LADENBURG THALMANN FINANCIAL SERVICES INC.

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $15,884,569,000 across 5,593 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-14. Its ten largest share positions make up 14.09% of the portfolio.

Filed 2020-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001493152-20-002502

Period: 2019-12-31
Reported value: $15.9B
Holdings: 5,593
Top 10 weight: 14.09%
New: 264
Sold out: 199

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AMZNadded	+325,691	$134M
QUALadded	+660,621	$65.9M
SCHGadded	+588,853	$55.3M
SPYVadded	+1,292,947	$45.1M
GOVTadded	+1,645,846	$42.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
USMVreduced	-770,291	-$50.5M
IWFreduced	-289,191	-$49.4M
IWDreduced	-289,718	-$39.2M
IJSreduced	-206,727	-$29.2M
XLUreduced	-253,940	-$16.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001493152-20-002502, largest first. % of portfolio is the value over $15,884,565,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
RMRRMR GROUP INC	2,212	$101K	<0.01%	-114	Timeline
GOAUETF SER SOLUTIONS	5,789	$101K	<0.01%	+3,829	Timeline
KNGZFIRST TR EXCHANGE TRADED FD	4,179	$101K	<0.01%	-158	Timeline
GOL LINHAS AEREAS INTELIGENTGOL LINHAS AEREAS INTELIGENT	5,614	$101K	<0.01%	0
INVHINVITATION HOMES INC	3,316	$100K	<0.01%	-4,481	Timeline
TCOMTRIP COM GROUP LTD	3,030	$100K	<0.01%	new	Timeline
BLFSBIOLIFE SOLUTIONS INC	6,079	$99K	<0.01%	+771	Timeline
FXEINVESCO CURRENCYSHARES EURO	928	$99K	<0.01%	-23	Timeline
BRIGHAM MINERALS INCBRIGHAM MINERALS INC	4,602	$99K	<0.01%	+4,599
SOURCE CAPITAL COM SHS OF B…SOURCE CAPITAL COM SHS OF BEN I	2,567	$99K	<0.01%	+338
ACAARCOSA INC	2,275	$98K	<0.01%	-359	Timeline
INMDINMODE LTD	2,499	$98K	<0.01%	new	Timeline
CNQCANADIAN NAT RES LTD MED TER	3,094	$98K	<0.01%	+546	Timeline
CROXCROCS INC	2,343	$98K	<0.01%	+2,230	Timeline
CLVTCLARIVATE PLC	5,796	$98K	<0.01%	0	Timeline
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC C	2,233	$98K	<0.01%	+111
NORTHERN OIL & GAS INC NEVNORTHERN OIL & GAS INC NEV	41,865	$98K	<0.01%	+5,400
SALIENT MIDSTREAM & MLP FDSALIENT MIDSTREAM & MLP FD	12,543	$98K	<0.01%	-199
DIMWISDOMTREE TR	1,497	$98K	<0.01%	0	Timeline
VICEADVISORSHARES TR	3,921	$98K	<0.01%	+1,400	Timeline
SPRINT CORPSPRINT CORP	18,829	$98K	<0.01%	-5,187
LATTICE STRATEGIES TRLATTICE STRATEGIES TR	6,000	$98K	<0.01%	0
BAPCREDICORP LTD	446	$97K	<0.01%	+173	Timeline
QTUMETF SER SOLUTIONS	3,307	$97K	<0.01%	+2,903	Timeline
PERSPECTA INCPERSPECTA INC	3,800	$97K	<0.01%	+224
XMHQINVESCO EXCHANGE TRADED FD T	1,800	$97K	<0.01%	+1,450	Timeline
TIPXSPDR SERIES TRUST	4,950	$97K	<0.01%	-13,133	Timeline
POLYONE CORPPOLYONE CORP	2,660	$97K	<0.01%	-286
FSCSFIRST TR EXCHANGE TRADED FD	4,094	$97K	<0.01%	-779	Timeline
TALEND S ATALEND S A	2,484	$97K	<0.01%	+30
PROTECTIVE INSURANCE CORP- BPROTECTIVE INSURANCE CORP- B	6,000	$97K	<0.01%	new
ALLIANZGI CONVERTIBLE & INC…ALLIANZGI CONVERTIBLE & INCOME 20…	10,000	$97K	<0.01%	new
ENSENERSYS	1,249	$96K	<0.01%	+698	Timeline
MDPEDIATRIX MEDICAL GROUP INC	3,518	$96K	<0.01%	+1,877	Timeline
AIQGLOBAL X FDS	5,369	$96K	<0.01%	+173	Timeline
SPWRQSUNPOWER CORP	12,314	$96K	<0.01%	+1,763	Timeline
USNAUSANA HEALTH SCIENCES INC	1,230	$96K	<0.01%	-45	Timeline
SPGPINVESCO EXCHANGE TRADED FD T	1,514	$96K	<0.01%	-2,007	Timeline
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTD	823	$96K	<0.01%	+92
DENBURY RES INCDENBURY RES INC	67,683	$96K	<0.01%	+4,214
AYIACUITY INC	828	$95K	<0.01%	+152	Timeline
HAEHAEMONETICS CORP MASS	819	$95K	<0.01%	-23	Timeline
CUKCARNIVAL PLC	1,967	$95K	<0.01%	+913	Timeline
CTRACOTERRA ENERGY INC	5,442	$95K	<0.01%	-2,630	Timeline
THSTREEHOUSE FOODS INC	1,955	$95K	<0.01%	-2,329	Timeline
OPPEWISDOMTREE TR	2,701	$95K	<0.01%	-7,640	Timeline
NUEMNUSHARES ETF TR	3,511	$95K	<0.01%	+969	Timeline
SPGMSPDR INDEX SHS FDS	2,222	$95K	<0.01%	+5	Timeline
GELGENESIS ENERGY L P	4,610	$95K	<0.01%	+2,225	Timeline
IGOVISHARES TR	2,027	$95K	<0.01%	-4,260	Timeline
LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-C	2,174	$95K	<0.01%	-742
IETCISHARES U S ETF TR	2,913	$95K	<0.01%	+288	Timeline
WSRWHITESTONE REIT	6,957	$95K	<0.01%	+111	Timeline
UNIVAR INCUNIVAR INC	3,919	$95K	<0.01%	+1,000
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM	1,837	$95K	<0.01%	+90
WTFCWINTRUST FINL CORP	1,319	$94K	<0.01%	-203	Timeline
JJSFJ & J SNACK FOODS CORP	503	$94K	<0.01%	-209	Timeline
SABRSABRE CORP	4,161	$94K	<0.01%	+1,305	Timeline
LNWOLIGHT & WONDER INC	3,510	$94K	<0.01%	0	Timeline
NEOGNEOGEN CORP	1,507	$94K	<0.01%	-77	Timeline
ARKFARK ETF TR	3,900	$94K	<0.01%	+1,912	Timeline
