PATTERN ENERGY GROUP INC PATTERN ENERGY GROUP INC More: the full row for PATTERN ENERGY GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 56,998 shares; 2018Q2: 56,998 shares; 2018Q3: 57,622 shares; 2018Q4: 58,773 shares; 2019Q1: 59,921 shares 59,921 $1.32M 0.01% +1,148 HAL HALLIBURTON CO More: the full row for HALLIBURTON CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 43,482 shares; 2018Q2: 43,482 shares; 2018Q3: 43,898 shares; 2018Q4: 43,005 shares; 2019Q1: 44,793 shares 44,793 $1.31M 0.01% +1,788 Timeline EXPE EXPEDIA GROUP INC More: the full row for EXPEDIA GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,417 shares; 2018Q2: 4,417 shares; 2018Q3: 13,390 shares; 2018Q4: 10,187 shares; 2019Q1: 11,027 shares 11,027 $1.31M 0.01% +840 Timeline COLONY CAPITAL INC COLONY CAPITAL INC More: the full row for COLONY CAPITAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 325,574 shares; 2018Q4: 251,427 shares; 2019Q1: 246,383 shares 246,383 $1.31M 0.01% -5,044 NUAG NUSHARES ETF TR More: the full row for NUSHARES ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 61,541 shares; 2018Q2: 61,541 shares; 2018Q3: 102,346 shares; 2018Q4: 49,694 shares; 2019Q1: 54,855 shares 54,855 $1.31M 0.01% +5,161 Timeline IBND SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 41,809 shares; 2018Q2: 41,809 shares; 2018Q3: 35,250 shares; 2018Q4: 34,682 shares; 2019Q1: 39,367 shares 39,367 $1.31M 0.01% +4,685 Timeline TTC TORO CO More: the full row for TORO CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,802 shares; 2018Q2: 17,802 shares; 2018Q3: 16,376 shares; 2018Q4: 18,221 shares; 2019Q1: 18,968 shares 18,968 $1.3M 0.01% +747 Timeline RL RALPH LAUREN CORP More: the full row for RALPH LAUREN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,427 shares; 2018Q2: 3,427 shares; 2018Q3: 9,032 shares; 2018Q4: 10,211 shares; 2019Q1: 10,014 shares 10,014 $1.3M 0.01% -197 Timeline NXDT NEXPOINT DIVERSIFIED REL ET More: the full row for NEXPOINT DIVERSIFIED REL ET Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,076 shares; 2018Q2: 10,076 shares; 2018Q3: 16,192 shares; 2018Q4: 15,755 shares; 2019Q1: 59,652 shares 59,652 $1.3M 0.01% +43,897 Timeline OC OWENS CORNING NEW More: the full row for OWENS CORNING NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23,452 shares; 2018Q2: 23,452 shares; 2018Q3: 22,755 shares; 2018Q4: 26,394 shares; 2019Q1: 26,858 shares 26,858 $1.3M 0.01% +464 Timeline CHI CALAMOS CONV OPPORTUNITIES & More: the full row for CALAMOS CONV OPPORTUNITIES & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 96,717 shares; 2018Q2: 96,717 shares; 2018Q3: 105,798 shares; 2018Q4: 112,790 shares; 2019Q1: 127,978 shares 127,978 $1.3M 0.01% +15,188 Timeline OPPENHEIMER ETF TR OPPENHEIMER ETF TR More: the full row for OPPENHEIMER ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22,319 shares; 2018Q2: 22,319 shares; 2018Q3: 19,002 shares; 2018Q4: 25,429 shares; 2019Q1: 21,887 shares 21,887 $1.3M 0.01% -3,542 GBX GREENBRIER COS INC More: the full row for GREENBRIER COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 36,058 shares; 2018Q2: 36,058 shares; 2018Q3: 36,032 shares; 2018Q4: 35,255 shares; 2019Q1: 40,203 shares 40,203 $1.29M 0.01% +4,948 Timeline IONS IONIS PHARMACEUTICALS INC More: the full row for IONIS PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,240 shares; 2018Q2: 18,240 shares; 2018Q3: 17,762 shares; 2018Q4: 15,133 shares; 2019Q1: 15,930 shares 15,930 $1.29M 0.01% +797 Timeline IGM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,318 shares; 2018Q2: 8,318 shares; 2018Q3: 8,300 shares; 2018Q4: 7,202 shares; 2019Q1: 6,265 shares 6,265 $1.29M 0.01% -937 Timeline BOTZ GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 92,288 shares; 2018Q2: 92,288 shares; 2018Q3: 68,191 shares; 2018Q4: 60,661 shares; 2019Q1: 64,334 shares 64,334 $1.29M 0.01% +3,673 Timeline CMS CMS ENERGY CORP More: the full row for CMS ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,695 shares; 2018Q2: 25,695 shares; 2018Q3: 18,632 shares; 2018Q4: 22,516 shares; 2019Q1: 23,262 shares 23,262 $1.29M 0.01% +746 Timeline NUSTAR ENERGY LP NUSTAR ENERGY LP More: the full row for NUSTAR ENERGY LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28,603 shares; 2018Q2: 28,603 shares; 2018Q3: 57,400 shares; 2018Q4: 54,188 shares; 2019Q1: 47,880 shares 47,880 $1.29M 0.01% -6,308 ABERDEEN ASIA-PACIFIC INCOM… ABERDEEN ASIA-PACIFIC INCOME F More: the full row for ABERDEEN ASIA-PACIFIC INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 319,302 shares; 2018Q2: 319,302 shares; 2018Q3: 255,313 shares; 2018Q4: 245,080 shares; 2019Q1: 304,620 shares 304,620 $1.29M 0.01% +59,540 EBAY EBAY INC. More: the full row for EBAY INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28,796 shares; 2018Q2: 28,796 shares; 2018Q3: 29,863 shares; 2018Q4: 34,169 shares; 2019Q1: 34,583 shares 34,583 $1.28M 0.01% +414 Timeline GUGGENHEIM CR ALLOCATION FD GUGGENHEIM CR ALLOCATION FD More: the full row for GUGGENHEIM CR ALLOCATION FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 27,733 shares; 2018Q2: 27,733 shares; 2018Q3: 73,875 shares; 2018Q4: 56,124 shares; 2019Q1: 63,234 shares 63,234 $1.28M 0.01% +7,110 FAF FIRST AMERN FINL CORP More: the full row for FIRST AMERN FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14,719 shares; 2018Q2: 14,719 shares; 2018Q3: 15,826 shares; 2018Q4: 23,041 shares; 2019Q1: 24,494 shares 24,494 $1.27M 0.01% +1,453 Timeline LAM RESEARCH CORP LAM RESEARCH CORP More: the full row for LAM RESEARCH CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,774 shares; 2018Q2: 20,774 shares; 2018Q3: 10,838 shares; 2018Q4: 10,628 shares; 2019Q1: 7,046 shares 7,046 $1.27M 0.01% -3,582 UYG PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,679 shares; 2018Q2: 9,679 shares; 2018Q3: 35,184 shares; 2018Q4: 32,961 shares; 2019Q1: 31,663 shares 31,663 $1.27M 0.01% -1,298 Timeline AKAM AKAMAI TECHNOLOGIES INC More: the full row for AKAMAI TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,069 shares; 2018Q2: 10,069 shares; 2018Q3: 10,677 shares; 2018Q4: 16,637 shares; 2019Q1: 17,608 shares 17,608 $1.26M 0.01% +971 Timeline CAG CONAGRA BRANDS INC More: the full row for CONAGRA BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 42,539 shares; 2018Q2: 42,539 shares; 2018Q3: 39,195 shares; 2018Q4: 47,111 shares; 2019Q1: 45,499 shares 45,499 $1.26M 0.01% -1,612 Timeline EXR EXTRA SPACE STORAGE INC More: the full row for EXTRA SPACE STORAGE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,894 shares; 2018Q2: 6,894 shares; 2018Q3: 8,049 shares; 2018Q4: 10,296 shares; 2019Q1: 12,379 shares 12,379 $1.26M 0.01% +2,083 Timeline EIX EDISON INTL More: the full row for EDISON INTL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,038 shares; 2018Q2: 18,038 shares; 2018Q3: 17,522 shares; 2018Q4: 20,681 shares; 2019Q1: 20,349 shares 20,349 $1.26M 0.01% -332 Timeline XEADX ALLSPRING INCOME OPPORTUNIT More: the full row for ALLSPRING INCOME OPPORTUNIT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 144,567 shares; 2018Q2: 144,567 shares; 2018Q3: 138,302 shares; 2018Q4: 151,072 shares; 2019Q1: 159,659 shares 159,659 $1.26M 0.01% +8,587 Timeline FITB FIFTH THIRD BANCORP More: the full row for FIFTH THIRD BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 39,906 shares; 2018Q2: 39,906 shares; 2018Q3: 37,473 shares; 2018Q4: 38,138 shares; 2019Q1: 49,794 shares 49,794 $1.26M 0.01% +11,656 Timeline WISDOMTREE TOTAL EARNINGS WISDOMTREE TOTAL EARNINGS More: the full row for WISDOMTREE TOTAL EARNINGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 41,187 shares; 2018Q2: 41,187 shares; 2018Q3: 41,569 shares; 2018Q4: 42,420 shares; 2019Q1: 38,871 shares 38,871 $1.25M 0.01% -3,549 PIMCO MUN INCOME FD III PIMCO MUN INCOME FD III More: the full row for PIMCO MUN INCOME FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 67,473 shares; 2018Q2: 67,473 shares; 2018Q3: 93,512 shares; 2018Q4: 93,331 shares; 2019Q1: 99,812 shares 99,812 $1.25M 0.01% +6,481 HXL HEXCEL CORP NEW More: the full row for HEXCEL CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,176 shares; 2018Q2: 20,176 shares; 2018Q3: 18,843 shares; 2018Q4: 19,164 shares; 2019Q1: 18,121 shares 18,121 $1.25M 0.01% -1,043 Timeline CDNS CADENCE DESIGN SYSTEM INC More: the full row for CADENCE DESIGN SYSTEM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,562 shares; 2018Q2: 10,562 shares; 2018Q3: 2,227 shares; 2018Q4: 6,549 shares; 2019Q1: 19,729 shares 19,729 $1.25M 0.01% +13,180 Timeline PULS PGIM ETF TR More: the full row for PGIM ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 19,537 shares; 2018Q4: 23,904 shares; 2019Q1: 25,007 shares 25,007 $1.25M 0.01% +1,103 Timeline HPE HEWLETT PACKARD ENTERPRISE C More: the full row for HEWLETT PACKARD ENTERPRISE C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 55,415 shares; 2018Q2: 55,415 shares; 2018Q3: 60,374 shares; 2018Q4: 70,342 shares; 2019Q1: 80,792 shares 80,792 $1.25M 0.01% +10,450 Timeline HLT HILTON WORLDWIDE HLDGS INC More: the full row for HILTON WORLDWIDE HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,454 shares; 2018Q2: 9,454 shares; 2018Q3: 5,572 shares; 2018Q4: 4,170 shares; 2019Q1: 15,081 shares 15,081 $1.25M 0.01% +10,911 Timeline BSL BLACKSTONE SENI FLTN RAT 202 More: the full row for BLACKSTONE SENI FLTN RAT 202 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50,123 shares; 2018Q2: 50,123 shares; 2018Q3: 50,275 shares; 2018Q4: 54,111 shares; 2019Q1: 75,900 shares 75,900 $1.25M 0.01% +21,789 Timeline DCP MIDSTREAM LP DCP MIDSTREAM LP More: the full row for DCP MIDSTREAM LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 37,817 shares; 2018Q2: 37,817 shares; 2018Q3: 36,961 shares; 2018Q4: 35,856 shares; 2019Q1: 37,726 shares 37,726 $1.25M 0.01% +1,870 INTF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 54,791 shares; 2018Q2: 54,791 shares; 2018Q3: 41,945 shares; 2018Q4: 35,209 shares; 2019Q1: 47,270 shares 47,270 $1.24M 0.01% +12,061 Timeline OMC OMNICOM GROUP INC More: the full row for OMNICOM GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 19,487 shares; 2018Q2: 19,487 shares; 2018Q3: 19,729 shares; 2018Q4: 20,738 shares; 2019Q1: 16,979 shares 16,979 $1.24M 0.01% -3,759 Timeline MKL MARKEL GROUP INC More: the full row for MARKEL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 916 shares; 2018Q2: 916 shares; 2018Q3: 997 shares; 2018Q4: 1,039 shares; 2019Q1: 1,246 shares 1,246 $1.24M 0.01% +207 Timeline GSIE GOLDMAN SACHS ETF TR More: the full row for GOLDMAN SACHS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 57,454 shares; 2018Q2: 57,454 shares; 2018Q3: 53,193 shares; 2018Q4: 43,998 shares; 2019Q1: 44,100 shares 44,100 $1.24M 0.01% +102 Timeline STT STATE STR CORP More: the full row for STATE STR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,134 shares; 2018Q2: 18,134 shares; 2018Q3: 7,555 shares; 2018Q4: 15,823 shares; 2019Q1: 18,593 shares 18,593 $1.24M 0.01% +2,770 Timeline FCVT FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33,601 shares; 2018Q2: 33,601 shares; 2018Q3: 43,233 shares; 2018Q4: 13,891 shares; 2019Q1: 40,486 shares 40,486 $1.24M 0.01% +26,595 Timeline NSP INSPERITY INC More: the full row for INSPERITY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 446 shares; 2018Q2: 446 shares; 2018Q3: 2,466 shares; 2018Q4: 757 shares; 2019Q1: 9,982 shares 9,982 $1.23M 0.01% +9,225 Timeline Ishares Ibonds Dec Ishares Ibonds Dec More: the full row for Ishares Ibonds Dec Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,385 shares; 2018Q2: 15,385 shares; 2018Q3: 22,221 shares; 2018Q4: 24,785 shares; 2019Q1: 49,493 shares 49,493 $1.23M 0.01% +24,708 DFE WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,542 shares; 2018Q2: 15,542 shares; 2018Q3: 12,175 shares; 2018Q4: 9,646 shares; 2019Q1: 21,003 shares 21,003 $1.23M 0.01% +11,357 Timeline PFM INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 45,356 shares; 2018Q4: 42,805 shares; 2019Q1: 44,234 shares 44,234 $1.22M 0.01% +1,429 Timeline PFG PRINCIPAL FINANCIAL GROUP IN More: the full row for PRINCIPAL FINANCIAL GROUP IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,927 shares; 2018Q2: 21,927 shares; 2018Q3: 24,161 shares; 2018Q4: 20,979 shares; 2019Q1: 24,207 shares 24,207 $1.22M 0.01% +3,228 Timeline ALTABA INC ALTABA INC More: the full row for ALTABA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16,727 shares; 2018Q2: 16,727 shares; 2018Q3: 17,187 shares; 2018Q4: 15,936 shares; 2019Q1: 16,477 shares 16,477 $1.22M 0.01% +541 IRT INDEPENDENCE RLTY TR INC More: the full row for INDEPENDENCE RLTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 97,676 shares; 2018Q2: 97,676 shares; 2018Q3: 122,837 shares; 2018Q4: 120,481 shares; 2019Q1: 112,398 shares 112,398 $1.21M 0.01% -8,083 Timeline TD AMERITRADE HLDG CORP TD AMERITRADE HLDG CORP More: the full row for TD AMERITRADE HLDG CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,201 shares; 2018Q2: 7,201 shares; 2018Q3: 8,101 shares; 2018Q4: 8,484 shares; 2019Q1: 24,264 shares 24,264 $1.21M 0.01% +15,780 PEY INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 48,413 shares; 2018Q4: 53,372 shares; 2019Q1: 67,738 shares 67,738 $1.21M 0.01% +14,366 Timeline DPZ DOMINOS PIZZA INC More: the full row for DOMINOS PIZZA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,480 shares; 2018Q2: 6,480 shares; 2018Q3: 6,037 shares; 2018Q4: 4,445 shares; 2019Q1: 4,732 shares 4,732 $1.21M 0.01% +287 Timeline XFRAX BLACKROCK FLOATING RATE INCO More: the full row for BLACKROCK FLOATING RATE INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 42,386 shares; 2018Q2: 42,386 shares; 2018Q3: 131,773 shares; 2018Q4: 111,344 shares; 2019Q1: 96,708 shares 96,708 $1.21M 0.01% -14,636 Timeline HP HELMERICH & PAYNE INC More: the full row for HELMERICH & PAYNE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22,392 shares; 2018Q2: 22,392 shares; 2018Q3: 8,835 shares; 2018Q4: 20,504 shares; 2019Q1: 21,743 shares 21,743 $1.21M 0.01% +1,239 Timeline IVLU ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 52,713 shares; 2018Q2: 52,713 shares; 2018Q3: 48,735 shares; 2018Q4: 52,481 shares; 2019Q1: 50,838 shares 50,838 $1.21M 0.01% -1,643 Timeline MACQUARIE INFRASTRUCTURE HO… MACQUARIE INFRASTRUCTURE HOLDI More: the full row for MACQUARIE INFRASTRUCTURE HOLDI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,952 shares; 2018Q2: 17,952 shares; 2018Q3: 25,119 shares; 2018Q4: 33,139 shares; 2019Q1: 29,290 shares 29,290 $1.21M 0.01% -3,849 STM STMICROELECTRONICS N V More: the full row for STMICROELECTRONICS N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 91,578 shares; 2018Q2: 91,578 shares; 2018Q3: 82,137 shares; 2018Q4: 77,556 