Lake Point Wealth Management

13F filer, CIK 1768068, ROCKWALL, TX

Lake Point Wealth Management reported $216,986,000 across 445 holdings for the quarter ended 2021-09-30, in a 13F-HR filed 2021-10-21. Its ten largest share positions make up 93.7% of the portfolio.

Filed 2021-10-21 (acceptance time not in the bulk data set), ingested 2026-10-07 18:37:51 UTC13F-HR 0001437749-21-024086

Period: 2021-09-30
Reported value: $217M
Holdings: 445
Top 10 weight: 93.7%
New: 28
Sold out: 32

Largest buys vs the previous quarter

Security	Shares change	Approx. value
XVOLadded	+155,266	$3.19M
IVOLadded	+45,546	$1.27M
SMMDadded	+11,828	$759K
IEMGadded	+10,602	$655K
IHDGadded	+12,249	$529K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IVVreduced	-2,023	-$872K
PGreduced	-1,072	-$150K
RWOreduced	-1,721	-$88.6K
SCHDexited	-890	-$67K
IXUSexited	-900	-$66K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2021

Share positions as resolved from 13F-HR 0001437749-21-024086, largest first. % of portfolio is the value over $216,986,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
XVOLTIDAL TRUST I	3,469,987	$71.4M	32.9%	+155,266		Timeline
IVOLKRANESHARES TRUST	1,118,056	$31.2M	14.36%	+45,546		Timeline
IHDGWISDOMTREE TR	641,627	$27.7M	12.77%	+12,249		Timeline
SMMDISHARES TR	420,889	$27M	12.45%	+11,828		Timeline
IEMGISHARES INC	221,678	$13.7M	6.31%	+10,602		Timeline
IAUISHARES GOLD TR	406,754	$13.6M	6.26%	+8,122		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	22,438	$9.63M	4.44%	-61		Timeline
IVVISHARES TR	16,235	$6.99M	3.22%	-2,023		Timeline
AGGISHARES TR	10,215	$1.17M	0.54%	-106		Timeline
BONDPIMCO ETF TR	8,735	$966K	0.45%	+158		Timeline
PGPROCTER & GAMBLE CO	4,816	$673K	0.31%	-1,072		Timeline
INDEXIQ ETF TRINDEXIQ ETF TR	22,865	$574K	0.26%	+1,014
VOOVANGUARD INDEX FDS	1,406	$555K	0.26%	0		Timeline
INDEXIQ ETF TRINDEXIQ ETF TR	20,040	$544K	0.25%	+655
AAPLAPPLE INC	3,765	$533K	0.25%	-198		Timeline
BNDWVANGUARD SCOTTSDALE FDS	5,802	$463K	0.21%	+123		Timeline
AMZNAMAZON COM INC	138	$453K	0.21%	-5		Timeline
SUBISHARES TR	3,868	$416K	0.19%	0		Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	1	$411K	0.19%	0		Timeline
VTEBVANGUARD MUN BD FDS	6,661	$365K	0.17%	0		Timeline
APGAPI GROUP CORP	16,870	$343K	0.16%	0		Timeline
PEPPEPSICO INC	2,057	$309K	0.14%	0		Timeline
ADVISORSHARES TRADVISORSHARES TR	6,058	$296K	0.14%	+2
VTVANGUARD INTL EQUITY INDEX F	2,896	$295K	0.14%	-11		Timeline
BXBLACKSTONE INC	2,500	$291K	0.13%	0		Timeline
FFINFIRST FINL BANKSHARES INC	6,210	$285K	0.13%	+2		Timeline
LHXL3HARRIS TECHNOLOGIES INC	1,230	$271K	0.12%	0		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	758	$207K	0.1%	+22		Timeline
WTMFWISDOMTREE TR	4,998	$205K	0.09%	-16		Timeline
QAINYLIM ETF TR	6,378	$203K	0.09%	-41		Timeline
ETENERGY TRANSFER L P	20,000	$192K	0.09%	0		Timeline
MSFTMICROSOFT CORP	666	$188K	0.09%	+69		Timeline
THOTHOR INDS INC	1,281	$157K	0.07%	0		Timeline
IWMISHARES TR	698	$153K	0.07%	0		Timeline
TAT&T INC	4,246	$115K	0.05%	-241		Timeline
JPMJPMORGAN CHASE & CO	701	$115K	0.05%	+1		Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	13,000	$109K	0.05%	0
ROKROCKWELL AUTOMATION INC	366	$108K	0.05%	0		Timeline
CBCHUBB LIMITED	601	$104K	0.05%	0		Timeline
NVDANVIDIA CORPORATION	460	$95K	0.04%	+298		Timeline
FSKFS KKR CAP CORP	4,301	$95K	0.04%	0		Timeline
