shares; 2015Q3: 4,082 shares; 2015Q4: 5,014 shares; 2016Q1: 6,243 shares 6,243 $534K 0.02% +1,229 Timeline USB US BANCORP More: the full row for US BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 8,064 shares; 2015Q2: 15,636 shares; 2015Q3: 9,258 shares; 2015Q4: 12,368 shares; 2016Q1: 13,137 shares 13,137 $533K 0.02% +769 Timeline CERNER CORP CERNER CORP More: the full row for CERNER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 19,366 shares; 2015Q2: 7,700 shares; 2015Q3: 7,748 shares; 2015Q4: 8,344 shares; 2016Q1: 10,064 shares 10,064 $533K 0.02% +1,720 POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,273 shares; 2015Q2: 5,709 shares; 2015Q3: 14,966 shares; 2015Q4: 16,393 shares; 2016Q1: 12,090 shares 12,090 $530K 0.02% -4,303 EMLP FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 113,079 shares; 2015Q2: 32,004 shares; 2015Q3: 16,326 shares; 2015Q4: 26,332 shares; 2016Q1: 24,182 shares 24,182 $529K 0.02% -2,150 Timeline EW EDWARDS LIFESCIENCES CORP More: the full row for EDWARDS LIFESCIENCES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,153 shares; 2015Q2: 2,500 shares; 2015Q3: 2,926 shares; 2015Q4: 6,144 shares; 2016Q1: 5,989 shares 5,989 $528K 0.02% -155 Timeline WPC WP CAREY INC More: the full row for WP CAREY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,960 shares; 2015Q2: 1,762 shares; 2015Q3: 1,821 shares; 2015Q4: 7,147 shares; 2016Q1: 8,434 shares 8,434 $525K 0.02% +1,287 Timeline BCX BLACKROCK RES & COMMODITIES More: the full row for BLACKROCK RES & COMMODITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 170,044 shares; 2015Q2: 152,989 shares; 2015Q3: 71,447 shares; 2015Q4: 70,973 shares; 2016Q1: 72,789 shares 72,789 $525K 0.02% +1,816 Timeline ETG EATON VANCE TX ADV GLBL DIV More: the full row for EATON VANCE TX ADV GLBL DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,824 shares; 2015Q2: 1,774 shares; 2015Q3: 2,799 shares; 2015Q4: 31,067 shares; 2016Q1: 36,306 shares 36,306 $525K 0.02% +5,239 Timeline WHOLE FOODS MKT INC WHOLE FOODS MKT INC More: the full row for WHOLE FOODS MKT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,533 shares; 2015Q2: 11,183 shares; 2015Q3: 6,655 shares; 2015Q4: 12,426 shares; 2016Q1: 16,884 shares 16,884 $525K 0.02% +4,458 Vaneck Vectors Gold Miners … Vaneck Vectors Gold Miners ETF More: the full row for Vaneck Vectors Gold Miners ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 42,177 shares; 2015Q2: 40,672 shares; 2015Q3: 28,807 shares; 2015Q4: 24,423 shares; 2016Q1: 26,127 shares 26,127 $522K 0.02% +1,704 ORLY OREILLY AUTOMOTIVE INC More: the full row for OREILLY AUTOMOTIVE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 157 shares; 2015Q2: 202 shares; 2015Q3: 374 shares; 2015Q4: 2,169 shares; 2016Q1: 1,902 shares 1,902 $521K 0.02% -267 Timeline Invesco Large-Cap Growth Invesco Large-Cap Growth More: the full row for Invesco Large-Cap Growth Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,020 shares; 2015Q2: 9,308 shares; 2015Q3: 9,308 shares; 2015Q4: 10,976 shares; 2016Q1: 16,760 shares 16,760 $518K 0.02% +5,784 CNI CANADIAN NATL RY CO More: the full row for CANADIAN NATL RY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 4,026 shares; 2015Q3: 3,682 shares; 2015Q4: 10,672 shares; 2016Q1: 8,251 shares 8,251 $515K 0.02% -2,421 Timeline ARCC ARES CAPITAL CORP More: the full row for ARES CAPITAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,052 shares; 2015Q2: 7,624 shares; 2015Q3: 10,389 shares; 2015Q4: 24,335 shares; 2016Q1: 34,544 shares 34,544 $513K 0.02% +10,209 Timeline QQQX NUVEEN NASDAQ 100 DYNAMIC OV More: the full row for NUVEEN NASDAQ 100 DYNAMIC OV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,620 shares; 2015Q2: 9,995 shares; 2015Q3: 9,995 shares; 2015Q4: 32,685 shares; 2016Q1: 27,534 shares 27,534 $509K 0.02% -5,151 Timeline PDM PIEDMONT REALTY TRUST INC More: the full row for PIEDMONT REALTY TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 23,319 shares; 2016Q1: 24,996 shares 24,996 $508K 0.02% +1,677 Timeline TIME WARNER CABLE INC TIME WARNER CABLE INC More: the full row for TIME WARNER CABLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,056 shares; 2015Q2: 2,148 shares; 2015Q3: 1,594 shares; 2015Q4: 2,104 shares; 2016Q1: 2,472 shares 2,472 $506K 0.02% +368 IVZ INVESCO LTD More: the full row for INVESCO LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 651 shares; 2015Q2: 1,097 shares; 2015Q3: 1,800 shares; 2015Q4: 7,335 shares; 2016Q1: 16,419 shares 16,419 $505K 0.02% +9,084 Timeline SWK STANLEY BLACK & DECKER INC More: the full row for STANLEY BLACK & DECKER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 528 shares; 2015Q2: 603 shares; 2015Q3: 1,100 shares; 2015Q4: 3,301 shares; 2016Q1: 4,800 shares 4,800 $505K 0.02% +1,499 Timeline KSS KOHLS CORP More: the full row for KOHLS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 972 shares; 2015Q2: 331 shares; 2015Q3: 517 shares; 2015Q4: 3,057 shares; 2016Q1: 10,814 shares 10,814 $504K 0.02% +7,757 Timeline ECL ECOLAB INC More: the full row for ECOLAB INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,632 shares; 2015Q2: 1,210 shares; 2015Q3: 1,439 shares; 2015Q4: 3,358 shares; 2016Q1: 4,513 shares 4,513 $503K 0.02% +1,155 Timeline ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,000 shares; 2015Q3: 1,100 shares; 2015Q4: 2,326 shares; 2016Q1: 21,371 shares 21,371 $503K 0.02% +19,045 BAX BAXTER INTL INC More: the full row for BAXTER INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,779 shares; 2015Q2: 9,648 shares; 2015Q3: 8,133 shares; 2015Q4: 12,942 shares; 2016Q1: 12,221 shares 12,221 $502K 0.02% -721 Timeline IYG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,272 shares; 2015Q2: 4,963 shares; 2015Q3: 4,907 shares; 2015Q4: 6,265 shares; 2016Q1: 6,141 shares 6,141 $498K 0.02% -124 Timeline YUM YUM BRANDS INC More: the full row for YUM BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,940 shares; 2015Q2: 1,819 shares; 2015Q3: 1,820 shares; 2015Q4: 5,206 shares; 2016Q1: 6,047 shares 6,047 $495K 0.02% +841 Timeline DLTR DOLLAR TREE INC More: the full row for DOLLAR TREE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,538 shares; 2015Q2: 3,885 shares; 2015Q3: 3,839 shares; 2015Q4: 4,715 shares; 2016Q1: 5,984 shares 5,984 $493K 0.02% +1,269 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,644 shares; 2015Q3: 1,289 shares; 2015Q4: 5,554 shares; 2016Q1: 23,255 shares 23,255 $493K 0.02% +17,701 BWX SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,419 shares; 2015Q2: 1,564 shares; 2015Q3: 1,332 shares; 2015Q4: 3,264 shares; 2016Q1: 8,806 shares 8,806 $491K 0.02% +5,542 Timeline AOK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,910 shares; 2015Q2: 6,410 shares; 2015Q3: 6,500 shares; 2015Q4: 16,142 shares; 2016Q1: 15,173 shares 15,173 $490K 0.02% -969 Timeline GOVT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,690 shares; 2015Q2: 245 shares; 2015Q3: not reported; 2015Q4: 12,033 shares; 2016Q1: 18,739 shares 18,739 $483K 0.02% +6,706 Timeline NUVEEN INS MUNICIPAL OPP FD NUVEEN INS MUNICIPAL OPP FD More: the full row for NUVEEN INS MUNICIPAL OPP FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,080 shares; 2015Q2: 12,764 shares; 2015Q3: 22,237 shares; 2015Q4: 32,391 shares; 2016Q1: 32,790 shares 32,790 $483K 0.02% +399 DGRO ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,565 shares; 2015Q2: 5,048 shares; 2015Q3: 6,372 shares; 2015Q4: 13,518 shares; 2016Q1: 18,269 shares 18,269 $482K 0.02% +4,751 Timeline IXJ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,939 shares; 2015Q2: 27,230 shares; 2015Q3: 30,706 shares; 2015Q4: 6,247 shares; 2016Q1: 5,007 shares 5,007 $482K 0.02% -1,240 Timeline WY WEYERHAEUSER CO More: the full row for WEYERHAEUSER CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,371 shares; 2015Q2: 3,392 shares; 2015Q3: 3,663 shares; 2015Q4: 9,072 shares; 2016Q1: 15,545 shares 15,545 $482K 0.02% +6,473 Timeline NNN NNN REIT INC More: the full row for NNN REIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,319 shares; 2015Q2: 7,346 shares; 2015Q3: 7,263 shares; 2015Q4: 10,645 shares; 2016Q1: 10,398 shares 10,398 $480K 0.02% -247 Timeline ZROZ PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5,170 shares; 2015Q4: 3,882 shares; 2016Q1: 3,839 shares 3,839 $477K 0.02% -43 Timeline ALL ALLSTATE CORP More: the full row for ALLSTATE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,533 shares; 2015Q2: 4,959 shares; 2015Q3: 6,035 shares; 2015Q4: 7,880 shares; 2016Q1: 7,049 shares 7,049 $475K 0.02% -831 Timeline XHR XENIA HOTELS & RESORTS INC More: the full row for XENIA HOTELS & RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,189 shares; 2015Q2: 10,353 shares; 2015Q3: 11,361 shares; 2015Q4: 37,380 shares; 2016Q1: 30,428 shares 30,428 $475K 0.02% -6,952 Timeline GURU GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 61,381 shares; 2015Q2: 35,517 shares; 2015Q3: 35,346 shares; 2015Q4: 36,077 shares; 2016Q1: 21,553 shares 21,553 $475K 0.02% -14,524 Timeline SCHH SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,290 shares; 2015Q2: 315 shares; 2015Q3: 317 shares; 2015Q4: 1,444 shares; 2016Q1: 11,410 shares 11,410 $472K 0.02% +9,966 Timeline MPC MARATHON PETE CORP More: the full row for MARATHON PETE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,656 shares; 2015Q2: 6,413 shares; 2015Q3: 6,195 shares; 2015Q4: 13,532 shares; 2016Q1: 12,696 shares 12,696 $472K 0.02% -836 Timeline YAHOO INC YAHOO INC More: the full row for YAHOO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 16,787 shares; 2015Q2: 10,464 shares; 2015Q3: 9,821 shares; 2015Q4: 11,558 shares; 2016Q1: 12,750 shares 12,750 $469K 0.02% +1,192 ISRG INTUITIVE SURGICAL INC More: the full row for INTUITIVE SURGICAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 117 shares; 2015Q2: 100 shares; 2015Q3: 73 shares; 2015Q4: 239 shares; 2016Q1: 779 shares 779 $468K 0.02% +540 Timeline BROADCOM LTD BROADCOM LTD More: the full row for BROADCOM LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,014 shares 3,014 $466K 0.02% new SCHA SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 149 shares; 2015Q2: 1,584 shares; 2015Q3: 1,960 shares; 2015Q4: 6,847 shares; 2016Q1: 8,891 shares 8,891 $463K 0.02% +2,044 Timeline ELV ELEVANCE HEALTH INC FORMERLY More: the full row for ELEVANCE HEALTH INC FORMERLY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,312 shares; 2015Q2: 2,173 shares; 2015Q3: 2,238 shares; 2015Q4: 3,465 shares; 2016Q1: 3,315 shares 3,315 $461K 0.02% -150 Timeline XEMDX WESTERN ASSET EMERGING MKTS More: the full row for WESTERN ASSET EMERGING MKTS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,637 shares; 2015Q2: 17,653 shares; 2015Q3: 16,145 shares; 2015Q4: 37,041 shares; 2016Q1: 31,683 shares 31,683 $460K 0.02% -5,358 Timeline HPQ HP INC More: the full row for HP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 33,427 shares; 2016Q1: 37,247 shares 37,247 $459K 0.02% +3,820 Timeline RIGS ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,272 shares; 2015Q2: 38,948 shares; 2015Q3: 34,376 shares; 2015Q4: 27,290 shares; 2016Q1: 18,770 shares 18,770 $459K 0.02% -8,520 Timeline MYLAN NV MYLAN NV More: the full row for MYLAN NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,733 shares; 2015Q2: not reported; 2015Q3: 12,891 shares; 2015Q4: 15,553 shares; 2016Q1: 9,863 shares 9,863 $457K 0.02% -5,690 ITC HLDGS CORP ITC HLDGS CORP More: the full row for ITC HLDGS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,067 shares; 2015Q2: 6,211 shares; 2015Q3: 6,801 shares; 2015Q4: 11,460 shares; 2016Q1: 10,494 shares 10,494 $457K 0.02% -966 GUGGENHEIM MID-CAP CORE ETF GUGGENHEIM MID-CAP CORE ETF More: the full row for GUGGENHEIM MID-CAP CORE ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 524 shares; 2015Q2: 1,787 shares; 2015Q3: not reported; 2015Q4: 4,121 shares; 2016Q1: 9,355 shares 9,355 $457K 0.02% +5,234 DISCOVER FINANCIAL SERVICES DISCOVER FINANCIAL SERVICES More: the full row for DISCOVER FINANCIAL SERVICES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,671 shares; 2015Q2: 3,102 shares; 2015Q3: 4,642 shares; 2015Q4: 7,432 shares; 2016Q1: 8,920 shares 8,920 $454K 0.02% +1,488 INVESCO AEROSPACE & DEFENSE… INVESCO AEROSPACE & DEFENSE ETF More: the full row for INVESCO AEROSPACE & DEFENSE ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,037 shares; 2015Q2: 608 shares; 2015Q3: 3,305 shares; 2015Q4: 17,794 shares; 2016Q1: 12,802 shares 12,802 $452K 0.02% -4,992 KYN KAYNE ANDERSON ENERGY INFRST More: the full row for KAYNE ANDERSON ENERGY INFRST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 14,315 shares; 2015Q2: 12,155 shares; 2015Q3: 2,634 shares; 2015Q4: 10,634 shares; 2016Q1: 27,140 shares 27,140 $450K 0.02% +16,506 Timeline SKYY FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 43,197 shares; 2015Q2: 43,467 shares; 2015Q3: 30,858 shares; 2015Q4: 44,594 shares; 2016Q1: 15,150 shares 15,150 $448K 0.02% -29,444 Timeline DRI DARDEN RESTAURANTS INC More: the full row for DARDEN RESTAURANTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,801 shares; 2015Q2: 1,940 shares; 2015Q3: 2,306 shares; 2015Q4: 5,085 shares; 2016Q1: 6,743 shares 6,743 $447K 0.02% +1,658 Timeline SCHB SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,185 shares; 2015Q2: 12,050 shares; 2015Q3: 11,634 shares; 2015Q4: 9,676 shares; 2016Q1: 8,994 shares 8,994 $443K 0.02% -682 Timeline CHI CALAMOS CONV OPPORTUNITIES & More: the full row for CALAMOS CONV OPPORTUNITIES & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 21,036 shares; 2015Q2: 33,721 shares; 2015Q3: 33,688 shares; 2015Q4: 46,123 shares; 2016Q1: 46,597 shares 46,597 $442K 0.02% +474 Timeline SIRIUS XM HOLDINGS INC SIRIUS XM HOLDINGS INC More: the full row for SIRIUS XM HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 74,966 shares; 2015Q2: 79,697 shares; 2015Q3: 76,155 shares; 2015Q4: 104,166 shares; 2016Q1: 111,767 shares 111,767 $441K 0.02% +7,601 HSBC HLDGS PLC HSBC HLDGS PLC More: the full row for HSBC HLDGS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,130 shares; 2015Q2: 3,135 shares; 2015Q3: 7,791 shares; 2015Q4: 14,021 shares; 2016Q1: 17,220 shares 17,220 $441K 0.02% +3,199 CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 400 shares; 2015Q2: 513 shares; 2015Q3: 300 shares; 2015Q4: 12,934 shares; 2016Q1: 17,077 shares 17,077 $441K 0.02% +4,143 MSML ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 158 shares; 2015Q2: 78 shares; 2015Q3: 123 shares; 2015Q4: 4,282 shares; 2016Q1: 3,297 shares 3,297 $439K 0.02% -985 Timeline TMO THERMO FISHER SCIENTIFIC INC More: the full row for THERMO FISHER SCIENTIFIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,773 shares; 2015Q2: 3,278 shares; 2015Q3: 3,018 shares; 2015Q4: 3,634 shares; 2016Q1: 3,091 shares 3,091 $438K 0.02% -543 Timeline INGR INGREDION INC More: the full row for INGREDION INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 575 shares; 2015Q2: 6,250 shares; 2015Q3: not reported; 2015Q4: 16,836 shares; 2016Q1: 4,103 shares 4,103 $438K 0.02% -12,733 Timeline EBAY EBAY INC. More: the full row for EBAY INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,933 shares; 2015Q2: 15,415 shares; 2015Q3: 13,968 shares; 2015Q4: 18,828 shares; 2016Q1: 18,371 shares 18,371 $438K 0.02% -457 Timeline SCHG SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,554 shares; 2016Q1: 8,300 shares 8,300 $435K 0.02% +3,746 Timeline COACH INC COACH INC More: the full row for COACH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 8,940 shares; 2015Q2: 11,409 shares; 2015Q3: 7,217 shares; 2015Q4: 10,510 shares; 2016Q1: 10,861 shares 10,861 $435K 0.02% +351 DDD 3D SYS CORP DEL More: the full row for 3D SYS CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 19,727 shares; 2015Q2: 12,687 shares; 2015Q3: 12,257 shares; 2015Q4: 16,674 shares; 2016Q1: 28,124 shares 28,124 $435K 0.02% +11,450 Timeline SCHE SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 8,980 shares; 2015Q2: 12,886 shares; 2015Q3: 15,190 shares; 2015Q4: 28,336 shares; 2016Q1: 20,897 shares 20,897 $434K 0.02% -7,439 Timeline RPM RPM INTL INC More: the full row for RPM INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,028 shares; 2015Q2: 769 shares; 2015Q3: 647 shares; 2015Q4: 9,219 shares; 2016Q1: 9,148 shares 9,148 $433K 0.02% -71 Timeline NRK NUVEEN NY AMT FREE More: the full row for NUVEEN NY AMT FREE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,615 shares; 2015Q2: 8,229 shares; 2015Q3: 8,860 shares; 2015Q4: 28,383 shares; 2016Q1: 32,033 shares 32,033 $431K 0.02% +3,650 Timeline GLOBAL X FDS GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 63,057 shares; 2015Q2: 77,393 shares; 2015Q3: 83,524 shares; 2015Q4: 45,646 shares; 2016Q1: 21,332 shares 21,332 $431K 0.02% -24,314 BAXALTA INC BAXALTA INC More: the full row for BAXALTA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,185 shares; 2015Q4: 15,759 shares; 2016Q1: 10,659 shares 10,659 $431K 0.02% -5,100 MGK VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 439 shares; 2015Q2: 499 shares; 2015Q3: 485 shares; 2015Q4: 5,184 shares; 2016Q1: 5,167 shares 5,167 $430K 0.02% -17 Timeline DHR DANAHER CORP DEL More: the full row for DANAHER CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,197 shares; 2015Q2: 2,293 shares; 2015Q3: 1,567 shares; 2015Q4: 4,728 shares; 2016Q1: 4,527 shares 4,527 $429K 0.02% -201 Timeline PHYS SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 81,155 shares; 2015Q2: 83,216 shares; 2015Q3: 63,970 shares; 2015Q4: 71,193 shares; 2016Q1: 42,390 shares 42,390 $429K 0.02% -28,803 Timeline VIOO VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 16,196 shares; 2015Q2: 3,680 shares; 2015Q3: 3,683 shares; 2015Q4: 4,358 shares; 2016Q1: 4,179 shares 4,179 $427K 0.02% -179 Timeline POWERSHARES GLOBAL EXCHANGE… POWERSHARES GLOBAL EXCHANGE TRADE… More: the full row for POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,266 shares; 2015Q2: 11,435 shares; 2015Q3: 4,066 shares; 2015Q4: 10,543 shares; 2016Q1: 12,467 shares 12,467 $423K 0.02% +1,924 APH AMPHENOL CORP More: the full row for AMPHENOL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 24,341 shares; 2015Q2: 23,035 shares; 2015Q3: 3,760 shares; 2015Q4: 6,789 shares; 2016Q1: 7,305 shares 7,305 $422K 0.02% +516 Timeline BBN BLACKROCK TAX MUNICPAL BD TR More: the full row for BLACKROCK TAX MUNICPAL BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,725 shares; 2015Q2: 1,525 shares; 2015Q3: 2,025 shares; 2015Q4: 13,845 shares; 2016Q1: 18,331 shares 18,331 $421K 0.02% +4,486 Timeline PIMCO DYNAMIC CR INCOME FD PIMCO DYNAMIC CR INCOME FD More: the full row for PIMCO DYNAMIC CR INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 29,640 shares; 2015Q2: 28,912 shares; 2015Q3: 9,949 shares; 2015Q4: 18,834 shares; 2016Q1: 24,162 shares 24,162 $421K 0.02% +5,328 WHITEWAVE FOODS COMPANY WHITEWAVE FOODS COMPANY More: the full row for WHITEWAVE FOODS COMPANY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,322 shares; 2015Q2: 1,391 shares; 2015Q3: 5,363 shares; 2015Q4: 6,406 shares; 2016Q1: 10,367 shares 10,367 $421K 0.02% +3,961 CII BLACKROCK ENHANCED LARGE CAP More: the full row for BLACKROCK ENHANCED LARGE CAP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 24,155 shares; 2015Q2: 21,913 shares; 2015Q3: 14,492 shares; 2015Q4: 35,987 shares; 2016Q1: 31,025 shares 31,025 $420K 0.02% -4,962 Timeline MARKET VECTORS PHARM ETF T MARKET VECTORS PHARM ETF T More: the full row for MARKET VECTORS PHARM ETF T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,133 shares; 2015Q2: 4,133 shares; 2015Q3: 4,651 shares; 2015Q4: 6,816 shares; 2016Q1: 7,302 shares 7,302 $420K 0.02% +486 SRLN SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,120 shares; 2015Q2: 923 shares; 2015Q3: 1,548 shares; 2015Q4: 6,246 shares; 2016Q1: 9,004 shares 9,004 $419K 0.02% +2,758 Timeline RXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,792 shares; 2015Q2: 2,832 shares; 2015Q3: 2,582 shares; 2015Q4: 4,898 shares; 2016Q1: 4,731 shares 4,731 $419K 0.02% -167 Timeline IWV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,260 shares; 2015Q2: 955 shares; 2015Q3: 1,005 shares; 2015Q4: 3,594 shares; 2016Q1: 3,448 shares 3,448 $417K 0.02% -146 Timeline IIM INVESCO VALUE MUN INCOME TR More: the full row for INVESCO VALUE MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,229 shares; 2015Q2: 9,419 shares; 2015Q3: 15,846 shares; 2015Q4: 24,473 shares; 2016Q1: 24,421 shares 24,421 $417K 0.02% -52 Timeline ONEQ FIDELITY COMWLTH TR More: the full row for FIDELITY COMWLTH TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,169 shares; 2015Q2: 3,265 shares; 2015Q3: 2,116 shares; 2015Q4: 2,252 shares; 2016Q1: 2,166 shares 2,166 $414K 0.02% -86 Timeline SCHM SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 250 shares; 2015Q2: 525 shares; 2015Q3: 100 shares; 2015Q4: 6,262 shares; 2016Q1: 10,197 shares 10,197 $414K 0.02% +3,935 Timeline Spectra Energy Partners Spectra Energy Partners More: the full row for Spectra Energy Partners Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,529 shares; 2015Q2: 8,035 shares; 2015Q3: 7,283 shares; 2015Q4: 9,611 shares; 2016Q1: 8,599 shares 8,599 $414K 0.02% -1,012 MNST MONSTER BEVERAGE CORP NEW More: the full row for MONSTER BEVERAGE CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,654 shares; 2015Q3: 1,292 shares; 2015Q4: 2,841 shares; 2016Q1: 3,093 shares 3,093 $413K 0.02% +252 Timeline MSD MORGAN STANLEY EMKT DBT FD I More: the full row for MORGAN STANLEY EMKT DBT FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,100 shares; 2015Q2: 17,100 shares; 2015Q3: 52,486 shares; 2015Q4: 52,780 shares; 2016Q1: 47,062 shares 47,062 $413K 0.02% -5,718 Timeline MGF ABERDEEN GOVT MARKETS INCOME More: the full row for ABERDEEN GOVT MARKETS INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 69,668 shares; 2015Q2: 74,683 shares; 2015Q3: 73,883 shares; 2015Q4: 76,020 shares; 2016Q1: 74,620 shares 74,620 $410K 0.02% -1,400 Timeline SMLV SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,760 shares; 2015Q2: 1,848 shares; 2015Q3: 2,319 shares; 2015Q4: 2,630 shares; 2016Q1: 5,335 shares 5,335 $409K 0.02% +2,705 Timeline JGH NUVEEN GLOBAL HIGH INCOME FD More: the full row for NUVEEN GLOBAL HIGH INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 79,266 shares; 2015Q2: 75,591 shares; 2015Q3: 50,456 shares; 2015Q4: 47,019 shares; 2016Q1: 29,432 shares 29,432 $408K 0.02% -17,587 Timeline SCHP SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 240 shares; 2015Q3: 1,842 shares; 2015Q4: 5,111 shares; 2016Q1: 7,336 shares 7,336 $407K 0.02% +2,225 Timeline GAB GABELLI EQUITY TR INC More: the full row for GABELLI EQUITY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,886 shares; 2015Q2: 5,886 shares; 2015Q3: 6,236 shares; 2015Q4: 62,466 shares; 2016Q1: 74,829 shares 74,829 $406K 0.02% +12,363 Timeline NUE NUCOR CORP More: the full row for NUCOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,926 shares; 2015Q2: 4,174 shares; 2015Q3: 3,706 shares; 2015Q4: 7,537 shares; 2016Q1: 8,561 shares 8,561 $405K 0.02% +1,024 Timeline SPSB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,306 shares; 2015Q2: 2,925 shares; 2015Q3: 2,391 shares; 2015Q4: 10,090 shares; 2016Q1: 13,211 shares 13,211 $405K 0.02% +3,121 Timeline DEM WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,079 shares; 2015Q2: 4,362 shares; 2015Q3: 3,317 shares; 2015Q4: 12,138 shares; 2016Q1: 11,577 shares 11,577 $403K 0.02% -561 Timeline AAP ADVANCE AUTO PARTS INC More: the full row for ADVANCE AUTO PARTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,507 shares; 2015Q2: 2,529 shares; 2015Q3: 2,023 shares; 2015Q4: 2,528 shares; 2016Q1: 2,512 shares 2,512 $403K 0.02% -16 Timeline LNG CHENIERE ENERGY INC More: the full row for CHENIERE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 26,032 shares; 2015Q2: 10,732 shares; 2015Q3: 5,910 shares; 2015Q4: 9,956 shares; 2016Q1: 11,896 shares 11,896 $402K 0.02% +1,940 Timeline POWERSHARES DWA TACTICAL SE… POWERSHARES DWA TACTICAL SECTOR R… More: the full row for POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 180,569 shares; 2016Q1: 16,897 shares 16,897 $399K 0.02% -163,672 BDJ BLACKROCK ENHANCED EQUITY DI More: the full row for BLACKROCK ENHANCED EQUITY DI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,433 shares; 2015Q2: 4,230 shares; 2015Q3: 4,223 shares; 2015Q4: 49,819 shares; 2016Q1: 52,803 shares 52,803 $398K 0.02% +2,984 Timeline XAWFX ALLIANCEBERNSTEIN