LAZARD ASSET MANAGEMENT LLC
Follow13F filer, CIK 1207017, NEW YORK, NY
LAZARD ASSET MANAGEMENT LLC reported $74,783,456,000 across 2,321 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 25.98% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001207017-24-000060
- Period
- 2024-09-30
- Reported value
- $74.8B
- Holdings
- 2,321
- Top 10 weight
- 25.98%
- New
- 247
- Sold out
- 218
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AVGOadded | +4,591,968 | $792M |
| CBREadded | +2,263,073 | $282M |
| AMDadded | +1,556,328 | $255M |
| CXadded | +33,713,010 | $206M |
| MDTadded | +2,270,202 | $204M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| GOOGLreduced | -3,217,199 | -$534M |
| NVDAreduced | -3,891,784 | -$473M |
| CBreduced | -1,632,654 | -$471M |
| MSFTreduced | -1,026,507 | -$442M |
| AEPreduced | -3,976,808 | -$408M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 2,115 share positions
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 155,851,000 | $174M | +776,000 |
| NCL CORP LTDNCL CORP LTD BOND | principal | 130,969,000 | $127M | -29,329,000 |
| SOUTHERN COSOUTHERN CO NOTE 3.875%12/1 | principal | 112,514,000 | $125M | -9,564,000 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 128,918,000 | $123M | +13,083,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 65,690,000 | $94.6M | new |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0 | principal | 90,948,000 | $92.3M | -1,333,000 |
| TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC NOTE 0.250% 3/1 | principal | 73,773,000 | $90.8M | -3,667,000 |
| WORKIVA INCWORKIVA INC NOTE 1.250% 8/1 | principal | 92,439,000 | $87.6M | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 91,801,000 | $86M | +3,757,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 94,734,000 | $85.8M | -1,118,000 |
| CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0 | principal | 79,514,000 | $85.6M | -5,485,000 |
| HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0 | principal | 39,353,000 | $74.1M | -23,500,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 73,853,000 | $73.9M | +34,984,000 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 65,829,000 | $73.6M | -3,036,000 |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 61,924,000 | $73.2M | 0 |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 30,868,000 | $69.2M | +4,240,000 |
| ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1 | principal | 58,777,000 | $68.9M | -1,646,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 75,209,000 | $68.3M | -3,537,000 |
| SEA LTDSEA LTD NOTE 2.375%12/0 | principal | 56,264,000 | $67.5M | +1,805,000 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 19,509,000 | $67.1M | -2,484,000 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 55,347,000 | $66.3M | -5,050,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 52,222,000 | $64.4M | -3,165,000 |
| DATADOG INCDATADOG INC NOTE 0.125% 6/1 | principal | 48,436,000 | $63M | -16,600,000 |
| BLOCK INCBLOCK INC NOTE 0.125% 3/0 | principal | 60,080,000 | $59M | +323,000 |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 42,558,000 | $58.8M | -31,338,000 |
| NUTANIX INCNUTANIX INC Convertible | principal | 48,380,000 | $57.9M | -1,157,000 |
| LI AUTO INCLI AUTO INC NOTE 0.250% 5/0 | principal | 47,278,000 | $56.7M | -750,000 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 1.375% 9/0 | principal | 36,527,000 | $54.1M | +13,719,000 |
| MARRIOTT VACATION WORLDWMARRIOTT VACATION WORLDW NOTE 1/1 | principal | 57,292,000 | $53.5M | +7,262,000 |