XOMEXXON MOBIL CORP	1,564	$92K	0.04%	-435		Timeline
AWKAMERICAN WTR WKS CO INC NEW	504	$85K	0.04%	0		Timeline
JNJJOHNSON & JOHNSON	514	$83K	0.04%	+200		Timeline
SLBSLB LIMITED	2,800	$83K	0.04%	0		Timeline
MOALTRIA GROUP INC	1,711	$78K	0.04%	+1		Timeline
MCDMCDONALDS CORP	305	$74K	0.03%	+100		Timeline
BACBANK OF AMER CORP	1,730	$73K	0.03%	+1		Timeline
HDHOME DEPOT INC	217	$71K	0.03%	0		Timeline
WMTWALMART INC	510	$71K	0.03%	0		Timeline
MMSMAXIMUS INC	856	$71K	0.03%	0		Timeline
ATOATMOS ENERGY CORP	787	$69K	0.03%	0		Timeline
METAMETA PLATFORMS INC	200	$68K	0.03%	0		Timeline
ABBVABBVIE INC	575	$62K	0.03%	0		Timeline
GEGE AEROSPACE	605	$62K	0.03%	new		Timeline
IJRISHARES TR	558	$61K	0.03%	-10		Timeline
CSCOCISCO SYS INC	1,082	$59K	0.03%	+405		Timeline
TMOTHERMO FISHER SCIENTIFIC INC	100	$57K	0.03%	+33		Timeline
BFHBREAD FINANCIAL HOLDINGS INC	565	$57K	0.03%	0		Timeline
IVWISHARES TR	700	$52K	0.02%	0		Timeline
RTXRTX CORPORATION	600	$52K	0.02%	0		Timeline
GDGENERAL DYNAMICS CORP	260	$51K	0.02%	0		Timeline
XLESELECT SECTOR SPDR TR	951	$50K	0.02%	0		Timeline
AALAMERICAN AIRLINES GROUP INC	2,452	$50K	0.02%	0		Timeline
POOLPOOL CORP	115	$50K	0.02%	0		Timeline
PFEPFIZER INC	1,124	$48K	0.02%	-140		Timeline
PAWZPROSHARES TR	595	$46K	0.02%	0		Timeline
CMCSACOMCAST CORP NEW	722	$40K	0.02%	0		Timeline
MRKMERCK & CO INC	518	$39K	0.02%	0		Timeline
UNHUNITEDHEALTH GROUP INC	100	$39K	0.02%	0		Timeline
ABTABBOTT LABORATORIES	322	$38K	0.02%	0		Timeline
IVOOVANGUARD ADMIRAL FDS INC	215	$38K	0.02%	0		Timeline
PSAPUBLIC STORAGE	124	$37K	0.02%	new		Timeline
TSLATESLA INC	45	$35K	0.02%	0		Timeline
MMM3M CO	192	$34K	0.02%	0		Timeline
IPATH PURE BETA CRUDE OILIPATH PURE BETA CRUDE OIL	1,496	$34K	0.02%	0
IJHISHARES TR	126	$33K	0.02%	0		Timeline
HPEHEWLETT PACKARD ENTERPRISE C	2,350	$33K	0.02%	0		Timeline
RWOSPDR INDEX SHS FDS	641	$33K	0.02%	-1,721		Timeline
TWLOTWILIO INC	99	$32K	0.01%	0		Timeline
EFAISHARES TR	405	$32K	0.01%	0		Timeline
DVYISHARES TR	274	$31K	0.01%	0		Timeline
BMRNBIOMARIN PHARMACEUTICAL INC	400	$31K	0.01%	0		Timeline
IUSGISHARES TR	290	$30K	0.01%	0		Timeline
FVRRFIVERR INTL LTD	160	$29K	0.01%	-5		Timeline
BRSPBRIGHTSPIRE CAPITAL INC	3,039	$29K	0.01%	0		Timeline
HTGCHERCULES CAPITAL INC	1,750	$29K	0.01%	0		Timeline
CODICOMPASS DIVERSIFIED	1,000	$28K	0.01%	0		Timeline
ADPAUTOMATIC DATA PROCESSING IN	135	$27K	0.01%	0		Timeline
IWRISHARES TR	348	$27K	0.01%	0		Timeline
AFGAMERICAN FINANCIAL GROUP INC	217	$27K	0.01%	new		Timeline
SEDGSOLAREDGE TECHNOLOGIES INC	100	$27K	0.01%	0		Timeline
PMPHILIP MORRIS INTL INC	261	$25K	0.01%	-65		Timeline
WFCWELLS FARGO & CO	536	$25K	0.01%	0		Timeline
USOUNITED STS OIL FD LP	476	$25K	0.01%	0		Timeline
CCLCARNIVAL CORP	971	$24K	0.01%	-425		Timeline
OXYOCCIDENTAL PETE CORP	790	$23K	0.01%	0		Timeline
IIPRINNOVATIVE INDL PPTYS INC	100	$23K	0.01%	0		Timeline
ENBENBRIDGE INC	586	$23K	0.01%	0		Timeline
AMERICAN FINANCE TRUST INCAMERICAN FINANCE TRUST INC	2,880	$23K	0.01%	0
AOMISHARES TR	524	$23K	0.01%	+133		Timeline
DALDELTA AIR LINES INC	508	$22K	0.01%	0		Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	335	$22K	0.01%	+146		Timeline
IEFAISHARES TR	286	$21K	0.01%	0		Timeline
VTRVENTAS INC	388	$21K	0.01%	0		Timeline
SRISTONERIDGE INC	1,048	$21K	0.01%	0		Timeline
XLCSELECT SECTOR SPDR TR	253	$20K	0.01%	0		Timeline