FCNFTI CONSULTING INC	844	$94K	<0.01%	+790	Timeline
MACMACERICH CO	3,476	$94K	<0.01%	+1,429	Timeline
TDTTFLEXSHARES TR	3,831	$94K	<0.01%	-1,314	Timeline
DBJPDBX ETF TR	2,207	$94K	<0.01%	+381	Timeline
GRPMINVESCO EXCHANGE TRADED FD T	1,400	$94K	<0.01%	+1,000	Timeline
GIISPDR INDEX SHS FDS	1,757	$94K	<0.01%	+46	Timeline
AIVIWISDOMTREE TR	2,216	$94K	<0.01%	-43	Timeline
AMERICAN ELEC PWR CO INCAMERICAN ELEC PWR CO INC	1,738	$94K	<0.01%	+1,531
THE CUSHING MLP INFASTCR TOTTHE CUSHING MLP INFASTCR TOT	9,172	$94K	<0.01%	+24
AVTAVNET INC	2,177	$93K	<0.01%	-1,286	Timeline
MUFGMITSUBISHI UFJ FINANCIAL GRO	17,002	$93K	<0.01%	-1,010	Timeline
WCCWESCO INTL INC	1,569	$93K	<0.01%	+282	Timeline
TXRHTEXAS ROADHOUSE INC	1,663	$93K	<0.01%	-9,624	Timeline
MNKDMANNKIND CORP	71,226	$93K	<0.01%	+11,170	Timeline
CERSCERUS CORP	21,920	$93K	<0.01%	0	Timeline
PRLBPROTO LABS INC	1,012	$93K	<0.01%	+124	Timeline
OMFSINVESCO EXCH TRD SLF IDX FD	3,197	$93K	<0.01%	new	Timeline
EFOPROSHARES TR	2,168	$93K	<0.01%	+3	Timeline
LDSFFIRST TR EXCHNG TRADED FD VI	4,514	$93K	<0.01%	+2,961	Timeline
G1 THERAPEUTICS INCG1 THERAPEUTICS INC	3,536	$93K	<0.01%	-200
ENERPLUS CORPENERPLUS CORP	11,823	$93K	<0.01%	-16,752
FNDFLOOR & DECOR HLDGS INC	1,824	$92K	<0.01%	-172	Timeline
BCSFBAIN CAP SPECIALTY FIN INC	4,650	$92K	<0.01%	+2,000	Timeline
APOGAPOGEE ENTERPRISES INC	2,675	$92K	<0.01%	-142	Timeline
MIMECAST LIMITEDMIMECAST LIMITED	2,124	$92K	<0.01%	+70
DISCOVERY INCDISCOVERY INC	3,054	$92K	<0.01%	-234
RSPRINVESCO EXCHANGE TRADED FD T	2,937	$92K	<0.01%	+2,555	Timeline
PLYMPLYMOUTH INDUSTRIAL REIT INC	5,001	$92K	<0.01%	+3,261	Timeline
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD	2,564	$92K	<0.01%	-844
TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L P	5,927	$92K	<0.01%	-3,231
GOLAR LNG PARTNERS LPGOLAR LNG PARTNERS LP	10,462	$92K	<0.01%	+2,150
ISHARES TRISHARES TR	4,046	$92K	<0.01%	new
SSGA ACTIVE ETF TR MFS SYS …SSGA ACTIVE ETF TR MFS SYS GWT EQ	1,033	$92K	<0.01%	-206
PEBPEBBLEBROOK HOTEL TR	3,414	$91K	<0.01%	+192	Timeline
BLBLACKLINE INC	1,827	$91K	<0.01%	+3	Timeline
WADDELL & REED FINL INCWADDELL & REED FINL INC	5,409	$91K	<0.01%	-254
AGMFEDERAL AGRIC MTG CORP	1,088	$91K	<0.01%	+144	Timeline
UJULINNOVATOR ETFS TRUST	3,613	$91K	<0.01%	+190	Timeline
AEFABRDN EMERGING MARKETS EX CH	11,947	$91K	<0.01%	-2,691	Timeline
HEALTHCARE RLTY TRHEALTHCARE RLTY TR	2,715	$91K	<0.01%	+143
FIRST TR SR FLOATING RATE 20FIRST TR SR FLOATING RATE 20	9,900	$91K	<0.01%	-7,500
GVAGRANITE CONSTR INC	3,321	$90K	<0.01%	-385	Timeline
FULFULLER H B CO	1,737	$90K	<0.01%	+951	Timeline
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM	5,514	$90K	<0.01%	-544
SGMOQSANGAMO THERAPEUTICS INC	10,557	$90K	<0.01%	-1,832	Timeline
FLCOFRANKLIN TEMPLETON ETF TR	3,506	$90K	<0.01%	0	Timeline
AMYRIS INCAMYRIS INC	29,257	$90K	<0.01%	+11,341
PCRXPACIRA BIOSCIENCES INC	1,968	$89K	<0.01%	+233	Timeline
FHIFEDERATED HERMES INC	2,724	$89K	<0.01%	-2,821	Timeline
AEISADVANCED ENERGY INDS	1,246	$89K	<0.01%	+314	Timeline
PRGOPERRIGO CO PLC	1,716	$89K	<0.01%	-1,266	Timeline
DJPBARCLAYS BANK PLC	3,927	$89K	<0.01%	+169	Timeline
FTSFORTIS INC	2,064	$89K	<0.01%	+1,014	Timeline
SYNEOS HEALTH INCSYNEOS HEALTH INC	1,476	$89K	<0.01%	+816
BRSLBRIGHTSTAR LOTTERY PLC	5,939	$89K	<0.01%	-4,456	Timeline
MTWMANITOWOC CO INC	5,128	$89K	<0.01%	-344	Timeline
TBFPROSHARES TR	4,533	$89K	<0.01%	-213	Timeline
DARDARLING INGREDIENTS INC	3,126	$88K	<0.01%	-2,397	Timeline
BCRXBIOCRYST PHARMACEUTICALS INC	25,673	$88K	<0.01%	-500	Timeline
FBPFIRST BANCORP CORPORATION	8,300	$88K	<0.01%	0	Timeline
VIRGIN GALACTIC HLDGS INCVIRGIN GALACTIC HLDGS INC	7,605	$88K	<0.01%	new
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS A	3,691	$88K	<0.01%	+73
JETSETF SER SOLUTIONS	2,774	$88K	<0.01%	+18	Timeline
VBFINVESCO BD FD	4,258	$88K	<0.01%	-80	Timeline
TORTOISE PIPELINE & ENERGY FTORTOISE PIPELINE & ENERGY F	6,871	$88K	<0.01%	+4,078
AMERICAN NATL INSAMERICAN NATL INS	741	$88K	<0.01%	-291
RTI BIOLOGICS INCRTI BIOLOGICS INC	31,894	$88K	<0.01%	+30,894
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	88,000	$88K	<0.01%	0
KBKB FINL GROUP INC	2,097	$87K	<0.01%	+531	Timeline
HCSGHEALTHCARE SVCS GROUP INC	3,611	$87K	<0.01%	-1,492	Timeline
SHOCKWAVE MED INCSHOCKWAVE MED INC	1,977	$87K	<0.01%	+1,661
INSTRUCTURE INCINSTRUCTURE INC	1,805	$87K	<0.01%	+313
ETF SER SOLUTIONSETF SER SOLUTIONS	3,036	$87K	<0.01%	new
BOKFBOK FINL CORP	991	$86K	<0.01%	-18	Timeline
EPCEDGEWELL PERSONAL CARE CO	2,786	$86K	<0.01%	+22	Timeline
DTHWISDOMTREE TR	2,052	$86K	<0.01%	+14	Timeline
