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Disclosery

Lenox Wealth Advisors, LLC

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13F filer, CIK 1569292, New York, NY

Lenox Wealth Advisors, LLC reported $703,068,000 across 651 holdings for the quarter ended 2020-12-31, in a 13F-HR filed 2021-01-19. Its ten largest share positions make up 78.4% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-21-005101

Period
2020-12-31
Reported value
$703M
Holdings
651
Top 10 weight
78.4%
New
115
Sold out
68

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SPYMadded+43,059$1.89M
EFAadded+17,990$1.31M
IVVadded+1,582$594K
ACWVadded+5,980$580K
NEEadded+6,299$486K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
TLTreduced-187,402-$29.6M
SPTLreduced-140,561-$6.49M
SPYreduced-13,817-$5.17M
VTreduced-13,255-$1.23M
IEFAreduced-15,523-$1.07M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2020

Share positions as resolved from 13F-HR 0001104659-21-005101, largest first. % of portfolio is the value over $703,068,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PDPAGERDUTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 95 shares; 2020Q3: 127 shares; 2020Q4: 127 shares 127$5K<0.01%0Timeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 58 shares 58$5K<0.01%newTimeline
CTVACORTEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 137 shares; 2020Q3: 137 shares; 2020Q4: 137 shares 137$5K<0.01%0Timeline
RYAAYRYANAIR HOLDINGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 47 shares 47$5K<0.01%newTimeline
INCYINCYTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 57 shares; 2020Q3: 57 shares; 2020Q4: 57 shares 57$5K<0.01%0Timeline
BTIBRITISH AMERN TOB PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 128 shares 128$5K<0.01%newTimeline
LLOEWS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 112 shares 112$5K<0.01%newTimeline
MNSTMONSTER BEVERAGE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 57 shares; 2020Q3: 57 shares; 2020Q4: 57 shares 57$5K<0.01%0Timeline
YUMYUM BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 42 shares 42$5K<0.01%newTimeline
RSGREPUBLIC SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 49 shares; 2020Q3: 49 shares; 2020Q4: 49 shares 49$5K<0.01%0Timeline
SNYSANOFI SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 96 shares; 2020Q3: 257 shares; 2020Q4: 96 shares 96$5K<0.01%-161Timeline
MASMASCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 85 shares; 2020Q4: 85 shares 85$5K<0.01%0Timeline
CRLCHARLES RIV LABS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 21 shares; 2020Q4: 21 shares 21$5K<0.01%0Timeline
MATCH GROUP INCMATCH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 32 shares; 2020Q4: 32 shares 32$5K<0.01%0
BED BATH & BEYOND INCBED BATH & BEYOND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 266 shares; 2020Q3: 266 shares; 2020Q4: 266 shares 266$5K<0.01%0
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 44 shares; 2020Q3: 44 shares; 2020Q4: 44 shares 44$5K<0.01%0
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 76 shares; 2020Q3: 76 shares; 2020Q4: 76 shares 76$5K<0.01%0
AON PLCAON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 24 shares 24$5K<0.01%new
APPNAPPIAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 30 shares; 2020Q3: 30 shares; 2020Q4: 30 shares 30$5K<0.01%0Timeline
NATURA &#38;CO HLDG S ANATURA &#38;CO HLDG S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 240 shares; 2020Q4: 240 shares 240$5K<0.01%0
Pernod Ricard SA ADRPernod Ricard SA ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 130 shares 130$5K<0.01%new
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 67 shares; 2020Q3: 19 shares; 2020Q4: 21 shares 21$4K<0.01%+2Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 16 shares 16$4K<0.01%newTimeline
MRSHMARSH & MCLENNAN COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 202 shares; 2020Q3: 202 shares; 2020Q4: 32 shares 32$4K<0.01%-170Timeline
SYKSTRYKER CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 123 shares; 2020Q3: 123 shares; 2020Q4: 18 shares 18$4K<0.01%-105Timeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 3 shares; 2020Q3: 3 shares; 2020Q4: 18 shares 18$4K<0.01%+15Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 1,795 shares; 2020Q3: 287 shares; 2020Q4: 70 shares 70$4K<0.01%-217Timeline