GLOBAL HIG More: the full row for ALLIANCEBERNSTEIN GLOBAL HIG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,435 shares; 2015Q2: 2,028 shares; 2015Q3: 2,028 shares; 2015Q4: 27,974 shares; 2016Q1: 34,072 shares 34,072 $397K 0.02% +6,098 Timeline ROYAL DUTCH SHELL PLC SPN A… ROYAL DUTCH SHELL PLC SPN ADR More: the full row for ROYAL DUTCH SHELL PLC SPN ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,417 shares; 2015Q2: 4,601 shares; 2015Q3: 3,753 shares; 2015Q4: 6,365 shares; 2016Q1: 8,195 shares 8,195 $397K 0.02% +1,830 SEAGATE TECHNOLOGY HOLDINGS SEAGATE TECHNOLOGY HOLDINGS More: the full row for SEAGATE TECHNOLOGY HOLDINGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,969 shares; 2015Q2: 1,937 shares; 2015Q3: 1,445 shares; 2015Q4: 6,804 shares; 2016Q1: 11,509 shares 11,509 $396K 0.02% +4,705 MFM ABERDEEN MUN INCOME FD More: the full row for ABERDEEN MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 63,301 shares; 2015Q2: 62,802 shares; 2015Q3: 62,802 shares; 2015Q4: 62,722 shares; 2016Q1: 55,294 shares 55,294 $395K 0.02% -7,428 Timeline DWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,206 shares; 2015Q2: 7,109 shares; 2015Q3: 6,902 shares; 2015Q4: 11,884 shares; 2016Q1: 11,250 shares 11,250 $395K 0.02% -634 Timeline BUCKEYE PARTNERS LP (BPL) BUCKEYE PARTNERS LP (BPL) More: the full row for BUCKEYE PARTNERS LP (BPL) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,730 shares; 2015Q2: 3,289 shares; 2015Q3: 2,658 shares; 2015Q4: 6,862 shares; 2016Q1: 5,797 shares 5,797 $394K 0.02% -1,065 NYF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,221 shares; 2015Q2: 3,018 shares; 2015Q3: 3,017 shares; 2015Q4: 4,257 shares; 2016Q1: 3,480 shares 3,480 $393K 0.02% -777 Timeline SPDR SERIES TRUST SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,999 shares; 2015Q2: 3,312 shares; 2015Q3: 1,792 shares; 2015Q4: 12,579 shares; 2016Q1: 12,936 shares 12,936 $393K 0.02% +357 TM TOYOTA MOTOR CORP More: the full row for TOYOTA MOTOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,859 shares; 2015Q2: not reported; 2015Q3: 2,387 shares; 2015Q4: 3,745 shares; 2016Q1: 3,683 shares 3,683 $392K 0.02% -62 Timeline XPH SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,466 shares; 2015Q2: 8,772 shares; 2015Q3: 19,159 shares; 2015Q4: 25,729 shares; 2016Q1: 9,740 shares 9,740 $392K 0.02% -15,989 Timeline RYDEX ETF TRUST RYDEX ETF TRUST More: the full row for RYDEX ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 728 shares; 2015Q2: 226 shares; 2015Q3: 361 shares; 2015Q4: 3,698 shares; 2016Q1: 4,972 shares 4,972 $392K 0.02% +1,274 TIPX SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 2,723 shares; 2015Q3: 12,410 shares; 2015Q4: 12,140 shares; 2016Q1: 19,827 shares 19,827 $390K 0.02% +7,687 Timeline DR PEPPER SNAPPLE GROUP INC DR PEPPER SNAPPLE GROUP INC More: the full row for DR PEPPER SNAPPLE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,773 shares; 2015Q2: 1,356 shares; 2015Q3: 874 shares; 2015Q4: 3,283 shares; 2016Q1: 4,367 shares 4,367 $390K 0.02% +1,084 MEDIDATE SOLUTIONS INC MEDIDATE SOLUTIONS INC More: the full row for MEDIDATE SOLUTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,400 shares; 2015Q3: 10,400 shares; 2015Q4: 10,026 shares; 2016Q1: 10,026 shares 10,026 $388K 0.02% 0 PEOPLE'S UNITED FINANCIAL I… PEOPLE'S UNITED FINANCIAL INC More: the full row for PEOPLE'S UNITED FINANCIAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,823 shares; 2015Q2: 10,435 shares; 2015Q3: 10,049 shares; 2015Q4: 19,062 shares; 2016Q1: 24,282 shares 24,282 $387K 0.02% +5,220 HSY HERSHEY CO More: the full row for HERSHEY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,609 shares; 2015Q2: 14,286 shares; 2015Q3: 356 shares; 2015Q4: 3,799 shares; 2016Q1: 4,193 shares 4,193 $386K 0.02% +394 Timeline Morningstar Wide Moat Morningstar Wide Moat More: the full row for Morningstar Wide Moat Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 21,658 shares; 2015Q2: 14,190 shares; 2015Q3: 11,565 shares; 2015Q4: 18,920 shares; 2016Q1: 12,552 shares 12,552 $386K 0.02% -6,368 POWERSHARES NASDAQ INTERNE POWERSHARES NASDAQ INTERNE More: the full row for POWERSHARES NASDAQ INTERNE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,012 shares; 2015Q2: 1,219 shares; 2015Q3: 2,240 shares; 2015Q4: 4,012 shares; 2016Q1: 5,055 shares 5,055 $383K 0.02% +1,043 HSIC SCHEIN HENRY INC More: the full row for SCHEIN HENRY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 550 shares; 2015Q2: 534 shares; 2015Q3: 1,012 shares; 2015Q4: 1,134 shares; 2016Q1: 2,213 shares 2,213 $382K 0.02% +1,079 Timeline ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 26,672 shares; 2015Q2: 34,791 shares; 2015Q3: 22,999 shares; 2015Q4: 39,339 shares; 2016Q1: 39,501 shares 39,501 $382K 0.02% +162 OIA INVESCO MUNI INCOME OPP TRST More: the full row for INVESCO MUNI INCOME OPP TRST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,520 shares; 2015Q2: 1,520 shares; 2015Q3: 1,520 shares; 2015Q4: 36,067 shares; 2016Q1: 49,578 shares 49,578 $381K 0.02% +13,511 Timeline AMP AMERIPRISE FINL INC More: the full row for AMERIPRISE FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 562 shares; 2015Q2: 688 shares; 2015Q3: 829 shares; 2015Q4: 4,524 shares; 2016Q1: 4,030 shares 4,030 $379K 0.02% -494 Timeline EDV VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 487 shares; 2015Q2: 1,750 shares; 2015Q3: 2,076 shares; 2015Q4: 2,296 shares; 2016Q1: 2,986 shares 2,986 $379K 0.02% +690 Timeline POWERSHARES ETF TRUST INDL … POWERSHARES ETF TRUST INDL SEC More: the full row for POWERSHARES ETF TRUST INDL SEC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 455 shares; 2015Q2: 4,271 shares; 2015Q3: 14,276 shares; 2015Q4: 7,953 shares; 2016Q1: 8,379 shares 8,379 $379K 0.02% +426 ADBE ADOBE INC More: the full row for ADOBE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,072 shares; 2015Q2: 1,773 shares; 2015Q3: 1,496 shares; 2015Q4: 2,303 shares; 2016Q1: 4,027 shares 4,027 $378K 0.02% +1,724 Timeline PIMCO NEW YORK MUN INCM PIMCO NEW YORK MUN INCM More: the full row for PIMCO NEW YORK MUN INCM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 25,391 shares; 2016Q1: 35,228 shares 35,228 $378K 0.02% +9,837 VEREIT INC VEREIT INC More: the full row for VEREIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 18,065 shares; 2015Q4: 37,677 shares; 2016Q1: 42,422 shares 42,422 $376K 0.02% +4,745 IGV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 639 shares; 2015Q2: 738 shares; 2015Q3: 820 shares; 2015Q4: 790 shares; 2016Q1: 3,718 shares 3,718 $374K 0.02% +2,928 Timeline NEW YORK COMMUNITY BANCORP NEW YORK COMMUNITY BANCORP More: the full row for NEW YORK COMMUNITY BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,387 shares; 2015Q2: 8,535 shares; 2015Q3: 9,127 shares; 2015Q4: 23,040 shares; 2016Q1: 23,484 shares 23,484 $373K 0.02% +444 MAA MID-AMER APT CMNTYS INC More: the full row for MID-AMER APT CMNTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,097 shares; 2015Q2: 1,047 shares; 2015Q3: 1,080 shares; 2015Q4: 3,081 shares; 2016Q1: 3,635 shares 3,635 $372K 0.02% +554 Timeline CBS CORP NEW CBS CORP NEW More: the full row for CBS CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,663 shares; 2015Q2: 1,842 shares; 2015Q3: 2,201 shares; 2015Q4: 5,127 shares; 2016Q1: 6,745 shares 6,745 $372K 0.02% +1,618 LMBS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,292 shares; 2015Q2: 1,313 shares; 2015Q3: 1,519 shares; 2015Q4: 1,531 shares; 2016Q1: 7,268 shares 7,268 $371K 0.02% +5,737 Timeline POWERSHARES ETF TR II POWERSHARES ETF TR II More: the full row for POWERSHARES ETF TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,008 shares; 2015Q4: 10,492 shares; 2016Q1: 13,588 shares 13,588 $371K 0.02% +3,096 BARRICK GOLD CORP BARRICK GOLD CORP More: the full row for BARRICK GOLD CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 19,232 shares; 2015Q2: 16,172 shares; 2015Q3: 17,204 shares; 2015Q4: 30,120 shares; 2016Q1: 27,279 shares 27,279 $370K 0.02% -2,841 IAK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 863 shares; 2015Q2: 1,995 shares; 2015Q3: 660 shares; 2015Q4: 12,567 shares; 2016Q1: 7,389 shares 7,389 $369K 0.02% -5,178 Timeline IYLD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 24,451 shares; 2015Q2: 30,430 shares; 2015Q3: 20,451 shares; 2015Q4: 17,648 shares; 2016Q1: 15,115 shares 15,115 $364K 0.02% -2,533 Timeline DSI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,416 shares; 2015Q2: 2,254 shares; 2015Q3: 2,254 shares; 2015Q4: 3,790 shares; 2016Q1: 4,744 shares 4,744 $363K 0.02% +954 Timeline SNY SANOFI SA More: the full row for SANOFI SA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,958 shares; 2015Q2: 5,893 shares; 2015Q3: 4,914 shares; 2015Q4: 9,386 shares; 2016Q1: 9,044 shares 9,044 $363K 0.02% -342 Timeline MUA BLACKROCK MUNIASSETS FD INC More: the full row for BLACKROCK MUNIASSETS FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 57,000 shares; 2015Q2: 56,970 shares; 2015Q3: 20,062 shares; 2015Q4: 26,381 shares; 2016Q1: 24,412 shares 24,412 $363K 0.02% -1,969 Timeline MUNI PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,716 shares; 2015Q2: 2,806 shares; 2015Q3: 2,842 shares; 2015Q4: 7,046 shares; 2016Q1: 6,667 shares 6,667 $362K 0.02% -379 Timeline JRS NUVEEN REAL ESTATE INCOME FD More: the full row for NUVEEN REAL ESTATE INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 38,627 shares; 2015Q2: 35,159 shares; 2015Q3: 40,634 shares; 2015Q4: 40,380 shares; 2016Q1: 33,336 shares 33,336 $361K 0.02% -7,044 Timeline BLACKROCK MUNIYIELD ARIZ FD BLACKROCK MUNIYIELD ARIZ FD More: the full row for BLACKROCK MUNIYIELD ARIZ FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,587 shares; 2015Q2: 11,578 shares; 2015Q3: 11,140 shares; 2015Q4: 19,722 shares; 2016Q1: 20,932 shares 20,932 $361K 0.02% +1,210 CCI CROWN CASTLE INC More: the full row for CROWN CASTLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,456 shares; 2015Q2: 1,644 shares; 2015Q3: 2,052 shares; 2015Q4: 3,538 shares; 2016Q1: 4,159 shares 4,159 $360K 0.02% +621 Timeline VTWO VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 650 shares; 2015Q2: 675 shares; 2015Q3: 909 shares; 2015Q4: 4,656 shares; 2016Q1: 4,046 shares 4,046 $359K 0.02% -610 Timeline IXUS ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 572 shares; 2015Q2: 1,625 shares; 2015Q3: 2,171 shares; 2015Q4: 5,356 shares; 2016Q1: 7,208 shares 7,208 $356K 0.01% +1,852 Timeline POWERSHARES ETF TRUST II POWERSHARES ETF TRUST II More: the full row for POWERSHARES ETF TRUST II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 16,108 shares; 2015Q2: 11,167 shares; 2015Q3: 14,645 shares; 2015Q4: 18,505 shares; 2016Q1: 10,300 shares 10,300 $356K 0.01% -8,205 STATE STREET SPDR PORTFOLIO… STATE STREET SPDR PORTFOLIO INTER… More: the full row for STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,545 shares; 2015Q2: 2,545 shares; 2015Q3: 2,545 shares; 2015Q4: 14,885 shares; 2016Q1: 14,735 shares 14,735 $352K 0.01% -150 SPDR INDEX SHS FDS SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,919 shares; 2016Q1: 10,919 shares 10,919 $352K 0.01% 0 KBE SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 916 shares; 2015Q2: 4,451 shares; 2015Q3: 7,228 shares; 2015Q4: 12,495 shares; 2016Q1: 11,543 shares 11,543 $351K 0.01% -952 Timeline GOVERNMENT PPTYS INCOME TR GOVERNMENT PPTYS INCOME TR More: the full row for GOVERNMENT PPTYS INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 31,252 shares; 2015Q2: 30,073 shares; 2015Q3: 21,177 shares; 2015Q4: 22,166 shares; 2016Q1: 19,662 shares 19,662 $351K 0.01% -2,504 ZBH ZIMMER BIOMET HOLDINGS INC More: the full row for ZIMMER BIOMET HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 308 shares; 2015Q2: 275 shares; 2015Q3: 279 shares; 2015Q4: 2,204 shares; 2016Q1: 3,279 shares 3,279 $350K 0.01% +1,075 Timeline SCHX SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,880 shares; 2015Q2: 2,299 shares; 2015Q3: 2,352 shares; 2015Q4: 7,628 shares; 2016Q1: 7,109 shares 7,109 $347K 0.01% -519 Timeline XEXGX EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,877 shares; 2015Q2: 13,748 shares; 2015Q3: 14,864 shares; 2015Q4: 53,060 shares; 2016Q1: 39,534 shares 39,534 $347K 0.01% -13,526 