DHILDIAMOND HILL INVT GROUP INC	609	$86K	<0.01%	0	Timeline
BLACKROCK MUNIYIELD ARIZ FDBLACKROCK MUNIYIELD ARIZ FD	6,338	$86K	<0.01%	+17
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	2,400	$86K	<0.01%	0
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	2,502	$86K	<0.01%	+1,896
TXNMTXNM ENERGY INC	1,710	$85K	<0.01%	-214	Timeline
ELMEELME COMMUNITIES	2,950	$85K	<0.01%	-119	Timeline
PAVEGLOBAL X FDS	4,776	$85K	<0.01%	-30	Timeline
TOLZPROSHARES TR	1,821	$85K	<0.01%	+10	Timeline
XBNYXBLACKROCK NEW YORK MUNI INC	6,050	$85K	<0.01%	0	Timeline
DBPINVESCO DB MULTI-SECTOR COMM	2,060	$85K	<0.01%	-11,511	Timeline
CAREER EDUCATION CORPCAREER EDUCATION CORP	4,627	$85K	<0.01%	+3,939
NEMNEM	69,000	$85K	<0.01%	-12,000
UTHRUNITED THERAPEUTICS CORP DEL	937	$84K	<0.01%	-77	Timeline
DBXDROPBOX INC	4,759	$84K	<0.01%	+2,390	Timeline
IDCCINTERDIGITAL INC	1,542	$84K	<0.01%	+506	Timeline
AGENUS INCAGENUS INC	20,678	$84K	<0.01%	0
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT CO	5,825	$84K	<0.01%	-1,014
FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD I	4,801	$84K	<0.01%	+4,199
WISDOMTREE TRWISDOMTREE TR	2,018	$84K	<0.01%	+14
UBS AG LONDON BRANCHUBS AG LONDON BRANCH	405	$84K	<0.01%	-147
ISHARES TRISHARES TR	3,089	$84K	<0.01%	0
PACER FDS TRPACER FDS TR	3,046	$84K	<0.01%	+2,306
SFSTIFEL FINL CORP	1,368	$83K	<0.01%	+234	Timeline
AWIARMSTRONG WORLD INDS INC NEW	882	$83K	<0.01%	-97	Timeline
SEMSELECT MED HLDGS CORP	3,556	$83K	<0.01%	-1,856	Timeline
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONS	20,443	$83K	<0.01%	-4,770
CENTER COAST BRKFLD MLP ENRGCENTER COAST BRKFLD MLP ENRG	13,169	$83K	<0.01%	+1,815
INTERSECT ENT INCINTERSECT ENT INC	3,325	$83K	<0.01%	new
GERNGERON CORP	60,870	$82K	<0.01%	+1,700	Timeline
TECKTECK RESOURCES LTD	4,674	$82K	<0.01%	-187	Timeline
RUNSUNRUN INC	5,908	$82K	<0.01%	-567	Timeline
EWZSISHARES TR	3,855	$82K	<0.01%	+2,080	Timeline
DMRCDIGIMARC CORP NEW	2,441	$82K	<0.01%	+1,175	Timeline
STERLING BANCORP DELSTERLING BANCORP DEL	3,860	$82K	<0.01%	-1,783
FIRST TR VALUE LINE 100 ETFFIRST TR VALUE LINE 100 ETF	3,596	$82K	<0.01%	-211
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN	77,000	$82K	<0.01%	-9,000
CTRECARETRUST REIT INC	3,986	$81K	<0.01%	-394	Timeline
TBBKBANCORP INC DEL	6,249	$81K	<0.01%	+200	Timeline
WASHWASHINGTON TR BANCORP INC	1,557	$81K	<0.01%	-2,977	Timeline
DWLDDAVIS FUNDAMENTAL ETF TR	3,162	$81K	<0.01%	+1,485	Timeline
IHGINTERCONTINENTAL HOTELS GROU	1,167	$80K	<0.01%	+834	Timeline
ESPRESPERION THERAPEUTICS INC NE	1,348	$80K	<0.01%	+546	Timeline
NTLAINTELLIA THERAPEUTICS INC	5,418	$80K	<0.01%	+300	Timeline
QURATE RETAIL INCQURATE RETAIL INC	9,414	$80K	<0.01%	-2,965
FNOVFIRST TR EXCHNG TRADED FD VI	2,555	$80K	<0.01%	new	Timeline
SPPPSPROTT ASSET MANAGEMENT LP	5,553	$80K	<0.01%	-750	Timeline
PAIWESTERN ASSET INVESTMENT GRA	5,181	$80K	<0.01%	+45	Timeline
OVLLISTED FDS TR	2,891	$80K	<0.01%	new	Timeline
NPVNUVEEN VA QUALITY MUN INCOM	5,473	$80K	<0.01%	0	Timeline
YELPYELP INC	2,279	$79K	<0.01%	+868	Timeline
JHGJANUS HENDERSON GROUP PLC	3,247	$79K	<0.01%	-250	Timeline
NWSANEWS CORP NEW	5,674	$79K	<0.01%	-651	Timeline
CVBFCVB FINL CORP	3,662	$79K	<0.01%	+25	Timeline
GLPGLOBAL PARTNERS LP	3,947	$79K	<0.01%	-277	Timeline
CBTCABOT CORP	1,667	$79K	<0.01%	+155	Timeline
GMFSPDR INDEX SHS FDS	1,180	$79K	<0.01%	-190	Timeline
BHP BILLITON- ADRBHP BILLITON- ADR	1,684	$79K	<0.01%	-869
APLSAPELLIS PHARMACEUTICALS INC	2,556	$79K	<0.01%	+350	Timeline
PRETIUM RESOURCES INCPRETIUM RESOURCES INC	7,090	$79K	<0.01%	+3,590
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	6,563	$79K	<0.01%	0
REGREGENCY CTRS CORP	1,243	$78K	<0.01%	+391	Timeline
IDEVISHARES TR	1,350	$78K	<0.01%	+310	Timeline
EXTREXTREME NETWORKS INC	10,535	$78K	<0.01%	0	Timeline
QLDPROSHARES TR	638	$78K	<0.01%	+342	Timeline
EPOLISHARES TR	3,716	$78K	<0.01%	-439	Timeline
NOBLE ENERGY INCNOBLE ENERGY INC	3,127	$78K	<0.01%	-774
NATUS MEDICAL INCNATUS MEDICAL INC	2,357	$78K	<0.01%	-205
MOTIVANECK ETF TRUST	2,432	$78K	<0.01%	-228	Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	7,831	$78K	<0.01%	+4,520
JERNIGAN CAP INCJERNIGAN CAP INC	4,129	$78K	<0.01%	-1,485
TIM PARTICIPACOES S ATIM PARTICIPACOES S A	4,009	$78K	<0.01%	+3,483
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	7,673	$78K	<0.01%	-451
MMSMAXIMUS INC	1,036	$77K	<0.01%	-562	Timeline
AMC ENTMT HLDGS INCAMC ENTMT HLDGS INC	10,509	$77K	<0.01%	+7,975
ALVAUTOLIV INC	993	$77K	<0.01%	+128	Timeline
VANECK VECTORS ETF TRUSTVANECK VECTORS ETF TRUST	4,284	$77K	<0.01%	+434