shares; 2019Q1: 80,987 shares 80,987 $1.2M 0.01% +3,431 Timeline HEI HEICO CORP NEW More: the full row for HEICO CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,715 shares; 2018Q2: 1,715 shares; 2018Q3: 3,017 shares; 2018Q4: 12,522 shares; 2019Q1: 12,675 shares 12,675 $1.2M 0.01% +153 Timeline RCL ROYAL CARIBBEAN GROUP More: the full row for ROYAL CARIBBEAN GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,702 shares; 2018Q2: 8,702 shares; 2018Q3: 9,843 shares; 2018Q4: 10,514 shares; 2019Q1: 10,469 shares 10,469 $1.2M 0.01% -45 Timeline SYSB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,262 shares; 2018Q2: 20,262 shares; 2018Q3: 8,410 shares; 2018Q4: 9,555 shares; 2019Q1: 12,081 shares 12,081 $1.2M 0.01% +2,526 Timeline MAXIM INTEGRATED PRODS INC MAXIM INTEGRATED PRODS INC More: the full row for MAXIM INTEGRATED PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,115 shares; 2018Q2: 6,115 shares; 2018Q3: 5,574 shares; 2018Q4: 10,154 shares; 2019Q1: 22,454 shares 22,454 $1.2M 0.01% +12,300 AWR AMER STATES WTR CO More: the full row for AMER STATES WTR CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,151 shares; 2018Q2: 10,151 shares; 2018Q3: 9,505 shares; 2018Q4: 15,972 shares; 2019Q1: 16,815 shares 16,815 $1.2M 0.01% +843 Timeline ZBRA ZEBRA TECHNOLOGIES CORPORATI More: the full row for ZEBRA TECHNOLOGIES CORPORATI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,312 shares; 2018Q2: 5,312 shares; 2018Q3: 5,953 shares; 2018Q4: 5,798 shares; 2019Q1: 5,716 shares 5,716 $1.2M 0.01% -82 Timeline CACI CACI INTL INC More: the full row for CACI INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,721 shares; 2018Q2: 1,721 shares; 2018Q3: 7,889 shares; 2018Q4: 7,917 shares; 2019Q1: 6,565 shares 6,565 $1.2M 0.01% -1,352 Timeline PIMCO MUN INCOME FD PIMCO MUN INCOME FD More: the full row for PIMCO MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 73,338 shares; 2018Q2: 73,338 shares; 2018Q3: 68,532 shares; 2018Q4: 85,770 shares; 2019Q1: 84,476 shares 84,476 $1.19M 0.01% -1,294 COR CENCORA INC More: the full row for CENCORA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,625 shares; 2018Q2: 13,625 shares; 2018Q3: 12,039 shares; 2018Q4: 16,786 shares; 2019Q1: 15,001 shares 15,001 $1.19M 0.01% -1,785 Timeline DREYFUS MUN BD INFRSTRCTR FD DREYFUS MUN BD INFRSTRCTR FD More: the full row for DREYFUS MUN BD INFRSTRCTR FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33,605 shares; 2018Q2: 33,605 shares; 2018Q3: 36,015 shares; 2018Q4: 65,462 shares; 2019Q1: 91,768 shares 91,768 $1.19M 0.01% +26,306 PFL PIMCO INCOME STRATEGY FD More: the full row for PIMCO INCOME STRATEGY FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 152,913 shares; 2018Q2: 152,913 shares; 2018Q3: 47,324 shares; 2018Q4: 97,801 shares; 2019Q1: 103,708 shares 103,708 $1.19M 0.01% +5,907 Timeline CBRE CBRE GROUP INC More: the full row for CBRE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30,457 shares; 2018Q2: 30,457 shares; 2018Q3: 28,369 shares; 2018Q4: 25,308 shares; 2019Q1: 23,993 shares 23,993 $1.19M 0.01% -1,315 Timeline NUVEEN EMERGING MKTS DEBT 20 NUVEEN EMERGING MKTS DEBT 20 More: the full row for NUVEEN EMERGING MKTS DEBT 20 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,400 shares; 2018Q2: 8,400 shares; 2018Q3: 8,400 shares; 2018Q4: 13,550 shares; 2019Q1: 136,315 shares 136,315 $1.19M 0.01% +122,765 SAP SAP SE More: the full row for SAP SE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,764 shares; 2018Q2: 5,764 shares; 2018Q3: 6,021 shares; 2018Q4: 9,871 shares; 2019Q1: 10,251 shares 10,251 $1.18M 0.01% +380 Timeline CRF CORNERSTONE TOTAL RETURN FD More: the full row for CORNERSTONE TOTAL RETURN FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23,645 shares; 2018Q2: 23,645 shares; 2018Q3: 57,600 shares; 2018Q4: 65,130 shares; 2019Q1: 98,756 shares 98,756 $1.18M 0.01% +33,626 Timeline PJAN INNOVATOR ETFS TRUST More: the full row for INNOVATOR ETFS TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 43,882 shares 43,882 $1.18M 0.01% new Timeline CSM PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,900 shares; 2018Q2: 21,900 shares; 2018Q3: 22,019 shares; 2018Q4: 22,755 shares; 2019Q1: 17,245 shares 17,245 $1.18M 0.01% -5,510 Timeline GH GUARDANT HEALTH INC More: the full row for GUARDANT HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5,851 shares; 2019Q1: 15,252 shares 15,252 $1.17M 0.01% +9,401 Timeline MSB MESABI TR More: the full row for MESABI TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 38,785 shares; 2018Q2: 38,785 shares; 2018Q3: 37,985 shares; 2018Q4: 38,125 shares; 2019Q1: 39,908 shares 39,908 $1.17M 0.01% +1,783 Timeline RODM LATTICE STRATEGIES TR More: the full row for LATTICE STRATEGIES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 84,682 shares; 2018Q2: 84,682 shares; 2018Q3: 83,223 shares; 2018Q4: 74,403 shares; 2019Q1: 41,433 shares 41,433 $1.17M 0.01% -32,970 Timeline SIRIUS XM HOLDINGS INC SIRIUS XM HOLDINGS INC More: the full row for SIRIUS XM HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 190,498 shares; 2018Q2: 190,498 shares; 2018Q3: 175,462 shares; 2018Q4: 181,263 shares; 2019Q1: 205,100 shares 205,100 $1.17M 0.01% +23,837 LNG CHENIERE ENERGY INC More: the full row for CHENIERE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 26,666 shares; 2018Q2: 26,666 shares; 2018Q3: 28,193 shares; 2018Q4: 19,450 shares; 2019Q1: 16,957 shares 16,957 $1.17M 0.01% -2,493 Timeline PDT HANCOCK JOHN PREM DIVID FD More: the full row for HANCOCK JOHN PREM DIVID FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 52,966 shares; 2018Q2: 52,966 shares; 2018Q3: 65,153 shares; 2018Q4: 69,626 shares; 2019Q1: 69,915 shares 69,915 $1.16M 0.01% +289 Timeline IAC INTERACTIVECORP IAC INTERACTIVECORP More: the full row for IAC INTERACTIVECORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,498 shares; 2018Q2: 2,498 shares; 2018Q3: 3,446 shares; 2018Q4: 4,154 shares; 2019Q1: 5,469 shares 5,469 $1.16M 0.01% +1,315 BLACKROCK MUNIHOLDINGS FD II BLACKROCK MUNIHOLDINGS FD II More: the full row for BLACKROCK MUNIHOLDINGS FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 48,526 shares; 2018Q2: 48,526 shares; 2018Q3: 86,753 shares; 2018Q4: 80,071 shares; 2019Q1: 78,611 shares 78,611 $1.16M 0.01% -1,460 KXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,516 shares; 2018Q2: 11,516 shares; 2018Q3: 20,431 shares; 2018Q4: 29,360 shares; 2019Q1: 22,477 shares 22,477 $1.16M 0.01% -6,883 Timeline ETG EATON VANCE TX ADV GLBL DIV More: the full row for EATON VANCE TX ADV GLBL DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 66,711 shares; 2018Q2: 66,711 shares; 2018Q3: 71,663 shares; 2018Q4: 82,042 shares; 2019Q1: 74,572 shares 74,572 $1.16M 0.01% -7,470 Timeline REET ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22,141 shares; 2018Q2: 22,141 shares; 2018Q3: 29,070 shares; 2018Q4: 39,054 shares; 2019Q1: 43,337 shares 43,337 $1.16M 0.01% +4,283 Timeline SPLB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,241 shares; 2018Q2: 2,241 shares; 2018Q3: 4,642 shares; 2018Q4: 43,791 shares; 2019Q1: 42,666 shares 42,666 $1.16M 0.01% -1,125 Timeline RGLD ROYAL GOLD INC More: the full row for ROYAL GOLD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,630 shares; 2018Q2: 8,630 shares; 2018Q3: 7,535 shares; 2018Q4: 11,833 shares; 2019Q1: 12,716 shares 12,716 $1.16M 0.01% +883 Timeline EWBC EAST WEST BANCORP INC More: the full row for EAST WEST BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16,750 shares; 2018Q2: 16,750 shares; 2018Q3: 25,050 shares; 2018Q4: 22,168 shares; 2019Q1: 23,921 shares 23,921 $1.15M 0.01% +1,753 Timeline FXU FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 40,856 shares; 2018Q2: 40,856 shares; 2018Q3: 16,491 shares; 2018Q4: 41,631 shares; 2019Q1: 40,553 shares 40,553 $1.15M 0.01% -1,078 Timeline UAA UNDER ARMOUR INC More: the full row for UNDER ARMOUR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 69,485 shares; 2018Q2: 69,485 shares; 2018Q3: 69,811 shares; 2018Q4: 60,508 shares; 2019Q1: 54,124 shares 54,124 $1.14M 0.01% -6,384 Timeline MMT ABERDEEN MULTI-MARKET INCOME More: the full row for ABERDEEN MULTI-MARKET INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 161,016 shares; 2018Q2: 161,016 shares; 2018Q3: 159,091 shares; 2018Q4: 156,688 shares; 2019Q1: 201,349 shares 201,349 $1.14M 0.01% +44,661 Timeline XCHYX CALAMOS CONV & HIGH INCOME F More: the full row for CALAMOS CONV & HIGH INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 79,588 shares; 2018Q2: 79,588 shares; 2018Q3: 113,032 shares; 2018Q4: 110,745 shares; 2019Q1: 105,210 shares 105,210 $1.14M 0.01% -5,535 Timeline MPWR MONOLITHIC PWR SYS INC More: the full row for MONOLITHIC PWR SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,240 shares; 2018Q2: 7,240 shares; 2018Q3: 7,134 shares; 2018Q4: 8,318 shares; 2019Q1: 8,411 shares 8,411 $1.14M 0.01% +93 Timeline DOV DOVER CORP More: the full row for DOVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,210 shares; 2018Q2: 10,210 shares; 2018Q3: 10,083 shares; 2018Q4: 10,506 shares; 2019Q1: 12,108 shares 12,108 $1.14M 0.01% +1,602 Timeline JD JD.COM INC More: the full row for JD.COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,187 shares; 2018Q2: 13,187 shares; 2018Q3: 47,947 shares; 2018Q4: 42,064 shares; 2019Q1: 37,713 shares 37,713 $1.14M 0.01% -4,351 Timeline VRTX VERTEX PHARMACEUTICALS INC More: the full row for VERTEX PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,725 shares; 2018Q2: 4,725 shares; 2018Q3: 5,241 shares; 2018Q4: 8,794 shares; 2019Q1: 6,168 shares 6,168 $1.14M 0.01% -2,626 Timeline ALE ALLETE INC More: the full row for ALLETE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,973 shares; 2018Q2: 13,973 shares; 2018Q3: 13,348 shares; 2018Q4: 14,155 shares; 2019Q1: 13,803 shares 13,803 $1.14M 0.01% -352 Timeline TEI TEMPLETON EMERGING MKTS INCO More: the full row for TEMPLETON EMERGING MKTS INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100,093 shares; 2018Q2: 100,093 shares; 2018Q3: 104,385 shares; 2018Q4: 111,922 shares; 2019Q1: 110,729 shares 110,729 $1.13M 0.01% -1,193 Timeline UUP INVESCO DB US DLR INDEX TR More: the full row for INVESCO DB US DLR INDEX TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47,305 shares; 2018Q4: 49,591 shares; 2019Q1: 43,576 shares 43,576 $1.13M 0.01% -6,015 Timeline AZO AUTOZONE INC More: the full row for AUTOZONE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 537 shares; 2018Q2: 537 shares; 2018Q3: 645 shares; 2018Q4: 867 shares; 2019Q1: 1,104 shares 1,104 $1.13M 0.01% +237 Timeline EWZ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 60,904 shares; 2018Q2: 60,904 shares; 2018Q3: 21,658 shares; 2018Q4: 59,882 shares; 2019Q1: 27,548 shares 27,548 $1.13M 0.01% -32,334 Timeline EUSA ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33,629 shares; 2018Q2: 33,629 shares; 2018Q3: 32,410 shares; 2018Q4: 20,173 shares; 2019Q1: 19,624 shares 19,624 $1.12M 0.01% -549 Timeline HYT BLACKROCK CORPOR HI YLD FD I More: the full row for BLACKROCK CORPOR HI YLD FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 147,995 shares; 2018Q2: 147,995 shares; 2018Q3: 97,233 shares; 2018Q4: 99,081 shares; 2019Q1: 109,707 shares 109,707 $1.12M 0.01% +10,626 Timeline HST HOST HOTELS & RESORTS INC More: the full row for HOST HOTELS & RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 36,768 shares; 2018Q2: 36,768 shares; 2018Q3: 31,797 shares; 2018Q4: 14,216 shares; 2019Q1: 59,947 shares 59,947 $1.12M 0.01% +45,731 Timeline SSGA ACTIVE ETF TR SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,388 shares; 2018Q2: 2,388 shares; 2018Q3: 4,798 shares; 2018Q4: 15,657 shares; 2019Q1: 16,989 shares 16,989 $1.12M 0.01% +1,332 CAH CARDINAL HEALTH INC More: the full row for CARDINAL HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,987 shares; 2018Q2: 18,987 shares; 2018Q3: 22,395 shares; 2018Q4: 21,859 shares; 2019Q1: 23,513 shares 23,513 $1.12M 0.01% +1,654 Timeline RETAIL PPTYS AMER INC RETAIL PPTYS AMER INC More: the full row for RETAIL PPTYS AMER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 86,592 shares; 2018Q2: 86,592 shares; 2018Q3: 75,087 shares; 2018Q4: 88,942 shares; 2019Q1: 91,928 shares 91,928 $1.12M 0.01% +2,986 TLTD FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 24,627 shares; 2018Q2: 24,627 shares; 2018Q3: 20,406 shares; 2018Q4: 18,975 shares; 2019Q1: 18,463 shares 18,463 $1.12M 0.01% -512 Timeline FNDC SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 38,976 shares; 2018Q2: 38,976 shares; 2018Q3: 84,240 shares; 2018Q4: 93,120 shares; 2019Q1: 35,958 shares 35,958 $1.12M 0.01% -57,162 Timeline INVESCO DYNAMIC CR OPPORTUNI INVESCO DYNAMIC CR OPPORTUNI More: the full row for INVESCO DYNAMIC CR OPPORTUNI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 52,290 shares; 2018Q2: 52,290 shares; 2018Q3: 83,361 shares; 2018Q4: 108,825 shares; 2019Q1: 102,828 shares 102,828 $1.11M 0.01% -5,997 LW LAMB WESTON HLDGS INC More: the full row for LAMB WESTON HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,769 shares; 2018Q2: 12,769 shares; 2018Q3: 12,286 shares; 2018Q4: 15,208 shares; 2019Q1: 14,883 shares 14,883 $1.11M 0.01% -325 Timeline SBI WESTERN ASSET INTER MUNI More: the full row for WESTERN ASSET INTER MUNI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 85,274 shares; 2018Q2: 85,274 shares; 2018Q3: 102,624 shares; 2018Q4: 111,063 shares; 2019Q1: 126,440 shares 126,440 $1.11M 0.01% +15,377 Timeline RIGS ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 348 shares; 2018Q2: 348 shares; 2018Q3: 36,892 shares; 2018Q4: 39,362 shares; 2019Q1: 45,274 shares 45,274 $1.11M 0.01% +5,912 Timeline BHR BRAEMAR HOTELS & RESORTS INC More: the full row for BRAEMAR HOTELS & RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 91,309 shares; 2018Q4: 91,234 shares; 2019Q1: 91,210 shares 91,210 $1.11M 0.01% -24 Timeline FICO FAIR ISAAC CORP More: the full row for FAIR ISAAC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,192 shares; 2018Q2: 4,192 shares; 2018Q3: 4,185 shares; 2018Q4: 4,230 shares; 2019Q1: 4,094 shares 4,094 $1.11M 0.01% -136 Timeline ALK ALASKA AIR GROUP INC More: the full row for ALASKA AIR GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 38,270 shares; 2018Q2: 38,270 shares; 2018Q3: 23,342 shares; 2018Q4: 20,635 shares; 2019Q1: 19,680 shares 19,680 $1.11M 0.01% -955 Timeline SPH SUBURBAN PROPANE PARTNERS L More: the full row for SUBURBAN PROPANE PARTNERS L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 35,573 shares; 2018Q2: 35,573 shares; 2018Q3: 31,999 shares; 2018Q4: 55,673 shares; 2019Q1: 49,454 shares 49,454 $1.11M 0.01% -6,219 Timeline IVOO VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,240 shares; 2018Q2: 20,240 shares; 2018Q3: 20,918 shares; 2018Q4: 9,132 shares; 2019Q1: 8,653 shares 8,653 $1.11M 0.01% -479 Timeline HTD HANCOCK JOHN TAX-ADVANTAGED More: the full row for HANCOCK JOHN TAX-ADVANTAGED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 26,624 shares; 2018Q2: 26,624 shares; 2018Q3: 25,491 shares; 2018Q4: 40,329 shares; 2019Q1: 44,589 shares 44,589 $1.11M 0.01% +4,260 Timeline VICTORY PORTFOLIOS II VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 22,448 shares; 2018Q4: 28,300 shares; 2019Q1: 45,271 shares 45,271 $1.11M 0.01% +16,971 RSG REPUBLIC SVCS INC More: the full row for REPUBLIC SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,494 shares; 2018Q2: 7,494 shares; 2018Q3: 7,248 shares; 2018Q4: 9,761 shares; 2019Q1: 13,742 shares 13,742 $1.1M 0.01% +3,981 Timeline HISF FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,100 shares; 2018Q2: 12,100 shares; 2018Q3: 17,079 shares; 2018Q4: 20,688 shares; 2019Q1: 22,206 shares 22,206 $1.1M 0.01% +1,518 Timeline Concho Resources Inc. Concho Resources Inc. More: the full row for Concho Resources Inc. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,190 shares; 2018Q2: 10,190 shares; 2018Q3: 11,915 shares; 2018Q4: 9,500 shares; 2019Q1: 10,007 shares 10,007 $1.1M 0.01% +507 LVHD LEGG MASON ETF INVT More: the full row for LEGG MASON ETF INVT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,008 shares; 2018Q2: 2,008 shares; 2018Q3: 30,425 shares; 2018Q4: 33,211 shares; 2019Q1: 34,460 shares 34,460 $1.1M 0.01% +1,249 Timeline CQP CHENIERE ENERGY PARTNERS L P More: the full row for CHENIERE ENERGY PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,880 shares; 2018Q2: 21,880 shares; 2018Q3: 25,648 shares; 2018Q4: 26,060 shares; 2019Q1: 26,178 shares 26,178 $1.1M 0.01% +118 Timeline VICTORY PORTFOLIOS II VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,140 shares; 2018Q2: 7,140 shares; 2018Q3: 21,994 shares; 2018Q4: 24,138 shares; 2019Q1: 33,282 shares 33,282 $1.1M 0.01% +9,144 TTD THE TRADE DESK INC More: the full row for THE TRADE DESK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,313 shares; 2018Q2: 5,313 shares; 2018Q3: 3,565 shares; 2018Q4: 5,993 shares; 2019Q1: 5,526 shares 5,526 $1.1M 0.01% -467 Timeline VTN INVESCO TR INVT GRADE NEW YO More: the full row for INVESCO TR INVT GRADE NEW YO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 40,943 shares; 2018Q2: 40,943 shares; 2018Q3: 45,423 shares; 2018Q4: 45,244 shares; 2019Q1: 83,687 shares 83,687 $1.09M 0.01% +38,443 Timeline CEDAR FAIR L P CEDAR FAIR L P More: the full row for CEDAR FAIR L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 24,220 shares; 2018Q2: 24,220 shares; 2018Q3: 22,954 shares; 2018Q4: 27,574 shares; 2019Q1: 20,582 shares 20,582 $1.08M 0.01% -6,992 XMYDX BLACKROCK MUNIYIELD FUND More: the full row for BLACKROCK MUNIYIELD FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 59,601 shares; 2018Q2: 59,601 shares; 2018Q3: 76,554 shares; 2018Q4: 78,454 shares; 2019Q1: 77,624 shares 77,624 $1.08M 0.01% -830 Timeline VVR INVESCO SR INCOME TR More: the full row for INVESCO SR INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 221,806 shares; 2018Q2: 221,806 shares; 2018Q3: 308,915 shares; 2018Q4: 309,353 shares; 2019Q1: 257,513 shares 257,513 $1.08M 0.01% -51,840 Timeline IRBTQ IROBOT CORP More: the full row for IROBOT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,856 shares; 2018Q2: 7,856 shares; 2018Q3: 13,141 shares; 2018Q4: 10,617 shares; 2019Q1: 9,179 shares 9,179 $1.08M 0.01% -1,438 Timeline BLACKROCK MUN 2020 TERM TR BLACKROCK MUN 2020 TERM TR More: the full row for BLACKROCK MUN 2020 TERM TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,000 shares; 2018Q2: 4,000 shares; 2018Q3: 18,100 shares; 2018Q4: 47,159 shares; 2019Q1: 71,900 shares 71,900 $1.08M 0.01% +24,741 MMU WESTERN ASSET MANAGED MUNS F More: the full row for WESTERN ASSET MANAGED MUNS F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 76,756 shares; 2018Q2: 76,756 shares; 2018Q3: 84,631 shares; 2018Q4: 87,253 shares; 2019Q1: 81,879 shares 81,879 $1.08M 0.01% -5,374 Timeline ASML ASML HLDG NV More: the full row for ASML HLDG NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,321 shares; 2018Q2: 3,321 shares; 2018Q3: 2,721 shares; 2018Q4: 5,079 shares; 2019Q1: 5,727 shares 5,727 $1.08M 0.01% +648 Timeline KIO KKR INCOME OPPORTUNITIES FD More: the full row for KKR INCOME OPPORTUNITIES FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 55,732 shares; 2018Q2: 55,732 shares; 2018Q3: 66,185 shares; 2018Q4: 67,475 shares; 2019Q1: 69,684 shares 69,684 $1.08M 0.01% +2,209 Timeline BLACKROCK CAP INVT CORP BLACKROCK CAP INVT CORP More: the full row for BLACKROCK CAP INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 155,861 shares; 2018Q2: 155,861 shares; 2018Q3: 179,978 shares; 2018Q4: 172,634 shares; 2019Q1: 179,781 shares 179,781 $1.08M 0.01% +7,147 ORI OLD REP INTL CORP More: the full row for OLD REP INTL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33,762 shares; 2018Q2: 33,762 shares; 2018Q3: 42,550 shares; 2018Q4: 49,770 shares; 2019Q1: 51,309 shares 51,309 $1.07M 0.01% +1,539 Timeline HE HAWAIIAN ELEC INDS INC MTN B More: the full row for HAWAIIAN ELEC INDS INC MTN B Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,477 shares; 2018Q2: 21,477 shares; 2018Q3: 20,298 shares; 2018Q4: 26,955 shares; 2019Q1: 26,315 shares 26,315 $1.07M 0.01% -640 Timeline SPMD SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,321 shares; 2018Q2: 2,321 shares; 2018Q3: 24,380 shares; 2018Q4: 22,740 shares; 2019Q1: 32,090 shares 32,090 $1.07M 0.01% +9,350 Timeline XMVTX BLACKROCK MUNIVEST FUND II More: the full row for BLACKROCK MUNIVEST FUND II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28,803 shares; 2018Q2: 28,803 shares; 2018Q3: 28,188 shares; 2018Q4: 53,863 shares; 2019Q1: 72,882 shares 72,882 $1.07M 0.01% +19,019 Timeline CYPRESS SEMICONDUCTOR CORP CYPRESS SEMICONDUCTOR CORP More: the full row for CYPRESS SEMICONDUCTOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33,104 shares; 2018Q2: 33,104 shares; 2018Q3: 39,139 shares; 2018Q4: 70,358 shares; 2019Q1: 71,534 shares 71,534 $1.07M 0.01% +1,176 ARE ALEXANDRIA REAL ESTATE EQ IN More: the full row for ALEXANDRIA REAL ESTATE EQ IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,239 shares; 2018Q2: 5,239 shares; 2018Q3: 10,706 shares; 2018Q4: 12,099 shares; 2019Q1: 7,487 shares 7,487 $1.07M 0.01% -4,612 Timeline VOOG VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 26,103 shares; 2018Q2: 26,103 shares; 2018Q3: 27,571 shares; 2018Q4: 5,331 shares; 2019Q1: 6,893 shares 6,893 $1.07M 0.01% +1,562 Timeline HTGC HERCULES CAPITAL INC More: the full row for HERCULES CAPITAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 90,672 shares; 2018Q2: 90,672 shares; 2018Q3: 89,817 shares; 2018Q4: 81,593 shares; 2019Q1: 84,041 shares 84,041 $1.06M 0.01% +2,448 Timeline FNDA SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 26,484 shares; 2018Q2: 26,484 shares; 2018Q3: 33,954 shares; 2018Q4: 18,120 shares; 2019Q1: 28,507 shares 28,507 $1.06M 0.01% +10,387 Timeline SPLUNK INC SPLUNK INC More: the full row for SPLUNK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,304 shares; 2018Q2: 9,304 shares; 2018Q3: 12,133 shares; 2018Q4: 11,710 shares; 2019Q1: 8,487 shares 8,487 $1.06M 0.01% -3,223 SEASPAN CORP SEASPAN CORP More: the full row for SEASPAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 102,204 shares; 2018Q2: 102,204 shares; 2018Q3: 119,179 shares; 2018Q4: 122,208 shares; 2019Q1: 121,479 shares 121,479 $1.06M 0.01% -729 LULU LULULEMON ATHLETICA INC More: the full row for LULULEMON ATHLETICA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,295 shares; 2018Q2: 5,295 shares; 2018Q3: 4,212 shares; 2018Q4: 5,882 shares; 2019Q1: 6,438 shares 6,438 $1.06M 0.01% +556 Timeline TORTOISE ENERGY INFRA CORP TORTOISE ENERGY INFRA CORP More: the full row for TORTOISE ENERGY INFRA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 44,755 shares; 2018Q2: 44,755 shares; 2018Q3: 43,572 shares; 2018Q4: 45,961 shares; 2019Q1: 44,939 shares 44,939 $1.06M 0.01% -1,022 IGR CBRE GBL REAL ESTATE INC FD More: the full row for CBRE GBL REAL ESTATE INC FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 130,704 shares; 2018Q2: 130,704 shares; 2018Q3: 121,804 shares; 2018Q4: 148,223 shares; 2019Q1: 141,027 shares 141,027 $1.05M 0.01% -7,196 Timeline AVANGRID INC AVANGRID INC More: the full row for AVANGRID INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,060 shares; 2018Q2: 15,060 shares; 2018Q3: 15,399 shares; 2018Q4: 24,111 shares; 2019Q1: 20,952 shares 20,952 $1.05M 0.01% -3,159 NORDSTROM INC NORDSTROM INC More: the full row for NORDSTROM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,130 shares; 2018Q2: 25,130 shares; 2018Q3: 34,837 shares; 2018Q4: 37,032 shares; 2019Q1: 23,700 shares 23,700 $1.05M 0.01% -13,332 RVNU DBX ETF TR More: the full row for DBX ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29,964 shares; 2018Q2: 29,964 shares; 2018Q3: 33,092 shares; 2018Q4: 38,005 shares; 2019Q1: 38,717 shares 38,717 $1.05M 0.01% +712 Timeline HQL ABRDN LIFE SCIENCES INVESTOR More: the full row for ABRDN LIFE SCIENCES INVESTOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 56,834 shares; 2018Q2: 56,834 shares; 2018Q3: 54,910 shares; 2018Q4: 55,911 shares; 2019Q1: 61,357 shares 61,357 $1.05M 0.01% +5,446 Timeline JEF JEFFERIES FINANCIAL GROUP IN More: the full row for JEFFERIES FINANCIAL GROUP IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 65,284 shares; 2018Q4: 51,315 shares; 2019Q1: 55,846 shares 55,846 $1.05M 0.01% +4,531 Timeline NXPI NXP SEMICONDUCTORS N V More: the full row for NXP SEMICONDUCTORS N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,836 shares; 2018Q2: 5,836 shares; 2018Q3: 11,057 shares; 2018Q4: 11,919 shares; 2019Q1: 11,787 shares 11,787 $1.05M 0.01% -132 Timeline ALPS ETF TR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 43,767 shares; 2018Q2: 43,767 shares; 2018Q3: 51,765 shares; 2018Q4: 52,111 shares; 2019Q1: 55,398 shares 55,398 $1.05M 0.01% +3,287 MDB MONGODB INC More: the full row for MONGODB INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 817 shares; 2018Q2: 817 shares; 2018Q3: 6,998 shares; 2018Q4: 8,331 shares; 2019Q1: 7,122 shares 7,122 $1.05M 0.01% -1,209 Timeline SYF SYNCHRONY FINANCIAL More: the full row for SYNCHRONY FINANCIAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,263 shares; 2018Q2: 25,263 shares; 2018Q3: 25,545 shares; 2018Q4: 30,087 shares; 2019Q1: 32,910 shares 32,910 $1.04M 0.01% +2,823 Timeline RSPU INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 9,819 shares; 2018Q4: 12,313 shares; 2019Q1: 10,779 shares 10,779 $1.04M 0.01% -1,534 Timeline BLACKROCK MUNI INC TR II BLACKROCK MUNI INC TR II More: the full row for BLACKROCK MUNI INC TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,560 shares; 2018Q2: 7,560 shares; 2018Q3: 7,560 shares; 2018Q4: 36,360 shares; 2019Q1: 73,960 shares 73,960 $1.04M 0.01% +37,600 FTQI FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 35,261 shares; 2018Q2: 35,261 shares; 2018Q3: 39,420 shares; 2018Q4: 45,641 shares; 2019Q1: 48,074 shares 48,074 $1.04M 0.01% +2,433 Timeline SUN SUNOCO LP/SUNOCO FIN CORP More: the full row for SUNOCO LP/SUNOCO FIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 36,011 shares; 2018Q2: 36,011 shares; 2018Q3: 34,614 shares; 2018Q4: 30,295 shares; 2019Q1: 33,318 shares 33,318 $1.04M 0.01% +3,023 Timeline MTD METTLER TOLEDO INTERNATIONAL More: the full row for METTLER TOLEDO INTERNATIONAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 721 shares; 2018Q2: 721 shares; 2018Q3: 623 shares; 2018Q4: 1,248 shares; 2019Q1: 1,438 shares 1,438 $1.04M 0.01% +190 Timeline EFT EATON VANCE FLOATING RATE IN More: the full row for EATON VANCE FLOATING RATE IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,563 shares; 2018Q2: 15,563 shares; 2018Q3: 62,935 shares; 2018Q4: 67,480 shares; 2019Q1: 78,653 shares 78,653 $1.04M 0.01% +11,173 Timeline WBS WEBSTER FINL CORP More: the full row for WEBSTER FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22,795 shares; 2018Q2: 22,795 shares; 2018Q3: 22,936 shares; 2018Q4: 22,269 shares; 2019Q1: 20,387 shares 20,387 $1.03M 0.01% -1,882 Timeline FPI FARMLAND PARTNERS INC More: the full row for FARMLAND PARTNERS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 182,203 shares; 2018Q2: 182,203 shares; 2018Q3: 151,768 shares; 2018Q4: 160,217 shares; 2019Q1: 161,721 shares 161,721 $1.03M 0.01% +1,504 Timeline IYJ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 42,181 shares; 2018Q2: 42,181 shares; 2018Q3: 22,473 shares; 2018Q4: 12,355 shares; 2019Q1: 6,803 shares 6,803 $1.03M 0.01% -5,552 Timeline SFIX STITCH FIX INC More: the full row for STITCH FIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,050 shares; 2018Q2: 2,050 shares; 2018Q3: 9,661 shares; 2018Q4: 21,834 shares; 2019Q1: 36,467 shares 36,467 $1.03M 0.01% +14,633 Timeline INDA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 36,748 shares; 2018Q2: 36,748 shares; 2018Q3: 29,494 shares; 2018Q4: 28,548 shares; 2019Q1: 29,067 shares 29,067 $1.02M 0.01% +519 Timeline LNC LINCOLN NATL CORP IND More: the full row for LINCOLN NATL CORP IND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,196 shares; 2018Q2: 10,196 shares; 2018Q3: 10,839 shares; 2018Q4: 16,865 shares; 2019Q1: 17,380 shares 17,380 $1.02M 0.01% +515 Timeline ATLASSIAN CORP ATLASSIAN CORP More: the full row for ATLASSIAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,026 shares; 2018Q2: 6,026 shares; 2018Q3: 7,083 shares; 2018Q4: 7,367 shares; 2019Q1: 9,096 shares 9,096 $1.02M 0.01% +1,729 SDCI USCF ETF TR More: the full row for USCF ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 52,588 shares 52,588 $1.02M 0.01% new Timeline FIRST TRUST FIRST TRUST More: the full row for FIRST TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 27,092 shares; 2018Q2: 27,092 shares; 2018Q3: 35,742 shares; 2018Q4: 38,042 shares; 2019Q1: 165,600 shares 165,600 $1.02M 0.01% +127,558 ITM VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 24,626 shares; 2019Q1: 20,890 shares 20,890 $1.02M 0.01% -3,736 Timeline BLACKROCK MUNIYIELD CALIFOR… BLACKROCK MUNIYIELD CALIFORNIA More: the full row for BLACKROCK MUNIYIELD CALIFORNIA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 120,221 shares; 2018Q2: 120,221 shares; 2018Q3: 103,843 shares; 2018Q4: 79,402 shares; 2019Q1: 75,645 shares 75,645 $1.02M 0.01% -3,757 KDP KEURIG DR PEPPER INC More: the full row for KEURIG DR PEPPER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 22,614 shares; 2018Q4: 23,346 shares; 2019Q1: 36,375 