Timeline MAT MATTEL INC More: the full row for MATTEL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,879 shares; 2015Q2: 2,279 shares; 2015Q3: 2,146 shares; 2015Q4: 7,969 shares; 2016Q1: 10,308 shares 10,308 $347K 0.01% +2,339 Timeline FSTA FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,255 shares; 2015Q4: 9,584 shares; 2016Q1: 10,891 shares 10,891 $345K 0.01% +1,307 Timeline PSK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,095 shares; 2015Q2: 2,095 shares; 2015Q3: 2,151 shares; 2015Q4: 5,092 shares; 2016Q1: 7,662 shares 7,662 $345K 0.01% +2,570 Timeline ROK ROCKWELL AUTOMATION INC More: the full row for ROCKWELL AUTOMATION INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,479 shares; 2015Q2: 1,754 shares; 2015Q3: 1,832 shares; 2015Q4: 2,489 shares; 2016Q1: 3,024 shares 3,024 $344K 0.01% +535 Timeline TXT TEXTRON INC More: the full row for TEXTRON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,519 shares; 2015Q2: 9,519 shares; 2015Q3: 9,259 shares; 2015Q4: 9,404 shares; 2016Q1: 9,399 shares 9,399 $343K 0.01% -5 Timeline XBNYX BLACKROCK NEW YORK MUNI INC More: the full row for BLACKROCK NEW YORK MUNI INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 2,512 shares; 2015Q3: 908 shares; 2015Q4: 9,520 shares; 2016Q1: 21,760 shares 21,760 $343K 0.01% +12,240 Timeline IYY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,776 shares; 2015Q2: 3,566 shares; 2015Q3: 2,303 shares; 2015Q4: 3,731 shares; 2016Q1: 3,344 shares 3,344 $343K 0.01% -387 Timeline COMMUNICATIONS SALES&LEAS IN COMMUNICATIONS SALES&LEAS IN More: the full row for COMMUNICATIONS SALES&LEAS IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 19,575 shares; 2015Q3: not reported; 2015Q4: 18,116 shares; 2016Q1: 15,374 shares 15,374 $342K 0.01% -2,742 BXMX NUVEEN S&P 500 BUY-WRITE INCOM More: the full row for NUVEEN S&P 500 BUY-WRITE INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 16,968 shares; 2015Q2: 15,036 shares; 2015Q3: 13,184 shares; 2015Q4: 29,991 shares; 2016Q1: 26,773 shares 26,773 $341K 0.01% -3,218 Timeline DPZ DOMINOS PIZZA INC More: the full row for DOMINOS PIZZA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 792 shares; 2015Q2: 793 shares; 2015Q3: 1,113 shares; 2015Q4: 1,972 shares; 2016Q1: 2,578 shares 2,578 $340K 0.01% +606 Timeline ET ENERGY TRANSFER L P More: the full row for ENERGY TRANSFER L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,648 shares; 2015Q2: 19,304 shares; 2015Q3: 45,404 shares; 2015Q4: 51,092 shares; 2016Q1: 47,666 shares 47,666 $340K 0.01% -3,426 Timeline AVANGRID INC AVANGRID INC More: the full row for AVANGRID INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,964 shares; 2016Q1: 8,466 shares 8,466 $340K 0.01% -2,498 ONEOK PARTNERS LP LTD PARTN ONEOK PARTNERS LP LTD PARTN More: the full row for ONEOK PARTNERS LP LTD PARTN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 8,910 shares; 2015Q2: 8,944 shares; 2015Q3: 8,337 shares; 2015Q4: 11,114 shares; 2016Q1: 10,819 shares 10,819 $340K 0.01% -295 FE FIRSTENERGY CORP More: the full row for FIRSTENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,312 shares; 2015Q2: 6,286 shares; 2015Q3: 5,548 shares; 2015Q4: 7,451 shares; 2016Q1: 9,419 shares 9,419 $339K 0.01% +1,968 Timeline ALK ALASKA AIR GROUP INC More: the full row for ALASKA AIR GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,064 shares; 2015Q2: 2,096 shares; 2015Q3: 1,874 shares; 2015Q4: 3,624 shares; 2016Q1: 4,128 shares 4,128 $339K 0.01% +504 Timeline DLR DIGITAL RLTY TR INC More: the full row for DIGITAL RLTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,329 shares; 2015Q2: 1,375 shares; 2015Q3: 2,162 shares; 2015Q4: 5,047 shares; 2016Q1: 3,830 shares 3,830 $339K 0.01% -1,217 Timeline AFB ALLIANCEBERNSTEIN NATL MUN I More: the full row for ALLIANCEBERNSTEIN NATL MUN I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,750 shares; 2015Q2: 8,615 shares; 2015Q3: 8,615 shares; 2015Q4: 20,720 shares; 2016Q1: 23,365 shares 23,365 $338K 0.01% +2,645 Timeline DREYFUS DREYFUS More: the full row for DREYFUS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 17,784 shares; 2016Q1: 107,585 shares 107,585 $337K 0.01% +89,801 MARKET VECTORS ETF TR MARKET VECTORS ETF TR More: the full row for MARKET VECTORS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,874 shares; 2015Q2: 2,431 shares; 2015Q3: 2,295 shares; 2015Q4: 10,219 shares; 2016Q1: 13,051 shares 13,051 $336K 0.01% +2,832 EMN EASTMAN CHEM CO More: the full row for EASTMAN CHEM CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,495 shares; 2015Q2: 11,892 shares; 2015Q3: 4,849 shares; 2015Q4: 11,697 shares; 2016Q1: 4,626 shares 4,626 $334K 0.01% -7,071 Timeline FNDX SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 1,992 shares; 2015Q3: 3,417 shares; 2015Q4: 5,226 shares; 2016Q1: 11,306 shares 11,306 $333K 0.01% +6,080 Timeline ADX ADAMS DIVERSIFIED EQUITY FD More: the full row for ADAMS DIVERSIFIED EQUITY FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 24,387 shares; 2015Q2: 27,387 shares; 2015Q3: 26,855 shares; 2015Q4: 29,107 shares; 2016Q1: 26,347 shares 26,347 $333K 0.01% -2,760 Timeline ABERDEEN ISRAEL FUND INC ABERDEEN ISRAEL FUND INC More: the full row for ABERDEEN ISRAEL FUND INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 18,690 shares; 2015Q2: 16,676 shares; 2015Q3: 18,306 shares; 2015Q4: 18,306 shares; 2016Q1: 19,506 shares 19,506 $333K 0.01% +1,200 MMU WESTERN ASSET MANAGED MUNS F More: the full row for WESTERN ASSET MANAGED MUNS F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 22,096 shares; 2016Q1: 22,251 shares 22,251 $332K 0.01% +155 Timeline RIG TRANSOCEAN LTD More: the full row for TRANSOCEAN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,564 shares; 2015Q2: 11,281 shares; 2015Q3: 11,183 shares; 2015Q4: 34,545 shares; 2016Q1: 36,205 shares 36,205 $331K 0.01% +1,660 Timeline SUSA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,023 shares; 2015Q2: 2,023 shares; 2015Q3: 2,023 shares; 2015Q4: 3,824 shares; 2016Q1: 3,869 shares 3,869 $329K 0.01% +45 Timeline RETAIL PPTYS AMER INC RETAIL PPTYS AMER INC More: the full row for RETAIL PPTYS AMER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 13,539 shares; 2015Q2: 16,260 shares; 2015Q3: 16,260 shares; 2015Q4: 21,452 shares; 2016Q1: 20,721 shares 20,721 $328K 0.01% -731 IUSV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 289 shares; 2015Q2: 214 shares; 2015Q3: 496 shares; 2015Q4: 3,017 shares; 2016Q1: 2,540 shares 2,540 $327K 0.01% -477 Timeline EA ELECTRONIC ARTS INC More: the full row for ELECTRONIC ARTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,498 shares; 2015Q2: 1,133 shares; 2015Q3: 1,330 shares; 2015Q4: 6,038 shares; 2016Q1: 4,944 shares 4,944 $327K 0.01% -1,094 Timeline DBEU DBX ETF TR More: the full row for DBX ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 29,065 shares; 2015Q2: 33,774 shares; 2015Q3: 3,764 shares; 2015Q4: 12,596 shares; 2016Q1: 13,263 shares 13,263 $327K 0.01% +667 Timeline IEO ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,849 shares; 2015Q2: 4,404 shares; 2015Q3: 3,078 shares; 2015Q4: 8,086 shares; 2016Q1: 6,276 shares 6,276 $326K 0.01% -1,810 Timeline PPT FRANKLIN PREMIER INCOME TR More: the full row for FRANKLIN PREMIER INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,785 shares; 2015Q2: 8,248 shares; 2015Q3: 60,976 shares; 2015Q4: 66,886 shares; 2016Q1: 68,722 shares 68,722 $326K 0.01% +1,836 Timeline RVT ROYCE SMALL CAP TRUST INC More: the full row for ROYCE SMALL CAP TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,212 shares; 2015Q2: 6,246 shares; 2015Q3: 6,286 shares; 2015Q4: 26,812 shares; 2016Q1: 27,650 shares 27,650 $324K 0.01% +838 Timeline XRAY DENTSPLY SIRONA INC More: the full row for DENTSPLY SIRONA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,234 shares 5,234 $323K 0.01% new Timeline MFC MANULIFE FINL CORP More: the full row for MANULIFE FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,524 shares; 2015Q2: 15,557 shares; 2015Q3: 14,935 shares; 2015Q4: 23,168 shares; 2016Q1: 22,770 shares 22,770 $322K 0.01% -398 Timeline MGEE MGE ENERGY INC More: the full row for MGE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,318 shares; 2015Q2: 5,980 shares; 2015Q3: 5,981 shares; 2015Q4: 6,104 shares; 2016Q1: 6,155 shares 6,155 $322K 0.01% +51 Timeline AON PLC AON PLC More: the full row for AON PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,138 shares; 2015Q2: 1,147 shares; 2015Q3: 1,147 shares; 2015Q4: 3,293 shares; 2016Q1: 3,077 shares 3,077 $321K 0.01% -216 MARKET VECTORS ETF TR MARKET VECTORS ETF TR More: the full row for MARKET VECTORS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,592 shares; 2015Q2: 10,742 shares; 2015Q3: 9,079 shares; 2015Q4: 12,053 shares; 2016Q1: 12,050 shares 12,050 $321K 0.01% -3 PAA PLAINS ALL AMERN PIPELINE L More: the full row for PLAINS ALL AMERN PIPELINE L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 22,298 shares; 2015Q2: 23,460 shares; 2015Q3: 17,141 shares; 2015Q4: 17,449 shares; 2016Q1: 15,236 shares 15,236 $319K 0.01% -2,213 Timeline FGD FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,918 shares; 2015Q2: 19,090 shares; 2015Q3: 6,560 shares; 2015Q4: 9,354 shares; 2016Q1: 14,162 shares 14,162 $319K 0.01% +4,808 Timeline VT VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,274 shares; 2015Q2: 19,270 shares; 2015Q3: 3,176 shares; 2015Q4: 5,550 shares; 2016Q1: 5,495 shares 5,495 $317K 0.01% -55 Timeline EIX EDISON INTL More: the full row for EDISON INTL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,114 shares; 2015Q2: 4,721 shares; 2015Q3: 4,634 shares; 2015Q4: 7,051 shares; 2016Q1: 4,411 shares 4,411 $317K 0.01% -2,640 Timeline GDL GDL FD More: the full row for GDL FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 40,599 shares; 2015Q2: 35,610 shares; 2015Q3: 35,903 shares; 2015Q4: 34,797 shares; 2016Q1: 31,602 shares 31,602 $317K 0.01% -3,195 Timeline SLYV SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 757 shares; 2015Q2: 1,656 shares; 2015Q3: 2,321 shares; 2015Q4: 2,559 shares; 2016Q1: 3,245 shares 3,245 $316K 0.01% +686 Timeline PBI PITNEY BOWES INC More: the full row for PITNEY BOWES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 38,469 shares; 2015Q2: 43,789 shares; 2015Q3: 10,506 shares; 2015Q4: 15,332 shares; 2016Q1: 14,572 shares 14,572 $314K 0.01% -760 Timeline PCAR PACCAR INC More: the full row for PACCAR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,937 shares; 2015Q2: 3,165 shares; 2015Q3: 3,621 shares; 2015Q4: 5,152 shares; 2016Q1: 5,747 shares 5,747 $314K 0.01% +595 Timeline ABERDEEN ASIA-PACIFIC INCOM… ABERDEEN ASIA-PACIFIC INCOME F More: the full row for ABERDEEN ASIA-PACIFIC INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 31,343 shares; 2015Q2: 34,900 shares; 2015Q3: 8,654 shares; 2015Q4: 71,910 shares; 2016Q1: 62,748 shares 62,748 $314K 0.01% -9,162 KIE SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 75 shares; 2015Q2: 222 shares; 2015Q3: 912 shares; 2015Q4: 2,764 shares; 2016Q1: 4,516 shares 4,516 $313K 0.01% +1,752 Timeline ROYAL BANK OF SCOTLAND GROU… ROYAL BANK OF SCOTLAND GROUP PLC More: the full row for ROYAL BANK OF SCOTLAND GROUP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 8,256 shares; 2015Q2: 8,025 shares; 2015Q3: 8,125 shares; 2015Q4: 13,007 shares; 2016Q1: 12,217 shares 12,217 $311K 0.01% -790 Pimco Income Oppty Fund Pimco Income Oppty Fund More: the full row for Pimco Income Oppty Fund Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,673 shares; 2015Q2: 2,598 shares; 2015Q3: 2,372 shares; 2015Q4: 4,009 shares; 2016Q1: 15,008 shares 15,008 $311K 0.01% +10,999 HRL HORMEL FOODS CORP More: the full row for HORMEL FOODS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 623 shares; 2015Q2: 824 shares; 2015Q3: 798 shares; 2015Q4: 3,165 shares; 2016Q1: 7,150 shares 7,150 $309K 0.01% +3,985 Timeline SPIB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,821 shares; 2015Q2: 3,709 shares; 2015Q3: 4,706 shares; 2015Q4: 8,079 shares; 2016Q1: 8,998 shares 8,998 $308K 0.01% +919 Timeline IAT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 787 shares; 2015Q2: 1,292 shares; 2015Q3: 29,000 shares; 2015Q4: 40,467 shares; 2016Q1: 9,646 shares 9,646 $307K 