FSGSFIRST TR EXCHANGE TRADED FD	3,504	$77K	<0.01%	-515	Timeline
KCESPDR SERIES TRUST	10,607	$77K	<0.01%	-18,454	Timeline
ALEXCO RESOURCE CORPALEXCO RESOURCE CORP	32,352	$77K	<0.01%	-1,998
MMA Capital Management LLCMMA Capital Management LLC	2,416	$77K	<0.01%	+80
BG STAFFING INCBG STAFFING INC	3,540	$77K	<0.01%	-455
MTDRMATADOR RES CO	4,196	$76K	<0.01%	+134	Timeline
ARWARROW ELECTRS INC	901	$76K	<0.01%	-3	Timeline
EFCELLINGTON FINANCIAL INC	4,175	$76K	<0.01%	+1,003	Timeline
MEDMEDIFAST INC	697	$76K	<0.01%	+244	Timeline
CAJPYCANON INC-SPONS ADR	2,756	$76K	<0.01%	+212	Timeline
MIX TELEMATICS LTDMIX TELEMATICS LTD	5,902	$76K	<0.01%	-345
VSMVVICTORY PORTFOLIOS II	2,301	$76K	<0.01%	+1,696	Timeline
ALNTALLIENT INC	1,571	$76K	<0.01%	0	Timeline
ANTHEM INCANTHEM INC	18,000	$76K	<0.01%	+15,000
PJANINNOVATOR ETFS TRUST	2,640	$75K	<0.01%	+2,640	Timeline
UNFUNIFIRST CORP MASS	372	$75K	<0.01%	+54	Timeline
HUBGHUB GROUP INC	1,456	$75K	<0.01%	-6	Timeline
LTPZPIMCO ETF TR	1,041	$75K	<0.01%	-167	Timeline
BJANINNOVATOR ETFS TRUST	2,575	$75K	<0.01%	new	Timeline
EVXVANECK ETF TRUST	708	$75K	<0.01%	+1	Timeline
ARTNAARTESIAN RES CORP	2,041	$75K	<0.01%	0	Timeline
IEUSISHARES TR	1,354	$75K	<0.01%	+488	Timeline
GCI LIBERTY INC COM CLASS AGCI LIBERTY INC COM CLASS A	1,226	$75K	<0.01%	+465
ISHARES TRISHARES TR	1,935	$75K	<0.01%	+37
VIPSVIPSHOP HLDGS LTD	5,049	$74K	<0.01%	+1,941	Timeline
TUTELUS CORPORATION	1,897	$74K	<0.01%	-207	Timeline
BSMBLACK STONE MINERALS L P	5,800	$74K	<0.01%	+4,800	Timeline
ENSGENSIGN GROUP INC	1,631	$74K	<0.01%	-22	Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	5,900	$74K	<0.01%	+193
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	5,300	$74K	<0.01%	0
RMR REAL ESTATE INCOME FDRMR REAL ESTATE INCOME FD	3,677	$74K	<0.01%	0
TDFTEMPLETON DRAGON FD INC	3,760	$74K	<0.01%	-255	Timeline
XPERI CORPXPERI CORP	4,013	$74K	<0.01%	-87
PLSEPULSE BIOSCIENCES INC	5,500	$74K	<0.01%	-111	Timeline
EQWLINVESCO EXCHANGE TRADED FD T	1,199	$74K	<0.01%	-350	Timeline
IGIWESTERN ASSET INVT GRADE OPP	3,236	$74K	<0.01%	+36	Timeline
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	1,804	$74K	<0.01%	+1
CYPRESS ENVIRONMENTL PARTNRCYPRESS ENVIRONMENTL PARTNR	8,000	$74K	<0.01%	0
KGCKINROSS GOLD CORP	14,993	$73K	<0.01%	-112,208	Timeline
CRNCCERENCE INC	3,257	$73K	<0.01%	new	Timeline
ALNYALNYLAM PHARMACEUTICALS INC	754	$73K	<0.01%	-1,213	Timeline
CVLTCOMMVAULT SYS INC	1,636	$73K	<0.01%	+243	Timeline
AIRAAR CORP	1,602	$73K	<0.01%	+3	Timeline
DRHDIAMONDROCK HOSPITALITY CO	6,542	$73K	<0.01%	+436	Timeline
UCBUNITED CMNTY BKS BLAIRSVLE G	2,391	$73K	<0.01%	+171	Timeline
CVICVR ENERGY INC	1,969	$73K	<0.01%	-810	Timeline
QTS RLTY TR INCQTS RLTY TR INC	1,337	$73K	<0.01%	-739
IBDTISHARES TR	2,600	$73K	<0.01%	+200	Timeline
URBNURBAN OUTFITTERS INC	2,521	$73K	<0.01%	+368	Timeline
BNOVINNOVATOR ETFS TRUST	2,750	$73K	<0.01%	new	Timeline
LOANMANHATTAN BRDG CAP INC	11,443	$73K	<0.01%	+3,853	Timeline
EPUISHARES TR	1,977	$73K	<0.01%	-273	Timeline
NMINUVEEN MUN INCOME FD INC	6,535	$73K	<0.01%	+4,556	Timeline
MYOKARDIA INCMYOKARDIA INC	1,000	$73K	<0.01%	0
TAILORED BRANDS INCTAILORED BRANDS INC	17,521	$73K	<0.01%	+10,654
IAGIAMGOLD CORP	10,557	$72K	<0.01%	-32,593	Timeline
DSGXDESCARTES SYS GROUP INC	1,702	$72K	<0.01%	+66	Timeline
PBTPERMIAN BASIN RTY TR	18,580	$72K	<0.01%	-24	Timeline
SUPNSUPERNUS PHARMACEUTICALS	3,015	$72K	<0.01%	+2,496	Timeline
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	2,658	$72K	<0.01%	-1,466
DEEPETF SER SOLUTIONS	2,200	$72K	<0.01%	+343	Timeline
PXEINVESCO EXCHANGE TRADED FD T	4,290	$72K	<0.01%	+556	Timeline
ETFIS SER TR IETFIS SER TR I	15,961	$72K	<0.01%	-3,049
FMSFRESENIUS MEDICAL CARE AG	1,910	$71K	<0.01%	0	Timeline
SPBSPECTRUM BRANDS HOLDINGS INC	1,109	$71K	<0.01%	-41	Timeline
SBSCOMPANHIA DE SANEAMENTO BASI	4,745	$71K	<0.01%	-163	Timeline
MTHMERITAGE HOMES CORP	1,164	$71K	<0.01%	+210	Timeline
AIAISHARES TR	1,086	$71K	<0.01%	+5	Timeline
JUSTGOLDMAN SACHS ETF TR	1,525	$71K	<0.01%	+475	Timeline
STAMPS COM INCSTAMPS COM INC	851	$71K	<0.01%	-406
PBDINVESCO EXCH TRADED FD TR II	4,970	$71K	<0.01%	-165	Timeline
CMTLCOMTECH TELECOMMUNICATIONS C	1,998	$71K	<0.01%	+1,993	Timeline
TELLURIAN INC NEWTELLURIAN INC NEW	9,747	$71K	<0.01%	+5,684
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	2,146	$71K	<0.01%	-7,209
RIVERVIEW FINL CORP NEWRIVERVIEW FINL CORP NEW	5,208	$71K	<0.01%	+8
AXAXOS FINANCIAL INC	2,308	$70K	<0.01%	+127	Timeline
OMFONEMAIN HLDGS INC	1,655	$70K	<0.01%	+379	Timeline
AINALBANY INTL CORP	936	$70K	<0.01%	-11	Timeline
ADUSADDUS HOMECARE CORP	724	$70K	<0.01%	+154	Timeline
