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MCGLINN CAPITAL MANAGEMENT INC

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13F filer, CIK 63995, WYOMISSING, PA

MCGLINN CAPITAL MANAGEMENT INC reported $49,396,000 across 68 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-12. Its ten largest share positions make up 44.51% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000063995-14-000004

Period
2014-09-30
Reported value
$49.4M
Holdings
68
Top 10 weight
44.51%
New
16
Sold out
16

Largest buys vs the previous quarter

SecurityShares changeApprox. value
YAHOO INCnew+52,800$2.15M
NUSnew+32,300$1.45M
TBTadded+25,000$1.41M
ELLINGTON FINANCIAL LLCnew+50,400$1.12M
OCWEN FINL CORPadded+36,700$961K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GSreduced-4,450-$816K
NEMreduced-28,400-$655K
CIT GROUP INC COM NEWreduced-14,000-$643K
MPTreduced-52,200-$641K
MSreduced-18,500-$639K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0000063995-14-000004, largest first. % of portfolio is the value over $49,396,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
TBTPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 60,000 shares; 2014Q1: 60,000 shares; 2014Q2: 60,000 shares; 2014Q3: 85,000 shares 85,000$4.79M9.69%+25,000Timeline
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 62,000 shares; 2014Q1: 90,000 shares; 2014Q2: 100,000 shares; 2014Q3: 91,000 shares 91,000$2.84M5.74%-9,000
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 4,250 shares; 2014Q1: 4,250 shares; 2014Q2: 29,050 shares; 2014Q3: 27,150 shares 27,150$2.73M5.54%-1,900Timeline
YAHOO INCYAHOO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 52,800 shares 52,800$2.15M4.36%new
OCWEN FINL CORPOCWEN FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 44,000 shares; 2014Q2: 32,400 shares; 2014Q3: 69,100 shares 69,100$1.81M3.66%+36,700
SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 93,400 shares; 2014Q3: 95,500 shares 95,500$1.7M3.44%+2,100
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 100,000 shares; 2014Q2: 100,000 shares; 2014Q3: 102,000 shares 102,000$1.7M3.44%+2,000
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 30,400 shares; 2014Q1: 38,700 shares; 2014Q2: 38,700 shares; 2014Q3: 28,300 shares 28,300$1.47M2.97%-10,400Timeline
NUSNU SKIN ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 21,000 shares; 2014Q2: not reported; 2014Q3: 32,300 shares 32,300$1.45M2.94%newTimeline
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 30,000 shares; 2014Q1: 35,000 shares; 2014Q2: 42,500 shares; 2014Q3: 54,500 shares 54,500$1.34M2.72%+12,000
ALLYALLY FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 55,000 shares; 2014Q3: 55,000 shares 55,000$1.27M2.58%0Timeline
PENNEY J C INCPENNEY J C INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 131,500 shares; 2014Q1: 129,000 shares; 2014Q2: 127,800 shares; 2014Q3: 126,800 shares 126,800$1.27M2.58%-1,000
ELLINGTON FINANCIAL LLCELLINGTON FINANCIAL LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 50,400 shares 50,400$1.12M2.27%new
RYAMRAYONIER ADVANCED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 5,493 shares; 2014Q3: 33,700 shares 33,700$1.11M2.25%+28,207Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 62,800 shares; 2014Q1: 62,800 shares; 2014Q2: 62,800 shares; 2014Q3: 62,300 shares 62,300$1.06M2.15%-500Timeline
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 16,000 shares; 2014Q2: 26,100 shares; 2014Q3: 38,400 shares 38,400$947K1.92%+12,300
TPHTRI POINTE HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 72,800 shares 72,800$942K1.91%newTimeline
DIREXION DLY MID CAP BEAR 3XDIREXION DLY MID CAP BEAR 3XQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 38,000 shares; 2014Q1: 66,000 shares; 2014Q2: 66,000 shares; 2014Q3: 61,000 shares 61,000$938K1.9%-5,000
DHID R HORTON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 45,000 shares 45,000$923K1.87%newTimeline
WALTER INVT MGMT CORPWALTER INVT MGMT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 46,100 shares; 2014Q2: 26,300 shares; 2014Q3: 39,000 shares 39,000$856K1.73%+12,700