ZIONZIONS BANCORPORATION NATL ASQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 165 shares; 2020Q3: 92 shares; 2020Q4: 92 shares 92$4K<0.01%0Timeline
YETIYETI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 64 shares; 2020Q4: 64 shares 64$4K<0.01%0Timeline
RCLROYAL CARIBBEAN GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 200 shares; 2020Q3: 200 shares; 2020Q4: 58 shares 58$4K<0.01%-142Timeline
UALUNITED AIRLS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 102 shares; 2020Q3: 102 shares; 2020Q4: 102 shares 102$4K<0.01%0Timeline
AIGAMERICAN INTL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 107 shares 107$4K<0.01%newTimeline
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 211 shares; 2020Q3: 212 shares; 2020Q4: 212 shares 212$4K<0.01%0Timeline
NVTNVENT ELEC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 263 shares; 2020Q3: 182 shares; 2020Q4: 182 shares 182$4K<0.01%0Timeline
ALNYALNYLAM PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 34 shares 34$4K<0.01%newTimeline
BIIBBIOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 17 shares; 2020Q3: 17 shares; 2020Q4: 18 shares 18$4K<0.01%+1Timeline
SUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 42 shares; 2020Q3: 32 shares; 2020Q4: 35 shares 35$4K<0.01%+3Timeline
EZUISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 85 shares; 2020Q3: 85 shares; 2020Q4: 85 shares 85$4K<0.01%0Timeline
TLTDFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 61 shares 61$4K<0.01%newTimeline
BMRNBIOMARIN PHARMACEUTICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 49 shares; 2020Q3: 49 shares; 2020Q4: 49 shares 49$4K<0.01%0Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 57 shares; 2020Q3: 57 shares; 2020Q4: 92 shares 92$4K<0.01%+35
GHYGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 79 shares; 2020Q3: 79 shares; 2020Q4: 79 shares 79$4K<0.01%0Timeline
KKPNYROYAL KPN NV SPONSORED ADR (NLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 1,136 shares 1,136$4K<0.01%newTimeline
NTT DOCOMO INCNTT DOCOMO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 108 shares; 2020Q3: 108 shares; 2020Q4: 108 shares 108$4K<0.01%0
LONDON STK EXCHANGE GROUP U…LONDON STK EXCHANGE GROUP UNSPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 132 shares 132$4K<0.01%new
CHTRCHARTER COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 5 shares 5$3K<0.01%newTimeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 137 shares; 2020Q3: 137 shares; 2020Q4: 137 shares 137$3K<0.01%0Timeline
CAGCONAGRA BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 77 shares; 2020Q3: 77 shares; 2020Q4: 77 shares 77$3K<0.01%0Timeline
CUZCOUSINS PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 86 shares; 2020Q3: 86 shares; 2020Q4: 86 shares 86$3K<0.01%0Timeline
NEMNEWMONT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 51 shares; 2020Q4: 51 shares 51$3K<0.01%0Timeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 71 shares; 2020Q3: 71 shares; 2020Q4: 79 shares 79$3K<0.01%+8Timeline
WABWABTECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 42 shares 42$3K<0.01%newTimeline
SLFSUN LIFE FINANCIAL INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 68 shares; 2020Q3: 68 shares; 2020Q4: 68 shares 68$3K<0.01%0Timeline
JLLJONES LANG LASALLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 17 shares; 2020Q3: 17 shares; 2020Q4: 17 shares 17$3K<0.01%0Timeline
BMOBANK OF MONTREALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 35 shares; 2020Q3: 35 shares; 2020Q4: 35 shares 35$3K<0.01%0Timeline
JKHYHENRY JACK & ASSOC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 20 shares 20$3K<0.01%newTimeline
SJMSMUCKER J M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 22 shares; 2020Q4: 22 shares 22$3K<0.01%0Timeline
FSLYFASTLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 31 shares; 2020Q3: 31 shares; 2020Q4: 31 shares 31$3K<0.01%0Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 29 shares; 2020Q3: 29 shares; 2020Q4: 29 shares 29$3K<0.01%0
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 218 shares 218$3K<0.01%new
CATYCATHAY GEN BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 98 shares; 2020Q3: 98 shares; 2020Q4: 98 shares 98$3K<0.01%0Timeline