KWRQUAKER HOUGHTON	415	$70K	<0.01%	+68	Timeline
CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A	1,167	$70K	<0.01%	+620
NUVEEN CALIFORNIA SELECT TA…NUVEEN CALIFORNIA SELECT TAX-F	4,184	$70K	<0.01%	0
GREAT WESTN BANCORP INCGREAT WESTN BANCORP INC	2,003	$70K	<0.01%	+1,192
PYZINVESCO EXCHANGE TRADED FD T	1,108	$70K	<0.01%	+281	Timeline
CEFSEXCHANGE LISTED FDS TR	3,374	$70K	<0.01%	+2,710	Timeline
DJDINVESCO EXCHANGE TRADED FD T	1,775	$70K	<0.01%	0	Timeline
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO	22,311	$70K	<0.01%	new
MOBILEIRON INCMOBILEIRON INC	14,462	$70K	<0.01%	+462
DDOGDATADOG INC	1,836	$69K	<0.01%	new	Timeline
EETPROSHARES TR	852	$69K	<0.01%	+7	Timeline
CCOICOGENT COMM HOLDINGS INC	1,048	$69K	<0.01%	-163	Timeline
TORTOISE PWR & ENERGY INFRA…TORTOISE PWR & ENERGY INFRASTR	4,066	$69K	<0.01%	-9,325
TPBTURNING PT BRANDS INC	2,400	$69K	<0.01%	0	Timeline
NAZNUVEEN ARIZONA QLTY MUN INC	4,971	$68K	<0.01%	+14	Timeline
EXLSEXLSERVICE HLDGS INC	984	$68K	<0.01%	-194	Timeline
OTEXOPEN TEXT CORP	1,561	$68K	<0.01%	-433	Timeline
KNKNOWLES CORP	3,181	$68K	<0.01%	-13	Timeline
AZTAAZENTA INC	1,657	$68K	<0.01%	-1,364	Timeline
SBHSALLY BEAUTY HLDGS INC	3,804	$68K	<0.01%	+76	Timeline
PRKSUNITED PARKS & RESORTS INC	2,131	$68K	<0.01%	+725	Timeline
KNCTINVESCO EXCHANGE TRADED FD T	1,821	$68K	<0.01%	-1,249	Timeline
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC	4,331	$68K	<0.01%	-145
JPMorgan BetaBuilders Europ…JPMorgan BetaBuilders Europe ETF	2,705	$68K	<0.01%	-343
KRANESHARES TRKRANESHARES TR	2,518	$68K	<0.01%	+592
ARDAGH GROUP S AARDAGH GROUP S A	3,497	$68K	<0.01%	-1,042
TCP Cap Corp Sr Conv NtTCP Cap Corp Sr Conv Nt	67,000	$68K	<0.01%	+25,000
BANRBANNER CORP	1,187	$67K	<0.01%	-576	Timeline
GLOBGLOBANT S A	747	$67K	<0.01%	+363	Timeline
ENVESTNET INCENVESTNET INC	967	$67K	<0.01%	+160
CNRGSPDR SERIES TRUST	1,498	$67K	<0.01%	+1,438	Timeline
FPWRFIRST TR EXCHANGE-TRADED FD	3,200	$67K	<0.01%	new	Timeline
ZIX CORPZIX CORP	7,562	$67K	<0.01%	-15,538
PROSHARES TRPROSHARES TR	3,092	$67K	<0.01%	-2,598
SMPLSIMPLY GOOD FOODS CO	2,272	$66K	<0.01%	+1,071	Timeline
VLYVALLEY NATL BANCORP	5,758	$66K	<0.01%	+13	Timeline
BCOBRINKS CO	923	$66K	<0.01%	+423	Timeline
TCBITEXAS CAP BANCSHARES INC	1,182	$66K	<0.01%	+703	Timeline
PDC ENERGY INCPDC ENERGY INC	2,521	$66K	<0.01%	+252
QUIDEL CORPQUIDEL CORP	893	$66K	<0.01%	-70
CUBIC CORPCUBIC CORP	1,030	$66K	<0.01%	+185
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP	826	$66K	<0.01%	-101
WTVWISDOMTREE TR	25,569	$66K	<0.01%	-4,727	Timeline
DDIVFIRST TR EXCHANGE TRADED FD	2,476	$66K	<0.01%	+950	Timeline
RAVEN INDS INC COMRAVEN INDS INC COM	1,923	$66K	<0.01%	+1,000
PENNS WOODS BANCORP INCPENNS WOODS BANCORP INC	1,848	$66K	<0.01%	+616
NUVEEN OHIO QUALITY INC MUNINUVEEN OHIO QUALITY INC MUNI	4,299	$66K	<0.01%	0
NTRANATERA INC	1,925	$65K	<0.01%	+1,425	Timeline
IMMUNOMEDICS INCIMMUNOMEDICS INC	3,100	$65K	<0.01%	+688
EWNISHARES INC	1,927	$65K	<0.01%	-76	Timeline
AMERICAN RLTY CAP PPTYS INCAMERICAN RLTY CAP PPTYS INC	64,000	$65K	<0.01%	+53,000
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	1,321	$65K	<0.01%	0
STANLEY BLACK & DECKER INCSTANLEY BLACK & DECKER INC	590	$65K	<0.01%	+474
GOGROCERY OUTLET HLDG CORP	1,976	$64K	<0.01%	-424	Timeline
HVTHAVERTY FURNITURE COS INC	3,182	$64K	<0.01%	+263	Timeline
EATBRINKER INTL INC	1,523	$64K	<0.01%	-153	Timeline
NGVTINGEVITY CORP	730	$64K	<0.01%	+129	Timeline
ASHRDBX ETF TR	2,248	$64K	<0.01%	-781	Timeline
BLACKROCK MUNI INCOME INV QLBLACKROCK MUNI INCOME INV QL	4,482	$64K	<0.01%	+4,117
ASYSAMTECH SYS INC	8,900	$64K	<0.01%	0	Timeline
ITICINVESTORS TITLE CO NC	400	$64K	<0.01%	+3	Timeline
CNYAISHARES TR	2,100	$64K	<0.01%	0	Timeline
SILVERCREST METALS INCSILVERCREST METALS INC	9,410	$64K	<0.01%	+500
ISHARES TR IBONDS DEC2023ISHARES TR IBONDS DEC2023	2,481	$64K	<0.01%	-49
AVITA MEDICAL LTDAVITA MEDICAL LTD	7,000	$64K	<0.01%	new
NFENEW FORTRESS ENERGY INC	4,079	$63K	<0.01%	+826	Timeline
CWHCAMPING WORLD HLDGS INC	4,242	$63K	<0.01%	-545	Timeline
KEXKIRBY CORP	703	$63K	<0.01%	-159	Timeline
RMIRIVERNORTH OPPORTUNISTIC MUN	2,791	$63K	<0.01%	+1,966	Timeline
GLVCLOUGH GLOBAL DIVID & INCOME	5,750	$63K	<0.01%	0	Timeline
ROAMLATTICE STRATEGIES TR	2,700	$63K	<0.01%	+250	Timeline
OFFICE DEPOT INCOFFICE DEPOT INC	22,936	$63K	<0.01%	+2,237
NUVEEN CR OPPORTUNITIES 2022NUVEEN CR OPPORTUNITIES 2022	6,250	$63K	<0.01%	0
ACTUANT CORPACTUANT CORP	2,429	$63K	<0.01%	+323
INNOVATOR ETFS TR IIINNOVATOR ETFS TR II	1,643	$63K	<0.01%	new
TMFCRBB FD INC	2,494	$62K	<0.01%	+1,625	Timeline
