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Disclosery

LAU ASSOCIATES LLC

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13F filer, CIK 1161825, GREENVILLE, DE

LAU ASSOCIATES LLC reported holdings worth $189,005,000 (the sum of its rows) across 96 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-10-02. The total stated on the cover page is $184,399,000. Its ten largest share positions make up 51.18% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001161825-19-000004

The cover page states a total of $184,399,000, 2% less than the sum of the rows, $189,005,000. This page uses the sum of the rows.

Period
2019-09-30
Value, sum of rows
$189M
Stated on the cover page
$184M
Holdings
96
Top 10 weight
51.18%
New
8
Sold out
5

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVVnew+8,250$2.46M
Johnson Controls Incnew+27,300$1.2M
CSIQnew+22,900$432K
CANOPY GROWTH CORPnew+13,860$318K
FSLRnew+4,850$287K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
JPSTreduced-262,375-$13.2M
CMIexited-9,250-$1.58M
KLACreduced-7,100-$1.13M
ALKreduced-14,450-$938K
CMCSAreduced-20,340-$917K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001161825-19-000004, largest first. % of portfolio is the value over $189,005,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
JPSTJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 19,000 shares; 2018Q2: 391,950 shares; 2018Q3: 428,382 shares; 2018Q4: 446,182 shares; 2019Q1: 603,952 shares; 2019Q2: 884,847 shares; 2019Q3: 622,472 shares 622,472$31.4M16.61%-262,375Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 62,487 shares; 2018Q2: 62,418 shares; 2018Q3: 68,056 shares; 2018Q4: 72,276 shares; 2019Q1: 71,073 shares; 2019Q2: 71,243 shares; 2019Q3: 71,093 shares 71,093$15.9M8.42%-150Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 169,060 shares; 2018Q2: 160,894 shares; 2018Q3: 160,227 shares; 2018Q4: 164,493 shares; 2019Q1: 165,165 shares; 2019Q2: 163,165 shares; 2019Q3: 157,735 shares 157,735$8.13M4.3%-5,430Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 52,168 shares; 2018Q2: 48,829 shares; 2018Q3: 53,778 shares; 2018Q4: 63,754 shares; 2019Q1: 62,700 shares; 2019Q2: 61,950 shares; 2019Q3: 57,110 shares 57,110$7.39M3.91%-4,840Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 55,516 shares; 2018Q2: 53,451 shares; 2018Q3: 53,420 shares; 2018Q4: 57,455 shares; 2019Q1: 55,718 shares; 2019Q2: 54,930 shares; 2019Q3: 51,860 shares 51,860$7.11M3.76%-3,070Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 60,103 shares; 2018Q2: 54,844 shares; 2018Q3: 79,344 shares; 2018Q4: 125,011 shares; 2019Q1: 112,783 shares; 2019Q2: 111,521 shares; 2019Q3: 111,781 shares 111,781$6.37M3.37%+260Timeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 40,087 shares; 2018Q2: 36,920 shares; 2018Q3: 43,220 shares; 2018Q4: 62,720 shares; 2019Q1: 62,648 shares; 2019Q2: 61,478 shares; 2019Q3: 61,478 shares 61,478$6.29M3.33%0Timeline
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,730 shares; 2018Q2: 5,730 shares; 2018Q3: 5,730 shares; 2018Q4: 5,730 shares; 2019Q1: 4,000 shares; 2019Q2: 4,000 shares; 2019Q3: 4,000 shares 4,000$5.11M2.71%0Timeline
ACCENTURE LTDACCENTURE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,088 shares; 2018Q2: 22,192 shares; 2018Q3: 22,192 shares; 2018Q4: 24,142 shares; 2019Q1: 24,142 shares; 2019Q2: 24,142 shares; 2019Q3: 23,642 shares 23,642$4.55M2.41%-500