| PEGASYSTEMS INCPEGASYSTEMS INC NOTE 0.750% 3/0 | principal | 54,230,000 | $53.3M | 0 |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 54,179,000 | $53.2M | -1,851,000 |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 43,502,000 | $53.1M | -10,021,000 |
| CONMED CORPCONMED CORP NOTE 2.250% 6/1 | principal | 56,321,000 | $52.4M | +5,089,000 |
| TRANSMEDICS GROUP INCTRANSMEDICS GROUP INC NOTE 1.500% 6/0 | principal | 28,275,000 | $52.2M | -925,000 |
| CHART INDS INCCHART INDS INC NOTE 1.000%11/1 | principal | 24,150,000 | $50.6M | 0 |
| Shopify IncShopify Inc Convertible bond | principal | 51,886,000 | $50.1M | -5,758,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 | principal | 42,074,000 | $50.1M | -265,000 |
| MANNKIND CORPMANNKIND CORP NOTE 2.500% 3/0 | principal | 37,500,000 | $50M | 0 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 53,710,000 | $49.8M | +6,342,000 |
| Dynavax Technologies Corp.Dynavax Technologies Corp. CCB | principal | 40,000,000 | $48.7M | 0 |
| IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0 | principal | 47,289,000 | $47.3M | 0 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 | principal | 41,076,000 | $46.7M | +880,000 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 28,325,000 | $45.6M | -20,539,000 |
| TRANSOCEAN INCTRANSOCEAN INC DEB 4.625% 9/3 | principal | 30,500,000 | $45.4M | 0 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 40,816,000 | $44.9M | +8,316,000 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 46,973,000 | $44.8M | +2,150,000 |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 45,913,000 | $44.1M | -2,839,000 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 42,062,000 | $43.3M | new |
| LCI INDSLCI INDS NOTE 1.125% 5/1 | principal | 41,916,000 | $42.6M | +8,205,000 |
| PDD HOLDINGS INCPDD HOLDINGS INC NOTE 12/0 | principal | 41,412,000 | $41.7M | 0 |
| WAYFAIR INCWAYFAIR INC NOTE 0.625%10/0 | principal | 43,173,000 | $41.2M | +2,805,000 |
| ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 3.250%10/0 | principal | 31,039,000 | $39.9M | +8,817,000 |
| CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0 | principal | 30,547,000 | $39.5M | +3,000,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 35,161,000 | $38.4M | -4,000,000 |
| INNOVIVA INCINNOVIVA INC NOTE 2.125% 3/1 | principal | 38,675,000 | $37.8M | +1,675,000 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 40,950,000 | $37.8M | -21,000,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 | principal | 35,528,000 | $35.7M | -9,016,000 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 | principal | 36,484,000 | $34.8M | -3,298,000 |
| FIVE9 INCFIVE9 INC NOTE 0.500% 6/0 | principal | 35,708,000 | $34.5M | -1,198,000 |
| EVOLENT HEALTH INCEVOLENT HEALTH INC NOTE 1.500%10/1 | principal | 32,494,000 | $34.2M | +5,422,000 |
| NIO INCNIO INC NOTE 3.875%10/1 | principal | 36,049,000 | $33.4M | new |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 33,834,000 | $33.2M | -47,458,000 |
| PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC NOTE 2.750% 5/1 | principal | 30,476,000 | $33.1M | -3,024,000 |
| ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 6.000% 8/1 | principal | 8,938,000 | $32M | -413,000 |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 26,383,000 | $31.8M | +400,000 |
| SNAP INCSNAP INC NOTE 0.75% 08/01/2026 | principal | 31,657,000 | $30.6M | +17,464,000 |
| VAREX IMAGING CORPVAREX IMAGING CORP NOTE 4.000% 6/0 | principal | 29,609,000 | $29.6M | 0 |
| HEALTH CATALYST INCHEALTH CATALYST INC BOND | principal | 28,872,000 | $28.3M | -195,000 |
| CHEFS WHSE INCCHEFS WHSE INC NOTE 2.375%12/1 | principal | 24,037,000 | $28.2M | -902,000 |
| ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1 | principal | 25,543,000 | $26.8M | 0 |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 21,527,000 | $26.4M | -42,322,000 |
| ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 4.000% 3/1 | principal | 25,750,000 | $26.1M | -2,250,000 |
| CRACKER BARREL OLD CTRY STORCRACKER BARREL OLD CTRY STOR cv | principal | 28,060,000 | $25.8M | +5,328,000 |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 24,925,000 | $25.6M | -30,513,000 |
| AGGISHARES TR SHS | principal | 248,200 | $25.1M | -2,447 |
| COLLEGIUM PHARMACEUTICAL INCCOLLEGIUM PHARMACEUTICAL INC NOTE 2.875% 2/1 | principal | 19,794,000 | $25M | +3,294,000 |
| IGSBISHARES TR ETF | principal | 465,121 | $24.5M | -9,066 |
| PAR TECHNOLOGY CORPPAR TECHNOLOGY CORP NOTE 2.875% 4/1 | principal | 18,000,000 | $24.4M | 0 |
| VTEBVANGUARD MUN BD FDS ETF | principal | 475,825 | $24.3M | -5,873 |
| CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC NOTE 0.375% 6/1 | principal | 25,276,000 | $23.9M | -15,259,000 |
| MITEK SYS INCMITEK SYS INC NOTE 0.750% 2/0 | principal | 24,335,000 | $23.1M | +8,899,000 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 | principal | 20,906,000 | $23.1M | +616,000 |
| OKTA INCOKTA INC NOTE 0.125% 9/0 | principal | 23,456,000 | $22.5M | 0 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 23,487,000 | $22.1M | +3,602,000 |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 21,313,000 | $19.9M | +2,800,000 |
| NEOGENOMICS INCNEOGENOMICS INC Convertible Debt | principal | 20,000,000 | $19.7M | -9,758,000 |
| LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertible | principal | 12,543,000 | $19.5M | +2,543,000 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP COM CL A | principal | 18,709,000 | $19.4M | -11,699,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.125%11/1 | principal | 19,941,000 | $19.2M | 0 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC NOTE 2.500% 3/1 | principal | 17,052,000 | $17.6M | 0 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 19,550,000 | $17.5M | -2,500,000 |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 17,500,000 | $17.4M | +3,182,000 |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 18,152,000 | $17.4M | -2,992,000 |
| PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INC NOTE 0.750% 8/0 | principal | 17,902,000 | $17.1M | 0 |
| SUMMIT HOTEL PPTYSSUMMIT HOTEL PPTYS NOTE 1.500% 2/1 | principal | 17,946,000 | $17M | -1,975,000 |
| ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond | principal | 14,503,000 | $16.9M | 0 |
| LIVENT CORPLIVENT CORP BOND | principal | 15,500,000 | $16.8M | -20,500,000 |
| APELLIS PHARMACEUTICALS INCAPELLIS PHARMACEUTICALS INC NOTE 3.500% 9/1 | principal | 14,704,000 | $16.1M | 0 |
| REDFIN CORPREDFIN CORP NOTE 0.500% 4/0 | principal | 21,586,000 | $15.9M | +3,290,000 |
| BILL HOLDINGS INCBILL HOLDINGS INC NOTE 12/0 | principal | 16,283,000 | $15.3M | +3,569,000 |
| JAMF HLDG CORPJAMF HLDG CORP NOTE 0.125% 9/0 | principal | 16,772,000 | $15.2M | -1,635,000 |
| COHERUS ONCOLOGY INCCOHERUS ONCOLOGY INC BOND | principal | 18,743,000 | $14.7M | +3,000,000 |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1 | principal | 40,788,000 | $14.7M | +142,000 |
| Dropbox IncDropbox Inc Convertible bond | principal | 15,000,000 | $14.6M | +3,000,000 |
| VERINT SYSTEMS INCVERINT SYSTEMS INC BOND | principal | 15,211,000 | $14.2M | +4,424,000 |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND | principal | 13,100,000 | $13.9M | 0 |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1 | principal | 14,753,000 | $13.6M | new |
| Viavi Solutions IncViavi Solutions Inc Convertible bond | principal | 13,590,000 | $13.5M | +3,574,000 |
| XERIS PHARMACEUTICALS INCXERIS PHARMACEUTICALS INC NOTE 5.000% 7/1 | principal | 11,500,000 | $13.3M | 0 |
| VEECO INSTRS INC DELVEECO INSTRS INC DEL BOND | principal | 5,282,000 | $12.8M | 0 |
| CALLAWAY GOLF COCALLAWAY GOLF CO NOTE 2.750% 5/0 | principal | 12,500,000 | $12.8M | -16,500,000 |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 13,994,000 | $12.4M | +5,000,000 |
| MBBISHARES TR SHS | principal | 128,510 | $12.3M | -243 |
| MESA LABS INCMESA LABS INC NOTE 1.375% 8/1 | principal | 12,659,000 | $12.2M | 0 |
| VGSHVANGUARD SCOTTSDALE FDS SHS | principal | 183,834 | $10.8M | -2,586 |
| CSG SYS INTL INCCSG SYS INTL INC NOTE 3.875% 9/1 | principal | 10,503,000 | $10.5M | new |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/0 | principal | 10,565,000 | $10.3M | new |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/1 | principal | 11,000,000 | $10.1M | 0 |
| GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1 | principal | 12,115,000 | $9.75M | +4,000,000 |
| MUBISHARES TR NATIONAL MUN ETF | principal | 87,244 | $9.48M | 0 |
| SNAP INCSNAP INC NOTE 5/0 | principal | 11,007,000 | $9.44M | -3,628,000 |
| DAYFORCE INCDAYFORCE INC NOTE 0.250% 3/1 | principal | 9,104,000 | $8.6M | 0 |
| CONFLUENT INCCONFLUENT INC NOTE 1/1 | principal | 9,416,000 | $8.36M | -1,476,000 |
| CABLE ONE INCCABLE ONE INC NOTE 3/1 | principal | 8,965,000 | $8.25M | 0 |
| LYFT INCLYFT INC NOTE 1.500% 5/1 | principal | 8,270,000 | $8.07M | -11,044,000 |
| HYGISHARES TR IBOXX HI YD ETF | principal | 99,959 | $8.03M | -13,554 |
| PARSONS CORP DELPARSONS CORP DEL BOND | principal | 3,481,000 | $8.01M | +683,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1 | principal | 8,907,000 | $7.74M | 0 |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1 | principal | 21,770,000 | $7.73M | 0 |
| BITDEER TECHNOLOGIES GROUPBITDEER TECHNOLOGIES GROUP Fixed Income | principal | 6,543,000 | $7.63M | new |
| VEECO INSTRS INC DELVEECO INSTRS INC DEL NOTE 2.875% 6/0 | principal | 5,500,000 | $7.43M | +5,000,000 |
| NIO INCNIO INC NOTE 0.500% 2/0 | principal | 7,300,000 | $7.12M | 0 |
| HAEMONETICS CORP MASSHAEMONETICS CORP MASS NOTE 3/0 | principal | 7,516,000 | $6.95M | 0 |
| TRAVERE THERAPEUTICS INCTRAVERE THERAPEUTICS INC CNV | principal | 8,000,000 | $6.91M | -23,000,000 |
| JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 0.500% 4/0 | principal | 6,909,000 | $6.37M | 0 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 5,992,000 | $6.2M | 0 |
| CABLE ONE INCCABLE ONE INC NOTE | principal | 6,857,000 | $5.55M | +6,740,000 |
| VCSHVANGUARD SCOTTSDALE FDS COM | principal | 69,738 | $5.54M | 0 |
| INOTIV INCINOTIV INC Convertible Bond | principal | 21,215,000 | $5.51M | +1,000,000 |
| STARWOOD PPTY TR INCSTARWOOD PPTY TR INC NOTE 6.750% 7/1 | principal | 4,960,000 | $5.32M | new |
| MIRUM PHARMACEUTICALS INCMIRUM PHARMACEUTICALS INC NOTE 4.000% 5/0 | principal | 3,500,000 | $5.14M | +3,500,000 |
| RAPID7 INCRAPID7 INC NOTE 1.250% 3/1 | principal | 5,250,000 | $4.96M | new |
| NCL CORP LTDNCL CORP LTD NOTE 2.500% 2/1 | principal | 5,000,000 | $4.96M | -12,000,000 |
| VEECO INSTRS INC DELVEECO INSTRS INC DEL NOTE 3.500% 1/1 | principal | 3,500,000 | $4.92M | 0 |
| IMAX CORPIMAX CORP NOTE 0.500% 4/0 | principal | 4,800,000 | $4.83M | 0 |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 6,366,000 | $4.75M | 0 |
| BLOCK INCBLOCK INC NOTE 0.250%11/0 | principal | 5,382,000 | $4.66M | 0 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible | principal | 5,519,000 | $4.63M | new |