GIBCGI INC	739	$62K	<0.01%	-328	Timeline
EXIISHARES TR	638	$62K	<0.01%	-333	Timeline
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC	938	$62K	<0.01%	-5
FNKOFUNKO INC	3,622	$62K	<0.01%	+2,600	Timeline
VOCVOC ENERGY TR	11,788	$62K	<0.01%	-7,995	Timeline
ADVISORSHARES TRADVISORSHARES TR	1,277	$62K	<0.01%	+1,008
BECTON DICKINSON & COBECTON DICKINSON & CO	950	$62K	<0.01%	+766
BFHBREAD FINANCIAL HOLDINGS INC	546	$61K	<0.01%	+151	Timeline
BARGRANITESHARES GOLD TR	4,026	$61K	<0.01%	-25,114	Timeline
MGPIMGP INGREDIENTS INC NEW	1,263	$61K	<0.01%	+13	Timeline
BIGGQBIG LOTS INC.	2,153	$61K	<0.01%	+575	Timeline
IBDUISHARES TR	2,400	$61K	<0.01%	new	Timeline
USCIUNITED STS COMMODITY INDEX F	1,663	$61K	<0.01%	-195	Timeline
NORWGLOBAL X FDS	2,798	$61K	<0.01%	-78	Timeline
TBTPROSHARES TR	2,291	$61K	<0.01%	-356	Timeline
ESLTELBIT SYS LTD	387	$60K	<0.01%	+27	Timeline
HRTXHERON THERAPEUTICS INC	2,579	$60K	<0.01%	+1,862	Timeline
CWENACLEARWAY ENERGY INC	3,137	$60K	<0.01%	+5	Timeline
CANTEL MEDICAL CORPCANTEL MEDICAL CORP	863	$60K	<0.01%	-213
CLNECLEAN ENERGY FUELS CORP	25,655	$60K	<0.01%	-500	Timeline
IGBHISHARES U S ETF TR	2,350	$60K	<0.01%	0	Timeline
NURENUSHARES ETF TR	2,003	$60K	<0.01%	+1,863	Timeline
COHEN & STEERS MLP INC & ENRCOHEN & STEERS MLP INC & ENR	7,379	$60K	<0.01%	-42,052
ORGANIGRAM GLOBAL ORDORGANIGRAM GLOBAL ORD	24,659	$60K	<0.01%	-2,235
EQUITY COMWLTHEQUITY COMWLTH	2,100	$60K	<0.01%	0
WISDOMTREE TRWISDOMTREE TR	1,245	$60K	<0.01%	-49
DYDYCOM INDS INC	1,269	$59K	<0.01%	+181	Timeline
TEXTEREX CORP NEW	2,000	$59K	<0.01%	+1,113	Timeline
AATAMERICAN ASSETS TR INC	1,283	$59K	<0.01%	+12	Timeline
TRTXTPG RE FIN TR INC	2,884	$59K	<0.01%	+384	Timeline
FRPTFRESHPET INC	1,002	$59K	<0.01%	+98	Timeline
OCFCOCEANFIRST FINL CORP	2,295	$59K	<0.01%	0	Timeline
XIAEXVOYA ASIA PAC HIGH DIV EQT I	6,986	$59K	<0.01%	+895	Timeline
H&E EQUIPMENT SERVICES INCH&E EQUIPMENT SERVICES INC	1,776	$59K	<0.01%	-120
MINABERDEEN INTER INCOME FD	13,565	$59K	<0.01%	-8,386	Timeline
TERRAFORM PWR INCTERRAFORM PWR INC	3,821	$59K	<0.01%	-409
HYHYSTER-YALE INC	1,000	$59K	<0.01%	0	Timeline
JMMNUVEEN MULTI-MKT INCOME FD I	8,030	$59K	<0.01%	-627	Timeline
UAUGINNOVATOR ETFS TRUST	2,300	$59K	<0.01%	0	Timeline
FPXIFIRST TR EXCHANGE-TRADED FD	1,470	$59K	<0.01%	+505	Timeline
PRNTARK ETF TR	2,650	$59K	<0.01%	0	Timeline
PSCUINVESCO EXCH TRADED FD TR II	1,127	$59K	<0.01%	0	Timeline
ZUORA INCZUORA INC	4,094	$59K	<0.01%	-20,827
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	1,327	$59K	<0.01%	+37
BARCLAYS BANK PLCBARCLAYS BANK PLC	1,296	$59K	<0.01%	new
FFINFIRST FINL BANKSHARES INC	1,687	$58K	<0.01%	+565	Timeline
IHDVOYA EMERGING MKTS HIGH DIVI	7,332	$58K	<0.01%	+478	Timeline
TILEINTERFACE INC	3,486	$58K	<0.01%	-617	Timeline
DEIDOUGLAS EMMETT INC	1,320	$58K	<0.01%	-188	Timeline
EISISHARES INC	1,015	$58K	<0.01%	0	Timeline
RWTREDWOOD TRUST INC	3,519	$58K	<0.01%	-3,100	Timeline
SITE CENTERS CORPSITE CENTERS CORP	3,931	$58K	<0.01%	-2,158
WINAWINMARK CORP	296	$58K	<0.01%	0	Timeline
JLSNUVEEN MORTGAGE AND INCOME F	2,631	$58K	<0.01%	+1,281	Timeline
USEPINNOVATOR ETFS TRUST	2,300	$58K	<0.01%	+250	Timeline
HSCZISHARES TR	1,880	$58K	<0.01%	-600	Timeline
SPARK ENERGY INCSPARK ENERGY INC	6,278	$58K	<0.01%	-75
EMLEASTERN CO	1,890	$58K	<0.01%	0	Timeline
HDGPROSHARES TR	1,244	$58K	<0.01%	+61	Timeline
EROS INTL PLCEROS INTL PLC	17,174	$58K	<0.01%	new
SIERRA WIRELESS INCSIERRA WIRELESS INC	6,198	$58K	<0.01%	-10
READY CAPITAL CORPREADY CAPITAL CORP	2,144	$58K	<0.01%	0
GATXGATX CORP	780	$57K	<0.01%	+115	Timeline
BFSSAUL CTRS INC	1,155	$57K	<0.01%	+478	Timeline
ONCBEONE MEDICINES LTD	345	$57K	<0.01%	-107	Timeline
IYZISHARES TR	1,906	$57K	<0.01%	-267	Timeline
MATVMATIV HOLDINGS INC	1,348	$57K	<0.01%	+1,232	Timeline
IHYVANECK ETF TRUST	2,267	$57K	<0.01%	0	Timeline
ACCELERON PHARMA INCACCELERON PHARMA INC	1,063	$57K	<0.01%	+269
DNOWDNOW INC	5,095	$57K	<0.01%	-642	Timeline
VIDIETF SER SOLUTIONS	2,278	$57K	<0.01%	0	Timeline
USMCPRINCIPAL EXCHANGE TRADED FD	1,807	$57K	<0.01%	-71	Timeline
HAWXISHARES TR	2,058	$57K	<0.01%	-4,492	Timeline
IDHQINVESCO EXCH TRADED FD TR II	2,198	$57K	<0.01%	0	Timeline
BBPETFIS SER TR I	1,301	$57K	<0.01%	-170	Timeline
FCOABRDN GLOBAL INCOME FUND INC	7,075	$57K	<0.01%	-1,952	Timeline
Chesapeake Energy Corp PFD …Chesapeake Energy Corp PFD Conv	2,774	$57K	<0.01%	-1,088
SFNCSIMMONS FIRST NATL CORP	2,082	$56K	<0.01%	0	Timeline
ECHISHARES INC	1,692	$56K	<0.01%	-214	Timeline
COTYCOTY INC	4,984	$56K	<0.01%	-875	Timeline
IEZISHARES TR	2,733	$56K	<0.01%	-1,000	Timeline