AOAISHARES TR	273	$19K	0.01%	+14		Timeline
AGNCAGNC INVT CORP	1,200	$19K	0.01%	0		Timeline
Vital Energy IncVital Energy Inc	235	$19K	0.01%	0
WRBBERKLEY W R CORP	240	$18K	0.01%	0		Timeline
DVNDEVON ENERGY CORP NEW	500	$18K	0.01%	0		Timeline
IWNISHARES TR	115	$18K	0.01%	0		Timeline
AORISHARES TR	330	$18K	0.01%	+1		Timeline
CVXCHEVRON CORPORATION	163	$17K	0.01%	-244		Timeline
IBMINTERNATIONAL BUSINESS MACHS	124	$17K	0.01%	0		Timeline
LMNDLEMONADE INC	253	$17K	0.01%	0		Timeline
RITMRITHM CAPITAL CORP	1,500	$17K	0.01%	0		Timeline
ZMZOOM COMMUNICATIONS INC	64	$17K	0.01%	-8		Timeline
KBESPDR SERIES TRUST	8,163	$17K	0.01%	new		Timeline
ARAYACCURAY INC DEL	4,325	$17K	0.01%	0		Timeline
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	1,352	$17K	0.01%	0
UNPUNION PAC CORP	82	$16K	0.01%	0		Timeline
VZVERIZON COMMUNICATIONS INC	305	$16K	0.01%	-56		Timeline
DISDISNEY WALT CO	94	$16K	0.01%	-10		Timeline
SHOPSHOPIFY INC	12	$16K	0.01%	0		Timeline
IBBISHARES TR	100	$16K	0.01%	+25		Timeline
FHLCFIDELITY COVINGTON TRUST	250	$16K	0.01%	0		Timeline
UCOPROSHARES TR II	190	$16K	0.01%	0		Timeline
CRWDCROWDSTRIKE HLDGS INC	62	$15K	0.01%	0		Timeline
ASMLASML HLDG NV	20	$15K	0.01%	0		Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	1,000	$15K	0.01%	0
ZYNGA INC.ZYNGA INC.	2,048	$15K	0.01%	-200
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP	1,000	$15K	0.01%	0
GILDGILEAD SCIENCES INC	205	$14K	0.01%	0		Timeline
MMACYS INC	603	$14K	0.01%	0		Timeline
SWKSSKYWORKS SOLUTIONS INC	87	$14K	0.01%	0		Timeline
APPNAPPIAN CORP	147	$14K	0.01%	0		Timeline
PSXPHILLIPS 66	181	$13K	0.01%	0		Timeline
WELLWELLTOWER INC	152	$13K	0.01%	0		Timeline
WFGWEST FRASER TIMBER CO LTD	153	$13K	0.01%	+103		Timeline
RGRSTURM RUGER & CO INC	181	$13K	0.01%	0		Timeline
QIAGEN NVQIAGEN NV	255	$13K	0.01%	0
INTCINTEL CORP	222	$12K	0.01%	-103		Timeline
WMWASTE MGMT INC DEL	77	$12K	0.01%	0		Timeline
ERICTELEFONAKTIEBOLAGET LM ERICS	1,041	$12K	0.01%	0		Timeline
MPCMARATHON PETE CORP	200	$12K	0.01%	0		Timeline
GNTXGENTEX CORP	353	$12K	0.01%	0		Timeline
PRUPRUDENTIAL FINL INC	114	$12K	0.01%	0		Timeline
VYXNCR VOYIX CORPORATION	310	$12K	0.01%	0		Timeline
ARRYARRAY TECHNOLOGIES INC	652	$12K	0.01%	0		Timeline
OXSQOXFORD SQUARE CAP CORP	2,900	$12K	0.01%	0		Timeline
ONEQFIDELITY COMWLTH TR	200	$11K	0.01%	0		Timeline
NEMNEWMONT CORP	200	$11K	0.01%	new		Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	100	$11K	0.01%	0		Timeline
HLTHILTON WORLDWIDE HLDGS INC	82	$11K	0.01%	-19		Timeline
XYZBLOCK INC	46	$11K	0.01%	-30		Timeline
HOLXHOLOGIC INC	150	$11K	0.01%	0		Timeline
OMEXODYSSEY MARINE EXPL INC	1,528	$11K	0.01%	0		Timeline
MDLZMONDELEZ INTL INC	180	$10K	<0.01%	0		Timeline
FOXAFOX CORP	249	$10K	<0.01%	0		Timeline
HRBBLOCK H & R INC	400	$10K	<0.01%	0		Timeline
HPQHP INC	377	$10K	<0.01%	0		Timeline
DXCDXC TECHNOLOGY CO	298	$10K	<0.01%	0		Timeline
IRWDIRONWOOD PHARMACEUTICALS INC	735	$10K	<0.01%	0		Timeline
USMVISHARES TR	125	$9K	<0.01%	new		Timeline
OKTAOKTA INC	38	$9K	<0.01%	0		Timeline
SFMSPROUTS FMRS MKT INC	380	$9K	<0.01%	0		Timeline
RYROYAL BK CDA	95	$9K	<0.01%	0		Timeline
UALUNITED AIRLS HLDGS INC	181	$9K	<0.01%	new		Timeline
EQHEQUITABLE HLDGS INC	300	$9K	<0.01%	0		Timeline
ULTAULTA BEAUTY INC	25	$9K	<0.01%	0		Timeline
DOXAMDOCS LTD	121	$9K	<0.01%	0		Timeline
PARAMOUNT GLOBALPARAMOUNT GLOBAL	237	$9K	<0.01%	0
TOTLSSGA ACTIVE ETF TR	179	$9K	<0.01%	0		Timeline
QUIDEL CORPQUIDEL CORP	64	$9K	<0.01%	new
PLTKPLAYTIKA HLDG CORP	310	$9K	<0.01%	new		Timeline
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	478	$9K	<0.01%	0
MAMASTERCARD INCORPORATED	23	$8K	<0.01%	0		Timeline
SPDWSPDR INDEX SHS FDS	218	$8K	<0.01%	0		Timeline
UMCUNITED MICROELECTRONICS CORP	725	$8K	<0.01%	0		Timeline
WDAYWORKDAY INC	33	$8K	<0.01%	0		Timeline
PINSPINTEREST INC	160	$8K	<0.01%	-100		Timeline
COINCOINBASE GLOBAL INC	36	$8K	<0.01%	0		Timeline
BPBP PLC	300	$8K	<0.01%	+100		Timeline
TPRTAPESTRY INC	217	$8K	<0.01%	0		Timeline
MARMARRIOTT INTL INC NEW	57	$8K	<0.01%	0		Timeline
SPHRSPHERE ENTERTAINMENT CO	105	$8K	<0.01%	new		Timeline
XBISPDR SERIES TRUST	66	$8K	<0.01%	0		Timeline
VNDAVANDA PHARMACEUTICALS INC	460	$8K	<0.01%	new		Timeline
CORTCORCEPT THERAPEUTICS INC	430	$8K	<0.01%	0		Timeline
ATLASSIAN CORPATLASSIAN CORP	20	$8K	<0.01%	0
II VI INCII VI INC	130	$8K	<0.01%	0
VECTOR GROUP LTDVECTOR GROUP LTD	595	$8K	<0.01%	0
AMC ENTMT HLDGS INCAMC ENTMT HLDGS INC	213	$8K	<0.01%	new
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP	79	$8K	<0.01%	0
CTBICOMMUNITY TR BANCORP INC	200	$8K	<0.01%	0		Timeline
XMLVINVESCO EXCH TRADED FD TR II	151	$8K	<0.01%	new		Timeline
SNBRQSLEEP NUMBER CORP	87	$8K	<0.01%	0		Timeline
ABNBAIRBNB INC	40	$7K	<0.01%	+30		Timeline
ORCLORACLE CORP	75	$7K	<0.01%	0		Timeline
XLUSELECT SECTOR SPDR TR	115	$7K	<0.01%	0		Timeline
SYYSYSCO CORP	90	$7K	<0.01%	0		Timeline
PYPLPAYPAL HLDGS INC	25	$7K	<0.01%	0		Timeline
EMREMERSON ELEC CO	70	$7K	<0.01%	0		Timeline
KMBKIMBERLY-CLARK CORP	50	$7K	<0.01%	0		Timeline
FFORD MTR CO	500	$7K	<0.01%	0		Timeline
BBYBEST BUY INC	70	$7K	<0.01%	0		Timeline
ARESARES MANAGEMENT CORPORATION	100	$7K	<0.01%	0		Timeline
ALSNALLISON TRANSMISSION HLDGS I	194	$7K	<0.01%	0		Timeline
BCCBOISE CASCADE CO DEL	135	$7K	<0.01%	new		Timeline
UTFCOHEN & STEERS INFRASTRUCTUR	242	$7K	<0.01%	+4		Timeline
COLLCOLLEGIUM PHARMACEUTICAL INC	367	$7K	<0.01%	new		Timeline
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP	327	$7K	<0.01%	0
XSLVINVESCO EXCH TRADED FD TR II	149	$7K	<0.01%	new		Timeline
PRESIDIO PPTY TR INCPRESIDIO PPTY TR INC	1,792	$7K	<0.01%	0
AMDADVANCED MICRO DEVICES INC	60	$6K	<0.01%	-50		Timeline
UPSTUPSTART HLDGS INC	20	$6K	<0.01%	0		Timeline
NOKNOKIA CORP	1,017	$6K	<0.01%	0		Timeline
OKEONEOK INC NEW	100	$6K	<0.01%	0		Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	85	$6K	<0.01%	0		Timeline
FICOFAIR ISAAC CORP	15	$6K	<0.01%	0		Timeline
FTNTFORTINET INC	20	$6K	<0.01%	0		Timeline
CDNSCADENCE DESIGN SYSTEM INC	40	$6K	<0.01%	0		Timeline
STRASTRATEGIC ED INC	84	$6K	<0.01%	0		Timeline
GISGENERAL MILLS INC	100	$6K	<0.01%	0		Timeline
MAINMAIN STR CAP CORP	150	$6K	<0.01%	0		Timeline
VFHVANGUARD WORLD FD	60	$6K	<0.01%	0		Timeline
CMRECOSTAMARE INC	400	$6K	<0.01%	0		Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	170	$6K	<0.01%	0
MAXAR TECHNOLOGIES INCMAXAR TECHNOLOGIES INC	200	$6K	<0.01%	0
SVB FINANCIAL GROUPSVB FINANCIAL GROUP	10	$6K	<0.01%	0
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC	126	$6K	<0.01%	0
KOCOCA COLA CO	100	$5K	<0.01%	0		Timeline
KLACKLA CORP	15	$5K	<0.01%	0		Timeline
CRMSALESFORCE INC	20	$5K	<0.01%	+5		Timeline
KRKROGER CO	112	$5K	<0.01%	0		Timeline
NYTNEW YORK TIMES CO MTN BE	100	$5K	<0.01%	0		Timeline
OMFONEMAIN HLDGS INC	85	$5K	<0.01%	0		Timeline
CUKCARNIVAL PLC	225	$5K	<0.01%	0		Timeline
SAMBOSTON BEER INC	10	$5K	<0.01%	0		Timeline
EXASEXACT SCIENCES CORP	50	$5K	<0.01%	0		Timeline
MUBISHARES TR	46	$5K	<0.01%	0		Timeline
CWBSPDR SERIES TRUST	53	$5K	<0.01%	0		Timeline
TTCTORO CO	50	$5K	<0.01%	0		Timeline
ABRARBOR REALTY TRUST INC	250	$5K	<0.01%	0		Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	60	$5K	<0.01%	0
VEREIT INCVEREIT INC	100	$5K	<0.01%	0
DGROISHARES TR	74	$4K	<0.01%	0		Timeline
SPEMSPDR INDEX SHS FDS	88	$4K	<0.01%	0		Timeline
FEFIRSTENERGY CORP	100	$4K	<0.01%	0		Timeline
ALLALLSTATE CORP	30	$4K	<0.01%	0		Timeline
ALKALASKA AIR GROUP INC	70	$4K	<0.01%	0		Timeline
IRMIRON MTN INC DEL	100	$4K	<0.01%	0		Timeline
JCIJOHNSON CONTROLS INTERNATION	55	$4K	<0.01%	0		Timeline
METMETLIFE INC	57	$4K	<0.01%	0		Timeline
FASTFASTENAL CO	70	$4K	<0.01%	0		Timeline
FMSFRESENIUS MEDICAL CARE AG	119	$4K	<0.01%	0		Timeline
TSCOTRACTOR SUPPLY CO	20	$4K	<0.01%	0		Timeline
LOGILOGITECH INTL S A	50	$4K	<0.01%	0		Timeline
ODFLOLD DOMINION FREIGHT LINE IN	15	$4K	<0.01%	0		Timeline
HIGHARTFORD INSURANCE GROUP INC	50	$4K	<0.01%	0		Timeline
FBNDFIDELITY MERRIMACK STR TR	74	$4K	<0.01%	0		Timeline
FNFFIDELITY NATL FINL INC	80	$4K	<0.01%	0		Timeline
JKHYHENRY JACK & ASSOC INC	24	$4K	<0.01%	0		Timeline
AGGYWISDOMTREE TR	73	$4K	<0.01%	0		Timeline
SPIBSPDR SERIES TRUST	118	$4K	<0.01%	0		Timeline
VRNSVARONIS SYS INC	60	$4K	<0.01%	0		Timeline
SPIPSPDR SERIES TRUST	142	$4K	<0.01%	0		Timeline
CANOPY GROWTH CORPCANOPY GROWTH CORP	280	$4K	<0.01%	0
TILRAY INCTILRAY INC	377	$4K	<0.01%	-800
DUKDUKE ENERGY CORP NEW	33	$3K	<0.01%	0		Timeline
TMUST-MOBILE US INC	20	$3K	<0.01%	0		Timeline
XLKSELECT SECTOR SPDR TR	19	$3K	<0.01%	0		Timeline
LUVSOUTHWEST AIRLS CO	50	$3K	<0.01%	-78		Timeline
ZSZSCALER INC	10	$3K	<0.01%	0		Timeline
HYGISHARES TR	35	$3K	<0.01%	0		Timeline
PWRQUANTA SVCS INC	25	$3K	<0.01%	0		Timeline
STLDSTEEL DYNAMICS INC	50	$3K	<0.01%	0		Timeline
BLDPBALLARD PWR SYS INC NEW	207	$3K	<0.01%	0		Timeline
TOLTOLL BROTHERS INC	50	$3K	<0.01%	0		Timeline
KMIKINDER MORGAN INC DEL	150	$3K	<0.01%	0		Timeline
CLCOLGATE PALMOLIVE CO	40	$3K	<0.01%	0		Timeline
SAICSCIENCE APPLICATIONS INTL CO	34	$3K	<0.01%	0		Timeline
MARAMARA HOLDINGS INC	100	$3K	<0.01%	0		Timeline
TGTTARGET CORP	15	$3K	<0.01%	0		Timeline
WMBWILLIAMS COS INC	100	$3K	<0.01%	0		Timeline
CSWCCAPITAL SOUTHWEST CORP	100	$3K	<0.01%	0		Timeline
JNKSPDR SERIES TRUST	30	$3K	<0.01%	0		Timeline
MARATHON OIL CORPMARATHON OIL CORP	200	$3K	<0.01%	0
BYNDBEYOND MEAT INC	24	$3K	<0.01%	0		Timeline
PLUGPLUG PWR INC	112	$3K	<0.01%	0		Timeline
FAFFIRST AMERN FINL CORP	40	$3K	<0.01%	0		Timeline
HESMHESS MIDSTREAM LP	100	$3K	<0.01%	new		Timeline
LUMNLUMEN TECHNOLOGIES INC	254	$3K	<0.01%	0		Timeline
MTCHMATCH GROUP INC NEW	20	$3K	<0.01%	0		Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	76	$3K	<0.01%	0
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	400	$3K	<0.01%	0
LXULSB INDS INC	300	$3K	<0.01%	0		Timeline
BIG 5 SPORTING GOODS CORPBIG 5 SPORTING GOODS CORP	150	$3K	<0.01%	0
Hive Blockchain Technologie…Hive Blockchain Technologies L	1,000	$3K	<0.01%	new
COMSTOCK INCCOMSTOCK INC	1,000	$3K	<0.01%	0
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INC	1,000	$3K	<0.01%	0
CREDIT SUISSE NASSAU BRANCHCREDIT SUISSE NASSAU BRANCH	620	$3K	<0.01%	+26
ADBEADOBE INC	3	$2K	<0.01%	0		Timeline
AMGNAMGEN INC	10	$2K	<0.01%	0		Timeline
DEDEERE & CO	6	$2K	<0.01%	0		Timeline
XLFSELECT SECTOR SPDR TR	58	$2K	<0.01%	0		Timeline
MTUMISHARES TR	11	$2K	<0.01%	0		Timeline
SPSMSPDR SERIES TRUST	36	$2K	<0.01%	0		Timeline
VPLVANGUARD INTL EQUITY INDEX F	23	$2K	<0.01%	0		Timeline
CASYCASEYS GEN STORES INC	10	$2K	<0.01%	0		Timeline
BWABORGWARNER INC	40	$2K	<0.01%	0		Timeline
EPREPR PPTYS	39	$2K	<0.01%	0		Timeline
OPCHOPTION CARE HEALTH INC	69	$2K	<0.01%	0		Timeline
TNLTRAVEL PLUS LEISURE CO	35	$2K	<0.01%	0		Timeline
SBRASABRA HEALTH CARE REIT INC	108	$2K	<0.01%	0		Timeline
VTRSVIATRIS INC	139	$2K	<0.01%	-3		Timeline
OGNORGANON & CO	51	$2K	<0.01%	0		Timeline
SUSUNCOR ENERGY INC NEW	100	$2K	<0.01%	0		Timeline
WSMWILLIAMS SONOMA INC	10	$2K	<0.01%	0		Timeline
LOPEGRAND CANYON ED INC	20	$2K	<0.01%	-54		Timeline
AMGAFFILIATED MANAGERS GROUP	13	$2K	<0.01%	0		Timeline
STWDSTARWOOD PPTY TR INC	100	$2K	<0.01%	0		Timeline
DIAXNUVEEN DOW 30SM DYNAMIC OVERWR	145	$2K	<0.01%	new		Timeline
ARCCARES CAPITAL CORP	100	$2K	<0.01%	0		Timeline
SBLKSTAR BULK CARRIERS CORP.	75	$2K	<0.01%	new		Timeline
XLBSELECT SECTOR SPDR TR	26	$2K	<0.01%	0		Timeline
SCCOSOUTHERN COPPER CORP	40	$2K	<0.01%	0		Timeline
ARKQARK ETF TR	20	$2K	<0.01%	0		Timeline
SJNKSPDR SERIES TRUST	81	$2K	<0.01%	0		Timeline
SPABSPDR SERIES TRUST	61	$2K	<0.01%	0		Timeline
SPSBSPDR SERIES TRUST	66	$2K	<0.01%	0		Timeline
UAAUNDER ARMOUR INC	120	$2K	<0.01%	0		Timeline
USLMUNITED STS LIME & MINERALS I	15	$2K	<0.01%	0		Timeline
JUSTGOLDMAN SACHS ETF TR	40	$2K	<0.01%	0		Timeline
AOKISHARES TR	52	$2K	<0.01%	0		Timeline
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC	400	$2K	<0.01%	0
PHYSICIANS REALTY TRUSTPHYSICIANS REALTY TRUST	100	$2K	<0.01%	0
IRBTQIROBOT CORP	20	$2K	<0.01%	0		Timeline
RWXSPDR INDEX SHS FDS	56	$2K	<0.01%	0		Timeline
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INC	40	$2K	<0.01%	0
HGLBHIGHLAND GLOBAL ALLOCATION F	200	$2K	<0.01%	new		Timeline
SKILLZ INCSKILLZ INC	200	$2K	<0.01%	0
PAYSAFE LIMITEDPAYSAFE LIMITED	280	$2K	<0.01%	0
SUPERIOR DRILLING PRODS INCSUPERIOR DRILLING PRODS INC	1,330	$2K	<0.01%	0
AMATAPPLIED MATLS INC	4	$1K	<0.01%	0		Timeline
COPCONOCOPHILLIPS	8	$1K	<0.01%	0		Timeline
FENYFIDELITY COVINGTON TRUST	74	$1K	<0.01%	+1		Timeline
ITWILLINOIS TOOL WKS INC	3	$1K	<0.01%	0		Timeline
QQQINVESCO QQQ TR	3	$1K	<0.01%	0		Timeline
SLVISHARES SILVER TR	40	$1K	<0.01%	0		Timeline
PLTRPALANTIR TECHNOLOGIES INC	50	$1K	<0.01%	0		Timeline
SPTLSPDR SERIES TRUST	15	$1K	<0.01%	0		Timeline
SDYSPDR SERIES TRUST	8	$1K	<0.01%	0		Timeline
VIGVANGUARD SPECIALIZED FUNDS	7	$1K	<0.01%	0		Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	3	$1K	<0.01%	0		Timeline
IWFISHARES TR	3	$1K	<0.01%	0		Timeline
DIASTATE STR SPDR DOW JONES IND	3	$1K	<0.01%	0		Timeline
RACEFERRARI N V	4	$1K	<0.01%	0		Timeline
AAALCOA CORP	11	$1K	<0.01%	0		Timeline
HWMHOWMET AEROSPACE INC	33	$1K	<0.01%	0		Timeline
HQYHEALTHEQUITY INC	20	$1K	<0.01%	0		Timeline
CMICUMMINS INC	3	$1K	<0.01%	0		Timeline
IBKRINTERACTIVE BROKERS GROUP IN	20	$1K	<0.01%	0		Timeline
SYNASYNAPTICS INC	3	$1K	<0.01%	0		Timeline
TXRHTEXAS ROADHOUSE INC	10	$1K	<0.01%	0		Timeline
MNKDMANNKIND CORP	200	$1K	<0.01%	0		Timeline
OBDCBLUE OWL CAPITAL CORPORATION	100	$1K	<0.01%	0		Timeline
EPDENTERPRISE PRODS PARTNERS L	38	$1K	<0.01%	0		Timeline
PDBCINVESCO ACTVELY MNGD ETC FD	61	$1K	<0.01%	0		Timeline
XLISELECT SECTOR SPDR TR	9	$1K	<0.01%	0		Timeline
ITBISHARES TR	10	$1K	<0.01%	0		Timeline
NBIXNEUROCRINE BIOSCIENCES INC	11	$1K	<0.01%	0		Timeline
DGSWISDOMTREE TR	10	$1K	<0.01%	0		Timeline
ASANASANA INC	13	$1K	<0.01%	new		Timeline
RWRSPDR SERIES TRUST	6	$1K	<0.01%	0		Timeline
RIOTRIOT PLATFORMS INC	25	$1K	<0.01%	0		Timeline
BBDCBARINGS BDC INC	100	$1K	<0.01%	new		Timeline
INVITAE CORPINVITAE CORP	50	$1K	<0.01%	0
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	33	$1K	<0.01%	0
BMBLBUMBLE INC	20	$1K	<0.01%	0		Timeline
PSKSPDR SERIES TRUST	23	$1K	<0.01%	0		Timeline
MICRO FOCUS INTL PLCMICRO FOCUS INTL PLC	200	$1K	<0.01%	0
CDK GLOBAL INCCDK GLOBAL INC	18	$1K	<0.01%	0
BJRIBJS RESTAURANTS INC	20	$1K	<0.01%	0		Timeline
KRPKIMBELL RTY PARTNERS LP	75	$1K	<0.01%	0		Timeline
REIRING ENERGY INC	400	$1K	<0.01%	new		Timeline
BBBLACKBERRY LTD	100	$1K	<0.01%	0		Timeline
OXY/WSOCCIDENTAL PETE CORP	98	$1K	<0.01%	0		Timeline
ARKGARK ETF TR	10	$1K	<0.01%	0		Timeline
OPTTOCEAN PWR TECHNOLOGIES INC	250	$1K	<0.01%	new		Timeline
SACHSACHEM CAP CORP	100	$1K	<0.01%	0		Timeline
VIVINT SMART HOME INCVIVINT SMART HOME INC	25	$1K	<0.01%	new
ETFMGETFMG	80	$1K	<0.01%	-80
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC	1,400	$1K	<0.01%	0
VENUS CONCEPT INCVENUS CONCEPT INC	500	$1K	<0.01%	-1,000
SUNDIAL GROWERS INCSUNDIAL GROWERS INC	1,000	$1K	<0.01%	-13,000
ODONATE THERAPEUTICS INCODONATE THERAPEUTICS INC	200	$1K	<0.01%	0
BABOEING CO	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
AVGOBROADCOM INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CVSCVS HEALTH CORP	2	$0	0%	-18	Value filed as zero, left out of ratios.	Timeline
LQDISHARES TR	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TIPISHARES TR	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SHYISHARES TR	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PFFISHARES TR	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
MDTMEDTRONIC PLC	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
QCOMQUALCOMM INC	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SPYGSPDR SERIES TRUST	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
VEAVANGUARD TAX-MANAGED FDS	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GDXVANECK ETF TRUST	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WDCWESTERN DIGITAL CORP	8	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
UNMUNUM GROUP	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CALMCAL MAINE FOODS INC	9	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PNRPENTAIR PLC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
MANMANPOWERGROUP INC WIS	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GMGENERAL MTRS CO	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
VODVODAFONE GROUP PLC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NVTNVENT ELEC PLC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NINISOURCE INC	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CLFCLEVELAND-CLIFFS INC NEW	13	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WFRDWEATHERFORD INTL PLC	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
HRLHORMEL FOODS CORP	11	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BKRBAKER HUGHES COMPANY	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TSNTYSON FOODS INC	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CHKPCHECK POINT SOFTWARE TECH LT	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
IDVISHARES TR	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
IJTISHARES TR	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FDNFIRST TR EXCHANGE-TRADED FD	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WTWISDOMTREE INC	75	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
DESWISDOMTREE TR	9	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BGSB & G FOODS INC	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BHFBRIGHTHOUSE FINL INC	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ADNTADIENT PLC	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FIRST TRUST NEW OPPORTUNITI…FIRST TRUST NEW OPPORTUNITIES	5	$0	0%	0	Value filed as zero, left out of ratios.
ARCONIC ROLLED PRODS CORPARCONIC ROLLED PRODS CORP	8	$0	0%	0	Value filed as zero, left out of ratios.
WIPSPDR SERIES TRUST	9	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
AVNSAVANOS MED INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SKXSKECHERS U S A INC	8	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
DNOWDNOW INC	50	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NATUS MEDICAL INCNATUS MEDICAL INC	10	$0	0%	0	Value filed as zero, left out of ratios.
LFTLUMENT FINANCE TRUST INC	100	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GHGGREENTREE HOSPITALITY GROUP	25	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEW	51	$0	0%	0	Value filed as zero, left out of ratios.
EXELA TECHNOLOGIES INCEXELA TECHNOLOGIES INC	200	$0	0%	new	Value filed as zero, left out of ratios.

Sold out in Q3 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
SCHDSCHWAB STRATEGIC TR	890	$67K	shares
IXUSISHARES TR	900	$66K	shares
GENERAL ELEC COGENERAL ELEC CO	4,840	$65K	shares
MOATVANECK ETF TRUST	650	$48K	shares
NIONIO INC	753	$40K	shares
VBVANGUARD INDEX FDS	175	$39K	shares
FNDFSCHWAB STRATEGIC TR	1,000	$33K	shares
VBRVANGUARD INDEX FDS	166	$29K	shares
VIGIVANGUARD WHITEHALL FDS	300	$26K	shares
MUMICRON TECHNOLOGY INC	200	$17K	shares
AVNTAVIENT CORPORATION	198	$10K	shares
RCLROYAL CARIBBEAN GROUP	100	$9K	shares
INTERPUBLIC GROUP COSINTERPUBLIC GROUP COS	277	$9K	shares
KBRKBR INC	225	$9K	shares
MSG NETWORK INCMSG NETWORK INC	614	$9K	shares
VLOVALERO ENERGY CORP	100	$8K	shares
LNWOLIGHT & WONDER INC	100	$8K	shares
CITHE CIGNA GROUP	28	$7K	shares
GMABGENMAB A/S	150	$6K	shares
QUALTRICS INTL INCQUALTRICS INTL INC	161	$6K	shares
NEENEXTERA ENERGY INC	75	$5K	shares
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC	108	$5K	shares
ISTBISHARES TR	71	$4K	shares
SESEA LTD	10	$3K	shares
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC	75	$3K	shares
CHURCHILL CAPITAL CORP IVCHURCHILL CAPITAL CORP IV	100	$3K	shares
COSTCOSTCO WHOLESALE CORPORATION	4	$2K	shares
AXONAXON ENTERPRISE INC	14	$2K	shares
KKELLANOVA	34	$2K	shares
CSWCSW INDUSTRIALS INC	13	$2K	shares
GRWGGROWGENERATION CORP	30	$1K	shares
PAVMED INCPAVMED INC	200	$1K	shares

How Q3 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001437749-21-024086	base		2021-10-21	acceptance time not in the bulk data set	2026-10-07 18:37:51 UTC