OCOWENS CORNING NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 25,000 shares 25,000$794K1.61%newTimeline
EBAYEBAY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 20,000 shares; 2014Q3: 13,700 shares 13,700$776K1.57%-6,300Timeline
BPBP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 17,000 shares 17,000$747K1.51%newTimeline
APOLLO INVT CORPAPOLLO INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 71,000 shares; 2014Q2: 109,000 shares; 2014Q3: 90,000 shares 90,000$735K1.49%-19,000
CBS CORP NEWCBS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 13,600 shares 13,600$728K1.47%new
ROYTLPACIFIC COAST OIL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 71,000 shares; 2014Q1: 69,000 shares; 2014Q2: 69,000 shares; 2014Q3: 69,000 shares 69,000$707K1.43%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 18,700 shares; 2014Q1: 15,100 shares; 2014Q2: 15,100 shares; 2014Q3: 27,100 shares 27,100$694K1.4%+12,000
SANBANCO SANTANDER SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 86,137 shares; 2014Q1: 85,346 shares; 2014Q2: 70,161 shares; 2014Q3: 69,591 shares 69,591$661K1.34%-570Timeline
ROCKET FUEL INCROCKET FUEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 37,000 shares 37,000$585K1.18%new
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWANQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 33,500 shares; 2014Q1: 22,500 shares; 2014Q2: 19,500 shares; 2014Q3: 16,900 shares 16,900$584K1.18%-2,600
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 47,000 shares; 2014Q1: 36,000 shares; 2014Q2: 64,000 shares; 2014Q3: 54,000 shares 54,000$578K1.17%-10,000
ALCATEL-LUCENTALCATEL-LUCENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 200,000 shares; 2014Q1: 182,500 shares; 2014Q2: 182,500 shares; 2014Q3: 182,500 shares 182,500$553K1.12%0
FIFTH STREET FIN CORP COMFIFTH STREET FIN CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 54,000 shares; 2014Q1: 53,000 shares; 2014Q2: 48,000 shares; 2014Q3: 59,000 shares 59,000$542K1.1%+11,000
RYNRAYONIER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 42,500 shares; 2014Q1: 41,500 shares; 2014Q2: 16,500 shares; 2014Q3: 16,500 shares 16,500$514K1.04%0Timeline
CIT GROUP INC COM NEWCIT GROUP INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 17,100 shares; 2014Q1: 17,100 shares; 2014Q2: 25,100 shares; 2014Q3: 11,100 shares 11,100$510K1.03%-14,000
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 43,000 shares; 2014Q1: 43,000 shares; 2014Q2: 43,000 shares; 2014Q3: 32,000 shares 32,000$473K0.96%-11,000Timeline
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 88,000 shares; 2014Q1: 62,679 shares; 2014Q2: 62,679 shares; 2014Q3: 62,679 shares 62,679$470K0.95%0
NEMNEWMONT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 48,000 shares; 2014Q3: 19,600 shares 19,600$452K0.92%-28,400Timeline
DIEBOLD NXDF INCDIEBOLD NXDF INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 12,500 shares 12,500$442K0.89%new
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 6,500 shares; 2014Q1: 6,500 shares; 2014Q2: 6,500 shares; 2014Q3: 2,050 shares 2,050$376K0.76%-4,450Timeline
SILICON GRAPHICS INTL CORP …SILICON GRAPHICS INTL CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 39,687 shares 39,687$366K0.74%-313
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 48,800 shares; 2014Q1: 28,800 shares; 2014Q2: 28,800 shares; 2014Q3: 10,300 shares 10,300$356K0.72%-18,500Timeline
GSV CAPITAL CORPGSV CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 38,000 shares; 2014Q2: 38,000 shares; 2014Q3: 35,000 shares 35,000$350K0.71%-3,000
JAKKS PACIFIC INCJAKKS PACIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 11,300 shares; 2014Q1: 9,800 shares; 2014Q2: 9,800 shares; 2014Q3: 48,500 shares 48,500$344K0.7%+38,700
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares; 2014Q3: 100,000 shares 100,000$341K0.69%+50,000Timeline
Walter Energy IncWalter Energy IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 82,000 shares; 2014Q1: 122,000 shares; 2014Q2: 122,000 shares; 2014Q3: 122,000 shares 122,000$285K0.58%0
CHGGCHEGG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 95,300 shares; 2014Q2: 48,300 shares; 2014Q3: 44,500 shares 44,500$278K0.56%-3,800Timeline
PEABODY ENERGY CORPPEABODY ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 3,000 shares; 2014Q1: 13,000 shares; 2014Q2: 12,000 shares; 2014Q3: 19,500 shares 19,500$241K0.49%+7,500
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 80,700 shares; 2014Q1: 79,700 shares; 2014Q2: 70,700 shares; 2014Q3: 18,500 shares 18,500$227K0.46%-52,200Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 31,000 shares; 2014Q1: 30,500 shares; 2014Q2: 8,800 shares; 2014Q3: 8,800 shares 8,800$221K0.45%0Timeline
ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 72,100 shares; 2014Q1: 87,100 shares; 2014Q2: 92,100 shares; 2014Q3: 92,100 shares 92,100$195K0.39%0
AMERICAN RESIDENTIAL PROPER…AMERICAN RESIDENTIAL PROPERTIES I…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 45,000 shares; 2014Q1: 45,000 shares; 2014Q2: 26,700 shares; 2014Q3: 9,000 shares 9,000$165K0.33%-17,700
XILINX INCXILINX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 3,600 shares 3,600$152K0.31%new
JOEST JOE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 24,500 shares; 2014Q1: 18,000 shares; 2014Q2: 7,000 shares; 2014Q3: 7,000 shares 7,000$140K0.28%0Timeline
CRSCARPENTER TECHNOLOGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 3,000 shares 3,000$135K0.27%newTimeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 2,700 shares; 2014Q3: 2,100 shares 2,100$132K0.27%-600Timeline
CARLYLE GROUP L PCARLYLE GROUP L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 4,300 shares 4,300$131K0.27%new
II VI INCII VI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 13,800 shares; 2014Q2: 21,400 shares; 2014Q3: 10,500 shares 10,500$124K0.25%-10,900
HLFHERBALIFE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 2,500 shares 2,500$109K0.22%newTimeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 2,000 shares 2,000$107K0.22%newTimeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 10,000 shares; 2014Q2: 10,000 shares; 2014Q3: 10,000 shares 10,000$99K0.2%0Timeline
Cliff Natural Resources, In…Cliff Natural Resources, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 6,500 shares; 2014Q1: 6,500 shares; 2014Q2: 6,500 shares; 2014Q3: 6,500 shares 6,500$73K0.15%0
MFINMEDALLION FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 4,500 shares; 2014Q1: 4,500 shares; 2014Q2: 4,500 shares; 2014Q3: 4,500 shares 4,500$52K0.11%0Timeline
KING DIGITAL ENTMT PLCKING DIGITAL ENTMT PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 3,500 shares 3,500$44K0.09%new
GOLDMAN SACHS GROUP INC 6.2…GOLDMAN SACHS GROUP INC 6.2% $1.5…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 400 shares; 2014Q1: 400 shares; 2014Q2: 400 shares; 2014Q3: 400 shares 400$10K0.02%0
AVON PRODS INCAVON PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 700 shares; 2014Q1: 700 shares; 2014Q2: 700 shares; 2014Q3: 700 shares 700$9K0.02%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PROVINCE OF ONTARIOPROVINCE OF ONTARIO CONV BD 3.15 12/principal250,000$263K0
COLONY CAP INCCOLONY CAP INC NOTE 3.875% 1/1principal100,000$98K0

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
TWITTER INCTWITTER INC15,000$615Kshares
FUSION-IO INCFUSION-IO INC42,500$480Kshares
MASIMASIMO CORP19,300$455Kshares
AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP19,000$445Kshares
RACKSPACE HOSTING INCRACKSPACE HOSTING INC13,000$438Kshares
PBRPETROLEO BRASILEIRO S A29,700$435Kshares
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC34,000$406Kshares
WMWASTE MGMT INC DEL8,900$398Kshares
VANTIV INCVANTIV INC8,800$296Kshares
E M C CORP MASSE M C CORP MASS8,900$234Kshares
TTEKTETRA TECH INC NEW6,400$176Kshares
JPMORGAN CHASE + CO-CW18JPMORGAN CHASE + CO-CW188,500$164Kshares
BLACK BOX CORPBLACK BOX CORP6,500$152Kshares
NVRIENVIRI CORP5,000$133Kshares
RSGREPUBLIC SVCS INC3,300$125Kshares
AZTAAZENTA INC9,000$97Kshares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000063995-14-000004 base2014-11-12acceptance time not in the bulk data set