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 165,745 shares; 2018Q2: 158,359 shares; 2018Q3: 164,532 shares; 2018Q4: 190,027 shares; 2019Q1: 187,736 shares; 2019Q2: 62,565 shares; 2019Q3: 62,750 shares 62,750$4.47M2.37%+185
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,294 shares; 2018Q2: 17,294 shares; 2018Q3: 30,149 shares; 2018Q4: 33,549 shares; 2019Q1: 31,949 shares; 2019Q2: 31,949 shares; 2019Q3: 30,249 shares 30,249$4.21M2.23%-1,700Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 35,389 shares; 2018Q2: 35,389 shares; 2018Q3: 34,632 shares; 2018Q4: 37,982 shares; 2019Q1: 35,982 shares; 2019Q2: 35,982 shares; 2019Q3: 31,582 shares 31,582$3.93M2.08%-4,400Timeline
IDXXIDEXX LABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,342 shares; 2018Q2: 12,837 shares; 2018Q3: 12,277 shares; 2018Q4: 12,777 shares; 2019Q1: 12,872 shares; 2019Q2: 12,422 shares; 2019Q3: 12,422 shares 12,422$3.38M1.79%0Timeline
MERCK &COINCMERCK &COINCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 32,175 shares; 2018Q2: 31,975 shares; 2018Q3: 40,136 shares; 2018Q4: 48,892 shares; 2019Q1: 43,018 shares; 2019Q2: 43,018 shares; 2019Q3: 35,787 shares 35,787$3.01M1.59%-7,231
DOWDOW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 62,565 shares; 2019Q3: 62,750 shares 62,750$2.99M1.58%+185Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,803 shares; 2018Q2: 18,708 shares; 2018Q3: 21,714 shares; 2018Q4: 21,961 shares; 2019Q1: 23,671 shares; 2019Q2: 23,882 shares; 2019Q3: 23,472 shares 23,472$2.81M1.49%-410Timeline
HASHASBRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,200 shares; 2018Q2: 24,200 shares; 2018Q3: 24,200 shares; 2018Q4: 28,200 shares; 2019Q1: 29,100 shares; 2019Q2: 29,100 shares; 2019Q3: 22,100 shares 22,100$2.62M1.39%-7,000Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,592 shares; 2018Q2: 12,592 shares; 2018Q3: 17,750 shares; 2018Q4: 26,150 shares; 2019Q1: 24,150 shares; 2019Q2: 24,150 shares; 2019Q3: 21,850 shares 21,850$2.57M1.36%-2,300Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,441 shares; 2018Q2: 16,063 shares; 2018Q3: 15,089 shares; 2018Q4: 15,249 shares; 2019Q1: 15,649 shares; 2019Q2: 15,599 shares; 2019Q3: 15,564 shares 15,564$2.56M1.35%-35Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 8,250 shares 8,250$2.46M1.3%newTimeline
IEFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 30,500 shares; 2018Q4: 45,100 shares; 2019Q1: 36,100 shares; 2019Q2: 36,100 shares; 2019Q3: 36,950 shares 36,950$2.26M1.19%+850Timeline
KLACKLA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,800 shares; 2018Q2: 15,900 shares; 2018Q3: 17,900 shares; 2018Q4: 20,400 shares; 2019Q1: 20,900 shares; 2019Q2: 20,900 shares; 2019Q3: 13,800 shares 13,800$2.2M1.16%-7,100Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,825 shares; 2018Q2: 24,825 shares; 2018Q3: 24,815 shares; 2018Q4: 28,911 shares; 2019Q1: 28,611 shares; 2019Q2: 28,611 shares; 2019Q3: 22,380 shares 22,380$2.1M1.11%-6,231Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 47,968 shares; 2018Q2: 47,968 shares; 2018Q3: 44,695 shares; 2018Q4: 48,475 shares; 2019Q1: 44,405 shares; 2019Q2: 44,405 shares; 2019Q3: 36,373 shares 36,373$1.98M1.05%-8,032Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,236 shares; 2018Q2: 1,296 shares; 2018Q3: 1,736 shares; 2018Q4: 1,884 shares; 2019Q1: 1,874 shares; 2019Q2: 1,874 shares; 2019Q3: 1,620 shares 1,620$1.98M1.05%-254Timeline
CTVACORTEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 62,565 shares; 2019Q3: 62,749 shares 62,749$1.76M0.93%+184Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,500 shares; 2018Q2: 9,500 shares; 2018Q3: 9,700 shares; 2018Q4: 9,520 shares; 2019Q1: 9,520 shares; 2019Q2: 9,550 shares; 2019Q3: 7,130 shares 7,130$1.55M0.82%-2,420Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,567 shares; 2018Q2: 12,567 shares; 2018Q3: 14,431 shares; 2018Q4: 17,584 shares; 2019Q1: 17,535 shares; 2019Q2: 17,535 shares; 2019Q3: 11,162 shares 11,162$1.52M0.81%-6,373
ALKALASKA AIR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 31,700 shares; 2018Q2: 31,700 shares; 2018Q3: 34,600 shares; 2018Q4: 36,400 shares; 2019Q1: 37,450 shares; 2019Q2: 37,450 shares; 2019Q3: 23,000 shares 23,000$1.49M0.79%-14,450Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 31,661 shares; 2018Q2: 19,277 shares; 2018Q3: 19,277 shares; 2018Q4: 19,277 shares; 2019Q1: 22,153 shares; 2019Q2: 22,153 shares; 2019Q3: 20,553 shares 20,553$1.45M0.77%-1,600Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 7,484 shares; 2019Q1: not reported; 2019Q2: 52,106 shares; 2019Q3: 31,766 shares 31,766$1.43M0.76%-20,340Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 22,500 shares; 2018Q2: 22,500 shares; 2018Q3: 22,500 shares; 2018Q4: 25,414 shares; 2019Q1: 26,714 shares; 2019Q2: 26,714 shares; 2019Q3: 17,464 shares 17,464$1.42M0.75%-9,250
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,900 shares; 2018Q2: 10,900 shares; 2018Q3: 11,650 shares; 2018Q4: 12,750 shares; 2019Q1: 11,100 shares; 2019Q2: 11,140 shares; 2019Q3: 7,940 shares 7,940$1.41M0.75%-3,200Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 742 shares; 2018Q4: 766 shares; 2019Q1: 766 shares; 2019Q2: 742 shares; 2019Q3: 787 shares 787$1.37M0.72%+45Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,791 shares; 2018Q2: 10,791 shares; 2018Q3: 19,115 shares; 2018Q4: 34,574 shares; 2019Q1: 30,915 shares; 2019Q2: 30,915 shares; 2019Q3: 27,365 shares 27,365$1.35M0.72%-3,550Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,164 shares; 2018Q2: 11,164 shares; 2018Q3: 11,164 shares; 2018Q4: 20,164 shares; 2019Q1: 11,164 shares; 2019Q2: 11,164 shares; 2019Q3: 8,814 shares 8,814$1.33M0.71%-2,350Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,795 shares; 2018Q2: 9,795 shares; 2018Q3: 9,795 shares; 2018Q4: 9,795 shares; 2019Q1: 8,000 shares; 2019Q2: 8,000 shares; 2019Q3: 8,000 shares 8,000$1.28M0.68%0Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,950 shares; 2018Q2: 14,950 shares; 2018Q3: 15,308 shares; 2018Q4: 16,946 shares; 2019Q1: 16,059 shares; 2019Q2: 16,059 shares; 2019Q3: 11,543 shares 11,543$1.27M0.67%-4,516Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,450 shares; 2018Q2: 9,450 shares; 2018Q3: 17,881 shares; 2018Q4: 32,137 shares; 2019Q1: 31,000 shares; 2019Q2: 31,000 shares; 2019Q3: 31,000 shares 31,000$1.27M0.67%0Timeline
LNCLINCOLN NATL CORP INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,600 shares; 2018Q2: 24,600 shares; 2018Q3: 24,600 shares; 2018Q4: 27,400 shares; 2019Q1: 29,700 shares; 2019Q2: 29,700 shares; 2019Q3: 20,800 shares 20,800$1.25M0.66%-8,900Timeline
STZCONSTELLATION BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,875 shares; 2018Q2: 7,975 shares; 2018Q3: 7,975 shares; 2018Q4: 8,975 shares; 2019Q1: 9,475 shares; 2019Q2: 9,505 shares; 2019Q3: 5,905 shares 5,905$1.22M0.65%-3,600Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,900 shares; 2018Q2: 7,940 shares; 2018Q3: 7,940 shares; 2018Q4: 8,198 shares; 2019Q1: 9,898 shares; 2019Q2: 10,098 shares; 2019Q3: 5,798 shares 5,798$1.2M0.64%-4,300Timeline
Johnson Controls IncJohnson Controls IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 27,300 shares 27,300$1.2M0.63%new
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,811 shares; 2018Q2: 3,211 shares; 2018Q3: 8,690 shares; 2018Q4: 15,596 shares; 2019Q1: 14,936 shares; 2019Q2: 14,936 shares; 2019Q3: 15,236 shares 15,236$1.16M0.61%+300Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,581 shares; 2018Q2: 12,581 shares; 2018Q3: 11,687 shares; 2018Q4: 12,497 shares; 2019Q1: 10,505 shares; 2019Q2: 10,505 shares; 2019Q3: 9,635 shares 9,635$1.14M0.6%-870Timeline
ZBHZIMMER BIOMET HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,650 shares; 2018Q2: 11,650 shares; 2018Q3: 11,650 shares; 2018Q4: 11,450 shares; 2019Q1: 10,900 shares; 2019Q2: 10,900 shares; 2019Q3: 8,300 shares 8,300$1.14M0.6%-2,600Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,300 shares; 2018Q4: 3,408 shares; 2019Q1: 3,408 shares; 2019Q2: 3,300 shares; 2019Q3: 2,800 shares 2,800$1.06M0.56%-500Timeline
INCYINCYTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,532 shares; 2018Q2: 12,532 shares; 2018Q3: 12,532 shares; 2018Q4: 12,532 shares; 2019Q1: 12,532 shares; 2019Q2: 12,532 shares; 2019Q3: 12,532 shares 12,532$930K0.49%0Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 489 shares; 2018Q4: 913 shares; 2019Q1: 793 shares; 2019Q2: 793 shares; 2019Q3: 753 shares 753$918K0.49%-40Timeline
NUENUCOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 26,775 shares; 2018Q2: 26,775 shares; 2018Q3: 26,975 shares; 2018Q4: 30,775 shares; 2019Q1: 31,375 shares; 2019Q2: 31,375 shares; 2019Q3: 17,775 shares 17,775$905K0.48%-13,600Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 12,750 shares; 2018Q4: 18,100 shares; 2019Q1: 18,100 shares; 2019Q2: 18,100 shares; 2019Q3: 18,100 shares 18,100$887K0.47%0Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 7,500 shares; 2019Q2: 7,500 shares; 2019Q3: 7,500 shares 7,500$849K0.45%0Timeline
IEIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 6,640 shares; 2019Q2: 6,640 shares; 2019Q3: 6,640 shares 6,640$842K0.45%0Timeline
BIIBBIOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,590 shares; 2018Q2: 4,590 shares; 2018Q3: 4,590 shares; 2018Q4: 5,108 shares; 2019Q1: 5,108 shares; 2019Q2: 5,108 shares; 2019Q3: 3,608 shares 3,608$840K0.44%-1,500Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 8,425 shares; 2018Q4: 18,643 shares; 2019Q1: 17,917 shares; 2019Q2: 17,917 shares; 2019Q3: 15,017 shares 15,017$826K0.44%-2,900Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5,546 shares; 2019Q1: 5,746 shares; 2019Q2: 5,796 shares; 2019Q3: 4,646 shares 4,646$799K0.42%-1,150Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,109 shares; 2018Q2: 9,109 shares; 2018Q3: 9,109 shares; 2018Q4: 9,109 shares; 2019Q1: 9,109 shares; 2019Q2: 8,295 shares; 2019Q3: 8,695 shares 8,695$728K0.39%+400Timeline
BKNGBOOKING HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 275 shares; 2018Q4: 505 shares; 2019Q1: 425 shares; 2019Q2: 425 shares; 2019Q3: 350 shares 350$687K0.36%-75Timeline
CITIGROUP INCCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10,298 shares; 2018Q4: 16,355 shares; 2019Q1: 8,500 shares; 2019Q2: 8,500 shares; 2019Q3: 9,900 shares 9,900$684K0.36%+1,400
TJXTJX COS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 20,150 shares; 2019Q2: 20,150 shares; 2019Q3: 20,150 shares 20,150$663K0.35%0Timeline
DVADAVITA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 16,100 shares; 2019Q2: 16,100 shares; 2019Q3: 10,600 shares 10,600$605K0.32%-5,500Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,959 shares; 2018Q4: 4,133 shares; 2019Q1: 3,259 shares; 2019Q2: 3,412 shares; 2019Q3: 3,050 shares 3,050$590K0.31%-362Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,980 shares; 2018Q2: 5,980 shares; 2018Q3: 5,263 shares; 2018Q4: 4,837 shares; 2019Q1: 4,937 shares; 2019Q2: 4,933 shares; 2019Q3: 3,933 shares 3,933$572K0.3%-1,000Timeline
SYKSTRYKER CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,400 shares; 2018Q2: 1,400 shares; 2018Q3: 1,400 shares; 2018Q4: 2,400 shares; 2019Q1: 2,400 shares; 2019Q2: 2,400 shares; 2019Q3: 2,400 shares 2,400$519K0.27%0Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 9,389 shares; 2018Q4: 16,135 shares; 2019Q1: 11,403 shares; 2019Q2: 11,403 shares; 2019Q3: 10,803 shares 10,803$509K0.27%-600Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,554 shares; 2018Q2: 6,554 shares; 2018Q3: 6,554 shares; 2018Q4: 6,876 shares; 2019Q1: 6,876 shares; 2019Q2: 6,062 shares; 2019Q3: 6,251 shares 6,251$473K0.25%+189Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2,200 shares; 2019Q1: 2,200 shares; 2019Q2: 2,200 shares; 2019Q3: 1,700 shares 1,700$462K0.24%-500Timeline
PRUPRUDENTIAL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,100 shares; 2018Q2: 9,100 shares; 2018Q3: 9,100 shares; 2018Q4: 93,000 shares; 2019Q1: 10,700 shares; 2019Q2: 10,700 shares; 2019Q3: 5,100 shares 5,100$459K0.24%-5,600Timeline
CSIQCANADIAN SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 22,900 shares 22,900$432K0.23%newTimeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,160 shares; 2019Q3: 1,750 shares 1,750$408K0.22%+590Timeline
ETFS Gold TrustETFS Gold TrustQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,855 shares; 2018Q2: 2,863 shares; 2018Q3: 2,863 shares; 2018Q4: 2,863 shares; 2019Q1: 2,863 shares; 2019Q2: 2,863 shares; 2019Q3: 2,863 shares 2,863$406K0.21%0
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 6,000 shares; 2018Q4: 8,000 shares; 2019Q1: 8,000 shares; 2019Q2: 8,000 shares; 2019Q3: 7,000 shares 7,000$387K0.2%-1,000Timeline
CCCHEMOURS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,740 shares; 2018Q2: 12,740 shares; 2018Q3: 19,186 shares; 2018Q4: 34,701 shares; 2019Q1: 28,686 shares; 2019Q2: 28,686 shares; 2019Q3: 24,686 shares 24,686$369K0.2%-4,000Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 8,391 shares; 2018Q4: 20,948 shares; 2019Q1: 6,387 shares; 2019Q2: 6,387 shares; 2019Q3: 6,780 shares 6,780$342K0.18%+393Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares; 2019Q1: 1,708 shares; 2019Q2: 1,708 shares; 2019Q3: 2,008 shares 2,008$340K0.18%+300Timeline
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,945 shares; 2018Q2: 4,945 shares; 2018Q3: 5,353 shares; 2018Q4: 5,684 shares; 2019Q1: 5,276 shares; 2019Q2: 4,260 shares; 2019Q3: 4,260 shares 4,260$338K0.18%0Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,150 shares; 2018Q2: 5,150 shares; 2018Q3: 5,150 shares; 2018Q4: 5,000 shares; 2019Q1: 5,000 shares; 2019Q2: 5,000 shares; 2019Q3: 5,400 shares 5,400$318K0.17%+400
CANOPY GROWTH CORPCANOPY GROWTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13,860 shares 13,860$318K0.17%new
FFIVF5 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,100 shares; 2018Q4: 3,300 shares; 2019Q1: 1,900 shares; 2019Q2: 2,200 shares; 2019Q3: 2,200 shares 2,200$309K0.16%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5,173 shares; 2019Q1: 5,112 shares; 2019Q2: 6,112 shares; 2019Q3: 4,812 shares 4,812$290K0.15%-1,300Timeline
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,975 shares; 2018Q2: 3,975 shares; 2018Q3: 3,308 shares; 2018Q4: 3,308 shares; 2019Q1: 3,308 shares; 2019Q2: 3,308 shares; 2019Q3: 3,308 shares 3,308$287K0.15%0Timeline
FSLRFIRST SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,850 shares 4,850$287K0.15%newTimeline
PNCPNC FINL SVCS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2,264 shares; 2019Q1: 1,915 shares; 2019Q2: 1,915 shares; 2019Q3: 1,915 shares 1,915$268K0.14%0Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,187 shares; 2018Q2: 6,187 shares; 2018Q3: 6,187 shares; 2018Q4: 6,647 shares; 2019Q1: 6,069 shares; 2019Q2: 6,069 shares; 2019Q3: 7,369 shares 7,369$252K0.13%+1,300Timeline
SPGIS&P GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,300 shares; 2018Q2: 1,300 shares; 2018Q3: 1,300 shares; 2018Q4: 1,300 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000$245K0.13%0Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,880 shares; 2019Q1: 1,198 shares; 2019Q2: 1,198 shares; 2019Q3: 1,498 shares 1,498$243K0.13%+300Timeline
APDAIR PRODUCTS AND CHEMICALS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,753 shares; 2019Q1: 1,090 shares; 2019Q2: 1,090 shares; 2019Q3: 1,090 shares 1,090$242K0.13%0Timeline
MRSHMARSH & MCLENNAN COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,159 shares; 2018Q2: 3,159 shares; 2018Q3: 3,159 shares; 2018Q4: 3,527 shares; 2019Q1: 3,527 shares; 2019Q2: 3,159 shares; 2019Q3: 2,359 shares 2,359$236K0.12%-800Timeline
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5,725 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,760 shares 3,760$217K0.11%newTimeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 880 shares 880$204K0.11%newTimeline
SPRINT NEXTEL CORPSPRINT NEXTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,000 shares; 2018Q2: 25,000 shares; 2018Q3: 25,000 shares; 2018Q4: 25,000 shares; 2019Q1: 25,000 shares; 2019Q2: 25,000 shares; 2019Q3: 25,000 shares 25,000$154K0.08%0
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 52,350 shares; 2018Q2: 15,523 shares; 2018Q3: not reported; 2018Q4: 11,421 shares; 2019Q1: 18,393 shares; 2019Q2: 15,945 shares; 2019Q3: 14,945 shares 14,945$134K0.07%-1,000
DURECT CORPDURECT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 36,000 shares; 2019Q2: 36,000 shares; 2019Q3: 36,000 shares 36,000$66K0.03%0
TTOOTTOOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 12,700 shares; 2019Q2: 12,700 shares; 2019Q3: 12,700 shares 12,700$32K0.02%0
IDERA PHARMACEUTICALS INCIDERA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,938 shares; 2018Q2: 26,713 shares; 2018Q3: 4,539 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,249 shares 10,249$30K0.02%new
CELADON GROUP INCCELADON GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,000 shares; 2018Q2: 21,000 shares; 2018Q3: 21,000 shares; 2018Q4: 20,000 shares; 2019Q1: 20,000 shares; 2019Q2: 20,000 shares; 2019Q3: 20,000 shares 20,000$25K0.01%0

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
CMICUMMINS INC9,250$1.58Mshares
BLACKROCK INCBLACKROCK INC976$458Kshares
MCDMCDONALDS CORP1,824$379Kshares
COSTCOSTCO WHOLESALE CORPORATION850$225Kshares
DISDISNEY WALT CO1,532$214Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001161825-19-000004 base2019-10-02acceptance time not in the bulk data set