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC	771	$56K	<0.01%	+221
USDUWISDOMTREE TR	2,117	$56K	<0.01%	-890	Timeline
BARNES GROUP INCBARNES GROUP INC	905	$56K	<0.01%	-34
BUSEFIRST BUSEY CORP	2,046	$56K	<0.01%	+101	Timeline
ARES CAPITAL CORPARES CAPITAL CORP	54,000	$56K	<0.01%	new
ILLUMINA INCILLUMINA INC	40,000	$56K	<0.01%	new
GLOBAL X FOUNDER-RUN COMPAN…GLOBAL X FOUNDER-RUN COMPANIES ETF	2,729	$56K	<0.01%	new
JOHN HANCOCK MULTIFACTOR HE…JOHN HANCOCK MULTIFACTOR HEALTHCA…	1,504	$56K	<0.01%	-141
DBDEUTSCHE BK AG	4,371	$55K	<0.01%	-21,990	Timeline
EMXCISHARES INC	1,075	$55K	<0.01%	new	Timeline
WWWWOLVERINE WORLD WIDE INC	1,644	$55K	<0.01%	-66	Timeline
FCPTFOUR CORNERS PPTY TR INC	1,954	$55K	<0.01%	+55	Timeline
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORP	384	$55K	<0.01%	+20
PIPRPIPER SANDLER COS	757	$55K	<0.01%	+174	Timeline
XCAFXMORGAN STANLEY CHINA A SH FD	2,562	$55K	<0.01%	+348	Timeline
YOLOADVISORSHARES TR	4,600	$55K	<0.01%	-2,122	Timeline
ORRFORRSTOWN FINL SVCS INC	2,489	$55K	<0.01%	+1	Timeline
HEXO CORPHEXO CORP	34,119	$55K	<0.01%	-148,667
Carter Bank and TrustCarter Bank and Trust	2,470	$55K	<0.01%	+2,000
BARCLAYS BANK PLCBARCLAYS BANK PLC	4,382	$55K	<0.01%	+1,382
DANAHER CORPORATIONDANAHER CORPORATION	47	$55K	<0.01%	new
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	1,000	$55K	<0.01%	0
LOGAN RIDGE FINANCE CORPLOGAN RIDGE FINANCE CORP	2,240	$55K	<0.01%	new
QQXTFIRST TR EXCHANGE-TRADED FD	932	$54K	<0.01%	+1	Timeline
JBSSSANFILIPPO JOHN B & SON INC	593	$54K	<0.01%	+500	Timeline
FCPIFIDELITY COVINGTON TRUST	2,080	$54K	<0.01%	new	Timeline
KOMPSPDR SERIES TRUST	1,498	$54K	<0.01%	+1,243	Timeline
QEMMSPDR INDEX SHS FDS	883	$54K	<0.01%	+117	Timeline
Anglogold Ashanti PlcAnglogold Ashanti Plc	2,438	$54K	<0.01%	-54
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	52,000	$54K	<0.01%	+47,000
BIOSIG TECHNOLOGIES INCBIOSIG TECHNOLOGIES INC	9,076	$54K	<0.01%	0
CXCEMEX SAB DE CV	14,204	$53K	<0.01%	-2,155	Timeline
SPSCSPS COMM INC	965	$53K	<0.01%	+81	Timeline
PIIMPINJ INC	2,061	$53K	<0.01%	0	Timeline
USPHU S PHYSICAL THERAPY	459	$53K	<0.01%	-41	Timeline
CSGSCSG SYS INTL INC	1,033	$53K	<0.01%	+55	Timeline
MYNBLACKROCK MUNIYIELD N Y QUAL	4,038	$53K	<0.01%	+6	Timeline
CLOUDERA INCCLOUDERA INC	4,534	$53K	<0.01%	-335
OVFLISTED FDS TR	2,055	$53K	<0.01%	new	Timeline
DONNELLEY R R & SONS CODONNELLEY R R & SONS CO	13,566	$53K	<0.01%	-13,210
INDEXIQ ETF TR IQ GLBINDEXIQ ETF TR IQ GLB	1,939	$53K	<0.01%	-214
INSIGHT SELECT INCOME FDINSIGHT SELECT INCOME FD	2,668	$53K	<0.01%	-1,444
AIMMUNE THERAPEUTICS INC.AIMMUNE THERAPEUTICS INC.	1,579	$53K	<0.01%	+491
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC	53,000	$53K	<0.01%	-11,000
RANDOLPH BANCORP INCRANDOLPH BANCORP INC	3,000	$53K	<0.01%	0
SPMOINVESCO EXCH TRADED FD TR II	3,829	$52K	<0.01%	-17,909	Timeline
IPARINTERPARFUMS INC	727	$52K	<0.01%	+40	Timeline
PDPAGERDUTY INC	2,228	$52K	<0.01%	+183	Timeline
KOFCOCA-COLA FEMSA SAB DE CV	861	$52K	<0.01%	+25	Timeline
AQNALGONQUIN POWER & UTILITIES	3,709	$52K	<0.01%	-248	Timeline
JPXNISHARES TR	809	$52K	<0.01%	+8	Timeline

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 199. All 199

Security	Shares before	Value before	Type
FQF TRFQF TR	293,407	$6.95M	shares
INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH	249,854	$5.98M	shares
BB & T CORPBB & T CORP	74,688	$3.99M	shares
CELGENE CORPCELGENE CORP	30,837	$3.06M	shares
PAPRINNOVATOR ETFS TRUST	116,260	$3.02M	shares
HCP INCHCP INC	77,875	$2.77M	shares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	99,000	$2.08M	shares
SUNTRUST BANKS INCSUNTRUST BANKS INC	25,984	$1.79M	shares
Ishares Ibonds DecIshares Ibonds Dec	50,001	$1.24M	shares
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	46,581	$829K	shares
PIMCO ETF TRPIMCO ETF TR	14,926	$760K	shares
CBS CORP NEWCBS CORP NEW	17,078	$690K	shares
VIACOM INCVIACOM INC	27,032	$650K	shares
Enterprise Federal BancorpEnterprise Federal Bancorp	35,000	$560K	shares
NUVEEN HIGH INCOME DECMBR 20NUVEEN HIGH INCOME DECMBR 20	49,739	$490K	shares
UBS AG LONDON BRHUBS AG LONDON BRH	32,625	$479K	shares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	10,907	$449K	shares
SYMANTEC CORPSYMANTEC CORP	15,070	$356K	shares
GANNETT SPINCO INCGANNETT SPINCO INC	28,982	$312K	shares
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	3,918	$275K	shares
OHA INVT CORPOHA INVT CORP	194,967	$253K	shares
CIMPRESS N VCIMPRESS N V	1,854	$245K	shares
ALTABA INCALTABA INC	12,018	$235K	shares
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	15,843	$223K	shares