0.01% -30,821 Timeline RL RALPH LAUREN CORP More: the full row for RALPH LAUREN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 274 shares; 2015Q2: 275 shares; 2015Q3: 88 shares; 2015Q4: 479 shares; 2016Q1: 3,171 shares 3,171 $305K 0.01% +2,692 Timeline NUSTAR GP HOLDINGS LLC NUSTAR GP HOLDINGS LLC More: the full row for NUSTAR GP HOLDINGS LLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 17,889 shares; 2016Q1: 14,653 shares 14,653 $304K 0.01% -3,236 NFG NATIONAL FUEL GAS CO More: the full row for NATIONAL FUEL GAS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 915 shares; 2015Q2: 685 shares; 2015Q3: 1,684 shares; 2015Q4: 5,898 shares; 2016Q1: 6,054 shares 6,054 $303K 0.01% +156 Timeline FXO FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,095 shares; 2015Q2: 4,717 shares; 2015Q3: 6,397 shares; 2015Q4: 9,310 shares; 2016Q1: 13,381 shares 13,381 $303K 0.01% +4,071 Timeline GME GAMESTOP CORP More: the full row for GAMESTOP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 411 shares; 2015Q2: 416 shares; 2015Q3: 628 shares; 2015Q4: 2,868 shares; 2016Q1: 9,475 shares 9,475 $301K 0.01% +6,607 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,720 shares; 2016Q1: 14,278 shares 14,278 $301K 0.01% +11,558 SPDR SERIES TRUST OILGAS EQ… SPDR SERIES TRUST OILGAS EQUIP More: the full row for SPDR SERIES TRUST OILGAS EQUIP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 675 shares; 2015Q2: 420 shares; 2015Q3: 420 shares; 2015Q4: 18,245 shares; 2016Q1: 17,348 shares 17,348 $300K 0.01% -897 HCA HCA HEALTHCARE INC More: the full row for HCA HEALTHCARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,517 shares; 2015Q2: 4,082 shares; 2015Q3: 6,940 shares; 2015Q4: 4,076 shares; 2016Q1: 3,828 shares 3,828 $299K 0.01% -248 Timeline PATTERSON COS INC PATTERSON COS INC More: the full row for PATTERSON COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,416 shares; 2015Q3: 1,482 shares; 2015Q4: 2,043 shares; 2016Q1: 6,427 shares 6,427 $299K 0.01% +4,384 BARCLAYS BANK PLC BARCLAYS BANK PLC More: the full row for BARCLAYS BANK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,550 shares 3,550 $299K 0.01% new J P MORGAN EXCHANGE-TRADED F J P MORGAN EXCHANGE-TRADED F More: the full row for J P MORGAN EXCHANGE-TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,799 shares; 2015Q2: 4,602 shares; 2015Q3: 4,941 shares; 2015Q4: 7,670 shares; 2016Q1: 5,933 shares 5,933 $299K 0.01% -1,737 EWC ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,015 shares; 2015Q2: 4,954 shares; 2015Q3: 4,461 shares; 2015Q4: 19,281 shares; 2016Q1: 12,569 shares 12,569 $298K 0.01% -6,712 Timeline MAS MASCO CORP More: the full row for MASCO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 38,775 shares; 2015Q2: 43,177 shares; 2015Q3: not reported; 2015Q4: 23,319 shares; 2016Q1: 9,404 shares 9,404 $296K 0.01% -13,915 Timeline BIT BLACKROCK MULTI SECTOR INC T More: the full row for BLACKROCK MULTI SECTOR INC T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 6,521 shares; 2016Q1: 18,717 shares 18,717 $296K 0.01% +12,196 Timeline SINCLAIR BROADCAST GROUP LLC SINCLAIR BROADCAST GROUP LLC More: the full row for SINCLAIR BROADCAST GROUP LLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 8,835 shares; 2015Q2: 8,906 shares; 2015Q3: 9,598 shares; 2015Q4: 9,601 shares; 2016Q1: 9,628 shares 9,628 $296K 0.01% +27 LEN LENNAR CORP More: the full row for LENNAR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,082 shares; 2015Q2: 25,668 shares; 2015Q3: 15,017 shares; 2015Q4: 6,669 shares; 2016Q1: 6,105 shares 6,105 $295K 0.01% -564 Timeline XBKNX BLACKROCK INVEST QLTY MUNI More: the full row for BLACKROCK INVEST QLTY MUNI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,825 shares; 2015Q2: 4,275 shares; 2015Q3: 4,850 shares; 2015Q4: 13,078 shares; 2016Q1: 17,830 shares 17,830 $295K 0.01% +4,752 Timeline CHINA MOBILE LIMITED CHINA MOBILE LIMITED More: the full row for CHINA MOBILE LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,779 shares; 2015Q2: 2,590 shares; 2015Q3: 1,938 shares; 2015Q4: 4,276 shares; 2016Q1: 5,313 shares 5,313 $295K 0.01% +1,037 SENIOR HSG PPTYS TR SENIOR HSG PPTYS TR More: the full row for SENIOR HSG PPTYS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 18,620 shares; 2015Q2: 27,752 shares; 2015Q3: 23,492 shares; 2015Q4: 15,718 shares; 2016Q1: 16,491 shares 16,491 $295K 0.01% +773 XEL XCEL ENERGY INC More: the full row for XCEL ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,307 shares; 2015Q2: 2,173 shares; 2015Q3: 2,973 shares; 2015Q4: 6,647 shares; 2016Q1: 7,026 shares 7,026 $294K 0.01% +379 Timeline VPL VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 591 shares; 2015Q2: 1,219 shares; 2015Q3: 2,266 shares; 2015Q4: 4,821 shares; 2016Q1: 5,294 shares 5,294 $293K 0.01% +473 Timeline BLACKROCK MUNICIPAL INCOME … BLACKROCK MUNICIPAL INCOME FUN More: the full row for BLACKROCK MUNICIPAL INCOME FUN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,100 shares; 2015Q2: 1,100 shares; 2015Q3: 1,375 shares; 2015Q4: 19,597 shares; 2016Q1: 20,020 shares 20,020 $293K 0.01% +423 USCI UNITED STS COMMODITY INDEX F More: the full row for UNITED STS COMMODITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,875 shares; 2015Q2: 9,358 shares; 2015Q3: 8,505 shares; 2015Q4: 8,231 shares; 2016Q1: 7,253 shares 7,253 $293K 0.01% -978 Timeline NXP NUVEEN SELECT TAX-FREE INCOM More: the full row for NUVEEN SELECT TAX-FREE INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 683 shares; 2015Q2: 690 shares; 2015Q3: 12,099 shares; 2015Q4: 18,442 shares; 2016Q1: 19,597 shares 19,597 $292K 0.01% +1,155 Timeline QQXT FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 900 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,738 shares; 2016Q1: 7,380 shares 7,380 $291K 0.01% +5,642 Timeline TRIP TRIPADVISOR INC More: the full row for TRIPADVISOR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 310 shares; 2015Q2: not reported; 2015Q3: 871 shares; 2015Q4: 2,059 shares; 2016Q1: 4,376 shares 4,376 $291K 0.01% +2,317 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,524 shares; 2015Q3: 2,220 shares; 2015Q4: 10,226 shares; 2016Q1: 12,872 shares 12,872 $291K 0.01% +2,646 DELAWARE ENHANCED GLOBAL DI… DELAWARE ENHANCED GLOBAL DIVID More: the full row for DELAWARE ENHANCED GLOBAL DIVID Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 700 shares; 2015Q4: 8,724 shares; 2016Q1: 31,577 shares 31,577 $289K 0.01% +22,853 ICLR ICON PUB LTD CO More: the full row for ICON PUB LTD CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 565 shares; 2015Q2: 1,652 shares; 2015Q3: 1,952 shares; 2015Q4: 4,339 shares; 2016Q1: 3,837 shares 3,837 $288K 0.01% -502 Timeline KKR & CO LP KKR & CO LP More: the full row for KKR & CO LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 18,860 shares; 2015Q2: 17,305 shares; 2015Q3: 16,230 shares; 2015Q4: 21,759 shares; 2016Q1: 19,596 shares 19,596 $288K 0.01% -2,163 DEUTSCHE BK AG LONDON DEUTSCHE BK AG LONDON More: the full row for DEUTSCHE BK AG LONDON Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,284 shares; 2015Q2: 9,884 shares; 2015Q3: 11,084 shares; 2015Q4: 12,259 shares; 2016Q1: 15,748 shares 15,748 $288K 0.01% +3,489 PSF COHEN & STEERS SELECT PFD & More: the full row for COHEN & STEERS SELECT PFD & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,800 shares; 2016Q1: 11,343 shares 11,343 $287K 0.01% +543 Timeline AMAT APPLIED MATLS INC More: the full row for APPLIED MATLS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,761 shares; 2015Q2: 9,040 shares; 2015Q3: 7,338 shares; 2015Q4: 16,000 shares; 2016Q1: 13,480 shares 13,480 $286K 0.01% -2,520 Timeline SPYG SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 911 shares; 2015Q2: 249 shares; 2015Q3: 244 shares; 2015Q4: 3,050 shares; 2016Q1: 2,849 shares 2,849 $286K 0.01% -201 Timeline ROST ROSS STORES INC More: the full row for ROSS STORES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 266 shares; 2015Q2: 404 shares; 2015Q3: 547 shares; 2015Q4: 3,308 shares; 2016Q1: 4,939 shares 4,939 $286K 0.01% +1,631 Timeline EL LAUDER ESTEE COS INC More: the full row for LAUDER ESTEE COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 959 shares; 2015Q2: 1,064 shares; 2015Q3: 1,183 shares; 2015Q4: 2,718 shares; 2016Q1: 3,024 shares 3,024 $285K 0.01% +306 Timeline WU WESTERN UN CO More: the full row for WESTERN UN CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,780 shares; 2015Q2: 1,870 shares; 2015Q3: 1,972 shares; 2015Q4: 7,819 shares; 2016Q1: 14,733 shares 14,733 $284K 0.01% +6,914 Timeline PFN PIMCO INCOME STRATEGY FD II More: the full row for PIMCO INCOME STRATEGY FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,620 shares; 2015Q2: 12,205 shares; 2015Q3: 9,805 shares; 2015Q4: 36,587 shares; 2016Q1: 32,193 shares 32,193 $282K 0.01% -4,394 Timeline PEO ADAM NAT RES FD INC More: the full row for ADAM NAT RES FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,491 shares; 2015Q2: 2,189 shares; 2015Q3: 8,123 shares; 2015Q4: 12,050 shares; 2016Q1: 15,660 shares 15,660 $282K 0.01% +3,610 Timeline BARD C R INC BARD C R INC More: the full row for BARD C R INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 318 shares; 2015Q2: 318 shares; 2015Q3: 208 shares; 2015Q4: 521 shares; 2016Q1: 1,389 shares 1,389 $282K 0.01% +868 AMERIGAS PARTNERS MLP AMERIGAS PARTNERS MLP More: the full row for AMERIGAS PARTNERS MLP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,742 shares; 2015Q2: 6,941 shares; 2015Q3: 2,745 shares; 2015Q4: 5,207 shares; 2016Q1: 6,491 shares 6,491 $282K 0.01% +1,284 CREDIT SUISSE NASSAU BRH ET… CREDIT SUISSE NASSAU BRH ETN L More: the full row for CREDIT SUISSE NASSAU BRH ETN L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,528 shares; 2015Q2: 10,169 shares; 2015Q3: 11,501 shares; 2015Q4: 23,654 shares; 2016Q1: 16,986 shares 16,986 $281K 0.01% -6,668 XSW SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 65 shares; 2015Q2: 1,565 shares; 2015Q3: 4,005 shares; 2015Q4: 3,286 shares; 2016Q1: 5,823 shares 5,823 $279K 0.01% +2,537 Timeline RYDEX ETF TRUST RYDEX ETF TRUST More: the full row for RYDEX ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 23 shares; 2015Q2: 743 shares; 2015Q3: 1,380 shares; 2015Q4: 1,856 shares; 2016Q1: 3,338 shares 3,338 $278K 0.01% +1,482 HOLLYFRONTIER CORP HOLLYFRONTIER CORP More: the full row for HOLLYFRONTIER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,182 shares; 2015Q2: 4,306 shares; 2015Q3: 3,236 shares; 2015Q4: 5,848 shares; 2016Q1: 7,853 shares 7,853 $277K 0.01% +2,005 POTASH CORP OF SASKATCHEWAN POTASH CORP OF SASKATCHEWAN More: the full row for POTASH CORP OF SASKATCHEWAN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,443 shares; 2015Q2: 10,245 shares; 2015Q3: 14,519 shares; 2015Q4: 17,596 shares; 2016Q1: 16,274 shares 16,274 $277K 0.01% -1,322 RY ROYAL BK CDA More: the full row for ROYAL BK CDA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,185 shares; 2015Q2: 3,845 shares; 2015Q3: 4,632 shares; 2015Q4: 5,509 shares; 2016Q1: 4,782 shares 4,782 $275K 0.01% -727 Timeline RQI COHEN & STEERS QUALITY INCOM More: the full row for COHEN & STEERS QUALITY INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 16,961 shares; 2015Q2: 16,911 shares; 2015Q3: 19,594 shares; 2015Q4: 23,566 shares; 2016Q1: 21,996 shares 21,996 $273K 0.01% -1,570 Timeline FITB FIFTH THIRD BANCORP More: the full row for FIFTH THIRD BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 14,849 shares; 2015Q2: 15,245 shares; 2015Q3: 14,684 shares; 2015Q4: 18,187 shares; 2016Q1: 16,320 shares 16,320 $272K 0.01% -1,867 Timeline XETYX EATON VANCE TAX-MANAGED DIVE More: the full row for EATON VANCE TAX-MANAGED DIVE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,407 shares; 2015Q2: 8,288 shares; 2015Q3: 9,401 shares; 2015Q4: 25,607 shares; 2016Q1: 25,431 shares 25,431 $271K 0.01% -176 Timeline EIM EATON VANCE MUN BD FD More: the full row for EATON VANCE MUN BD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,865 shares; 2015Q2: 12,578 shares; 2015Q3: 11,380 shares; 2015Q4: 16,807 shares; 2016Q1: 20,390 shares 20,390 $271K 0.01% +3,583 Timeline Empire District Electric Co… Empire District Electric Co/Th More: the full row for Empire District Electric