| ZIFF DAVIS INCZIFF DAVIS INC NOTE 1.75% 11/01/2026 | principal | 4,865,000 | $4.51M | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 4,619,000 | $4.49M | 0 |
| IEFISHARES TR 7-10 YR TRSY BD | principal | 45,107 | $4.42M | -937 |
| CENTURY ALUM COCENTURY ALUM CO NOTE 2.750% 5/0 | principal | 3,480,000 | $3.85M | -9,000,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 | principal | 3,167,000 | $3.44M | -1,000,000 |
| RAPID7 INCRAPID7 INC NOTE 0.250% 3/1 | principal | 3,730,000 | $3.42M | -904,000 |
| BSVVANGUARD BD INDEX FDS SHS | principal | 41,473 | $3.26M | +95 |
| MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 | principal | 3,500,000 | $3.24M | +1,000,000 |
| SABRE GLBL INCSABRE GLBL INC BOND | principal | 3,220,000 | $3.21M | 0 |
| SUBISHARES TR ETF | principal | 27,583 | $2.93M | -660 |
| TRAVERE THERAPEUTICS INCTRAVERE THERAPEUTICS INC NOTE 2.500% 9/1 | principal | 3,037,000 | $2.9M | new |
| SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 2.625% 2/1 | principal | 4,090,000 | $2.69M | new |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 2,979,000 | $2.63M | +2,226,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 3,234,000 | $2.6M | -34,666,000 |
| VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0 | principal | 2,703,000 | $2.56M | 0 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 2,233,000 | $2.47M | -4,570,000 |
| TripAdvisor IncTripAdvisor Inc CONV | principal | 2,568,000 | $2.4M | 0 |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 | principal | 2,500,000 | $2.38M | new |
| SSR Mining IncSSR Mining Inc Convertible bond | principal | 2,500,000 | $2.35M | 0 |
| LQDISHARES TR SHS | principal | 20,783 | $2.35M | -1,628 |
| VGLTVANGUARD SCOTTSDALE FDS COM | principal | 37,669 | $2.32M | -24,950 |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 1,781,000 | $2.21M | -37,644,000 |
| IGIBISHARES TR ISHS 5-10YR INVT | principal | 37,800 | $2.03M | 0 |
| VMBSVANGUARD SCOTTSDALE FDS SHS | principal | 38,494 | $1.82M | 0 |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 1,619,000 | $1.64M | -13,942,000 |
| DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV | principal | 1,869,000 | $1.63M | -5,644,000 |
| MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1 | principal | 0 | $1.36M | 0 |
| ITMVANECK ETF TRUST INTRMDT MUNI ETF | principal | 28,132 | $1.32M | -2,848 |
| SHMSPDR SERIES TRUST ST NUVE TERM ETF | principal | 27,297 | $1.31M | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1 | principal | 1,215,000 | $1.27M | 0 |
| AIRBNB INC CLASS AAIRBNB INC CLASS A CLASS A | principal | 1,227,000 | $1.14M | -18,107,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1 | principal | 0 | $1.02M | new |
| PROS HOLDINGS INCPROS HOLDINGS INC NOTE 2.250% 9/1 | principal | 1,007,000 | $908K | +1,007,000 |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 1,053,000 | $906K | 0 |
| IEIISHARES TR 3 7 YR TREAS BD | principal | 7,343 | $878K | 0 |
| CWBSPDR SERIES TRUST BBG CONV SEC ETF | principal | 11,000 | $842K | 0 |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 | principal | 751,000 | $667K | 0 |
| BNDVANGUARD BD INDEX FDS SHS | principal | 6,400 | $480K | 0 |
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 507,000 | $469K | -8,404,000 |
| GVIISHARES TR INTRM GOV CR ETF | principal | 3,840 | $411K | -1,177 |
| TLTISHARES TR 20 YR TR BD ETF | principal | 3,764 | $369K | -1,807 |
| TIPISHARES TR SHS | principal | 2,000 | $220K | 0 |
| BABINVESCO EXCH TRADED FD TR II TAXABLE MUN BD | principal | 8,000 | $220K | 0 |
| BBNBLACKROCK TAX MUNICPAL BD TR SHS | principal | 9,300 | $165K | 0 |
| FLUOR CORPFLUOR CORP NOTE 1.125% 8/1 | principal | 135,000 | $165K | new |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 188,000 | $163K | -36,335,000 |
| BTZBLACKROCK CR ALLOCATION COM | principal | 13,870 | $156K | -5,320 |
| MMTABERDEEN MULTI-MARKET INCOME SH BEN INT | principal | 31,620 | $153K | 0 |
| IFLNINVESCO EXCH TRADED FD TR II BLOO EN ANGE ETF | principal | 7,800 | $144K | 0 |
| SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1 | principal | 139,000 | $143K | 0 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 143,000 | $141K | -13,847,000 |
| NRKNUVEEN NY AMT FREE COM | principal | 11,800 | $132K | 0 |
| INSMED INCINSMED INC NOTE 0.750% 6/0 | principal | 47,000 | $107K | 0 |
| SEMTECH CORPSEMTECH CORP NOTE 1.625%11/0 | principal | 71,000 | $100K | new |
| JNKSPDR SERIES TRUST BLOOMBERG HIGH Y | principal | 800 | $78K | 0 |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 66,000 | $77K | 0 |
| SHVISHARES TR SHS | principal | 660 | $73K | -2 |
| CINEMARK HLDGS INCCINEMARK HLDGS INC NOTE 4.500% 8/1 | principal | 21,000 | $41K | 0 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 218. All 218
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ATI INCATI INC | 36,200,000 | $130M | principal |
| NATERA INCNATERA INC | 23,526,000 | $66.9M | principal |
| Eagle Bulk Shipping IncEagle Bulk Shipping Inc | 31,633,000 | $66.8M | principal |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC | 39,712,000 | $39.5M | principal |
| BNBROOKFIELD CORP | 895,929 | $37.2M | shares |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD | 36,579,000 | $36.4M | principal |
| WOLFSPEED INCWOLFSPEED INC | 30,717,000 | $27.4M | principal |
| TE CONNECTIVITY LTDTE CONNECTIVITY LTD | 165,327 | $24.9M | shares |
| ENVESTNET INCENVESTNET INC | 25,000,000 | $24.2M | principal |
| OKTA INCOKTA INC | 26,170,000 | $24M | principal |
| EZCORP INCEZCORP INC | 20,251,000 | $22M | principal |
| PETIQ INCPETIQ INC | 20,000,000 | $21.3M | principal |
| BREAD FINANCIAL HOLDINGS INBREAD FINANCIAL HOLDINGS IN | 15,733,000 | $21.1M | principal |
| ATIATI INC | 348,098 | $19.3M | shares |
| MARCUS CORP DELMARCUS CORP DEL | 12,250,000 | $14.4M | principal |
| NATIONAL VISION HLDGS INCNATIONAL VISION HLDGS INC | 13,888,000 | $13.4M | principal |
| CMACOMERICA INC | 229,837 | $11.7M | shares |
| BILL HOLDINGS INCBILL HOLDINGS INC | 13,665,000 | $11.7M | principal |
| GREEN PLAINS INCGREEN PLAINS INC | 12,300,000 | $11M | principal |
| CIENCIENA CORP | 225,139 | $10.8M | shares |
| ENVESTNET INCENVESTNET INC | 7,517,000 | $8.09M | principal |
| WISDOMTREE INCWISDOMTREE INC | 6,000,000 | $7.37M | principal |
| AVIDXCHANGE HOLDINGS INCAVIDXCHANGE HOLDINGS INC | 555,824 | $6.7M | shares |
| MNSOMINISO GROUP HLDG LTD | 311,728 | $5.94M | shares |
| SHIFT4 PMTS INCSHIFT4 PMTS INC | 5,661,000 | $5.38M | principal |
| BLOOM ENERGY CORPBLOOM ENERGY CORP | 5,366,000 | $5.22M | principal |
| WOLFSPEED INCWOLFSPEED INC | 9,056,000 | $5.04M | principal |
| DROPBOX INCDROPBOX INC | 5,000,000 | $4.57M | principal |
| GVAGRANITE CONSTR INC | 69,457 | $4.3M | shares |
| HELEHELEN OF TROY LTD | 35,833 | $3.32M | shares |
| FIVEFIVE BELOW INC | 22,183 | $2.42M | shares |
| PPLPPL CORP | 82,288 | $2.27M | shares |
| SILVERBOW RES INCSILVERBOW RES INC | 58,255 | $2.2M | shares |
| GRANITE CONSTR INCGRANITE CONSTR INC | 1,500,000 | $2.18M | principal |
| OUTSET MEDICAL INCOUTSET MEDICAL INC | 469,694 | $1.81M | shares |
| IQIQIYI INC | 455,303 | $1.67M | shares |
| CSTMCONSTELLIUM SE | 87,154 | $1.64M | shares |
| FRESHPET INCFRESHPET INC | 719,000 | $1.43M | principal |
| TRNOTERRENO RLTY CORP | 23,091 | $1.37M | shares |
| GMS INCGMS INC | 16,805 | $1.35M | shares |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. | 1,081,000 | $1.15M | principal |
| CARTMAPLEBEAR INC | 32,346 | $1.04M | shares |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 42,611 | $944K | shares |
| SHLSSHOALS TECHNOLOGIES GROUP IN | 148,078 | $923K | shares |
| HANESBRANDS INCHANESBRANDS INC | 173,568 | $855K | shares |
| ZWSZURN ELKAY WATER SOLNS CORP | 27,121 | $797K | shares |
| CPBTHE CAMPBELLS COMPANY | 16,508 | $745K | shares |
| JBLJABIL INC | 6,609 | $718K | shares |
| VNTVONTIER CORPORATION | 18,151 | $691K | shares |
| WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC | 55,886 | $675K | shares |
| PLABPHOTRONICS INC | 26,062 | $642K | shares |
| IRINGERSOLL RAND INC | 6,604 | $599K | shares |
| ACIALBERTSONS COMPANIES INC | 29,958 | $591K | shares |
| IOTSAMSARA INC | 17,352 | $584K | shares |
| FHIFEDERATED HERMES INC | 15,876 | $520K | shares |
| CALXCALIX INC | 13,360 | $473K | shares |
| AWIARMSTRONG WORLD INDS INC NEW | 3,964 | $448K | shares |
| GPORGULFPORT ENERGY CORP | 2,913 | $439K | shares |
| ROCKGIBRALTAR INDS INC | 6,331 | $433K | shares |
| TTMITTM TECHNOLOGIES INC | 22,176 | $430K | shares |
| OSWONESPAWORLD HOLDINGS LIMITED | 27,479 | $422K | shares |
| SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO | 61,963 | $415K | shares |
| PARAMOUNT GLOBALPARAMOUNT GLOBAL | 38,551 | $400K | shares |
| FFINFIRST FINL BANKSHARES INC | 12,440 | $367K | shares |
| BVNCOMPANIA DE MINAS BUENAVENTU | 20,864 | $353K | shares |
| SITE CENTERS CORPSITE CENTERS CORP | 24,380 | $353K | shares |
| AKRACADIA RLTY TR | 19,529 | $349K | shares |
| ASBASSOCIATED BANC-CORP | 16,306 | $344K | shares |
| HRTXHERON THERAPEUTICS INC | 98,182 | $343K | shares |
| BXPBXP INC | 5,474 | $336K | shares |
| HXLHEXCEL CORP NEW | 5,343 | $333K | shares |
| RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTS | 25,754 | $320K | shares |
| WABCWESTAMERICA BANCORPORATION | 6,581 | $319K | shares |
| SCHLSCHOLASTIC CORP | 8,818 | $312K | shares |
| RLIRLI CORP | 2,223 | $312K | shares |
| ALXALEXANDERS INC | 1,385 | $311K | shares |
| FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC | 18,101 | $289K | shares |
| Vivid Seats IncVivid Seats Inc | 49,418 | $282K | shares |
| CASSCASS INFORMATION SYS INC | 7,034 | $281K | shares |
| FSVFIRSTSERVICE CORP NEW | 1,673 | $254K | shares |
| MITKMITEK SYS INC | 21,476 | $240K | shares |
| MGMMGM RESORTS INTERNATIONAL | 4,990 | $221K | shares |
| GOLDGOLD COM INC | 6,819 | $220K | shares |
| AALAMERICAN AIRLINES GROUP INC | 18,913 | $213K | shares |
| WESTROCK COWESTROCK CO | 4,177 | $209K | shares |
| BW LPG LTDBW LPG LTD | 10,938 | $208K | shares |
| EVERI HLDGS INCEVERI HLDGS INC | 24,815 | $207K | shares |
| PSTLPOSTAL REALTY TRUST INC | 14,989 | $199K | shares |
| GRINDROD SHIPPING HOLDINGS LGRINDROD SHIPPING HOLDINGS L | 14,438 | $198K | shares |
| SNCYSUN CTRY AIRLS HLDGS INC | 15,326 | $191K | shares |
| FHNFIRST HORIZON CORPORATION | 11,963 | $187K | shares |
| KEKIMBALL ELECTRONICS INC | 8,531 | $187K | shares |
| ENCORE WIRE CORPENCORE WIRE CORP | 607 | $174K | shares |
| RLJRLJ LODGING TR | 17,256 | $165K | shares |
| XHRXENIA HOTELS & RESORTS INC | 9,858 | $140K | shares |
| EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV | 10,536 | $135K | shares |
| CDRECADRE HLDGS INC | 3,936 | $132K | shares |
| ALGALAMO GROUP INC | 744 | $128K | shares |
| PNNTPENNANTPARK INVTS CORP | 16,811 | $126K | shares |
| VRAVERA BRADLEY INC | 20,197 | $126K | shares |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001207017-24-000060 | base | 2024-11-14 | acceptance time not in the bulk data set |