PIPRPIPER SANDLER COSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 30 shares; 2020Q3: 30 shares; 2020Q4: 30 shares 30$3K<0.01%0Timeline
SK TELECOM LTDSK TELECOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 107 shares; 2020Q3: 107 shares; 2020Q4: 107 shares 107$3K<0.01%0
CHGGCHEGG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 33 shares; 2020Q4: 33 shares 33$3K<0.01%0Timeline
TILRAY INCTILRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 400 shares; 2020Q3: 400 shares; 2020Q4: 400 shares 400$3K<0.01%0
SILK ROAD MEDICAL INCSILK ROAD MEDICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 50 shares; 2020Q4: 50 shares 50$3K<0.01%0
SGIOYShionogi & Co Ltd UnsponsoredQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 229 shares 229$3K<0.01%newTimeline
LONGVIEW ACQUISITION CORPLONGVIEW ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 150 shares 150$3K<0.01%new
CITHE CIGNA GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 9 shares; 2020Q3: 9 shares; 2020Q4: 9 shares 9$2K<0.01%0Timeline
IHIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 6 shares; 2020Q3: 6 shares; 2020Q4: 6 shares 6$2K<0.01%0Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 28 shares; 2020Q3: 28 shares; 2020Q4: 30 shares 30$2K<0.01%+2Timeline
EMBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 13 shares; 2020Q3: 13 shares; 2020Q4: 13 shares 13$2K<0.01%0Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 12 shares; 2020Q3: 60 shares; 2020Q4: 12 shares 12$2K<0.01%-48Timeline
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 97 shares; 2020Q3: 97 shares; 2020Q4: 100 shares 100$2K<0.01%+3Timeline
NCLHNORWEGIAN CRUISE LINE HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 488 shares; 2020Q3: 488 shares; 2020Q4: 88 shares 88$2K<0.01%-400Timeline
TXTTEXTRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 133 shares; 2020Q3: 48 shares; 2020Q4: 48 shares 48$2K<0.01%0Timeline
ONCBEONE MEDICINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 8 shares 8$2K<0.01%newTimeline
HUMHUMANA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 5 shares; 2020Q3: 5 shares; 2020Q4: 5 shares 5$2K<0.01%0Timeline
MNANYLIM ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 71 shares; 2020Q3: 71 shares; 2020Q4: 71 shares 71$2K<0.01%0Timeline
FDNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 9 shares; 2020Q3: 9 shares; 2020Q4: 9 shares 9$2K<0.01%0Timeline
EWCISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 62 shares; 2020Q3: 62 shares; 2020Q4: 62 shares 62$2K<0.01%0Timeline
HEALTHCAREHEALTHCAREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 75 shares; 2020Q3: 75 shares; 2020Q4: 75 shares 75$2K<0.01%0
NIKOLA CORPNIKOLA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 100 shares 100$2K<0.01%0
INGERSOLL-RAND PLCINGERSOLL-RAND PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 48 shares; 2020Q3: 48 shares; 2020Q4: 48 shares 48$2K<0.01%0
SBIOALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 38 shares; 2020Q3: 38 shares; 2020Q4: 38 shares 38$2K<0.01%0Timeline
Cyber Security ETFCyber Security ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 33 shares; 2020Q3: 33 shares; 2020Q4: 33 shares 33$2K<0.01%0
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 2,916 shares; 2020Q3: 192 shares; 2020Q4: 192 shares 192$2K<0.01%0
HEALTHCARE RLTY TRHEALTHCARE RLTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 68 shares; 2020Q3: 68 shares; 2020Q4: 68 shares 68$2K<0.01%0
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 13 shares; 2020Q3: 13 shares; 2020Q4: 13 shares 13$1K<0.01%0Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 545 shares; 2020Q3: 545 shares; 2020Q4: 2 shares 2$1K<0.01%-543Timeline
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 85 shares; 2020Q3: 85 shares; 2020Q4: 111 shares 111$1K<0.01%+26Timeline
EHCENCOMPASS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 15 shares; 2020Q3: 15 shares; 2020Q4: 15 shares 15$1K<0.01%0Timeline
CORCENCORA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 11 shares; 2020Q3: 11 shares; 2020Q4: 11 shares 11$1K<0.01%0Timeline
CNCCENTENE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 76 shares; 2020Q3: 14 shares; 2020Q4: 14 shares 14$1K<0.01%0Timeline
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 6 shares; 2020Q3: 6 shares; 2020Q4: 6 shares 6$1K<0.01%0Timeline
UBSUBS GROUP AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 62 shares; 2020Q3: 62 shares; 2020Q4: 62 shares 62$1K<0.01%0Timeline
HRLHORMEL FOODS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 20 shares; 2020Q3: 20 shares; 2020Q4: 20 shares 20$1K<0.01%0Timeline
DXCDXC TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 57 shares; 2020Q4: 57 shares 57$1K<0.01%0Timeline
FNDXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 16 shares; 2020Q3: 16 shares; 2020Q4: 16 shares 16$1K<0.01%0Timeline
EPPISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 24 shares; 2020Q3: 24 shares; 2020Q4: 24 shares 24$1K<0.01%0Timeline
EWLISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 27 shares; 2020Q3: 27 shares; 2020Q4: 27 shares 27$1K<0.01%0Timeline
SPWRQSUNPOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 27 shares; 2020Q3: 27 shares; 2020Q4: 27 shares 27$1K<0.01%0Timeline
CERNER CORPCERNER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 18 shares; 2020Q3: 18 shares; 2020Q4: 18 shares 18$1K<0.01%0
PERSPECTA INCPERSPECTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 28 shares; 2020Q4: 28 shares 28$1K<0.01%0
LELANDS END INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 28 shares; 2020Q4: 28 shares 28$1K<0.01%0Timeline
COVETRUS INCCOVETRUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 48 shares; 2020Q3: 48 shares; 2020Q4: 48 shares 48$1K<0.01%0
BAYRYBAYER AG-SPONSORED ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 55 shares; 2020Q3: 55 shares; 2020Q4: 55 shares 55$1K<0.01%0Timeline
SKHHYSONIC HEALTHCARE LTD (AUSTRALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 27 shares; 2020Q3: 27 shares; 2020Q4: 27 shares 27$1K<0.01%0Timeline
TRUMYTERUMO CORP UNSPONSORED ADR (JQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 35 shares 35$1K<0.01%newTimeline
NUMIFNUMINUS WELLNESS INC COM (CAN)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 1,500 shares 1,500$1K<0.01%newTimeline
CUECUE BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 100 shares 100$1K<0.01%0Timeline
KUSHCO HOLDINGS INCKUSHCO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 1,500 shares; 2020Q3: 1,500 shares; 2020Q4: 1,500 shares 1,500$1K<0.01%0
SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 62,998 shares; 2020Q3: 62 shares; 2020Q4: 62 shares 62$1K<0.01%0
ELVELEVANCE HEALTH INC FORMERLYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 1 shares; 2020Q3: 1 shares; 2020Q4: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 85 shares; 2020Q3: not reported; 2020Q4: 3 shares 3$00%newValue filed as zero, left out of ratios.Timeline
FNDESCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 9 shares; 2020Q3: 9 shares; 2020Q4: 9 shares 9$00%0Value filed as zero, left out of ratios.Timeline
SCHRSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 7 shares; 2020Q3: 7 shares; 2020Q4: 7 shares 7$00%0Value filed as zero, left out of ratios.Timeline
SCHHSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 4 shares; 2020Q3: 4 shares; 2020Q4: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
SCHPSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 7 shares; 2020Q3: 7 shares; 2020Q4: 7 shares 7$00%0Value filed as zero, left out of ratios.Timeline
EBNDSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 4 shares; 2020Q3: 4 shares; 2020Q4: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
VNQIVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 2 shares; 2020Q3: 2 shares; 2020Q4: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
DOWDOW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 205 shares; 2020Q3: not reported; 2020Q4: 5 shares 5$00%newValue filed as zero, left out of ratios.Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 1 shares 1$00%newValue filed as zero, left out of ratios.Timeline
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
SPGSIMON PPTY GROUP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 2 shares 2$00%newValue filed as zero, left out of ratios.Timeline
WFRDWEATHERFORD INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 1 shares; 2020Q3: 1 shares; 2020Q4: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
HYLBDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 3 shares; 2020Q3: 3 shares; 2020Q4: 3 shares 3$00%0Value filed as zero, left out of ratios.Timeline
FNDFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 15 shares; 2020Q3: 15 shares; 2020Q4: 15 shares 15$00%0Value filed as zero, left out of ratios.Timeline
SCHESCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 367 shares; 2020Q3: 6 shares; 2020Q4: 6 shares 6$00%0Value filed as zero, left out of ratios.Timeline
SCHCSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 5 shares; 2020Q3: 5 shares; 2020Q4: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
FNDCSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 7 shares; 2020Q3: 7 shares; 2020Q4: 7 shares 7$00%0Value filed as zero, left out of ratios.Timeline
SPIBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 2 shares; 2020Q3: 2 shares; 2020Q4: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
KTBKONTOOR BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 9 shares; 2020Q3: 9 shares; 2020Q4: 9 shares 9$00%0Value filed as zero, left out of ratios.Timeline
EETPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 5 shares; 2020Q3: 5 shares; 2020Q4: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
EMLCVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 11 shares; 2020Q3: 11 shares; 2020Q4: 11 shares 11$00%0Value filed as zero, left out of ratios.Timeline
MICRO FOCUS INTL PLCMICRO FOCUS INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 75 shares; 2020Q4: 75 shares 75$00%0Value filed as zero, left out of ratios.
MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 3 shares; 2020Q4: 3 shares 3$00%0Value filed as zero, left out of ratios.
EMCBWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 1 shares; 2020Q3: 1 shares; 2020Q4: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
SEARS CDA INCSEARS CDA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 40 shares; 2020Q4: 40 shares 40$00%0Value filed as zero, left out of ratios.
SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 94 shares; 2020Q4: 94 shares 94$00%0Value filed as zero, left out of ratios.
PARAGON OFFSHORE PLC XXXPARAGON OFFSHORE PLC XXXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 266 shares; 2020Q3: not reported; 2020Q4: 266 shares 266$00%newValue filed as zero, left out of ratios.
ESCROW LEHMAN BROS HLDGS IN…ESCROW LEHMAN BROS HLDGS INC CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 1,619 shares; 2020Q3: not reported; 2020Q4: 1,619 shares 1,619$00%newValue filed as zero, left out of ratios.
ACURACURA PHARMACEUTICALS, INC. NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 780 shares; 2020Q3: 780 shares; 2020Q4: 780 shares 780$00%0Value filed as zero, left out of ratios.Timeline
JP MORGAN CHASE &amp; COJP MORGAN CHASE &amp; COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 21 shares; 2020Q3: 21 shares; 2020Q4: 21 shares 21$00%0Value filed as zero, left out of ratios.
Geltech Solutions IncGeltech Solutions IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 24,235 shares; 2020Q3: 24,235 shares; 2020Q4: 24,235 shares 24,235$00%0Value filed as zero, left out of ratios.
SKINNY NUTRITIONAL CORPSKINNY NUTRITIONAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 100,000 shares; 2020Q3: not reported; 2020Q4: 100,000 shares 100,000$00%newValue filed as zero, left out of ratios.
SGYPQSYNERGY PHARMACEUTICALS DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 1,151 shares; 2020Q3: not reported; 2020Q4: 1,151 shares 1,151$00%newValue filed as zero, left out of ratios.Timeline
TUFFNELL LTD.TUFFNELL LTD.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 6,000 shares; 2020Q3: not reported; 2020Q4: 6,000 shares 6,000$00%newValue filed as zero, left out of ratios.
Sefe Inc XXX Registration R…Sefe Inc XXX Registration Revoked…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 1,000 shares; 2020Q3: not reported; 2020Q4: 1,000 shares 1,000$00%newValue filed as zero, left out of ratios.
China Green Material Techno…China Green Material TechnologQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 100 shares; 2020Q3: not reported; 2020Q4: 100 shares 100$00%newValue filed as zero, left out of ratios.
MEDIA GEN GROUP INC CVRMEDIA GEN GROUP INC CVRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 75 shares; 2020Q3: not reported; 2020Q4: 75 shares 75$00%newValue filed as zero, left out of ratios.

Sold out in Q4 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
1/100 Berkshire Hath A1/100 Berkshire Hath A100$320Kshares
TEXTEREX CORP NEW6,631$128Kshares
RSPTINVESCO EXCHANGE TRADED FD T300$63Kshares
ABIOMED INCABIOMED INC200$55Kshares
IEFISHARES TR285$35Kshares
PRLBPROTO LABS INC260$34Kshares
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC412$34Kshares
FSKFS KKR CAP CORP2,027$32Kshares
ALRMALARM COM HLDGS INC475$26Kshares
AVAVAEROVIRONMENT INC430$26Kshares
REALPAGE INCREALPAGE INC455$26Kshares
DLBDOLBY LABORATORIES INC340$23Kshares
ADXADAMS DIVERSIFIED EQUITY FD1,429$23Kshares
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC825$22Kshares
HQYHEALTHEQUITY INC375$19Kshares
VERINT SYS INCVERINT SYS INC385$19Kshares
GWREGUIDEWIRE SOFTWARE INC165$17Kshares
BLKBBLACKBAUD INC295$16Kshares
XNTKSPDR SERIES TRUST120$14Kshares
NATIONAL INSTRS CORPNATIONAL INSTRS CORP365$13Kshares
UNILEVER N VUNILEVER N V216$13Kshares
KRGKITE REALTY GROUP TRUST1,000$12Kshares
RYROYAL BK CDA151$11Kshares
PSCTINVESCO EXCH TRADED FD TR II120$10Kshares
ORANYORANGE-SPON ADR1,000$10Kshares
WTKWYWOLTERS KLUWER NV SPONS ADR102$9Kshares
RBCRBC BEARINGS INC65$8Kshares
VGLTVANGUARD SCOTTSDALE FDS71$7Kshares
SNASNAP ON INC46$7Kshares
TUTELUS CORPORATION399$7Kshares
GRUBHUB INCGRUBHUB INC100$7Kshares
SFBSSERVISFIRST BANCSHARES INC173$6Kshares
XLVSELECT SECTOR SPDR TR40$4Kshares
XELXCEL ENERGY INC52$4Kshares
BCSBARCLAYS PLC750$4Kshares
TROWPRICE T ROWE GROUP INC29$4Kshares
TRNOTERRENO RLTY CORP70$4Kshares
BEBLOOM ENERGY CORP152$3Kshares
XLPSELECT SECTOR SPDR TR40$3Kshares
TRGPTARGA RES CORP214$3Kshares
MOATVANECK ETF TRUST53$3Kshares
TFXTELEFLEX INCORPORATED9$3Kshares
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC139$3Kshares
SRSPIRE INC56$3Kshares
WASHWASHINGTON TR BANCORP INC105$3Kshares
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM110$3Kshares
MFCMANULIFE FINL CORP134$2Kshares
HEDJWISDOMTREE TR34$2Kshares
UTLUNITIL CORP39$2Kshares
BPBP PLC100$2Kshares
BNSBANK NOVA SCOTIA B C50$2Kshares
DSLDOUBLELINE INCOME SOLUTIONS101$2Kshares
SONSONOCO PRODS CO39$2Kshares
SMFGSUMITOMO MITSUI FIN GRP INC348$2Kshares
TE CONNECTIVITY LTDTE CONNECTIVITY LTD23$2Kshares
USAIPACER FDS TR136$2Kshares
FXIISHARES TR15$1Kshares
IXPISHARES TR11$1Kshares
PGENPRECIGEN INC300$1Kshares
LTPZPIMCO ETF TR7$1Kshares
AEGON N VAEGON N V450$1Kshares
XFOFXCOHEN & STEERS CLOSED-END103$1Kshares
GXCSPDR INDEX SHS FDS8$1Kshares
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC400$1Kshares
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP9$0shares
CHINA TELECOM CORP LTDCHINA TELECOM CORP LTD3$0shares
PEOADAM NAT RES FD INC44$0shares
EFOPROSHARES TR15$0shares

How Q4 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-21-005101 base2021-01-19acceptance time not in the bulk data set