Co/Th Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8,186 shares; 2016Q1: 8,188 shares 8,188 $271K 0.01% +2 POWERSHARES ETF TRUST II POWERSHARES ETF TRUST II More: the full row for POWERSHARES ETF TRUST II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 5,178 shares; 2015Q3: 12,581 shares; 2015Q4: 13,195 shares; 2016Q1: 11,686 shares 11,686 $271K 0.01% -1,509 COF CAPITAL ONE FINL CORP More: the full row for CAPITAL ONE FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 840 shares; 2015Q2: 2,983 shares; 2015Q3: 3,442 shares; 2015Q4: 3,810 shares; 2016Q1: 3,896 shares 3,896 $270K 0.01% +86 Timeline GOF GUGGENHEIM STRATEGIC OPPORTU More: the full row for GUGGENHEIM STRATEGIC OPPORTU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 14,419 shares; 2015Q2: 14,082 shares; 2015Q3: 14,507 shares; 2015Q4: 20,321 shares; 2016Q1: 15,912 shares 15,912 $270K 0.01% -4,409 Timeline FCPT FOUR CORNERS PPTY TR INC More: the full row for FOUR CORNERS PPTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11,483 shares; 2016Q1: 15,029 shares 15,029 $270K 0.01% +3,546 Timeline EFG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,853 shares; 2015Q2: 5,736 shares; 2015Q3: 2,403 shares; 2015Q4: 3,406 shares; 2016Q1: 4,070 shares 4,070 $268K 0.01% +664 Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 37,120 shares; 2015Q2: 6,127 shares; 2015Q3: 3,008 shares; 2015Q4: 5,882 shares; 2016Q1: 5,360 shares 5,360 $268K 0.01% -522 IEUR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 273 shares; 2015Q4: 4,100 shares; 2016Q1: 6,483 shares 6,483 $266K 0.01% +2,383 Timeline POWERSHARES ETF TRUST HLTHC… POWERSHARES ETF TRUST HLTHCR S More: the full row for POWERSHARES ETF TRUST HLTHCR S Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,455 shares; 2015Q2: 6,229 shares; 2015Q3: 17,133 shares; 2015Q4: 20,838 shares; 2016Q1: 6,134 shares 6,134 $266K 0.01% -14,704 CME CME GROUP INC More: the full row for CME GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 589 shares; 2015Q2: 635 shares; 2015Q3: 1,061 shares; 2015Q4: 2,875 shares; 2016Q1: 2,756 shares 2,756 $265K 0.01% -119 Timeline EEMA ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 139 shares; 2015Q2: 139 shares; 2015Q3: not reported; 2015Q4: 176 shares; 2016Q1: 5,120 shares 5,120 $265K 0.01% +4,944 Timeline AOR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 775 shares; 2015Q2: 9,225 shares; 2015Q3: 11,025 shares; 2015Q4: 7,873 shares; 2016Q1: 6,723 shares 6,723 $265K 0.01% -1,150 Timeline LINKEDIN CORP LINKEDIN CORP More: the full row for LINKEDIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,084 shares; 2015Q2: 1,684 shares; 2015Q3: 1,532 shares; 2015Q4: 1,517 shares; 2016Q1: 2,311 shares 2,311 $264K 0.01% +794 WYNN WYNN RESORTS LTD More: the full row for WYNN RESORTS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 639 shares; 2015Q2: 287 shares; 2015Q3: 95 shares; 2015Q4: 1,608 shares; 2016Q1: 2,804 shares 2,804 $262K 0.01% +1,196 Timeline HARRIS CORP INC HARRIS CORP INC More: the full row for HARRIS CORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,340 shares; 2015Q2: 1,382 shares; 2015Q3: 1,652 shares; 2015Q4: 2,728 shares; 2016Q1: 3,359 shares 3,359 $262K 0.01% +631 EEFT EURONET WORLDWIDE INC More: the full row for EURONET WORLDWIDE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 51 shares; 2015Q4: 3,076 shares; 2016Q1: 3,526 shares 3,526 $261K 0.01% +450 Timeline ISCV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 42,758 shares; 2015Q2: 27,502 shares; 2015Q3: 946 shares; 2015Q4: 2,268 shares; 2016Q1: 2,191 shares 2,191 $261K 0.01% -77 Timeline FTHI FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,773 shares; 2015Q2: 6,176 shares; 2015Q3: 10,182 shares; 2015Q4: 12,949 shares; 2016Q1: 13,073 shares 13,073 $260K 0.01% +124 Timeline ROYAL DUTCH SHELL PLC SPN A… ROYAL DUTCH SHELL PLC SPN ADR More: the full row for ROYAL DUTCH SHELL PLC SPN ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,361 shares; 2015Q2: 2,151 shares; 2015Q3: 1,979 shares; 2015Q4: 5,145 shares; 2016Q1: 5,266 shares 5,266 $259K 0.01% +121 HQH ABRDN HEALTHCARE INVESTORS More: the full row for ABRDN HEALTHCARE INVESTORS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,294 shares; 2015Q2: 1,771 shares; 2015Q3: 4,089 shares; 2015Q4: 11,365 shares; 2016Q1: 10,737 shares 10,737 $258K 0.01% -628 Timeline QABA FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 400 shares; 2015Q4: 11,685 shares; 2016Q1: 6,985 shares 6,985 $257K 0.01% -4,700 Timeline POWERSHARES ETF TRUST II POWERSHARES ETF TRUST II More: the full row for POWERSHARES ETF TRUST II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,740 shares; 2015Q2: 2,365 shares; 2015Q3: 1,785 shares; 2015Q4: 3,447 shares; 2016Q1: 7,871 shares 7,871 $257K 0.01% +4,424 AWK AMERICAN WTR WKS CO INC NEW More: the full row for AMERICAN WTR WKS CO INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 18,088 shares; 2015Q2: 4,088 shares; 2015Q3: 3,511 shares; 2015Q4: 6,184 shares; 2016Q1: 3,709 shares 3,709 $256K 0.01% -2,475 Timeline RYDEX ETF TRUST HEALTH CARE RYDEX ETF TRUST HEALTH CARE More: the full row for RYDEX ETF TRUST HEALTH CARE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 948 shares; 2015Q2: 2,096 shares; 2015Q3: 829 shares; 2015Q4: 1,697 shares; 2016Q1: 1,771 shares 1,771 $256K 0.01% +74 BGR BLACKROCK ENERGY & RES TR More: the full row for BLACKROCK ENERGY & RES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 21,659 shares; 2015Q2: 12,512 shares; 2015Q3: 10,177 shares; 2015Q4: 19,438 shares; 2016Q1: 19,586 shares 19,586 $255K 0.01% +148 Timeline TUPPERWARE BRANDS CORP TUPPERWARE BRANDS CORP More: the full row for TUPPERWARE BRANDS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,750 shares; 2015Q2: 3,582 shares; 2015Q3: 3,745 shares; 2015Q4: 4,844 shares; 2016Q1: 4,400 shares 4,400 $255K 0.01% -444 HYT BLACKROCK CORPOR HI YLD FD I More: the full row for BLACKROCK CORPOR HI YLD FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 8,248 shares; 2015Q2: 8,248 shares; 2015Q3: 7,884 shares; 2015Q4: 26,166 shares; 2016Q1: 25,427 shares 25,427 $254K 0.01% -739 Timeline FERRELLGAS PARTNERS L.P. FERRELLGAS PARTNERS L.P. More: the full row for FERRELLGAS PARTNERS L.P. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,300 shares; 2015Q2: 7,300 shares; 2015Q3: 7,300 shares; 2015Q4: 14,587 shares; 2016Q1: 14,610 shares 14,610 $254K 0.01% +23 IXN ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,367 shares; 2015Q2: 11,231 shares; 2015Q3: 12,436 shares; 2015Q4: 3,529 shares; 2016Q1: 2,539 shares 2,539 $253K 0.01% -990 Timeline MARKET VECTORS ETF TR MARKET VECTORS ETF TR More: the full row for MARKET VECTORS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 550 shares; 2015Q2: 200 shares; 2015Q3: 650 shares; 2015Q4: 3,053 shares; 2016Q1: 9,057 shares 9,057 $253K 0.01% +6,004 FXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 21,701 shares; 2015Q2: 11,755 shares; 2015Q3: 2,545 shares; 2015Q4: 7,995 shares; 2016Q1: 7,468 shares 7,468 $252K 0.01% -527 Timeline VTWG VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 25 shares; 2015Q4: 950 shares; 2016Q1: 2,611 shares 2,611 $252K 0.01% +1,661 Timeline ETW EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 13,468 shares; 2015Q2: 12,861 shares; 2015Q3: 12,877 shares; 2015Q4: 28,828 shares; 2016Q1: 23,885 shares 23,885 $252K 0.01% -4,943 Timeline APACHE CORP APACHE CORP More: the full row for APACHE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,792 shares; 2015Q2: 2,456 shares; 2015Q3: 1,489 shares; 2015Q4: 3,578 shares; 2016Q1: 5,116 shares 5,116 $250K 0.01% +1,538 POWERSHARES ACTIVE MNG ETF … POWERSHARES ACTIVE MNG ETF TUS More: the full row for POWERSHARES ACTIVE MNG ETF TUS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,252 shares; 2015Q2: 960 shares; 2015Q3: 1,320 shares; 2015Q4: 3,483 shares; 2016Q1: 3,330 shares 3,330 $250K 0.01% -153 GWW WW GRAINGER INC More: the full row for WW GRAINGER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 106 shares; 2015Q2: 372 shares; 2015Q3: 684 shares; 2015Q4: 985 shares; 2016Q1: 1,066 shares 1,066 $249K 0.01% +81 Timeline PRAXAIR INC PRAXAIR INC More: the full row for PRAXAIR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 960 shares; 2015Q2: 1,014 shares; 2015Q3: 975 shares; 2015Q4: 2,231 shares; 2016Q1: 2,174 shares 2,174 $249K 0.01% -57 POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,966 shares; 2015Q2: 2,387 shares; 2015Q3: 880 shares; 2015Q4: 8,114 shares; 2016Q1: 8,244 shares 8,244 $249K 0.01% +130 HQL ABRDN LIFE SCIENCES INVESTOR More: the full row for ABRDN LIFE SCIENCES INVESTOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,459 shares; 2015Q2: 940 shares; 2015Q3: 958 shares; 2015Q4: 8,529 shares; 2016Q1: 13,804 shares 13,804 $248K 0.01% +5,275 Timeline ILTB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,073 shares; 2015Q2: 1,057 shares; 2015Q3: 1,830 shares; 2015Q4: 1,425 shares; 2016Q1: 3,960 shares 3,960 $248K 0.01% +2,535 Timeline DTD WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 810 shares; 2015Q2: 810 shares; 2015Q3: 2,027 shares; 2015Q4: 4,651 shares; 2016Q1: 3,346 shares 3,346 $248K 0.01% -1,305 Timeline UBS Alerian MLP/ MLPI UBS Alerian MLP/ MLPI More: the full row for UBS Alerian MLP/ MLPI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,367 shares; 2015Q2: 8,733 shares; 2015Q3: 9,586 shares; 2015Q4: 10,462 shares; 2016Q1: 10,327 shares 10,327 $248K 0.01% -135 MCO MOODYS CORP More: the full row for MOODYS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,160 shares; 2015Q2: 1,008 shares; 2015Q3: 1,030 shares; 2015Q4: 2,254 shares; 2016Q1: 2,562 shares 2,562 $247K 0.01% +308 Timeline CCL CARNIVAL CORP More: the full row for CARNIVAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 28,687 shares; 2015Q2: 1,166 shares; 2015Q3: 2,195 shares; 2015Q4: 4,179 shares; 2016Q1: 4,687 shares 4,687 $247K 0.01% +508 Timeline ROCKWELL COLLINS INC ROCKWELL COLLINS INC More: the full row for ROCKWELL COLLINS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 991 shares; 2015Q2: 1,407 shares; 2015Q3: 1,617 shares; 2015Q4: 2,036 shares; 2016Q1: 2,675 shares 2,675 $247K 0.01% +639 PSLV SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 60,341 shares; 2015Q2: 35,290 shares; 2015Q3: 27,770 shares; 2015Q4: 42,770 shares; 2016Q1: 39,678 shares 39,678 $246K 0.01% -3,092 Timeline PBH PRESTIGE CONSMR HEALTHCARE I More: the full row for PRESTIGE CONSMR HEALTHCARE I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,161 shares; 2015Q2: 1,223 shares; 2015Q3: 1,123 shares; 2015Q4: 1,954 shares; 2016Q1: 4,607 shares 4,607 $246K 0.01% +2,653 Timeline VAW VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,975 shares; 2015Q2: 2,940 shares; 2015Q3: 514 shares; 2015Q4: 2,363 shares; 2016Q1: 2,496 shares 2,496 $245K 0.01% +133 Timeline EFT EATON VANCE FLOATING RATE IN More: the full row for EATON VANCE FLOATING RATE IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,436 shares; 2015Q2: 2,991 shares; 2015Q3: 4,991 shares; 2015Q4: 18,560 shares; 2016Q1: 18,593 shares 18,593 $245K 0.01% +33 Timeline FRI FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,750 shares; 2015Q2: 8,286 shares; 2015Q3: 8,492 shares; 2015Q4: 4,813 shares; 2016Q1: 10,467 shares 10,467 $244K 0.01% +5,654 Timeline KAYNE ANDERSON NEXTGEN ENER… KAYNE ANDERSON NEXTGEN ENERGY More: the full row for KAYNE ANDERSON NEXTGEN ENERGY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 23,290 shares; 2015Q2: 21,601 shares; 2015Q3: 775 shares; 2015Q4: 17,540 shares; 2016Q1: 22,976 shares 22,976 $243K 0.01% +5,436 BLACKROCK MUNI INC TR II BLACKROCK MUNI INC TR II More: the full row for BLACKROCK MUNI INC TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,280 shares; 2015Q2: 2,230 shares; 2015Q3: 2,038 shares; 2015Q4: 10,726 shares; 2016Q1: 15,219 shares 15,219 $241K 0.01% +4,493 NATIONAL OILWELL VARCO INC NATIONAL OILWELL VARCO INC More: the full row for NATIONAL OILWELL VARCO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,892 shares; 2015Q2: 4,000 shares; 2015Q3: 3,892 shares; 2015Q4: 3,158 shares; 2016Q1: 7,763 shares 7,763 $241K 0.01% +4,605 SBI WESTERN ASSET INTER MUNI More: the full row for WESTERN ASSET INTER MUNI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 21,088 shares; 2016Q1: 23,145 shares 23,145 $240K 0.01% +2,057 Timeline BTT BLACKROCK MUN TARGET TERM TR More: the full row for BLACKROCK MUN TARGET TERM TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,452 shares; 2015Q2: 6,791 shares; 2015Q3: 7,636 shares; 2015Q4: 7,286 shares; 2016Q1: 10,398 shares 10,398 $239K 0.01% +3,112 Timeline TOWN TOWNEBANK PORTSMOUTH VA More: the full row for TOWNEBANK PORTSMOUTH VA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 12,454 shares; 2015Q2: 12,454 shares; 2015Q3: 12,454 shares; 2015Q4: 12,454 shares; 2016Q1: 12,454 shares 12,454 $239K 0.01% 0 Timeline ZWEIG TOTAL RETURN FD INC ZWEIG TOTAL RETURN FD INC More: the full row for ZWEIG TOTAL RETURN FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 18,559 shares; 2015Q2: 18,559 shares; 2015Q3: 18,659 shares; 2015Q4: 20,081 shares; 2016Q1: 19,931 shares 19,931 $239K 0.01% -150 RITEAID CORP RITEAID CORP More: the full row for RITEAID CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 21,069 shares; 2015Q2: 24,642 shares; 2015Q3: 30,690 shares; 2015Q4: 35,187 shares; 2016Q1: 29,202 shares 29,202 $238K 0.01% -5,985 RCL ROYAL CARIBBEAN GROUP More: the full row for ROYAL CARIBBEAN GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 14,180 shares; 2015Q2: 658 shares; 2015Q3: 741 shares; 2015Q4: 2,476 shares; 2016Q1: 2,902 shares 2,902 $238K 0.01% +426 Timeline TGNA TEGNA INC More: the full row for TEGNA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 883 shares; 2015Q4: 8,439 shares; 2016Q1: 10,152 shares 10,152 $238K 0.01% +1,713 Timeline MEAD JOHNSON NUTRITION CO MEAD JOHNSON NUTRITION CO More: the full row for MEAD JOHNSON NUTRITION CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 157 shares; 2015Q2: 173 shares; 2015Q3: 367 shares; 2015Q4: 1,819 shares; 2016Q1: 2,807 shares 2,807 $238K 0.01% +988 TIFFANY & CO NEW TIFFANY & CO NEW More: the full row for TIFFANY & CO NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,170 shares; 2015Q2: 960 shares; 2015Q3: 1,910 shares; 2015Q4: 1,783 shares; 2016Q1: 3,242 shares 3,242 $238K 0.01% +1,459 BLV VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 813 shares; 2015Q2: 781 shares; 2015Q3: 806 shares; 2015Q4: 2,346 shares; 2016Q1: 2,547 shares 2,547 $237K 0.01% +201 Timeline FISV FISERV INC More: the full row for FISERV INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,546 shares; 2015Q2: 1,626 shares; 2015Q3: 1,272 shares; 2015Q4: 2,606 shares; 2016Q1: 2,299 shares 2,299 $236K 0.01% -307 Timeline IMCV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,315 shares; 2015Q2: 2,957 shares; 2015Q3: 1,579 shares; 2015Q4: 1,915 shares; 2016Q1: 1,911 shares 1,911 $236K 0.01% -4 Timeline ST JUDE MED INC ST JUDE MED INC More: the full row for ST JUDE MED INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,314 shares; 2015Q2: 2,252 shares; 2015Q3: 2,502 shares; 2015Q4: 4,137 shares; 2016Q1: 4,296 shares 4,296 $236K 0.01% +159 ZTS ZOETIS INC More: the full row for ZOETIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 465 shares; 2015Q2: 783 shares; 2015Q3: 4,963 shares; 2015Q4: 6,012 shares; 2016Q1: 5,298 shares 5,298 $235K 0.01% -714 Timeline PCG PG&E CORP More: the full row for PG&E CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,828 shares; 2015Q2: 1,766 shares; 2015Q3: 1,466 shares; 2015Q4: 4,191 shares; 2016Q1: 3,928 shares 3,928 $235K 0.01% -263 Timeline CHIMERA INVESTMENT CORP CHIMERA INVESTMENT CORP More: the full row for CHIMERA INVESTMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 16,516 shares; 2015Q3: not reported; 2015Q4: 20,265 shares; 2016Q1: 17,293 shares 17,293 $235K 0.01% -2,972 USNA USANA HEALTH SCIENCES INC More: the full row for USANA HEALTH SCIENCES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 57 shares; 2016Q1: 1,934 shares 1,934 $235K 0.01% +1,877 Timeline LIBERTY TAX INC LIBERTY TAX INC More: the full row for LIBERTY TAX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,014 shares 12,014 $235K 0.01% new USIG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,063 shares; 2015Q2: 772 shares; 2015Q3: 755 shares; 2015Q4: 2,158 shares; 2016Q1: 2,117 shares 2,117 $234K 0.01% -41 Timeline SCHD SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,077 shares; 2015Q2: 2,643 shares; 2015Q3: 2,937 shares; 2015Q4: 7,629 shares; 2016Q1: 5,827 shares 5,827 $234K 0.01% -1,802 Timeline LNT ALLIANT ENERGY CORP More: the full row for ALLIANT ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,425 shares; 2015Q2: 1,209 shares; 2015Q3: 756 shares; 2015Q4: 2,602 shares; 2016Q1: 3,155 shares 3,155 $234K 0.01% +553 Timeline AEE AMEREN CORP More: the full row for AMEREN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,081 shares; 2015Q2: 3,051 shares; 2015Q3: 3,068 shares; 2015Q4: 4,961 shares; 2016Q1: 4,653 shares 4,653 $233K 0.01% -308 Timeline ILCV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,914 shares; 2015Q2: 1,889 shares; 2015Q3: 1,896 shares; 2015Q4: 2,636 shares; 2016Q1: 2,730 shares 2,730 $229K 0.01% +94 Timeline BLACKROCK MUN BD TR BLACKROCK MUN BD TR More: the full row for BLACKROCK MUN BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,827 shares; 2015Q2: 1,841 shares; 2015Q3: 1,854 shares; 2015Q4: 10,736 shares; 2016Q1: 13,406 shares 13,406 $229K 0.01% +2,670 AOM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,570 shares; 2015Q2: 2,881 shares; 2015Q3: 2,881 shares; 2015Q4: 7,407 shares; 2016Q1: 6,577 shares 6,577 $229K 0.01% -830 Timeline POWERSHARES S&P POWERSHARES S&P More: the full row for POWERSHARES S&P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,804 shares; 2016Q1: 11,588 shares 11,588 $229K 0.01% +5,784 RWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,778 shares; 2015Q2: 12,871 shares; 2015Q3: 7,598 shares; 2015Q4: 7,827 shares; 2016Q1: 5,487 shares 5,487 $227K 0.01% -2,340 Timeline Invesco Global Listed Priva… Invesco Global Listed Private Equ… More: the full row for Invesco Global Listed Private Equity ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,239 shares; 2015Q2: 11,321 shares; 2015Q3: 12,511 shares; 2015Q4: 24,896 shares; 2016Q1: 22,030 shares 22,030 $227K 0.01% -2,866 ARM HLDGS PLC ARM HLDGS PLC More: the full row for ARM HLDGS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 212 shares; 2015Q2: 218 shares; 2015Q3: 253 shares; 2015Q4: 1,313 shares; 2016Q1: 5,202 shares 5,202 $227K 0.01% +3,889 CRUS CIRRUS LOGIC INC More: the full row for CIRRUS LOGIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,430 shares; 2015Q2: 5,721 shares; 2015Q3: 6,391 shares; 2015Q4: 7,200 shares; 2016Q1: 6,204 shares 6,204 $226K 0.01% -996 Timeline FNY FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 475 shares; 2015Q3: 475 shares; 2015Q4: 1,647 shares; 2016Q1: 7,795 shares 7,795 $225K 0.01% +6,148 Timeline GNMA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,456 shares; 2015Q2: 3,618 shares; 2015Q3: 3,314 shares; 2015Q4: 3,752 shares; 2016Q1: 4,398 shares 4,398 $223K 0.01% +646 Timeline PCM PCM FD INC More: the full row for PCM FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 14,155 shares; 2015Q2: 14,155 shares; 2015Q3: 14,155 shares; 2015Q4: 16,567 shares; 2016Q1: 23,597 shares 23,597 $223K 0.01% +7,030 Timeline SILVER WHEATON CORP SILVER WHEATON CORP More: the full row for SILVER WHEATON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,281 shares; 2015Q2: 10,376 shares; 2015Q3: 11,920 shares; 2015Q4: 12,891 shares; 2016Q1: 13,451 shares 13,451 $223K 0.01% +560 CINF CINCINNATI FINL CORP More: the full row for CINCINNATI FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 559 shares; 2015Q4: 2,021 shares; 2016Q1: 3,378 shares 3,378 $221K 0.01% +1,357 Timeline EWG ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,050 shares; 2015Q2: 4,697 shares; 2015Q3: 3,829 shares; 2015Q4: 11,262 shares; 2016Q1: 8,597 shares 8,597 $221K 0.01% -2,665 Timeline WT WISDOMTREE INC More: the full row for WISDOMTREE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6 shares; 2015Q2: 210 shares; 2015Q3: 1,227 shares; 2015Q4: 15,452 shares; 2016Q1: 19,310 shares 19,310 $221K 0.01% +3,858 Timeline BGS B & G FOODS INC More: the full row for B & G FOODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,448 shares; 2015Q2: 6,933 shares; 2015Q3: 4,011 shares; 2015Q4: 5,593 shares; 2016Q1: 6,359 shares 6,359 $221K 0.01% +766 Timeline LRGF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8,972 shares; 2016Q1: 9,075 shares 9,075 $221K 0.01% +103 Timeline SPFF GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,770 shares; 2015Q2: 9,570 shares; 2015Q3: 9,570 shares; 2015Q4: 10,827 shares; 2016Q1: 16,638 shares 16,638 $221K 0.01% +5,811 Timeline INVESCO WATER RESOURCES ETF INVESCO WATER RESOURCES ETF More: the full row for INVESCO WATER RESOURCES ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 20,965 shares; 2015Q2: 7,305 shares; 2015Q3: 5,405 shares; 2015Q4: 9,188 shares; 2016Q1: 10,048 shares 10,048 $221K 0.01% +860 WDFC WD 40 CO More: the full row for WD 40 CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 35 shares; 2015Q2: 35 shares; 2015Q3: 35 shares; 2015Q4: 2,035 shares; 2016Q1: 2,035 shares 2,035 $220K 0.01% 0 Timeline QVAL EA SERIES TRUST More: the full row for EA SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 8,184 shares; 2015Q3: 8,892 shares; 2015Q4: 10,472 shares; 2016Q1: 9,371 shares 9,371 $220K 0.01% -1,101 Timeline ITB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,627 shares; 2015Q2: 4,831 shares; 2015Q3: 9,282 shares; 2015Q4: 30,513 shares; 2016Q1: 8,102 shares 8,102 $219K 0.01% -22,411 Timeline MNA NYLIM ETF TR More: the full row for NYLIM ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 268 shares; 2015Q4: 9,806 shares; 2016Q1: 7,557 shares 7,557 $218K 0.01% -2,249 Timeline EPS WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,098 shares; 2015Q2: 650 shares; 2015Q3: 650 shares; 2015Q4: 3,120 shares; 2016Q1: 3,120 shares 3,120 $217K 0.01% 0 Timeline PROVIDENCE SVC CORP PROVIDENCE SVC CORP More: the full row for PROVIDENCE SVC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,245 shares; 2016Q1: 4,245 shares 4,245 $217K 0.01% 0 SOLARCITY CORP SOLARCITY CORP More: the full row for SOLARCITY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,151 shares; 2015Q2: 9,248 shares; 2015Q3: 10,623 shares; 2015Q4: 10,926 shares; 2016Q1: 8,784 shares 8,784 $216K 0.01% -2,142 IGM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 221 shares; 2015Q2: 121 shares; 2015Q3: 121 shares; 2015Q4: 2,099 shares; 2016Q1: 1,943 shares 1,943 $215K 0.01% -156 Timeline AIZ ASSURANT INC More: the full row for ASSURANT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 310 shares; 2015Q2: 99 shares; 2015Q3: 135 shares; 2015Q4: 17,132 shares; 2016Q1: 2,787 shares 2,787 $215K 0.01% -14,345 Timeline HIG HARTFORD INSURANCE GROUP INC More: the full row for HARTFORD INSURANCE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,228 shares; 2015Q2: 2,940 shares; 2015Q3: 3,054 shares; 2015Q4: 4,177 shares; 2016Q1: 4,669 shares 4,669 $215K 0.01% +492 Timeline BST BLACKROCK SCIENCE & TECHNOLO More: the full row for BLACKROCK SCIENCE & TECHNOLO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 4,894 shares; 2015Q3: 10,099 shares; 2015Q4: 12,219 shares; 2016Q1: 12,641 shares 12,641 $215K 0.01% +422 Timeline BTZ BLACKROCK CR ALLOCATION More: the full row for BLACKROCK CR ALLOCATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,073 shares; 2015Q2: 15,068 shares; 2015Q3: 14,788 shares; 2015Q4: 20,041 shares; 2016Q1: 17,204 shares 17,204 $215K 0.01% -2,837 Timeline DSW INC-CLASS A DSW INC-CLASS A More: the full row for DSW INC-CLASS A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,397 shares; 2015Q2: 4,223 shares; 2015Q3: 3,855 shares; 2015Q4: 8,519 shares; 2016Q1: 7,765 shares 7,765 $215K 0.01% -754 EWQ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 869 shares; 2015Q2: 899 shares; 2015Q3: 899 shares; 2015Q4: 13,272 shares; 2016Q1: 8,896 shares 8,896 $215K 0.01% -4,376 Timeline Invesco Intl Developed Low … Invesco Intl Developed Low Vol More: the full row for Invesco Intl Developed Low Vol Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,070 shares; 2015Q2: 4,705 shares; 2015Q3: 11,025 shares; 2015Q4: 9,511 shares; 2016Q1: 7,145 shares 7,145 $214K 0.01% -2,366 BABSON CAPITAL PARTICIPATION BABSON CAPITAL PARTICIPATION More: the full row for BABSON CAPITAL PARTICIPATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7,834 shares; 2016Q1: 14,974 shares 14,974 $214K 0.01% +7,140 IWC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 294 shares; 2015Q2: 416 shares; 2015Q3: 22,449 shares; 2015Q4: 24,570 shares; 2016Q1: 3,143 shares 3,143 $213K 0.01% -21,427 Timeline CEDAR FAIR L P CEDAR FAIR L P More: the full row for CEDAR FAIR L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 15 shares; 2015Q3: 2,015 shares; 2015Q4: 2,204 shares; 2016Q1: 3,578 shares 3,578 $213K 0.01% +1,374 REGAL ENTMT GROUP REGAL ENTMT GROUP More: the full row for REGAL ENTMT GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,500 shares; 2016Q1: 10,090 shares 10,090 $213K 0.01% -410 PIMCO MUN INCOME FD III PIMCO MUN INCOME FD III More: the full row for PIMCO MUN INCOME FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,650 shares; 2015Q2: 20,650 shares; 2015Q3: 17,150 shares; 2015Q4: 12,850 shares; 2016Q1: 17,489 shares 17,489 $212K 0.01% +4,639 CNOOC LIMITED CNOOC LIMITED More: the full row for CNOOC LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,446 shares; 2015Q2: 1,807 shares; 2015Q3: 1,858 shares; 2015Q4: 1,813 shares; 2016Q1: 1,813 shares 1,813 $212K 0.01% 0 INVESTORS BANCORP, INC. INVESTORS BANCORP, INC. More: the full row for INVESTORS BANCORP, INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 18,852 shares; 2015Q2: 18,630 shares; 2015Q3: 18,533 shares; 2015Q4: 18,373 shares; 2016Q1: 18,248 shares 18,248 $212K 0.01% -125 APOLLO INVT CORP APOLLO INVT CORP More: the full row for APOLLO INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,815 shares; 2015Q2: 10,970 shares; 2015Q3: 11,345 shares; 2015Q4: 29,118 shares; 2016Q1: 38,053 shares 38,053 $211K 0.01% +8,935 CHICAGO BRIDGE & IRON CO NV CHICAGO BRIDGE & IRON CO NV More: the full row for CHICAGO BRIDGE & IRON CO NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,285 shares; 2015Q2: 11,563 shares; 2015Q3: 8,013 shares; 2015Q4: 7,268 shares; 2016Q1: 5,771 shares 5,771 $211K 0.01% -1,497 ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 8,925 shares; 2015Q4: 5,750 shares; 2016Q1: 3,700 shares 3,700 $211K 0.01% -2,050 EUSA ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,029 shares; 2015Q2: 4,033 shares; 2015Q3: 4,037 shares; 2015Q4: 8,021 shares; 2016Q1: 4,922 shares 4,922 $210K 0.01% -3,099 Timeline HYMB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 892 shares; 2015Q2: 1,109 shares; 2015Q3: 1,109 shares; 2015Q4: 3,692 shares; 2016Q1: 3,647 shares 3,647 $210K 0.01% -45 Timeline GLOF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,194 shares; 2016Q1: 9,063 shares 9,063 $210K 0.01% -131 Timeline NVDA NVIDIA CORPORATION More: the full row for NVIDIA CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 800 shares; 2015Q2: 1,087 shares; 2015Q3: 988 shares; 2015Q4: 3,275 shares; 2016Q1: 5,863 shares 5,863 $209K 0.01% +2,588 Timeline VMO INVESCO MUN OPPORTUNIT TR More: the full row for INVESCO MUN OPPORTUNIT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,207 shares; 2015Q2: 6,007 shares; 2015Q3: 6,007 shares; 2015Q4: 11,445 shares; 2016Q1: 14,999 shares 14,999 $209K 0.01% +3,554 Timeline DUNKIN BRANDS GROUP INC DUNKIN BRANDS GROUP INC More: the full row for DUNKIN BRANDS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 733 shares; 2015Q2: 935 shares; 2015Q3: 604 shares; 2015Q4: 3,860 shares; 2016Q1: 4,434 shares 4,434 $209K 0.01% +574 RR DONNELLEY + SONS CO RR DONNELLEY + SONS CO More: the full row for RR DONNELLEY + SONS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,722 shares; 2015Q2: 9,497 shares; 2015Q3: 10,550 shares; 2015Q4: 11,185 shares; 2016Q1: 12,771 shares 12,771 $209K 0.01% +1,586 UTG REAVES UTIL INCOME FD More: the full row for REAVES UTIL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,356 shares; 2015Q2: 6,681 shares; 2015Q3: 6,652 shares; 2015Q4: 7,913 shares; 2016Q1: 6,938 shares 6,938 $208K 0.01% -975 Timeline M MACYS INC More: the full row for MACYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,526 shares; 2015Q2: 3,249 shares; 2015Q3: 5,279 shares; 2015Q4: 5,188 shares; 2016Q1: 4,685 shares 4,685 $207K 0.01% -503 Timeline HISF FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,372 shares; 2015Q2: 2,283 shares; 2015Q3: 2,575 shares; 2015Q4: 3,323 shares; 2016Q1: 4,302 shares 4,302 $207K 0.01% +979 Timeline QQEW FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,091 shares; 2015Q2: 11,522 shares; 2015Q3: 5,025 shares; 2015Q4: 8,536 shares; 2016Q1: 4,850 shares 4,850 $205K 0.01% -3,686 Timeline NUVEEN PERFORMANCE PLUS MUN NUVEEN PERFORMANCE PLUS MUN More: the full row for NUVEEN PERFORMANCE PLUS MUN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 650 shares; 2015Q2: 650 shares; 2015Q3: 650 shares; 2015Q4: 6,960 shares; 2016Q1: 13,042 shares 13,042 $205K 0.01% +6,082 MAXIM INTEGRATED PRODS INC MAXIM INTEGRATED PRODS INC More: the full row for MAXIM INTEGRATED PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 649 shares; 2015Q2: 312 shares; 2015Q3: 129 shares; 2015Q4: 3,300 shares; 2016Q1: 5,550 shares 5,550 $204K 0.01% +2,250 AVENUE INCOME CR STRATEGIES AVENUE INCOME CR STRATEGIES More: the full row for AVENUE INCOME CR STRATEGIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 13,920 shares; 2015Q3: 18,148 shares; 2015Q4: 19,859 shares; 2016Q1: 18,578 shares 18,578 $204K 0.01% -1,281 GUGGENHEIM ETF GUGGENHEIM ETF More: the full row for GUGGENHEIM ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,425 shares; 2015Q2: 1,390 shares; 2015Q3: 1,555 shares; 2015Q4: 3,603 shares; 2016Q1: 4,220 shares 4,220 $204K 0.01% +617 CMF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 205 shares; 2015Q2: 285 shares; 2015Q3: 278 shares; 2015Q4: 1,870 shares; 2016Q1: 1,701 shares 1,701 $203K 0.01% -169 Timeline ETJ EATON VANCE RISK-MANAGED DIV More: the full row for EATON VANCE RISK-MANAGED DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 768 shares; 2015Q2: 768 shares; 2015Q3: 1,491 shares; 2015Q4: 22,250 shares; 2016Q1: 21,366 shares 21,366 $203K 0.01% -884 Timeline VONV VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 759 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,334 shares; 2016Q1: 2,335 shares 2,335 $202K 0.01% +1 Timeline CALM CAL MAINE FOODS INC More: the full row for CAL MAINE FOODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 250 shares; 2015Q3: 551 shares; 2015Q4: 2,338 shares; 2016Q1: 3,883 shares 3,883 $202K 0.01% +1,545 Timeline LVS LAS VEGAS SANDS CORP More: the full row for LAS VEGAS SANDS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,632 shares; 2015Q2: 3,070 shares; 2015Q3: 2,518 shares; 2015Q4: 3,572 shares; 2016Q1: 3,895 shares 3,895 $201K 0.01% +323 Timeline BALL BALL CORP More: the full row for BALL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,937 shares; 2015Q2: 1,940 shares; 2015Q3: 1,944 shares; 2015Q4: 3,182 shares; 2016Q1: 2,819 shares 2,819 $201K 0.01% -363 Timeline EWL ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,641 shares; 2015Q2: 1,004 shares; 2015Q3: 1,041 shares; 2015Q4: 7,101 shares; 2016Q1: 6,760 shares 6,760 $201K 0.01% -341 Timeline NNY NUVEEN N Y MUN VALUE FD More: the full row for NUVEEN N Y MUN VALUE FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,000 shares; 2015Q3: 1,000 shares; 2015Q4: 21,475 shares; 2016Q1: 19,858 shares 19,858 $201K 0.01% -1,617 Timeline BARCLAYS BANK PLC BARCLAYS BANK PLC More: the full row for BARCLAYS BANK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 6,959 shares; 2015Q2: 6,868 shares; 2015Q3: 6,876 shares; 2015Q4: 7,865 shares; 2016Q1: 7,865 shares 7,865 $201K 0.01% 0 PowerShares CEF Income Comp… PowerShares CEF Income Composite More: the full row for PowerShares CEF Income Composite Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 17,988 shares; 2015Q2: 17,534 shares; 2015Q3: 15,538 shares; 2015Q4: 16,658 shares; 2016Q1: 9,330 shares 9,330 $201K 0.01% -7,328 NUVEEN QUALITY PFD INCOME FD NUVEEN QUALITY PFD INCOME FD More: the full row for NUVEEN QUALITY PFD INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 31,047 shares; 2015Q2: 27,837 shares; 2015Q3: 25,124 shares; 2015Q4: 25,956 shares; 2016Q1: 24,080 shares 24,080 $200K 0.01% -1,876 BLACKROCK MUNI 2018 TERM TR BLACKROCK MUNI 2018 TERM TR More: the full row for BLACKROCK MUNI 2018 TERM TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,000 shares; 2016Q1: 13,000 shares 13,000 $200K 0.01% 0 WHR WHIRLPOOL CORP More: the full row for WHIRLPOOL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 553 shares; 2015Q2: 347 shares; 2015Q3: 350 shares; 2015Q4: 1,365 shares; 2016Q1: 1,106 shares 1,106 $199K 0.01% -259 Timeline DOV DOVER CORP More: the full row for DOVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,946 shares; 2015Q2: 12,508 shares; 2015Q3: 14,657 shares; 2015Q4: 4,639 shares; 2016Q1: 3,098 shares 3,098 $199K 0.01% -1,541 Timeline MARKET VECTORS ETF TR MARKET VECTORS ETF TR More: the full row for MARKET VECTORS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,252 shares; 2015Q2: 7,420 shares; 2015Q3: 7,146 shares; 2015Q4: 8,174 shares; 2016Q1: 9,785 shares 9,785 $199K 0.01% +1,611 PFL PIMCO INCOME STRATEGY FD More: the full row for PIMCO INCOME STRATEGY FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,295 shares; 2015Q2: 3,638 shares; 2015Q3: 3,638 shares; 2015Q4: 13,654 shares; 2016Q1: 20,749 shares 20,749 $198K 0.01% +7,095 Timeline SCHW CHARLES SCHWAB CORP (THE) More: the full row for CHARLES SCHWAB CORP (THE) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,295 shares; 2015Q2: 3,123 shares; 2015Q3: 5,050 shares; 2015Q4: 7,101 shares; 2016Q1: 7,029 shares 7,029 $197K 0.01% -72 Timeline FIS FIDELITY NATL INFORMATION SV More: the full row for FIDELITY NATL INFORMATION SV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 990 shares; 2015Q2: 41 shares; 2015Q3: 167 shares; 2015Q4: 2,484 shares; 2016Q1: 3,113 shares 3,113 $197K 0.01% +629 Timeline RVTY REVVITY INC More: the full row for REVVITY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1 shares; 2015Q2: 36 shares; 2015Q3: 50 shares; 2015Q4: 61 shares; 2016Q1: 3,989 shares 3,989 $197K 0.01% +3,928 Timeline FSLR FIRST SOLAR INC More: the full row for FIRST SOLAR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,293 shares; 2015Q2: 3,094 shares; 2015Q3: 3,169 shares; 2015Q4: 3,893 shares; 2016Q1: 2,858 shares 2,858 $196K 0.01% -1,035 Timeline MU MICRON TECHNOLOGY INC More: the full row for MICRON TECHNOLOGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 7,650 shares; 2015Q2: 7,907 shares; 2015Q3: 11,786 shares; 2015Q4: 14,478 shares; 2016Q1: 18,658 shares 18,658 $195K 0.01% +4,180 Timeline NAD NUVEEN QUALITY MUNCP INCOME More: the full row for NUVEEN QUALITY MUNCP INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 11,740 shares; 2015Q2: 11,548 shares; 2015Q3: 9,964 shares; 2015Q4: 13,223 shares; 2016Q1: 13,228 shares 13,228 $195K 0.01% +5 Timeline SPAB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 80 shares; 2015Q2: 80 shares; 2015Q3: 80 shares; 2015Q4: 1,747 shares; 2016Q1: 3,322 shares 3,322 $195K 0.01% +1,575 Timeline XNXJX NUVEEN NEW JERSEY More: the full row for NUVEEN NEW JERSEY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,143 shares; 2015Q2: 3,146 shares; 2015Q3: 7,009 shares; 2015Q4: 11,158 shares; 2016Q1: 13,759 shares 13,759 $195K 0.01% +2,601 Timeline IEP ICAHN ENTERPRISES LP More: the full row for ICAHN ENTERPRISES LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,502 shares; 2015Q2: 1,299 shares; 2015Q3: 1,217 shares; 2015Q4: 3,283 shares; 2016Q1: 3,097 shares 3,097 $195K 0.01% -186 Timeline EDF VIRTUS STONE HBR EMRG MKTS I More: the full row for VIRTUS STONE HBR EMRG MKTS I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 55 shares; 2015Q2: 55 shares; 2015Q3: 55 shares; 2015Q4: 15,512 shares; 2016Q1: 15,263 shares 15,263 $195K 0.01% -249 Timeline ALPINE GLOBAL PREMIER PPTYS ALPINE GLOBAL PREMIER PPTYS More: the full row for ALPINE GLOBAL PREMIER PPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 32,260 shares; 2015Q2: 25,576 shares; 2015Q3: 40,006 shares; 2015Q4: 48,219 shares; 2016Q1: 34,833 shares 34,833 $195K 0.01% -13,386