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	4,424	$199K	shares
GENOMIC HEALTH, INC.GENOMIC HEALTH, INC.	2,435	$165K	shares
CARBONITE INCCARBONITE INC	10,272	$159K	shares
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	17,315	$158K	shares
BBREJ P MORGAN EXCHANGE TRADED F	1,707	$154K	shares
UNITED FINL BANCORP INC NEWUNITED FINL BANCORP INC NEW	10,750	$147K	shares
TRANSENTERIX INCTRANSENTERIX INC	220,740	$137K	shares
HULL TACTICAL US ETFHULL TACTICAL US ETF	4,891	$125K	shares
LAZARD WORLD DIVID & INCOMELAZARD WORLD DIVID & INCOME	13,147	$123K	shares
VANECK ETF TRUSTVANECK ETF TRUST	2,540	$98K	shares
CTRIP COM INTL LTDCTRIP COM INTL LTD	3,141	$92K	shares
VERSUM MATLS INCVERSUM MATLS INC	1,630	$85K	shares
DOVA PHARMACEUTICALS INCDOVA PHARMACEUTICALS INC	2,817	$79K	shares
VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC	7,009	$78K	shares
NANOMETRICSNANOMETRICS	2,353	$77K	shares
NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INC	5,200	$69K	shares
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	7,739	$68K	shares
NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUN	4,683	$63K	shares
NUVEEN MTG OPPTY TERM FD 2NUVEEN MTG OPPTY TERM FD 2	2,843	$63K	shares
SPARK THERAPEUTICS INCSPARK THERAPEUTICS INC	637	$61K	shares
GENESEE & WYOMING INCGENESEE & WYOMING INC	508	$57K	shares
SALT FDS TRSALT FDS TR	2,036	$57K	shares
BNOUNITED STS BRENT OIL FD LP	3,000	$54K	shares
ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INC	2,866	$54K	shares
FQF TR AGFIQFQF TR AGFIQ	2,214	$54K	shares
ENERGIZER HLDGS INC NEWENERGIZER HLDGS INC NEW	540	$51K	shares
US ECOLOGY INC COMUS ECOLOGY INC COM	757	$48K	shares
DBX ETF TRDBX ETF TR	1,389	$46K	shares
HESS MIDSTREAM PARTNERS LPHESS MIDSTREAM PARTNERS LP	2,070	$40K	shares
O-I GLASS, INC.O-I GLASS, INC.	3,831	$39K	shares
ADVISORSHARES TRADVISORSHARES TR	800	$39K	shares
AFEMFIRST TR EXCH TRADED FD III	600	$35K	shares
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC	309	$33K	shares
BLACKROCK TCP CAPITAL CORPBLACKROCK TCP CAPITAL CORP	33,000	$33K	shares
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	3,745	$32K	shares
UBTPROSHARES TR	248	$26K	shares
INDEXIQ ETF TRINDEXIQ ETF TR	1,029	$26K	shares
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC	814	$22K	shares
VANECK VECTORS HIGH INCOME …VANECK VECTORS HIGH INCOME INFRAS…	2,016	$22K	shares
FXFINVESCO CURRENCYSHARES SWISS	227	$21K	shares
ZYXIQZYNEX, INC. COMMON STOCK (NV)	2,222	$21K	shares
PIVOTAL SOFTWARE INCPIVOTAL SOFTWARE INC	1,378	$21K	shares
Misonix IncMisonix Inc	1,000	$20K	shares
DIREXION SHS ETF TRDIREXION SHS ETF TR	4,992	$17K	shares
MATINAS BIOPHARMA HLDGS INCMATINAS BIOPHARMA HLDGS INC	25,000	$16K	shares
QCRHQCR HLDGS INC	394	$15K	shares
FXCINVESCO CURRENCYSHARES CDN D	200	$15K	shares
MILACRON HLDGS CORPMILACRON HLDGS CORP	854	$14K	shares
PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FD	450	$14K	shares
SOTHEBYSSOTHEBYS	228	$13K	shares
CONSTELLIUM SECONSTELLIUM SE	1,000	$13K	shares
ADVISORSHARES NEW TECH AND …ADVISORSHARES NEW TECH AND MEDIA …	1,287	$13K	shares
YY INC. ADRYY INC. ADR	213	$12K	shares
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	587	$12K	shares
CHANGE HEALTHCARE INCCHANGE HEALTHCARE INC	1,000	$12K	shares
DNB Financial CorporationDNB Financial Corporation	273	$12K	shares
DEAN FOODS CO NEWDEAN FOODS CO NEW	10,989	$12K	shares
INVESCO DB MLTI SECTR CMMTYINVESCO DB MLTI SECTR CMMTY	235	$11K	shares
SOCIAL CAP HEDOSOPHIA HLDGSSOCIAL CAP HEDOSOPHIA HLDGS	1,005	$11K	shares
SOLID BIOSCIENCES INC COM N…SOLID BIOSCIENCES INC COM NEW	1,000	$10K	shares
FDBCFIDELITY D & D BANCORP INC	148	$9K	shares
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INC	9,995	$8K	shares
KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DEL	5,316	$8K	shares
Cbs Corporation Cl A NewCbs Corporation Cl A New	176	$7K	shares
Viacom Inc Cl AViacom Inc Cl A	254	$7K	shares
SUNDIAL GROWERS INCSUNDIAL GROWERS INC	1,500	$7K	shares
CONSOL COAL RESOURCES LPCONSOL COAL RESOURCES LP	500	$7K	shares
PDDPDD HOLDINGS INC	200	$6K	shares
GSBCGREAT SOUTHN BANCORP INC	102	$6K	shares
SEMGROUP CORPSEMGROUP CORP	384	$6K	shares
PARTY CITY HOLDCO INCPARTY CITY HOLDCO INC	1,123	$6K	shares
CAMBREX CORPCAMBREX CORP	104	$6K	shares
ISRAMCO INCISRAMCO INC	50	$6K	shares
EXCHANGE TRADED CONCEPTS TRUEXCHANGE TRADED CONCEPTS TRU	240	$6K	shares
BLNKBLINK CHARGING CO	2,072	$5K	shares
PARPAR TECHNOLOGY CORP	200	$5K	shares

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001493152-20-002502	base		2020-02-14	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC