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Disclosery

Lenox Wealth Advisors, LLC

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13F filer, CIK 1569292, New York, NY

Lenox Wealth Advisors, LLC reported $665,331,000 across 604 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-10-07. Its ten largest share positions make up 75.7% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-20-112957

Period
2020-09-30
Reported value
$665M
Holdings
604
Top 10 weight
75.7%
New
81
Sold out
90

Largest buys vs the previous quarter

SecurityShares changeApprox. value
TLTnew+189,631$31M
SPTLnew+140,994$6.59M
AAPLadded+40,325$4.67M
EFAadded+32,587$2.07M
SPYMadded+34,474$1.36M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GSLCreduced-670,903-$45.7M
VTreduced-32,814-$2.65M
SPYreduced-6,000-$2.01M
SPMDreduced-38,948-$1.27M
SCHXreduced-14,740-$1.19M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2020

Share positions as resolved from 13F-HR 0001104659-20-112957, largest first. % of portfolio is the value over $665,331,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CITHE CIGNA GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 9 shares; 2020Q3: 9 shares 9$2K<0.01%0Timeline
IHIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 6 shares; 2020Q3: 6 shares 6$2K<0.01%0Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 28 shares; 2020Q3: 28 shares 28$2K<0.01%0Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 137 shares; 2020Q3: 137 shares 137$2K<0.01%0Timeline
MFCMANULIFE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 680 shares; 2020Q3: 134 shares 134$2K<0.01%-546Timeline
CUZCOUSINS PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 86 shares; 2020Q3: 86 shares 86$2K<0.01%0Timeline
HEDJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 34 shares 34$2K<0.01%newTimeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 71 shares; 2020Q3: 71 shares 71$2K<0.01%0Timeline
UTLUNITIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 39 shares 39$2K<0.01%newTimeline
BPBP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 100 shares; 2020Q3: 100 shares 100$2K<0.01%0Timeline
BNSBANK NOVA SCOTIA B CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 50 shares; 2020Q3: 50 shares 50$2K<0.01%0Timeline
TXTTEXTRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 133 shares; 2020Q3: 48 shares 48$2K<0.01%-85Timeline
HUMHUMANA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 5 shares; 2020Q3: 5 shares 5$2K<0.01%0Timeline
JLLJONES LANG LASALLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 17 shares; 2020Q3: 17 shares 17$2K<0.01%0Timeline
BMOBANK OF MONTREALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 35 shares; 2020Q3: 35 shares 35$2K<0.01%0Timeline
DSLDOUBLELINE INCOME SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 101 shares 101$2K<0.01%newTimeline
MNANYLIM ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 71 shares; 2020Q3: 71 shares 71$2K<0.01%0Timeline
FDNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 9 shares; 2020Q3: 9 shares 9$2K<0.01%0Timeline
UNILEVER PLCUNILEVER PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 32 shares; 2020Q3: 32 shares 32$2K<0.01%0
SONSONOCO PRODS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 39 shares 39$2K<0.01%newTimeline
SMFGSUMITOMO MITSUI FIN GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 348 shares; 2020Q3: 348 shares 348$2K<0.01%0Timeline
EWCISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 62 shares; 2020Q3: 62 shares 62$2K<0.01%0Timeline
HEALTHCAREHEALTHCAREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 75 shares; 2020Q3: 75 shares 75$2K<0.01%0
NIKOLA CORPNIKOLA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 100 shares; 2020Q3: 100 shares 100$2K<0.01%0
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 29 shares; 2020Q3: 29 shares 29$2K<0.01%0
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 57 shares; 2020Q3: 57 shares 57$2K<0.01%0
TE CONNECTIVITY LTDTE CONNECTIVITY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 23 shares 23$2K<0.01%new
CATYCATHAY GEN BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 98 shares; 2020Q3: 98 shares 98$2K<0.01%0Timeline
PIPRPIPER SANDLER COSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 30 shares; 2020Q3: 30 shares 30$2K<0.01%0Timeline
SK TELECOM LTDSK TELECOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 107 shares; 2020Q3: 107 shares 107$2K<0.01%0
CHGGCHEGG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 33 shares 33$2K<0.01%newTimeline
TILRAY INCTILRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 400 shares; 2020Q3: 400 shares 400$2K<0.01%0
INGERSOLL-RAND PLCINGERSOLL-RAND PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 48 shares; 2020Q3: 48 shares 48$2K<0.01%0
APPNAPPIAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 30 shares; 2020Q3: 30 shares 30$2K<0.01%0Timeline
SBIOALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 38 shares; 2020Q3: 38 shares 38$2K<0.01%0Timeline
USAIPACER FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 136 shares 136$2K<0.01%newTimeline
Cyber Security ETFCyber Security ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 33 shares; 2020Q3: 33 shares 33$2K<0.01%0
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 2,916 shares; 2020Q3: 192 shares 192$2K<0.01%-2,724
HEALTHCARE RLTY TRHEALTHCARE RLTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 68 shares; 2020Q3: 68 shares 68$2K<0.01%0
CUECUE BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 100 shares; 2020Q3: 100 shares 100$2K<0.01%0Timeline
EMBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 13 shares; 2020Q3: 13 shares 13$1K<0.01%0Timeline
FXIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 15 shares; 2020Q3: 15 shares 15$1K<0.01%0Timeline
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 97 shares; 2020Q3: 97 shares 97$1K<0.01%0Timeline
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 85 shares; 2020Q3: 85 shares 85$1K<0.01%0Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 63 shares 63$1K<0.01%newTimeline
EHCENCOMPASS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 15 shares; 2020Q3: 15 shares 15$1K<0.01%0Timeline
CORCENCORA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 11 shares; 2020Q3: 11 shares 11$1K<0.01%0Timeline
CNCCENTENE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 76 shares; 2020Q3: 14 shares 14$1K<0.01%-62Timeline
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 6 shares; 2020Q3: 6 shares 6$1K<0.01%0Timeline
UBSUBS GROUP AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 62 shares; 2020Q3: 62 shares 62$1K<0.01%0Timeline
HRLHORMEL FOODS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 20 shares; 2020Q3: 20 shares 20$1K<0.01%0Timeline
DXCDXC TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 57 shares 57$1K<0.01%newTimeline
IXPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 11 shares; 2020Q3: 11 shares 11$1K<0.01%0Timeline
SYLDCAMBRIA ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 42 shares 42$1K<0.01%newTimeline
FNDXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 16 shares; 2020Q3: 16 shares 16$1K<0.01%0Timeline
PGENPRECIGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 300 shares; 2020Q3: 300 shares 300$1K<0.01%0Timeline
EPPISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 24 shares; 2020Q3: 24 shares 24$1K<0.01%0Timeline
EWLISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 27 shares; 2020Q3: 27 shares 27$1K<0.01%0Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 18 shares; 2020Q3: 18 shares 18$1K<0.01%0
LTPZPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 7 shares; 2020Q3: 7 shares 7$1K<0.01%0Timeline
CERNER CORPCERNER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 18 shares; 2020Q3: 18 shares 18$1K<0.01%0
AEGON N VAEGON N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 450 shares; 2020Q3: 450 shares 450$1K<0.01%0
PERSPECTA INCPERSPECTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 28 shares 28$1K<0.01%new
XFOFXCOHEN & STEERS CLOSED-ENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 103 shares 103$1K<0.01%newTimeline
COVETRUS INCCOVETRUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 48 shares; 2020Q3: 48 shares 48$1K<0.01%0
BAYRYBAYER AG-SPONSORED ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 55 shares; 2020Q3: 55 shares 55$1K<0.01%0Timeline
GXCSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 8 shares; 2020Q3: 8 shares 8$1K<0.01%0Timeline
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 400 shares; 2020Q3: 400 shares 400$1K<0.01%0
SKHHYSONIC HEALTHCARE LTD (AUSTRALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 27 shares; 2020Q3: 27 shares 27$1K<0.01%0Timeline
KUSHCO HOLDINGS INCKUSHCO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 1,500 shares; 2020Q3: 1,500 shares 1,500$1K<0.01%0
ELVELEVANCE HEALTH INC FORMERLYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 1 shares; 2020Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
FNDESCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 9 shares; 2020Q3: 9 shares 9$00%0Value filed as zero, left out of ratios.Timeline
SCHRSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 7 shares; 2020Q3: 7 shares 7$00%0Value filed as zero, left out of ratios.Timeline
SCHHSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 4 shares; 2020Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
SCHPSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 7 shares; 2020Q3: 7 shares 7$00%0Value filed as zero, left out of ratios.Timeline
EBNDSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 4 shares; 2020Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
VNQIVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 2 shares; 2020Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 3 shares; 2020Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.Timeline
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 13 shares; 2020Q3: 13 shares 13$00%0Value filed as zero, left out of ratios.Timeline
WFRDWEATHERFORD INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 1 shares; 2020Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
HYLBDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 3 shares; 2020Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.Timeline
FNDFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 15 shares; 2020Q3: 15 shares 15$00%0Value filed as zero, left out of ratios.Timeline
SCHESCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 367 shares; 2020Q3: 6 shares 6$00%-361Value filed as zero, left out of ratios.Timeline
SCHCSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 5 shares; 2020Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
FNDCSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 7 shares; 2020Q3: 7 shares 7$00%0Value filed as zero, left out of ratios.Timeline
SPIBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 2 shares; 2020Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
KTBKONTOOR BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 9 shares; 2020Q3: 9 shares 9$00%0Value filed as zero, left out of ratios.Timeline
EETPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 5 shares; 2020Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
SPWRQSUNPOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 27 shares; 2020Q3: 27 shares 27$00%0Value filed as zero, left out of ratios.Timeline
EMLCVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 11 shares; 2020Q3: 11 shares 11$00%0Value filed as zero, left out of ratios.Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 9 shares 9$00%newValue filed as zero, left out of ratios.
CHINA TELECOM CORP LTDCHINA TELECOM CORP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 3 shares; 2020Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.
PEOADAM NAT RES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 44 shares 44$00%newValue filed as zero, left out of ratios.Timeline
MICRO FOCUS INTL PLCMICRO FOCUS INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 75 shares 75$00%newValue filed as zero, left out of ratios.
MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 3 shares 3$00%newValue filed as zero, left out of ratios.
LELANDS END INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 28 shares 28$00%newValue filed as zero, left out of ratios.Timeline
EMCBWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 1 shares; 2020Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
SEARS CDA INCSEARS CDA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 40 shares 40$00%newValue filed as zero, left out of ratios.
SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: not reported; 2020Q3: 94 shares 94$00%newValue filed as zero, left out of ratios.
ACURACURA PHARMACEUTICALS, INC. NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 780 shares; 2020Q3: 780 shares 780$00%0Value filed as zero, left out of ratios.Timeline
EFOPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 15 shares; 2020Q3: 15 shares 15$00%0Value filed as zero, left out of ratios.Timeline
JP MORGAN CHASE &amp; COJP MORGAN CHASE &amp; COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 21 shares; 2020Q3: 21 shares 21$00%0Value filed as zero, left out of ratios.
Geltech Solutions IncGeltech Solutions IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 24,235 shares; 2020Q3: 24,235 shares 24,235$00%0Value filed as zero, left out of ratios.
SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: 62,998 shares; 2020Q3: 62 shares 62$00%-62,936Value filed as zero, left out of ratios.

Sold out in Q3 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
Radiant LogisticsRadiant Logistics2,228$137Kshares
ZBHZIMMER BIOMET HOLDINGS INC565$67Kshares
NVGNUVEEN AMT FREE MUN CR INC F4,105$63Kshares
IGVISHARES TR200$57Kshares
CHHCHOICE HOTELS INTL INC619$49Kshares
DIASTATE STR SPDR DOW JONES IND150$39Kshares
COPCONOCOPHILLIPS794$33Kshares
LOGMEIN INCLOGMEIN INC350$30Kshares
XLCSELECT SECTOR SPDR TR545$29Kshares
COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED100$28Kshares
PEGAPEGASYSTEMS INC250$25Kshares
THGHANOVER INS GROUP INC183$19Kshares
Tencent Holdings LtdTencent Holdings Ltd300$19Kshares
KNOLL INCKNOLL INC1,500$18Kshares
ONEQFIDELITY COMWLTH TR40$16Kshares
KMBKIMBERLY-CLARK CORP115$16Kshares
WELLWELLTOWER INC305$16Kshares
GPCGENUINE PARTS CO170$15Kshares
SIEGYSIEMENS AG-SPONS ADR260$15Kshares
LLYELI LILLY & CO80$13Kshares
DOCHEALTHPEAK PROPERTIES INC445$12Kshares
LOWLOWES COS INC85$11Kshares
XLUSELECT SECTOR SPDR TR195$11Kshares
MOALTRIA GROUP INC250$10Kshares
EWXSPDR INDEX SHS FDS250$10Kshares
DOWDOW HLDGS INC205$8Kshares
DUKDUKE ENERGY CORP NEW93$7Kshares
XLBSELECT SECTOR SPDR TR124$7Kshares
PENNPENN ENTERTAINMENT INC206$6Kshares
IJKISHARES TR25$6Kshares
SOXLDIREXION SHARES ETF TRUST34$6Kshares
JSMLJANUS DETROIT STR TR137$6Kshares
IVWISHARES TR22$5Kshares
PTONPELOTON INTERACTIVE INC80$5Kshares
LNGCHENIERE ENERGY INC100$5Kshares
DXCMDEXCOM INC12$5Kshares
MOHMOLINA HEALTHCARE INC28$5Kshares
TECLDIREXION SHARES ETF TRUST20$5Kshares
FASDIREXION SHARES ETF TRUST150$5Kshares
UBOTDIREXION SHARES ETF TRUST43$5Kshares
DIREXION SHS ETF TRDIREXION SHS ETF TR75$5Kshares
IJJISHARES TR27$4Kshares
VGKVANGUARD INTL EQUITY INDEX F79$4Kshares
MELIMERCADOLIBRE INC4$4Kshares
EPAMEPAM SYS INC14$4Kshares
WCNWASTE CONNECTIONS INC39$4Kshares
IWNISHARES TR45$4Kshares
RIGSALPS ETF TR162$4Kshares
BSXBOSTON SCIENTIFIC CORP74$3Kshares
CMGCHIPOTLE MEXICAN GRILL INC3$3Kshares
IWPISHARES TR17$3Kshares
ADSKAUTODESK INC12$3Kshares
MRNAMODERNA INC46$3Kshares
EWUISHARES TR133$3Kshares
RWOSPDR INDEX SHS FDS83$3Kshares
GUSHDIREXION SHARES ETF TRUST96$3Kshares
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTD26$3Kshares
BLACK KNIGHT INC COMBLACK KNIGHT INC COM40$3Kshares
RACEFERRARI N V9$2Kshares
ALGNALIGN TECHNOLOGY INC6$2Kshares
IWSISHARES TR21$2Kshares
DPZDOMINOS PIZZA INC5$2Kshares
VMCVULCAN MATLS CO15$2Kshares
TTWOTAKE-TWO INTERACTIVE SOFTWAR15$2Kshares
EEFTEURONET WORLDWIDE INC17$2Kshares
MGMMGM RESORTS INTERNATIONAL130$2Kshares
AAXJISHARES TR34$2Kshares
WEXWEX INC11$2Kshares
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INC21$2Kshares
NTDOYNINTENDO CO LTD-UNSPONS ADR43$2Kshares
DIREXION SHS ETF TRDIREXION SHS ETF TR80$2Kshares
DIREXION SHS ETF TRDIREXION SHS ETF TR100$2Kshares
SBACSBA COMMUNICATIONS CORP4$1Kshares
RJFRAYMOND JAMES FINL INC17$1Kshares
HIGHARTFORD INSURANCE GROUP INC28$1Kshares
BHFBRIGHTHOUSE FINL INC37$1Kshares
CMBSISHARES TR10$1Kshares
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN187$1Kshares
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC200$1Kshares
INDEXIQ ETF TRINDEXIQ ETF TR26$1Kshares
AGZISHARES TR4$0shares
PARAGON OFFSHORE PLC XXXPARAGON OFFSHORE PLC XXX266$0shares
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP18$0shares
ESCROW LEHMAN BROS HLDGS IN…ESCROW LEHMAN BROS HLDGS INC C1,619$0shares
SKINNY NUTRITIONAL CORPSKINNY NUTRITIONAL CORP100,000$0shares
SGYPQSYNERGY PHARMACEUTICALS DEL1,151$0shares
TUFFNELL LTD.TUFFNELL LTD.6,000$0shares
Sefe Inc XXX Registration R…Sefe Inc XXX Registration Revoked…1,000$0shares
China Green Material Techno…China Green Material Technolog100$0shares
MEDIA GEN GROUP INC CVRMEDIA GEN GROUP INC CVR75$0shares

How Q3 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-20-112957 base2020-10-07acceptance time not in the bulk data set