shares 36,375 $1.02M 0.01% +13,029 Timeline DWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,724 shares; 2018Q2: 25,724 shares; 2018Q3: 22,746 shares; 2018Q4: 25,287 shares; 2019Q1: 26,742 shares 26,742 $1.02M 0.01% +1,455 Timeline HAP VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,833 shares; 2018Q2: 18,833 shares; 2018Q3: 23,583 shares; 2018Q4: 25,896 shares; 2019Q1: 28,491 shares 28,491 $1.02M 0.01% +2,595 Timeline RQI COHEN & STEERS QUALITY INCOM More: the full row for COHEN & STEERS QUALITY INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 54,330 shares; 2018Q2: 54,330 shares; 2018Q3: 55,253 shares; 2018Q4: 82,222 shares; 2019Q1: 78,901 shares 78,901 $1.01M 0.01% -3,321 Timeline SPOT SPOTIFY TECHNOLOGY S A More: the full row for SPOTIFY TECHNOLOGY S A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5,017 shares; 2018Q4: 6,058 shares; 2019Q1: 7,263 shares 7,263 $1.01M 0.01% +1,205 Timeline IPKW INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 33,721 shares; 2018Q4: 32,076 shares; 2019Q1: 31,830 shares 31,830 $1.01M 0.01% -246 Timeline HOLLYFRONTIER CORP HOLLYFRONTIER CORP More: the full row for HOLLYFRONTIER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,393 shares; 2018Q2: 20,393 shares; 2018Q3: 18,566 shares; 2018Q4: 20,811 shares; 2019Q1: 20,325 shares 20,325 $1.01M 0.01% -486 AJG GALLAGHER ARTHUR J & CO More: the full row for GALLAGHER ARTHUR J & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,314 shares; 2018Q2: 10,314 shares; 2018Q3: 12,366 shares; 2018Q4: 13,413 shares; 2019Q1: 12,922 shares 12,922 $1.01M 0.01% -491 Timeline IGF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 39,181 shares; 2018Q2: 39,181 shares; 2018Q3: 29,541 shares; 2018Q4: 22,361 shares; 2019Q1: 22,477 shares 22,477 $1.01M 0.01% +116 Timeline HIG HARTFORD INSURANCE GROUP INC More: the full row for HARTFORD INSURANCE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,202 shares; 2018Q2: 18,202 shares; 2018Q3: 15,662 shares; 2018Q4: 20,250 shares; 2019Q1: 20,277 shares 20,277 $1.01M 0.01% +27 Timeline COVANTA HLDG CORP COVANTA HLDG CORP More: the full row for COVANTA HLDG CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 78,603 shares; 2018Q2: 78,603 shares; 2018Q3: 81,625 shares; 2018Q4: 56,792 shares; 2019Q1: 58,096 shares 58,096 $1.01M 0.01% +1,304 LIBERTY PROPERTY TRUST LIBERTY PROPERTY TRUST More: the full row for LIBERTY PROPERTY TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,538 shares; 2018Q2: 13,538 shares; 2018Q3: 12,547 shares; 2018Q4: 19,564 shares; 2019Q1: 20,600 shares 20,600 $1M 0.01% +1,036 ARDC ARES DYNAMIC CR ALLOCATION F More: the full row for ARES DYNAMIC CR ALLOCATION F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 66,309 shares; 2018Q2: 66,309 shares; 2018Q3: 61,735 shares; 2018Q4: 67,911 shares; 2019Q1: 67,575 shares 67,575 $1M 0.01% -336 Timeline L3 TECHNOLOGIES INC L3 TECHNOLOGIES INC More: the full row for L3 TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,590 shares; 2018Q2: 3,590 shares; 2018Q3: 4,173 shares; 2018Q4: 4,430 shares; 2019Q1: 4,823 shares 4,823 $998K 0.01% +393 NEW YORK COMMUNITY BANCORP NEW YORK COMMUNITY BANCORP More: the full row for NEW YORK COMMUNITY BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 64,190 shares; 2018Q2: 64,190 shares; 2018Q3: 72,781 shares; 2018Q4: 74,362 shares; 2019Q1: 86,056 shares 86,056 $995K 0.01% +11,694 STE STERIS PLC More: the full row for STERIS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 7,764 shares 7,764 $994K 0.01% new Timeline DVYE ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 39,898 shares; 2018Q2: 39,898 shares; 2018Q3: 31,994 shares; 2018Q4: 19,933 shares; 2019Q1: 24,695 shares 24,695 $993K 0.01% +4,762 Timeline ATO ATMOS ENERGY CORP More: the full row for ATMOS ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,531 shares; 2018Q2: 8,531 shares; 2018Q3: 8,950 shares; 2018Q4: 9,009 shares; 2019Q1: 9,671 shares 9,671 $993K 0.01% +662 Timeline KANSAS CITY SOUTHERN KANSAS CITY SOUTHERN More: the full row for KANSAS CITY SOUTHERN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,367 shares; 2018Q2: 6,367 shares; 2018Q3: 7,285 shares; 2018Q4: 7,574 shares; 2019Q1: 8,565 shares 8,565 $993K 0.01% +991 VIVINT SOLAR INC. VIVINT SOLAR INC. More: the full row for VIVINT SOLAR INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,401 shares; 2018Q2: 3,401 shares; 2018Q3: 207,640 shares; 2018Q4: 199,940 shares; 2019Q1: 199,140 shares 199,140 $989K 0.01% -800 G GENPACT LIMITED More: the full row for GENPACT LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29,470 shares; 2018Q2: 29,470 shares; 2018Q3: 32,419 shares; 2018Q4: 33,340 shares; 2019Q1: 28,061 shares 28,061 $988K 0.01% -5,279 Timeline QRVO QORVO INC More: the full row for QORVO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,685 shares; 2018Q2: 15,685 shares; 2018Q3: 13,868 shares; 2018Q4: 13,712 shares; 2019Q1: 13,767 shares 13,767 $987K 0.01% +55 Timeline FENY FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,913 shares; 2018Q2: 18,913 shares; 2018Q3: 310,315 shares; 2018Q4: 53,751 shares; 2019Q1: 54,482 shares 54,482 $986K 0.01% +731 Timeline BGH BARINGS GLOBAL SHORT DURATIO More: the full row for BARINGS GLOBAL SHORT DURATIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 42,250 shares; 2018Q2: 42,250 shares; 2018Q3: 79,093 shares; 2018Q4: 51,749 shares; 2019Q1: 54,494 shares 54,494 $986K 0.01% +2,745 Timeline PUI INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 6,690 shares; 2018Q4: 31,356 shares; 2019Q1: 30,435 shares 30,435 $984K 0.01% -921 Timeline ERIE ERIE INDTY CO More: the full row for ERIE INDTY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,917 shares; 2018Q2: 3,917 shares; 2018Q3: 3,609 shares; 2018Q4: 4,748 shares; 2019Q1: 5,500 shares 5,500 $982K 0.01% +752 Timeline QSR RESTAURANT BRANDS INTL INC More: the full row for RESTAURANT BRANDS INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,135 shares; 2018Q2: 12,135 shares; 2018Q3: 12,664 shares; 2018Q4: 12,715 shares; 2019Q1: 15,053 shares 15,053 $981K 0.01% +2,338 Timeline FIRST TRUST MLP AND ENERGY … FIRST TRUST MLP AND ENERGY INC More: the full row for FIRST TRUST MLP AND ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,926 shares; 2018Q2: 12,926 shares; 2018Q3: 30,245 shares; 2018Q4: 68,088 shares; 2019Q1: 84,890 shares 84,890 $976K 0.01% +16,802 HAS HASBRO INC More: the full row for HASBRO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,712 shares; 2018Q2: 7,712 shares; 2018Q3: 8,885 shares; 2018Q4: 13,258 shares; 2019Q1: 11,415 shares 11,415 $971K 0.01% -1,843 Timeline W WAYFAIR INC More: the full row for WAYFAIR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,105 shares; 2018Q2: 6,105 shares; 2018Q3: 5,556 shares; 2018Q4: 6,474 shares; 2019Q1: 6,523 shares 6,523 $970K 0.01% +49 Timeline DGX QUEST DIAGNOSTICS INC More: the full row for QUEST DIAGNOSTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,532 shares; 2018Q2: 7,532 shares; 2018Q3: 6,756 shares; 2018Q4: 7,833 shares; 2019Q1: 10,752 shares 10,752 $967K 0.01% +2,919 Timeline SMG SCOTTS MIRACLE-GRO CO More: the full row for SCOTTS MIRACLE-GRO CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,135 shares; 2018Q2: 9,135 shares; 2018Q3: 13,829 shares; 2018Q4: 13,330 shares; 2019Q1: 12,318 shares 12,318 $967K 0.01% -1,012 Timeline CWCO CONSOLIDATED WATER CO INC More: the full row for CONSOLIDATED WATER CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 89,592 shares; 2018Q2: 89,592 shares; 2018Q3: 84,003 shares; 2018Q4: 81,322 shares; 2019Q1: 75,184 shares 75,184 $967K 0.01% -6,138 Timeline OAKTREE STRATEGIC INCOME COR OAKTREE STRATEGIC INCOME COR More: the full row for OAKTREE STRATEGIC INCOME COR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 103,865 shares; 2018Q2: 103,865 shares; 2018Q3: 119,505 shares; 2018Q4: 122,995 shares; 2019Q1: 119,290 shares 119,290 $966K 0.01% -3,705 NTR NUTRIEN LTD More: the full row for NUTRIEN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,817 shares; 2018Q2: 17,817 shares; 2018Q3: 19,497 shares; 2018Q4: 23,227 shares; 2019Q1: 18,278 shares 18,278 $965K 0.01% -4,949 Timeline TTWO TAKE-TWO INTERACTIVE SOFTWAR More: the full row for TAKE-TWO INTERACTIVE SOFTWAR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,879 shares; 2018Q2: 4,879 shares; 2018Q3: 5,014 shares; 2018Q4: 9,967 shares; 2019Q1: 10,168 shares 10,168 $964K 0.01% +201 Timeline DXC DXC TECHNOLOGY CO More: the full row for DXC TECHNOLOGY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,648 shares; 2018Q2: 11,648 shares; 2018Q3: 9,608 shares; 2018Q4: 13,270 shares; 2019Q1: 14,953 shares 14,953 $963K 0.01% +1,683 Timeline GDXJ VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22,430 shares; 2018Q2: 22,430 shares; 2018Q3: 17,179 shares; 2018Q4: 8,949 shares; 2019Q1: 30,322 shares 30,322 $962K 0.01% +21,373 Timeline HMOP HARTFORD FDS EXCHANGE TRADED More: the full row for HARTFORD FDS EXCHANGE TRADED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 23,500 shares 23,500 $960K 0.01% new Timeline RSPF INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 28,310 shares; 2018Q4: 27,012 shares; 2019Q1: 23,777 shares 23,777 $957K 0.01% -3,235 Timeline BLACKROCK MUNIYIELD INVT F BLACKROCK MUNIYIELD INVT F More: the full row for BLACKROCK MUNIYIELD INVT F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 26,516 shares; 2018Q2: 26,516 shares; 2018Q3: 55,085 shares; 2018Q4: 58,985 shares; 2019Q1: 66,510 shares 66,510 $956K 0.01% +7,525 UAL UNITED AIRLS HLDGS INC More: the full row for UNITED AIRLS HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,944 shares; 2018Q2: 11,944 shares; 2018Q3: 8,062 shares; 2018Q4: 11,501 shares; 2019Q1: 11,815 shares 11,815 $953K 0.01% +314 Timeline PFXF VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 48,707 shares; 2018Q2: 48,707 shares; 2018Q3: 54,500 shares; 2018Q4: 54,851 shares; 2019Q1: 49,129 shares 49,129 $953K 0.01% -5,722 Timeline Whiting Petroleum Corpora Whiting Petroleum Corpora More: the full row for Whiting Petroleum Corpora Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,751 shares; 2018Q2: 15,751 shares; 2018Q3: 17,360 shares; 2018Q4: 24,528 shares; 2019Q1: 34,802 shares 34,802 $947K 0.01% +10,274 PVH PVH CORPORATION More: the full row for PVH CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,271 shares; 2018Q2: 9,271 shares; 2018Q3: 8,659 shares; 2018Q4: 8,259 shares; 2019Q1: 7,738 shares 7,738 $945K 0.01% -521 Timeline PNR PENTAIR PLC More: the full row for PENTAIR PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,142 shares; 2018Q2: 13,142 shares; 2018Q3: 19,461 shares; 2018Q4: 19,640 shares; 2019Q1: 21,210 shares 21,210 $945K 0.01% +1,570 Timeline MFIC MIDCAP FINANCIAL INVSTMNT CO More: the full row for MIDCAP FINANCIAL INVSTMNT CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 56,161 shares; 2019Q1: 62,155 shares 62,155 $942K 0.01% +5,994 Timeline WDIV SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,395 shares; 2018Q2: 7,395 shares; 2018Q3: 7,195 shares; 2018Q4: 10,118 shares; 2019Q1: 14,145 shares 14,145 $941K 0.01% +4,027 Timeline CUSHING RENAISSANCE FD CUSHING RENAISSANCE FD More: the full row for CUSHING RENAISSANCE FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 32,577 shares; 2018Q2: 32,577 shares; 2018Q3: 49,134 shares; 2018Q4: 51,152 shares; 2019Q1: 55,454 shares 55,454 $937K 0.01% +4,302 DBA INVESCO DB MULTI-SECTOR COMM More: the full row for INVESCO DB MULTI-SECTOR COMM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 52,184 shares; 2018Q4: 50,182 shares; 2019Q1: 56,650 shares 56,650 $933K 0.01% +6,468 Timeline SQM SOCIEDAD QUIMICA Y MINERA DE More: the full row for SOCIEDAD QUIMICA Y MINERA DE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30,167 shares; 2018Q2: 30,167 shares; 2018Q3: 26,154 shares; 2018Q4: 25,444 shares; 2019Q1: 24,298 shares 24,298 $933K 0.01% -1,146 Timeline LKQ LKQ CORP More: the full row for LKQ CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 40,507 shares; 2018Q2: 40,507 shares; 2018Q3: 23,711 shares; 2018Q4: 29,841 shares; 2019Q1: 32,625 shares 32,625 $932K 0.01% +2,784 Timeline PREFERRED APT CMNTYS INC PREFERRED APT CMNTYS INC More: the full row for PREFERRED APT CMNTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 39,065 shares; 2018Q2: 39,065 shares; 2018Q3: 50,863 shares; 2018Q4: 53,643 shares; 2019Q1: 62,797 shares 62,797 $932K 0.01% +9,154 FIRST DATA CORP NEW COM CL A FIRST DATA CORP NEW COM CL A More: the full row for FIRST DATA CORP NEW COM CL A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29,079 shares; 2018Q2: 29,079 shares; 2018Q3: 43,733 shares; 2018Q4: 50,997 shares; 2019Q1: 35,293 shares 35,293 $931K 0.01% -15,704 IHS MARKIT LTD IHS MARKIT LTD More: the full row for IHS MARKIT LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares; 2018Q3: 1,422 shares; 2018Q4: 15,986 shares; 2019Q1: 17,066 shares 17,066 $929K 0.01% +1,080 SIX FLAGS ENTERTAINMENT CORP SIX FLAGS ENTERTAINMENT CORP More: the full row for SIX FLAGS ENTERTAINMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,088 shares; 2018Q2: 10,088 shares; 2018Q3: 10,588 shares; 2018Q4: 18,017 shares; 2019Q1: 18,746 shares 18,746 $929K 0.01% +729 ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,809 shares; 2018Q2: 8,809 shares; 2018Q3: 8,759 shares; 2018Q4: 9,018 shares; 2019Q1: 37,249 shares 37,249 $927K 0.01% +28,231 WRB BERKLEY W R CORP More: the full row for BERKLEY W R CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,693 shares; 2018Q2: 8,693 shares; 2018Q3: 9,440 shares; 2018Q4: 10,414 shares; 2019Q1: 10,936 shares 10,936 $926K 0.01% +522 Timeline DELL DELL TECHNOLOGIES INC More: the full row for DELL TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,208 shares; 2019Q1: 15,712 shares 15,712 $924K 0.01% +12,504 Timeline HFRO HIGHLAND OPPS & INCOME FD More: the full row for HIGHLAND OPPS & INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 72,281 shares; 2018Q2: 72,281 shares; 2018Q3: 46,024 shares; 2018Q4: 55,977 shares; 2019Q1: 66,588 shares 66,588 $924K 0.01% +10,611 Timeline NUW NUVEEN AMT-FREE MUN VALUE FD More: the full row for NUVEEN AMT-FREE MUN VALUE FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,274 shares; 2018Q2: 5,274 shares; 2018Q3: 5,298 shares; 2018Q4: 21,026 shares; 2019Q1: 57,735 shares 57,735 $922K 0.01% +36,709 Timeline MIDD MIDDLEBY CORP More: the full row for MIDDLEBY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,997 shares; 2018Q2: 8,997 shares; 2018Q3: 5,818 shares; 2018Q4: 6,318 shares; 2019Q1: 7,093 shares 7,093 $921K 0.01% +775 Timeline BLACKROCK MUNIYIELD INVESTM… BLACKROCK MUNIYIELD INVESTMENT More: the full row for BLACKROCK MUNIYIELD INVESTMENT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 27,800 shares; 2018Q2: 27,800 shares; 2018Q3: 74,142 shares; 2018Q4: 68,471 shares; 2019Q1: 70,006 shares 70,006 $920K 0.01% +1,535 NUVEEN ENHANCED MUNICIPAL V… NUVEEN ENHANCED MUNICIPAL VALU More: the full row for NUVEEN ENHANCED MUNICIPAL VALU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,525 shares; 2018Q2: 10,525 shares; 2018Q3: 15,050 shares; 2018Q4: 54,482 shares; 2019Q1: 66,533 shares 66,533 $919K 0.01% +12,051 MOO VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 19,428 shares; 2018Q2: 19,428 shares; 2018Q3: 17,074 shares; 2018Q4: 15,354 shares; 2019Q1: 14,709 shares 14,709 $917K 0.01% -645 Timeline BF-A BROWN FORMAN CORP More: the full row for BROWN FORMAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,726 shares; 2018Q2: 18,726 shares; 2018Q3: 18,826 shares; 2018Q4: 17,926 shares; 2019Q1: 17,926 shares 17,926 $917K 0.01% 0 Timeline MFC MANULIFE FINL CORP More: the full row for MANULIFE FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 36,007 shares; 2018Q2: 36,007 shares; 2018Q3: 30,688 shares; 2018Q4: 54,506 shares; 2019Q1: 53,695 shares 53,695 $913K 0.01% -811 Timeline UMPQUA HOLDINGS UMPQUA HOLDINGS More: the full row for UMPQUA HOLDINGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 35,780 shares; 2018Q2: 35,780 shares; 2018Q3: 41,276 shares; 2018Q4: 42,121 shares; 2019Q1: 54,451 shares 54,451 $911K 0.01% +12,330 TOTAL SYS SVCS INC TOTAL SYS SVCS INC More: the full row for TOTAL SYS SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,141 shares; 2018Q2: 17,141 shares; 2018Q3: 12,695 shares; 2018Q4: 12,093 shares; 2019Q1: 9,589 shares 9,589 $910K 0.01% -2,504 CMA COMERICA INC More: the full row for COMERICA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,701 shares; 2018Q2: 15,701 shares; 2018Q3: 16,620 shares; 2018Q4: 17,261 shares; 2019Q1: 12,385 shares 12,385 $909K 0.01% -4,876 Timeline HDB HDFC BANK LTD More: the full row for HDFC BANK LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,380 shares; 2018Q2: 4,380 shares; 2018Q3: 3,743 shares; 2018Q4: 7,297 shares; 2019Q1: 7,854 shares 7,854 $909K 0.01% +557 Timeline FIW FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,288 shares; 2018Q2: 12,288 shares; 2018Q3: 14,423 shares; 2018Q4: 16,317 shares; 2019Q1: 17,759 shares 17,759 $909K 0.01% +1,442 Timeline IIM INVESCO VALUE MUN INCOME TR More: the full row for INVESCO VALUE MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 31,357 shares; 2018Q2: 31,357 shares; 2018Q3: 114,615 shares; 2018Q4: 119,345 shares; 2019Q1: 62,983 shares 62,983 $908K 0.01% -56,362 Timeline EEMS ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 258 shares; 2018Q2: 258 shares; 2018Q3: 250 shares; 2018Q4: 20,298 shares; 2019Q1: 20,154 shares 20,154 $907K 0.01% -144 Timeline JSMD JANUS DETROIT STR TR More: the full row for JANUS DETROIT STR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33,131 shares; 2018Q2: 33,131 shares; 2018Q3: 32,342 shares; 2018Q4: 21,871 shares; 2019Q1: 20,926 shares 20,926 $903K 0.01% -945 Timeline GOLDCORP INC NEW GOLDCORP INC NEW More: the full row for GOLDCORP INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 78,728 shares; 2018Q2: 78,728 shares; 2018Q3: 75,135 shares; 2018Q4: 75,939 shares; 2019Q1: 78,918 shares 78,918 $903K 0.01% +2,979 NXH NEIGHBORHOOD INTELLIGENCE IN More: the full row for NEIGHBORHOOD INTELLIGENCE IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22,801 shares; 2018Q2: 22,801 shares; 2018Q3: 17,651 shares; 2018Q4: 13,371 shares; 2019Q1: 54,212 shares 54,212 $902K 0.01% +40,841 Timeline PBP INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 68,884 shares; 2018Q4: 40,095 shares; 2019Q1: 42,914 shares 42,914 $902K 0.01% +2,819 Timeline IAT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30,832 shares; 2018Q2: 30,832 shares; 2018Q3: 16,185 shares; 2018Q4: 19,546 shares; 2019Q1: 20,698 shares 20,698 $900K 0.01% +1,152 Timeline WIX WIX COM LTD More: the full row for WIX COM LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 188 shares; 2018Q2: 188 shares; 2018Q3: 10,514 shares; 2018Q4: 7,132 shares; 2019Q1: 7,435 shares 7,435 $899K 0.01% +303 Timeline EPR EPR PPTYS More: the full row for EPR PPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,661 shares; 2018Q2: 13,661 shares; 2018Q3: 10,817 shares; 2018Q4: 11,489 shares; 2019Q1: 11,640 shares 11,640 $898K 0.01% +151 Timeline WAT WATERS CORP More: the full row for WATERS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,047 shares; 2018Q2: 3,047 shares; 2018Q3: 4,044 shares; 2018Q4: 3,275 shares; 2019Q1: 3,562 shares 3,562 $896K 0.01% +287 Timeline EMQQ EXCHANGE TRADED CONCEPTS TRU More: the full row for EXCHANGE TRADED CONCEPTS TRU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 36,297 shares; 2018Q2: 36,297 shares; 2018Q3: 36,885 shares; 2018Q4: 35,788 shares; 2019Q1: 27,131 shares 27,131 $894K 0.01% -8,657 Timeline FT FRANKLIN UNVL TR More: the full row for FRANKLIN UNVL TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 139,448 shares; 2018Q2: 139,448 shares; 2018Q3: 131,141 shares; 2018Q4: 124,555 shares; 2019Q1: 127,029 shares 127,029 $894K 0.01% +2,474 Timeline TXRH TEXAS ROADHOUSE INC More: the full row for TEXAS ROADHOUSE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,839 shares; 2018Q2: 15,839 shares; 2018Q3: 13,600 shares; 2018Q4: 12,711 shares; 2019Q1: 14,327 shares 14,327 $893K 0.01% +1,616 Timeline BLES NORTHERN LTS FD TR IV More: the full row for NORTHERN LTS FD TR IV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,646 shares; 2018Q2: 20,646 shares; 2018Q3: 26,956 shares; 2018Q4: 27,230 shares; 2019Q1: 32,184 shares 32,184 $892K 0.01% +4,954 Timeline MGA MAGNA INTL INC More: the full row for MAGNA INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,415 shares; 2018Q2: 5,415 shares; 2018Q3: 13,209 shares; 2018Q4: 15,516 shares; 2019Q1: 18,082 shares 18,082 $890K 0.01% +2,566 Timeline SSRM SSR MINING IN More: the full row for SSR MINING IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 51,986 shares; 2018Q2: 51,986 shares; 2018Q3: 52,986 shares; 2018Q4: 69,529 shares; 2019Q1: 70,228 shares 70,228 $888K 0.01% +699 Timeline PETS PETMED EXPRESS INC More: the full row for PETMED EXPRESS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 42,226 shares; 2018Q2: 42,226 shares; 2018Q3: 44,439 shares; 2018Q4: 40,628 shares; 2019Q1: 38,953 shares 38,953 $887K 0.01% -1,675 Timeline HSBC HSBC HLDGS PLC More: the full row for HSBC HLDGS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22,257 shares; 2018Q2: 22,257 shares; 2018Q3: 17,089 shares; 2018Q4: 22,356 shares; 2019Q1: 21,736 shares 21,736 $886K 0.01% -620 Timeline WTMF WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,460 shares; 2018Q2: 15,460 shares; 2018Q3: 17,240 shares; 2018Q4: 17,962 shares; 2019Q1: 22,787 shares 22,787 $886K 0.01% +4,825 Timeline OLED UNIVERSAL DISPLAY CORP More: the full row for UNIVERSAL DISPLAY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,396 shares; 2018Q2: 5,396 shares; 2018Q3: 5,657 shares; 2018Q4: 6,229 shares; 2019Q1: 5,787 shares 5,787 $885K 0.01% -442 Timeline FEP FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,973 shares; 2018Q2: 25,973 shares; 2018Q3: 13,666 shares; 2018Q4: 19,133 shares; 2019Q1: 25,177 shares 25,177 $883K 0.01% +6,044 Timeline JP MORGAN CHASE & CO JP MORGAN CHASE & CO More: the full row for JP MORGAN CHASE & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 34,705 shares; 2018Q2: 34,705 shares; 2018Q3: 30,787 shares; 2018Q4: 45,074 shares; 2019Q1: 34,548 shares 34,548 $881K 0.01% -10,526 WESTROCK CO WESTROCK CO More: the full row for WESTROCK CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,851 shares; 2018Q2: 18,851 shares; 2018Q3: 9,331 shares; 2018Q4: 11,024 shares; 2019Q1: 23,413 shares 23,413 $880K 0.01% +12,389 ETW EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 85,530 shares; 2018Q2: 85,530 shares; 2018Q3: 91,989 shares; 2018Q4: 109,890 shares; 2019Q1: 89,832 shares 89,832 $877K 0.01% -20,058 Timeline DUNKIN BRANDS GROUP INC DUNKIN BRANDS GROUP INC More: the full row for DUNKIN BRANDS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,612 shares; 2018Q2: 9,612 shares; 2018Q3: 9,817 shares; 2018Q4: 11,546 shares; 2019Q1: 11,667 shares 11,667 $877K 0.01% +121 HYI WESTERN ASSET HIGH YIELD OPP More: the full row for WESTERN ASSET HIGH YIELD OPP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 62,002 shares; 2018Q2: 62,002 shares; 2018Q3: 62,172 shares; 2018Q4: 62,353 shares; 2019Q1: 59,245 shares 59,245 $875K 0.01% -3,108 Timeline STERICYCLE INC STERICYCLE INC More: the full row for STERICYCLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,155 shares; 2018Q2: 12,155 shares; 2018Q3: 8,879 shares; 2018Q4: 11,907 shares; 2019Q1: 16,075 shares 16,075 $875K 0.01% +4,168 SPDR SERIES TRUST SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,598 shares; 2018Q2: 6,598 shares; 2018Q3: 85,085 shares; 2018Q4: 25,117 shares; 2019Q1: 28,451 shares 28,451 $875K 0.01% +3,334 NFG NATIONAL FUEL GAS CO More: the full row for NATIONAL FUEL GAS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,623 shares; 2018Q2: 15,623 shares; 2018Q3: 17,673 shares; 2018Q4: 18,139 shares; 2019Q1: 14,328 shares 14,328 $874K 0.01% -3,811 Timeline CGNX COGNEX CORP More: the full row for COGNEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,331 shares; 2018Q2: 15,331 shares; 2018Q3: 18,915 shares; 2018Q4: 16,405 shares; 2019Q1: 17,170 shares 17,170 $872K 0.01% +765 Timeline IYM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 95,681 shares; 2018Q2: 95,681 shares; 2018Q3: 9,055 shares; 2018Q4: 9,511 shares; 2019Q1: 9,488 shares 9,488 $869K 0.01% -23 Timeline NUVEEN DIVERSIFIED DIVID & I NUVEEN DIVERSIFIED DIVID & I More: the full row for NUVEEN DIVERSIFIED DIVID & I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 68,697 shares; 2018Q2: 68,697 shares; 2018Q3: 81,743 shares; 2018Q4: 81,188 shares; 2019Q1: 83,630 shares 83,630 $866K 0.01% +2,442 CARA THERAPEUTICS INC CARA THERAPEUTICS INC More: the full row for CARA THERAPEUTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,674 shares; 2018Q2: 3,674 shares; 2018Q3: 10,948 shares; 2018Q4: 38,033 shares; 2019Q1: 44,131 shares 44,131 $865K 0.01% +6,098 KLAC KLA CORP More: the full row for KLA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,543 shares; 2018Q2: 7,543 shares; 2018Q3: 7,433 shares; 2018Q4: 6,484 shares; 2019Q1: 7,229 shares 7,229 $863K 0.01% +745 Timeline CLF CLEVELAND-CLIFFS INC NEW More: the full row for CLEVELAND-CLIFFS INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 74,529 shares; 2018Q2: 74,529 shares; 2018Q3: 72,673 shares; 2018Q4: 83,524 shares; 2019Q1: 86,469 shares 86,469 $863K 0.01% +2,945 Timeline PXH INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 29,475 shares; 2018Q4: 11,895 shares; 2019Q1: 40,301 shares 40,301 $863K 0.01% +28,406 Timeline PBA PEMBINA PIPELINE CORP More: the full row for PEMBINA PIPELINE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 37,183 shares; 2018Q2: 37,183 shares; 2018Q3: 34,870 shares; 2018Q4: 27,477 shares; 2019Q1: 23,410 shares 23,410 $861K 0.01% -4,067 Timeline EATON VANCE FLTG RATE INCOM EATON VANCE FLTG RATE INCOM More: the full row for EATON VANCE FLTG RATE INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 64,413 shares; 2018Q2: 64,413 shares; 2018Q3: 49,164 shares; 2018Q4: 53,499 shares; 2019Q1: 58,010 shares 58,010 $860K 0.01% +4,511 ROBO EXCHANGE TRADED CONCEPTS TRU More: the full row for EXCHANGE TRADED CONCEPTS TRU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 79,101 shares; 2018Q2: 79,101 shares; 2018Q3: 54,223 shares; 2018Q4: 26,880 shares; 2019Q1: 22,053 shares 22,053 $854K 0.01% -4,827 Timeline TIPX SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,214 shares; 2018Q2: 11,214 shares; 2018Q3: 23,120 shares; 2018Q4: 33,667 shares; 2019Q1: 44,151 shares 44,151 $854K 0.01% +10,484 Timeline ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,082 shares; 2018Q2: 6,082 shares; 2018Q3: 6,386 shares; 2018Q4: 6,645 shares; 2019Q1: 34,157 shares 34,157 $854K 0.01% +27,512 ARKG ARK ETF TR More: the full row for ARK ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,245 shares; 2018Q2: 10,245 shares; 2018Q3: 9,051 shares; 2018Q4: 15,242 shares; 2019Q1: 25,871 shares 25,871 $852K 0.01% +10,629 Timeline SA SEABRIDGE GOLD INC More: the full row for SEABRIDGE GOLD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 87,255 shares; 2018Q2: 87,255 shares; 2018Q3: 69,502 shares; 2018Q4: 85,419 shares; 2019Q1: 68,475 shares 68,475 $848K 0.01% -16,944 Timeline NEM NEWMONT CORP More: the full row for NEWMONT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16,662 shares; 2018Q2: 16,662 shares; 2018Q3: 18,402 shares; 2018Q4: 22,562 shares; 2019Q1: 23,736 shares 23,736 $847K 0.01% +1,174 Timeline PZT INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 7,152 shares; 2018Q4: 34,411 shares; 2019Q1: 34,417 shares 34,417 $846K 0.01% +6 Timeline Apollo Global Management Apollo Global Management More: the full row for Apollo Global Management Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 43,070 shares; 2018Q2: 43,070 shares; 2018Q3: 42,271 shares; 2018Q4: 47,758 shares; 2019Q1: 29,855 shares 29,855 $843K 0.01% -17,903 PNNT PENNANTPARK INVTS CORP More: the full row for PENNANTPARK INVTS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 67,189 shares; 2018Q2: 67,189 shares; 2018Q3: 133,017 shares; 2018Q4: 114,352 shares; 2019Q1: 121,852 shares 121,852 $842K 0.01% +7,500 Timeline SKX SKECHERS U S A INC More: the full row for SKECHERS U S A INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 32,300 shares; 2018Q2: 32,300 shares; 2018Q3: 30,127 shares; 2018Q4: 23,227 shares; 2019Q1: 25,011 shares 25,011 $842K 0.01% +1,784 Timeline RY ROYAL BK CDA More: the full row for ROYAL BK CDA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14,509 shares; 2018Q2: 14,509 shares; 2018Q3: 14,694 shares; 2018Q4: 15,681 shares; 2019Q1: 11,120 shares 11,120 $840K 0.01% -4,561 Timeline NTNX NUTANIX INC More: the full row for NUTANIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,945 shares; 2018Q2: 7,945 shares; 2018Q3: 14,739 shares; 2018Q4: 11,293 shares; 2019Q1: 22,178 shares 22,178 $838K 0.01% +10,885 Timeline PDX PIMCO DYNAMIC INCOME STRATEG More: the full row for PIMCO DYNAMIC INCOME STRATEG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 41,097 shares 41,097 $837K 0.01% new Timeline SSNC SS&C TECH HLDGS More: the full row for SS&C TECH HLDGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,054 shares; 2018Q2: 15,054 shares; 2018Q3: 16,761 shares; 2018Q4: 15,946 shares; 2019Q1: 13,146 shares 13,146 $836K 0.01% -2,800 Timeline EWA ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23,578 shares; 2018Q2: 23,578 shares; 2018Q3: 15,772 shares; 2018Q4: 18,286 shares; 2019Q1: 38,902 shares 38,902 $836K 0.01% +20,616 Timeline PUK PRUDENTIAL PLC More: the full row for PRUDENTIAL PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,991 shares; 2018Q2: 11,991 shares; 2018Q3: 3,743 shares; 2018Q4: 16,055 shares; 2019Q1: 20,594 shares 20,594 $832K 0.01% +4,539 Timeline CHW CALAMOS GBL DYN INCOME FUND More: the full row for CALAMOS GBL DYN INCOME FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 105,419 shares; 2018Q2: 105,419 shares; 2018Q3: 102,821 shares; 2018Q4: 96,926 shares; 2019Q1: 103,896 shares 103,896 $832K 0.01% +6,970 Timeline MEDLEY CAP CORP MEDLEY CAP CORP More: the full row for MEDLEY CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 331,235 shares; 2018Q2: 331,235 shares; 2018Q3: 291,342 shares; 2018Q4: 260,361 shares; 2019Q1: 267,457 shares 267,457 $832K 0.01% +7,096 DREYFUS STRATEGIC MUN BD FD DREYFUS STRATEGIC MUN BD FD More: the full row for DREYFUS STRATEGIC MUN BD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 65,789 shares; 2018Q2: 65,789 shares; 2018Q3: 67,299 shares; 2018Q4: 80,274 shares; 2019Q1: 107,676 shares 107,676 $832K 0.01% +27,402 SOXX ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22,931 shares; 2018Q2: 22,931 shares; 2018Q3: 19,179 shares; 2018Q4: 4,047 shares; 2019Q1: 4,382 shares 4,382 $831K 0.01% +335 Timeline PCG PG&E CORP More: the full row for PG&E CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 58,332 shares; 2018Q2: 58,332 shares; 2018Q3: 75,181 shares; 2018Q4: 64,405 shares; 2019Q1: 46,630 shares 46,630 $828K 0.01% -17,775 Timeline CLDT CHATHAM LODGING TR More: the full row for CHATHAM LODGING TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,940 shares; 2018Q2: 3,940 shares; 2018Q3: 23,442 shares; 2018Q4: 33,461 shares; 2019Q1: 43,078 shares 43,078 $828K 0.01% +9,617 Timeline AAL AMERICAN AIRLINES GROUP INC More: the full row for AMERICAN AIRLINES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22,471 shares; 2018Q2: 22,471 shares; 2018Q3: 23,474 shares; 2018Q4: 60,383 shares; 2019Q1: 25,767 shares 25,767 $826K 0.01% -34,616 Timeline DWS STRATEGIC MUN INCOME TR DWS STRATEGIC MUN INCOME TR More: the full row for DWS STRATEGIC MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 52,871 shares; 2018Q4: 74,621 shares; 2019Q1: 73,056 shares 73,056 $820K 0.01% -1,565 SPIRIT RLTY CAP INC NEW NPV SPIRIT RLTY CAP INC NEW NPV More: the full row for SPIRIT RLTY CAP INC NEW NPV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 9,255 shares; 2019Q1: 20,540 shares 20,540 $818K 0.01% +11,285 CBS CORP NEW CBS CORP NEW More: the full row for CBS CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,053 shares; 2018Q2: 15,053 shares; 2018Q3: 14,619 shares; 2018Q4: 15,025 shares; 2019Q1: 17,147 shares 17,147 $816K 0.01% +2,122 CBRL CRACKER BARREL OLD CTRY STOR More: the full row for CRACKER BARREL OLD CTRY STOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,341 shares; 2018Q2: 4,341 shares; 2018Q3: 4,935 shares; 2018Q4: 4,936 shares; 2019Q1: 5,043 shares 5,043 $814K 0.01% +107 Timeline FIVE FIVE BELOW INC More: the full row for FIVE BELOW INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,250 shares; 2018Q2: 5,250 shares; 2018Q3: 4,757 shares; 2018Q4: 4,580 shares; 2019Q1: 6,531 shares 6,531 $812K 0.01% +1,951 Timeline OGE OGE ENERGY CORP More: the full row for OGE ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,498 shares; 2018Q2: 12,498 shares; 2018Q3: 17,544 shares; 2018Q4: 19,588 shares; 2019Q1: 18,811 shares 18,811 $811K 0.01% -777 Timeline CALIFORNIA RES CORP CALIFORNIA RES CORP More: the full row for CALIFORNIA RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 38,067 shares; 2018Q2: 38,067 shares; 2018Q3: 40,392 shares; 2018Q4: 2,837 shares; 2019Q1: 31,560 shares 31,560 $811K 0.01% +28,723 UNIVERSAL FST PRODS INC UNIVERSAL FST PRODS INC More: the full row for UNIVERSAL FST PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28,110 shares; 2018Q2: 28,110 shares; 2018Q3: 27,328 shares; 2018Q4: 27,419 shares; 2019Q1: 26,962 shares 26,962 $806K 0.01% -457 EG EVEREST GROUP LTD More: the full row for EVEREST GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,464 shares; 2018Q2: 2,464 shares; 2018Q3: 2,398 shares; 2018Q4: 3,932 shares; 2019Q1: 3,702 shares 3,702 $805K 0.01% -230 Timeline ISHARES IBONDS DEC 2025 TERM ISHARES IBONDS DEC 2025 TERM More: the full row for ISHARES IBONDS DEC 2025 TERM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,728 shares; 2018Q2: 2,728 shares; 2018Q3: 3,072 shares; 2018Q4: 4,032 shares; 2019Q1: 32,336 shares 32,336 $805K 0.01% +28,304 TEMPLETON GLOBAL INCOME FD TEMPLETON GLOBAL INCOME FD More: the full row for TEMPLETON GLOBAL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 189,300 shares; 2018Q2: 189,300 shares; 2018Q3: 174,602 shares; 2018Q4: 139,429 shares; 2019Q1: 127,659 shares 127,659 $805K 0.01% -11,770 GIL GILDAN ACTIVEWEAR INC More: the full row for GILDAN ACTIVEWEAR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14,019 shares; 2018Q2: 14,019 shares; 2018Q3: 14,555 shares; 2018Q4: 21,792 shares; 2019Q1: 22,362 shares 22,362 $804K 0.01% +570 Timeline GWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 81,180 shares; 2018Q2: 81,180 shares; 2018Q3: 24,845 shares; 2018Q4: 28,794 shares; 2019Q1: 26,535 shares 26,535 $804K 0.01% -2,259 Timeline EZU ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23,653 shares; 2018Q2: 23,653 shares; 2018Q3: 33,463 shares; 2018Q4: 32,567 shares; 2019Q1: 20,797 shares 20,797 $803K 0.01% -11,770 Timeline KBWY INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 25,469 shares; 2018Q4: 24,901 shares; 2019Q1: 26,133 shares 26,133 $803K 0.01% +1,232 Timeline PW POWER REIT More: the full row for POWER REIT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 126,380 shares; 2018Q2: 126,380 shares; 2018Q3: 134,811 shares; 2018Q4: 133,511 shares; 2019Q1: 133,511 shares 133,511 $802K 0.01% 0 Timeline ANADARKO PETROLEUM CORP ANADARKO PETROLEUM CORP More: the full row for ANADARKO PETROLEUM CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14,317 shares; 2018Q2: 14,317 shares; 2018Q3: 14,849 shares; 2018Q4: 16,116 shares; 2019Q1: 17,583 shares 17,583 $801K 0.01% +1,467 RVT ROYCE SMALL CAP TRUST INC More: the full row for ROYCE SMALL CAP TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 46,311 shares; 2018Q2: 46,311 shares; 2018Q3: 39,700 shares; 2018Q4: 53,450 shares; 2019Q1: 58,108 shares 58,108 $800K 0.01% +4,658 Timeline GPN GLOBAL PMTS INC More: the full row for GLOBAL PMTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,451 shares; 2018Q2: 3,451 shares; 2018Q3: 4,713 shares; 2018Q4: 5,406 shares; 2019Q1: 5,846 shares 5,846 $798K 0.01% +440 Timeline HQH ABRDN HEALTHCARE INVESTORS More: the full row for ABRDN HEALTHCARE INVESTORS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 37,129 shares; 2018Q2: 37,129 shares; 2018Q3: 42,779 shares; 2018Q4: 37,468 shares; 2019Q1: 38,799 shares 38,799 $797K 0.01% +1,331 Timeline DEUS DBX ETF TR More: the full row for DBX ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,108 shares; 2018Q2: 11,108 shares; 2018Q3: 154 shares; 2018Q4: 2,772 shares; 2019Q1: 24,426 shares 24,426 $796K 0.01% +21,654 Timeline QNST QUINSTREET INC More: the full row for QUINSTREET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 82,950 shares; 2018Q2: 82,950 shares; 2018Q3: 82,950 shares; 2018Q4: 75,748 shares; 2019Q1: 59,248 shares 59,248 $795K 0.01% -16,500 Timeline ZAYO GROUP HLDGS INC COM ZAYO GROUP HLDGS INC COM More: the full row for ZAYO GROUP HLDGS INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 39,499 shares; 2018Q2: 39,499 shares; 2018Q3: 37,745 shares; 2018Q4: 28,845 shares; 2019Q1: 27,901 shares 27,901 $792K 0.01% -944 Direxion All Cap Insider Se… Direxion All Cap Insider Senti More: the full row for Direxion All Cap Insider Senti Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28,614 shares; 2018Q2: 28,614 shares; 2018Q3: 35,836 shares; 2018Q4: 22,683 shares; 2019Q1: 20,582 shares 20,582 $791K 0.01% -2,101 OTTR OTTER TAIL CORP More: the full row for OTTER TAIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14,382 shares; 2018Q2: 14,382 shares; 2018Q3: 14,211 shares; 2018Q4: 14,612 shares; 2019Q1: 15,861 shares 15,861 $790K 0.01% +1,249 Timeline ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,422 shares; 2018Q2: 2,422 shares; 2018Q3: 2,763 shares; 2018Q4: 3,915 shares; 2019Q1: 31,729 shares 31,729 $790K 0.01% +27,814 AVAV AEROVIRONMENT INC More: the full row for AEROVIRONMENT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,679 shares; 2018Q2: 11,679 shares; 2018Q3: 11,937 shares; 2018Q4: 11,667 shares; 2019Q1: 11,517 shares 11,517 $788K 0.01% -150 Timeline CIBR FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33,255 shares; 2018Q2: 33,255 shares; 2018Q3: 43,414 shares; 2018Q4: 51,675 shares; 2019Q1: 28,022 shares 28,022 $788K 0.01% -23,653 Timeline NUVEEN FLOATING RATE INCOME… NUVEEN FLOATING RATE INCOME OP More: the full row for NUVEEN FLOATING RATE INCOME OP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 73,784 shares; 2018Q2: 73,784 shares; 2018Q3: 85,336 shares; 2018Q4: 76,944 shares; 2019Q1: 82,161 shares 82,161 $788K 0.01% +5,217 SOLAR SENIOR CAPITAL LTD SOLAR SENIOR CAPITAL LTD More: the full row for SOLAR SENIOR CAPITAL LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 49,811 shares; 2018Q2: 49,811 shares; 2018Q3: 42,746 shares; 2018Q4: 38,744 shares; 2019Q1: 45,915 shares 45,915 $788K 0.01% +7,171 ROM PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,020 shares; 2018Q2: 4,020 shares; 2018Q3: 7,664 shares; 2018Q4: 7,260 shares; 2019Q1: 7,124 shares 7,124 $788K 0.01% -136 Timeline TMUS T-MOBILE US INC More: the full row for T-MOBILE US INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,104 shares; 2018Q2: 13,104 shares; 2018Q3: 6,473 shares; 2018Q4: 7,507 shares; 2019Q1: 11,348 shares 11,348 $786K 0.01% +3,841 Timeline VICR VICOR CORP More: the full row for VICOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 34,712 shares; 2018Q2: 34,712 shares; 2018Q3: 25,667 shares; 2018Q4: 25,367 shares; 2019Q1: 25,332 shares 25,332 $786K 0.01% -35 Timeline BBDC BARINGS BDC INC More: the full row for BARINGS BDC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 81,880 shares; 2018Q4: 80,225 shares; 2019Q1: 80,171 shares 80,171 $786K 0.01% -54 Timeline BCX BLACKROCK RES & COMMODITIES More: the full row for BLACKROCK RES & COMMODITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 69,343 shares; 2018Q2: 69,343 shares; 2018Q3: 83,278 shares; 2018Q4: 95,786 shares; 2019Q1: 95,932 shares 95,932 $785K 0.01% +146 Timeline AL AIR LEASE CORP More: the full row for AIR LEASE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,044 shares; 2018Q2: 4,044 shares; 2018Q3: 15,992 shares; 2018Q4: 20,016 shares; 2019Q1: 22,881 shares 22,881 $785K 0.01% +2,865 Timeline VMRK VIVMARK RESIDENTIAL More: the full row for VIVMARK RESIDENTIAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,696 shares; 2018Q2: 13,696 shares; 2018Q3: 6,165 shares; 2018Q4: 10,468 shares; 2019Q1: 10,340 shares 10,340 $780K 0.01% -128 Timeline TAK TAKEDA PHARMACEUTICAL CO LTD More: the full row for TAKEDA PHARMACEUTICAL CO LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 23,000 shares; 2019Q1: 38,203 shares 38,203 $779K 0.01% +15,203 Timeline VGIT VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,684 shares; 2018Q2: 8,684 shares; 2018Q3: 10,376 shares; 2018Q4: 29,119 shares; 2019Q1: 12,069 shares 12,069 $778K 0.01% -17,050 Timeline BHP BHP BILLITON LIMITED More: the full row for BHP BILLITON LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16,934 shares; 2018Q2: 16,934 shares; 2018Q3: 18,259 shares; 2018Q4: 16,976 shares; 2019Q1: 14,237 shares 14,237 $778K 0.01% -2,739 Timeline JPEM J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,517 shares; 2018Q2: 7,517 shares; 2018Q3: 8,786 shares; 2018Q4: 11,317 shares; 2019Q1: 14,340 shares 14,340 $777K 0.01% +3,023 Timeline SLRC SLR INVESTMENT CORP More: the full row for SLR INVESTMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,818 shares; 2018Q2: 5,818 shares; 2018Q3: 30,356 shares; 2018Q4: 30,464 shares; 2019Q1: 37,207 shares 37,207 $776K 0.01% +6,743 Timeline CVY INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 40,981 shares; 2018Q4: 37,196 shares; 2019Q1: 35,837 shares 35,837 $775K 0.01% -1,359 Timeline CSB VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 17,305 shares; 2019Q1: 17,417 shares 17,417 $775K 0.01% +112 Timeline GNR SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,072 shares; 2018Q2: 21,072 shares; 2018Q3: 12,432 shares; 2018Q4: 11,821 shares; 2019Q1: 16,743 shares 16,743 $774K 0.01% +4,922 Timeline DIAL COLUMBIA ETF TR I More: the full row for COLUMBIA ETF TR I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 38,916 shares; 2019Q1: 38,916 shares 38,916 $774K 0.01% 0 Timeline ALPS ETF TR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,467 shares; 2018Q2: 21,467 shares; 2018Q3: 26,323 shares; 2018Q4: 27,539 shares; 2019Q1: 27,980 shares 27,980 $774K 0.01% +441 PHM PULTE GROUP INC More: the full row for PULTE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,005 shares; 2018Q2: 17,005 shares; 2018Q3: 15,308 shares; 2018Q4: 28,117 shares; 2019Q1: 27,690 shares 27,690 $773K 0.01% -427 Timeline JPUS J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,979 shares; 2018Q2: 9,979 shares; 2018Q3: 8,999 shares; 2018Q4: 9,854 shares; 2019Q1: 10,549 shares 10,549 $772K 0.01% +695 Timeline FIREEYE INC FIREEYE INC More: the full row for FIREEYE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 45,834 shares; 2018Q2: 45,834 shares; 2018Q3: 43,680 shares; 2018Q4: 45,126 shares; 2019Q1: 45,897 shares 45,897 $771K 0.01% +771 IVOG VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,780 shares; 2018Q2: 4,780 shares; 2018Q3: 5,665 shares; 2018Q4: 5,609 shares; 2019Q1: 5,674 shares 5,674 $769K 0.01% +65 Timeline AIG AMERICAN INTL GROUP INC More: the full row for AMERICAN INTL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 31,923 shares; 2018Q2: 31,923 shares; 2018Q3: 29,214 shares; 2018Q4: 22,275 shares; 2019Q1: 17,708 shares 17,708 $768K 0.01% -4,567 Timeline XPCQX PIMCO CALIF MUN INCOME FD More: the full row for PIMCO CALIF MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,551 shares; 2018Q2: 4,551 shares; 2018Q3: 4,551 shares; 2018Q4: 4,010 shares; 2019Q1: 42,760 shares 42,760 $767K 0.01% +38,750 Timeline ALLIANZGI EQUITY & CONV INCO ALLIANZGI EQUITY & CONV INCO More: the full row for ALLIANZGI EQUITY & CONV INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28,620 shares; 2018Q2: 28,620 shares; 2018Q3: 45,453 shares; 2018Q4: 31,926 shares; 2019Q1: 35,581 shares 35,581 $766K 0.01% +3,655 CBOE CBOE GLOBAL MKTS INC More: the full row for CBOE GLOBAL MKTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,429 shares; 2018Q2: 5,429 shares; 2018Q3: 2,920 shares; 2018Q4: 8,218 shares; 2019Q1: 8,015 shares 8,015 $765K 0.01% -203 Timeline NMZ NUVEEN MUN HIGH INCOME OPPOR More: the full row for NUVEEN MUN HIGH INCOME OPPOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 59,898 shares; 2018Q2: 59,898 shares; 2018Q3: 66,533 shares; 2018Q4: 63,397 shares; 2019Q1: 56,510 shares 56,510 $765K 0.01% -6,887 Timeline GW PHARMACEUTICALS PLC GW PHARMACEUTICALS PLC More: the full row for GW PHARMACEUTICALS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,057 shares; 2018Q2: 3,057 shares; 2018Q3: 3,610 shares; 2018Q4: 4,112 shares; 2019Q1: 4,535 shares 4,535 $765K 0.01% +423 UCC PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,884 shares; 2018Q2: 8,884 shares; 2018Q3: 8,413 shares; 2018Q4: 7,926 shares; 2019Q1: 7,732 shares 7,732 $762K 0.01% -194 Timeline OIA INVESCO MUNI INCOME OPP TRST More: the full row for INVESCO MUNI INCOME OPP TRST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 97,827 shares; 2018Q2: 97,827 shares; 2018Q3: 94,921 shares; 2018Q4: 76,777 shares; 2019Q1: 98,043 shares 98,043 $762K 0.01% +21,266 Timeline APPN APPIAN CORP More: the full row for APPIAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,730 shares; 2018Q2: 2,730 shares; 2018Q3: 18,287 shares; 2018Q4: 18,119 shares; 2019Q1: 22,036 shares 22,036 $759K 0.01% +3,917 Timeline DLTR DOLLAR TREE INC More: the full row for DOLLAR TREE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,594 shares; 2018Q2: 7,594 shares; 2018Q3: 8,324 shares; 2018Q4: 8,380 shares; 2019Q1: 7,206 shares 7,206 $757K 0.01% -1,174 Timeline EOS EATON VANCE ENHANCED EQUITY More: the full row for EATON VANCE ENHANCED EQUITY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 34,598 shares; 2018Q2: 34,598 shares; 2018Q3: 42,459 shares; 2018Q4: 41,718 shares; 2019Q1: 45,907 shares 45,907 $757K 0.01% +4,189 Timeline SEDG SOLAREDGE TECHNOLOGIES INC More: the full row for SOLAREDGE TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,491 shares; 2018Q2: 11,491 shares; 2018Q3: 24,641 shares; 2018Q4: 20,632 shares; 2019Q1: 20,082 shares 20,082 $757K 0.01% -550 Timeline IDOG ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 47,674 shares; 2018Q2: 47,674 shares; 2018Q3: 38,793 shares; 2018Q4: 10,667 shares; 2019Q1: 28,860 shares 28,860 $757K 0.01% +18,193 Timeline AER AERCAP HOLDINGS NV More: the full row for AERCAP HOLDINGS NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,781 shares; 2018Q2: 15,781 shares; 2018Q3: 12,529 shares; 2018Q4: 15,259 shares; 2019Q1: 16,209 shares 16,209 $753K 0.01% +950 Timeline NUV NUVEEN MUN VALUE FD INC More: the full row for NUVEEN MUN VALUE FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 64,548 shares; 2018Q2: 64,548 shares; 2018Q3: 54,130 shares; 2018Q4: 60,343 shares; 2019Q1: 75,409 shares 75,409 $753K 0.01% +15,066 Timeline JCE NUVEEN CORE EQUITY ALPHA FD More: the full row for NUVEEN CORE EQUITY ALPHA FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 80,140 shares; 2018Q2: 80,140 shares; 2018Q3: 71,385 shares; 2018Q4: 65,130 shares; 2019Q1: 53,559 shares 53,559 $753K 0.01% -11,571 Timeline DIEM FRANKLIN TEMPLETON ETF TR More: the full row for FRANKLIN TEMPLETON ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,609 shares; 2018Q2: 15,609 shares; 2018Q3: 18,391 shares; 2018Q4: 18,767 shares; 2019Q1: 25,401 shares 25,401 $753K 0.01% +6,634 Timeline NOK NOKIA CORP More: the full row for NOKIA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 71,007 shares; 2018Q2: 71,007 shares; 2018Q3: 119,212 shares; 2018Q4: 121,908 shares; 2019Q1: 131,369 shares 131,369 $752K 0.01% +9,461 Timeline AEM AGNICO EAGLE MINES LTD More: the full row for AGNICO EAGLE MINES LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 19,264 shares; 2018Q2: 19,264 shares; 2018Q3: 15,784 shares; 2018Q4: 16,170 shares; 2019Q1: 17,231 shares 17,231 $749K 0.01% +1,061 Timeline PSI INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 23,497 shares; 2018Q4: 12,964 shares; 2019Q1: 14,058 shares 14,058 $746K 0.01% +1,094 Timeline LYG LLOYDS BANKING GROUP PLC More: the full row for LLOYDS BANKING GROUP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 108,694 shares; 2018Q2: 108,694 shares; 2018Q3: 55,744 shares; 2018Q4: 110,639 shares; 2019Q1: 232,080 shares 232,080 $745K 0.01% +121,441 Timeline BMRN BIOMARIN PHARMACEUTICAL INC More: the full row for BIOMARIN PHARMACEUTICAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,678 shares; 2018Q2: 3,678 shares; 2018Q3: 4,150 shares; 2018Q4: 7,696 shares; 2019Q1: 8,388 shares 8,388 $745K 0.01% +692 Timeline SLQD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,624 shares; 2018Q2: 13,624 shares; 2018Q3: 14,875 shares; 2018Q4: 14,637 shares; 2019Q1: 14,745 shares 14,745 $744K 0.01% +108 Timeline DXCM DEXCOM INC More: the full row for DEXCOM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,203 shares; 2018Q2: 5,203 shares; 2018Q3: 3,947 shares; 2018Q4: 7,109 shares; 2019Q1: 6,238 shares 6,238 $743K 0.01% -871 Timeline MFA FINL INC MFA FINL INC More: the full row for MFA FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 62,938 shares; 2018Q2: 62,938 shares; 2018Q3: 55,574 shares; 2018Q4: 101,953 shares; 2019Q1: 102,123 shares 102,123 $743K 0.01% +170 FCOR FIDELITY MERRIMACK STR TR More: the full row for FIDELITY MERRIMACK STR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28,359 shares; 2018Q2: 28,359 shares; 2018Q3: 12,147 shares; 2018Q4: 15,793 shares; 2019Q1: 14,814 shares 14,814 $743K 0.01% -979 Timeline STLD STEEL DYNAMICS INC More: the full row for STEEL DYNAMICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 24,288 shares; 2018Q2: 24,288 shares; 2018Q3: 44,310 shares; 2018Q4: 23,371 shares; 2019Q1: 21,051 shares 21,051 $742K 0.01% -2,320 Timeline KNCT INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,279 shares; 2018Q4: 1,000 shares; 2019Q1: 12,589 shares 12,589 $742K 0.01% +11,589 Timeline WDC WESTERN DIGITAL CORP More: the full row for WESTERN DIGITAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,998 shares; 2018Q2: 21,998 shares; 2018Q3: 14,578 shares; 2018Q4: 11,551 shares; 2019Q1: 15,341 shares 15,341 $741K 0.01% +3,790 Timeline HUBB HUBBELL INC More: the full row for HUBBELL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,140 shares; 2018Q2: 6,140 shares; 2018Q3: 7,837 shares; 2018Q4: 7,995 shares; 2019Q1: 6,255 shares 6,255 $738K 0.01% -1,740 Timeline CSD INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 14,870 shares; 2018Q4: 14,353 shares; 2019Q1: 14,660 shares 14,660 $738K 0.01% +307 Timeline INVESCO INVESCO More: the full row for INVESCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 37,158 shares; 2018Q4: 38,060 shares; 2019Q1: 35,573 shares 35,573 $738K 0.01% -2,487 SKT TANGER INC More: the full row for TANGER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 27,331 shares; 2018Q2: 27,331 shares; 2018Q3: 29,663 shares; 2018Q4: 35,085 shares; 2019Q1: 35,017 shares 35,017 $734K 0.01% -68 Timeline HOSPITALITY PROPERTIES TRUST HOSPITALITY PROPERTIES TRUST More: the full row for HOSPITALITY PROPERTIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,527 shares; 2018Q2: 20,527 shares; 2018Q3: 24,631 shares; 2018Q4: 22,321 shares; 2019Q1: 27,826 shares 27,826 $734K 0.01% +5,505 BLACKROCK MUNICIPAL INCOME … BLACKROCK MUNICIPAL INCOME FUN More: the full row for BLACKROCK MUNICIPAL INCOME FUN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 34,325 shares; 2018Q2: 34,325 shares; 2018Q3: 24,676 shares; 2018Q4: 42,445 shares; 2019Q1: 53,153 shares 53,153 $733K 0.01% +10,708 SMH VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,406 shares; 2018Q2: 18,406 shares; 2018Q3: 12,861 shares; 2018Q4: 7,090 shares; 2019Q1: 6,886 shares 6,886 $732K 0.01% -204 Timeline RFG INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5,435 shares; 2018Q4: 5,322 shares; 2019Q1: 4,845 shares 4,845 $732K 0.01% -477 Timeline XNQPX NUVEEN PA INVT QUALITY MUN F More: the full row for NUVEEN PA INVT QUALITY MUN F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,415 shares; 2018Q2: 7,415 shares; 2018Q3: 6,398 shares; 2018Q4: 51,077 shares; 2019Q1: 55,291 shares 55,291 $731K 0.01% +4,214 Timeline XSOE WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 519 shares; 2018Q2: 519 shares; 2018Q3: 996 shares; 2018Q4: 854 shares; 2019Q1: 25,274 shares 25,274 $730K 0.01% +24,420 Timeline GRC GORMAN RUPP CO More: the full row for GORMAN RUPP CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,629 shares; 2018Q2: 2,629 shares; 2018Q3: 14,836 shares; 2018Q4: 20,925 shares; 2019Q1: 21,425 shares 21,425 $728K 0.01% +500 Timeline PJP INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 11,921 shares; 2018Q4: 11,880 shares; 2019Q1: 11,180 shares 11,180 $728K 0.01% -700 Timeline FAN FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 40,232 shares; 2018Q2: 40,232 shares; 2018Q3: 69,055 shares; 2018Q4: 58,492 shares; 2019Q1: 55,798 shares 55,798 $728K 0.01% -2,694 Timeline ALLIANZGI CONV INCOME FD ALLIANZGI CONV INCOME FD More: the full row for ALLIANZGI CONV INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 57,090 shares; 2018Q2: 57,090 shares; 2018Q3: 75,949 shares; 2018Q4: 106,183 shares; 2019Q1: 112,172 shares 112,172 $727K 0.01% +5,989 FTSD FRANKLIN ETF TR More: the full row for FRANKLIN ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,633 shares; 2018Q2: 4,633 shares; 2018Q3: 8,013 shares; 2018Q4: 7,943 shares; 2019Q1: 7,693 shares 7,693 $726K 0.01% -250 Timeline QABA FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 47,018 shares; 2018Q2: 47,018 shares; 2018Q3: 20,836 shares; 2018Q4: 19,133 shares; 2019Q1: 15,663 shares 15,663 $725K 0.01% -3,470 Timeline PSLV SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 84,211 shares; 2018Q2: 84,211 shares; 2018Q3: 82,613 shares; 2018Q4: 99,457 shares; 2019Q1: 130,570 shares 130,570 $723K 0.01% +31,113 Timeline LAZARD LTD-CLASS A LAZARD LTD-CLASS A More: the full row for LAZARD LTD-CLASS A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,725 shares; 2018Q2: 17,725 shares; 2018Q3: 22,284 shares; 2018Q4: 21,134 shares; 2019Q1: 19,916 shares 19,916 $723K 0.01% -1,218 TCBK TRICO BANCSHARES More: the full row for TRICO BANCSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,295 shares; 2018Q2: 17,295 shares; 2018Q3: 22,371 shares; 2018Q4: 20,928 shares; 2019Q1: 18,410 shares 18,410 $723K 0.01% -2,518 Timeline KNX KNIGHT-SWIFT TRANSN HLDGS IN More: the full row for KNIGHT-SWIFT TRANSN HLDGS IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,177 shares; 2018Q2: 4,177 shares; 2018Q3: 10,453 shares; 2018Q4: 18,982 shares; 2019Q1: 21,945 shares 21,945 $722K 0.01% +2,963 Timeline ASHR DBX ETF TR More: the full row for DBX ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,180 shares; 2018Q2: 3,180 shares; 2018Q3: 3,197 shares; 2018Q4: 2,952 shares; 2019Q1: 25,030 shares 25,030 $720K 0.01% +22,078 Timeline LEG LEGGETT & PLATT INC More: the full row for LEGGETT & PLATT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,134 shares; 2018Q2: 15,134 shares; 2018Q3: 16,749 shares; 2018Q4: 16,333 shares; 2019Q1: 17,014 shares 17,014 $720K 0.01% +681 Timeline SBAC SBA COMMUNICATIONS CORP More: the full row for SBA COMMUNICATIONS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,190 shares; 2018Q2: 2,190 shares; 2018Q3: 1,504 shares; 2018Q4: 4,159 shares; 2019Q1: 3,598 shares 3,598 $719K 0.01% -561 Timeline EMN EASTMAN CHEM CO More: the full row for EASTMAN CHEM CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 27,428 shares; 2018Q2: 27,428 shares; 2018Q3: 25,612 shares; 2018Q4: 27,031 shares; 2019Q1: 9,374 shares 9,374 $719K 0.01% -17,657 Timeline BVN COMPANIA DE MINAS BUENAVENTU More: the full row for COMPANIA DE MINAS BUENAVENTU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 46,400 shares; 2018Q2: 46,400 shares; 2018Q3: 41,631 shares; 2018Q4: 41,636 shares; 2019Q1: 41,631 shares 41,631 $719K 0.01% -5 Timeline KBE SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 44,511 shares; 2018Q2: 44,511 shares; 2018Q3: 25,064 shares; 2018Q4: 21,162 shares; 2019Q1: 17,178 shares 17,178 $718K 0.01% -3,984 Timeline UBCP UNITED BANCORP INC OHIO More: the full row for UNITED BANCORP INC OHIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 57,862 shares; 2018Q2: 57,862 shares; 2018Q3: 57,898 shares; 2018Q4: 65,426 shares; 2019Q1: 66,120 shares 66,120 $717K 0.01% +694 Timeline BALL BALL CORP More: the full row for BALL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,468 shares; 2018Q2: 8,468 shares; 2018Q3: 9,478 shares; 2018Q4: 9,851 shares; 2019Q1: 12,361 shares 12,361 $715K 0.01% +2,510 Timeline OCCI OFS CREDIT COMPANY INC More: the full row for OFS CREDIT COMPANY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 41,085 shares; 2019Q1: 39,968 shares 39,968 $714K 0.01% -1,117 Timeline BLACKROCK MUN INCOME TR BLACKROCK MUN INCOME TR More: the full row for BLACKROCK MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 34,146 shares; 2018Q2: 34,146 shares; 2018Q3: 48,416 shares; 2018Q4: 50,726 shares; 2019Q1: 52,946 shares 52,946 $713K 0.01% +2,220 GNMA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 41,945 shares; 2018Q2: 41,945 shares; 2018Q3: 20,788 shares; 2018Q4: 15,730 shares; 2019Q1: 14,412 shares 14,412 $713K 0.01% -1,318 Timeline APACHE CORP APACHE CORP More: the full row for APACHE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,896 shares; 2018Q2: 17,896 shares; 2018Q3: 16,724 shares; 2018Q4: 20,298 shares; 2019Q1: 20,592 shares 20,592 $712K 0.01% +294 XAODX ABRDN TOTAL DYNAMIC DIVIDEND More: the full row for ABRDN TOTAL DYNAMIC DIVIDEND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 24,383 shares; 2018Q4: 87,293 shares; 2019Q1: 86,142 shares 86,142 $711K 0.01% -1,151 Timeline WU WESTERN UN CO More: the full row for WESTERN UN CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29,424 shares; 2018Q2: 29,424 shares; 2018Q3: 25,613 shares; 2018Q4: 22,350 shares; 2019Q1: 38,491 shares 38,491 $710K 0.01% +16,141 Timeline GEO GEO GROUP INC More: the full row for GEO GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30,263 shares; 2018Q2: 30,263 shares; 2018Q3: 34,557 shares; 2018Q4: 35,609 shares; 2019Q1: 37,069 shares 37,069 $710K 0.01% +1,460 Timeline SHYD VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,282 shares; 2018Q2: 25,282 shares; 2018Q3: 29,100 shares; 2018Q4: 31,754 shares; 2019Q1: 28,650 shares 28,650 $707K 0.01% -3,104 Timeline WIP SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,554 shares; 2018Q2: 10,554 shares; 2018Q3: 4,227 shares; 2018Q4: 10,276 shares; 2019Q1: 13,053 shares 13,053 $706K 0.01% +2,777 Timeline LSAF TWO RDS SHARED TR More: the full row for TWO RDS SHARED TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 29,579 shares 29,579 $705K 0.01% new Timeline ALLIANZGI DIVIDEND INT & PRM ALLIANZGI DIVIDEND INT & PRM More: the full row for ALLIANZGI DIVIDEND INT & PRM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 43,404 shares; 2018Q2: 43,404 shares; 2018Q3: 21,849 shares; 2018Q4: 55,861 shares; 2019Q1: 58,116 shares 58,116 $702K 0.01% +2,255 STEW SRH TOTAL RETURN FUND INC More: the full row for SRH TOTAL RETURN FUND INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 58,998 shares; 2018Q2: 58,998 shares; 2018Q3: 125,177 shares; 2018Q4: 99,131 shares; 2019Q1: 65,004 shares 65,004 $700K 0.01% -34,127 Timeline THE COOPER COMPANIES THE COOPER COMPANIES More: the full row for THE COOPER COMPANIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,366 shares; 2018Q2: 5,366 shares; 2018Q3: 5,067 shares; 2018Q4: 2,424 shares; 2019Q1: 2,368 shares 2,368 $698K 0.01% -56 APLE APPLE HOSPITALITY REIT INC More: the full row for APPLE HOSPITALITY REIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 35,299 shares; 2018Q2: 35,299 shares; 2018Q3: 32,966 shares; 2018Q4: 44,343 shares; 2019Q1: 42,160 shares 42,160 $697K 0.01% -2,183 Timeline EASTERLY GOVERNMENT PROPERT… EASTERLY GOVERNMENT PROPERTIES More: the full row for EASTERLY GOVERNMENT PROPERTIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,718 shares; 2018Q2: 15,718 shares; 2018Q3: 13,744 shares; 2018Q4: 35,980 shares; 2019Q1: 38,654 shares 38,654 $697K 0.01% +2,674 INVESCO EXCHANGETRADED FD T… INVESCO EXCHANGETRADED FD T DWA T… More: the full row for INVESCO EXCHANGETRADED FD T DWA TACTCL SCT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 16,853 shares; 2018Q4: 23,759 shares; 2019Q1: 23,405 shares 23,405 $696K 0.01% -354 IVZ INVESCO LTD More: the full row for INVESCO LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 19,687 shares; 2018Q2: 19,687 shares; 2018Q3: 23,062 shares; 2018Q4: 24,645 shares; 2019Q1: 35,897 shares 35,897 $692K 0.01% +11,252 Timeline KTF DWS MUN INCOME TR More: the full row for DWS MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 53,949 shares; 2018Q4: 49,407 shares; 2019Q1: 62,820 shares 62,820 $692K 0.01% +13,413 Timeline NEKTAR THERAPEUTICS NEKTAR THERAPEUTICS More: the full row for NEKTAR THERAPEUTICS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,438 shares; 2018Q2: 10,438 shares; 2018Q3: 17,323 shares; 2018Q4: 17,895 shares; 2019Q1: 20,580 shares 20,580 $692K 0.01% +2,685 UCON FIRST TR EXCHNG TRADED FD VI More: the full row for FIRST TR EXCHNG TRADED FD VI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 24,173 shares; 2018Q4: 23,465 shares; 2019Q1: 27,228 shares 27,228 $691K 0.01% +3,763 Timeline FBIN FORTUNE BRANDS INNOVATIONS I More: the full row for FORTUNE BRANDS INNOVATIONS I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 163,971 shares; 2018Q2: 163,971 shares; 2018Q3: 37,388 shares; 2018Q4: 17,865 shares; 2019Q1: 14,491 shares 14,491 $690K 0.01% -3,374 Timeline EDIV SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,907 shares; 2018Q2: 5,907 shares; 2018Q3: 5,447 shares; 2018Q4: 5,400 shares; 2019Q1: 21,800 shares 21,800 $690K 0.01% +16,400 Timeline FSLR FIRST SOLAR INC More: the full row for FIRST SOLAR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,207 shares; 2018Q2: 13,207 shares; 2018Q3: 11,375 shares; 2018Q4: 10,560 shares; 2019Q1: 12,964 shares 12,964 $687K 0.01% +2,404 Timeline IBD NORTHERN LTS FD TR IV More: the full row for NORTHERN LTS FD TR IV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14,774 shares; 2018Q2: 14,774 shares; 2018Q3: 20,039 shares; 2018Q4: 22,017 shares; 2019Q1: 27,351 shares 27,351 $687K 0.01% +5,334 Timeline IYK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,058 shares; 2018Q2: 5,058 shares; 2018Q3: 5,740 shares; 2018Q4: 5,521 shares; 2019Q1: 5,752 shares 5,752 $686K 0.01% +231 Timeline CORESITE RLTY CORP CORESITE RLTY CORP More: the full row for CORESITE RLTY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,385 shares; 2018Q2: 8,385 shares; 2018Q3: 5,114 shares; 2018Q4: 6,163 shares; 2019Q1: 6,409 shares 6,409 $686K 0.01% +246 ARLINGTON ASSET INVST CORP ARLINGTON ASSET INVST CORP More: the full row for ARLINGTON ASSET INVST CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 45,812 shares; 2018Q2: 45,812 shares; 2018Q3: 49,812 shares; 2018Q4: 60,639 shares; 2019Q1: 85,826 shares 85,826 $684K 0.01% +25,187 FYT FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,870 shares; 2018Q2: 4,870 shares; 2018Q3: 7,982 shares; 2018Q4: 11,316 shares; 2019Q1: 19,362 shares 19,362 $680K 0.01% +8,046 Timeline COUPA SOFTWARE INCORPORATED COUPA SOFTWARE INCORPORATED More: the full row for COUPA SOFTWARE INCORPORATED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 348 shares; 2018Q2: 348 shares; 2018Q3: 2,538 shares; 2018Q4: 3,022 shares; 2019Q1: 7,477 shares 7,477 $680K 0.01% +4,455 PKG PACKAGING CORP AMER More: the full row for PACKAGING CORP AMER Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,699 shares; 2018Q2: 5,699 shares; 2018Q3: 5,244 shares; 2018Q4: 6,810 shares; 2019Q1: 6,842 shares 6,842 $679K 0.01% +32 Timeline SOTHERLY HOTELS INC SOTHERLY HOTELS INC More: the full row for SOTHERLY HOTELS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,000 shares; 2018Q2: 10,000 shares; 2018Q3: 56,280 shares; 2018Q4: 75,001 shares; 2019Q1: 99,733 shares 99,733 $679K 0.01% +24,732 BLUEROCK RESIDENTIAL GWT REI BLUEROCK RESIDENTIAL GWT REI More: the full row for BLUEROCK RESIDENTIAL GWT REI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,415 shares; 2018Q2: 15,415 shares; 2018Q3: 9,450 shares; 2018Q4: 10,772 shares; 2019Q1: 62,576 shares 62,576 $674K 0.01% +51,804 SEIC SEI INVTS CO More: the full row for SEI INVTS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,030 shares; 2018Q2: 17,030 shares; 2018Q3: 15,519 shares; 2018Q4: 14,048 shares; 2019Q1: 12,769 shares 12,769 $669K 0.01% -1,279 Timeline CSW CSW INDUSTRIALS INC More: the full row for CSW INDUSTRIALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22,599 shares; 2018Q2: 22,599 shares; 2018Q3: 15,674 shares; 2018Q4: 11,674 shares; 2019Q1: 11,674 shares 11,674 $669K 0.01% 0 Timeline RED HAT INC RED HAT INC More: the full row for RED HAT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,485 shares; 2018Q2: 4,485 shares; 2018Q3: 3,736 shares; 2018Q4: 3,808 shares; 2019Q1: 3,650 shares 3,650 $668K 0.01% -158 BURL BURLINGTON STORES INC More: the full row for BURLINGTON STORES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,892 shares; 2018Q2: 3,892 shares; 2018Q3: 2,548 shares; 2018Q4: 3,812 shares; 2019Q1: 4,514 shares 4,514 $667K 0.01% +702 Timeline FNDE SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16,222 shares; 2018Q2: 16,222 shares; 2018Q3: 18,922 shares; 2018Q4: 17,308 shares; 2019Q1: 23,959 shares 23,959 $665K 0.01% +6,651 Timeline UGI UGI CORP NEW More: the full row for UGI CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,811 shares; 2018Q2: 7,811 shares; 2018Q3: 7,221 shares; 2018Q4: 11,179 shares; 2019Q1: 12,014 shares 12,014 $665K 0.01% +835 Timeline ARI APOLLO COML REAL ESTATE FIN More: the full row for APOLLO COML REAL ESTATE FIN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 57,409 shares; 2018Q2: 57,409 shares; 2018Q3: 47,497 shares; 2018Q4: 34,120 shares; 2019Q1: 36,564 shares 36,564 $665K 0.01% +2,444 Timeline BARRICK GOLD CORP BARRICK GOLD CORP More: the full row for BARRICK GOLD CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 40,328 shares; 2018Q2: 40,328 shares; 2018Q3: 44,628 shares; 2018Q4: 41,333 shares; 2019Q1: 48,487 shares 48,487 $665K 0.01% +7,154 FXG FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29,405 shares; 2018Q2: 29,405 shares; 2018Q3: 14,324 shares; 2018Q4: 16,230 shares; 2019Q1: 14,491 shares 14,491 $664K 0.01% -1,739 Timeline PBW INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 16,376 shares; 2018Q4: 20,768 shares; 2019Q1: 24,699 shares 24,699 $663K 0.01% +3,931 Timeline MILLER HOWARD HIGH INC EQTY MILLER HOWARD HIGH INC EQTY More: the full row for MILLER HOWARD HIGH INC EQTY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 54,488 shares; 2018Q2: 54,488 shares; 2018Q3: 54,440 shares; 2018Q4: 57,294 shares; 2019Q1: 58,347 shares 58,347 $663K 0.01% +1,053 FDD FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 85,865 shares; 2018Q2: 85,865 shares; 2018Q3: 69,558 shares; 2018Q4: 65,491 shares; 2019Q1: 51,370 shares 51,370 $661K 0.01% -14,121 Timeline FJP FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,908 shares; 2018Q2: 6,908 shares; 2018Q3: 8,140 shares; 2018Q4: 14,180 shares; 2019Q1: 13,150 shares 13,150 $660K 0.01% -1,030 Timeline GUGGENHEIM ENHANCED EQUITY I GUGGENHEIM ENHANCED EQUITY I More: the full row for GUGGENHEIM ENHANCED EQUITY I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 93,901 shares; 2018Q2: 93,901 shares; 2018Q3: 87,357 shares; 2018Q4: 81,881 shares; 2019Q1: 83,883 shares 83,883 $659K 0.01% +2,002 MPA BLACKROCK MUNIYIELD PA QUALI More: the full row for BLACKROCK MUNIYIELD PA QUALI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 76,296 shares; 2018Q2: 76,296 shares; 2018Q3: 80,098 shares; 2018Q4: 38,640 shares; 2019Q1: 48,546 shares 48,546 $659K 0.01% +9,906 Timeline QIAGEN NV QIAGEN NV More: the full row for QIAGEN NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,531 shares; 2018Q2: 3,531 shares; 2018Q3: 13,491 shares; 2018Q4: 16,815 shares; 2019Q1: 16,143 shares 16,143 $656K 0.01% -672 Blackrock 2022 Global In Blackrock 2022 Global In More: the full row for Blackrock 2022 Global In Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 70,033 shares; 2018Q2: 70,033 shares; 2018Q3: 69,901 shares; 2018Q4: 71,145 shares; 2019Q1: 72,360 shares 72,360 $656K 0.01% +1,215 ISCG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,910 shares; 2018Q2: 1,910 shares; 2018Q3: 3,281 shares; 2018Q4: 2,852 shares; 2019Q1: 3,272 shares 3,272 $653K <0.01% +420 Timeline CSGP COSTAR GROUP INC More: the full row for COSTAR GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 510 shares; 2018Q2: 510 shares; 2018Q3: 619 shares; 2018Q4: 1,244 shares; 2019Q1: 1,399 shares 1,399 $653K <0.01% +155 Timeline EXAS EXACT SCIENCES CORP More: the full row for EXACT SCIENCES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,624 shares; 2018Q2: 4,624 shares; 2018Q3: 6,388 shares; 2018Q4: 6,998 shares; 2019Q1: 7,515 shares 7,515 $653K <0.01% +517 Timeline GQRE FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,247 shares; 2018Q2: 11,247 shares; 2018Q3: 10,460 shares; 2018Q4: 10,248 shares; 2019Q1: 10,196 shares 10,196 $652K <0.01% -52 Timeline SOUTH JERSEY INDUSTRIES INC SOUTH JERSEY INDUSTRIES INC More: the full row for SOUTH JERSEY INDUSTRIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 24,932 shares; 2018Q2: 24,932 shares; 2018Q3: 23,857 shares; 2018Q4: 24,748 shares; 2019Q1: 20,349 shares 20,349 $652K <0.01% -4,399 AVA AVISTA CORP More: the full row for AVISTA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16,211 shares; 2018Q2: 16,211 shares; 2018Q3: 15,334 shares; 2018Q4: 15,405 shares; 2019Q1: 16,031 shares 16,031 $651K <0.01% +626 Timeline MSGS MADISON SQUARE GRDN SPRT COR More: the full row for MADISON SQUARE GRDN SPRT COR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 713 shares; 2018Q2: 713 shares; 2018Q3: 590 shares; 2018Q4: 2,498 shares; 2019Q1: 2,221 shares 2,221 $651K <0.01% -277 Timeline FTXO FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 169,723 shares; 2018Q2: 169,723 shares; 2018Q3: 142,470 shares; 2018Q4: 37,862 shares; 2019Q1: 26,021 shares 26,021 $651K <0.01% -11,841 Timeline CDW CDW CORP More: the full row for CDW CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,075 shares; 2018Q2: 3,075 shares; 2018Q3: 3,718 shares; 2018Q4: 5,743 shares; 2019Q1: 6,718 shares 6,718 $650K <0.01% +975 Timeline XSCDX LMP CAP & INCOME FD INC More: the full row for LMP CAP & INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 45,259 shares; 2018Q2: 45,259 shares; 2018Q3: 46,422 shares; 2018Q4: 47,305 shares; 2019Q1: 50,228 shares 50,228 $648K <0.01% +2,923 Timeline OAKTREE CAP GROUP LLC OAKTREE CAP GROUP LLC More: the full row for OAKTREE CAP GROUP LLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,506 shares; 2018Q2: 18,506 shares; 2018Q3: 16,619 shares; 2018Q4: 16,574 shares; 2019Q1: 13,036 shares 13,036 $648K <0.01% -3,538 BANK OF COMMERCE HOLDINGS BANK OF COMMERCE HOLDINGS More: the full row for BANK OF COMMERCE HOLDINGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 65,419 shares; 2018Q2: 65,419 shares; 2018Q3: 63,419 shares; 2018Q4: 63,419 shares; 2019Q1: 61,419 shares 61,419 $648K <0.01% -2,000 GLPI GAMING & LEISURE P More: the full row for GAMING & LEISURE P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,183 shares; 2018Q2: 4,183 shares; 2018Q3: 13,289 shares; 2018Q4: 14,950 shares; 2019Q1: 17,142 shares 17,142 $647K <0.01% +2,192 Timeline FGD FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 40,691 shares; 2018Q2: 40,691 shares; 2018Q3: 22,995 shares; 2018Q4: 23,719 shares; 2019Q1: 27,643 shares 27,643 $647K <0.01% +3,924 Timeline CANADIAN PACIFIC RAILWAYS CANADIAN PACIFIC RAILWAYS More: the full row for CANADIAN PACIFIC RAILWAYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,938 shares; 2018Q2: 3,938 shares; 2018Q3: 2,696 shares; 2018Q4: 3,593 shares; 2019Q1: 3,124 shares 3,124 $645K <0.01% -469 SMOG VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,273 shares; 2018Q2: 10,273 shares; 2018Q3: 9,935 shares; 2018Q4: 8,642 shares; 2019Q1: 10,355 shares 10,355 $644K <0.01% +1,713 Timeline QARP DBX ETF TR More: the full row for DBX ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 12,178 shares; 2018Q4: 11,656 shares; 2019Q1: 24,314 shares 24,314 $644K <0.01% +12,658 Timeline VONE VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,119 shares; 2018Q2: 5,119 shares; 2018Q3: 3,895 shares; 2018Q4: 4,111 shares; 2019Q1: 4,945 shares 4,945 $643K <0.01% +834 Timeline IYC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,708 shares; 2018Q2: 18,708 shares; 2018Q3: 1,593 shares; 2018Q4: 4,118 shares; 2019Q1: 3,145 shares 3,145 $643K <0.01% -973 Timeline TNDM TANDEM DIABETES CARE INC More: the full row for TANDEM DIABETES CARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 430 shares; 2018Q2: 430 shares; 2018Q3: 4,489 shares; 2018Q4: 4,133 shares; 2019Q1: 10,125 shares 10,125 $642K <0.01% +5,992 Timeline NWN NORTHWEST NAT HLDG CO More: the full row for NORTHWEST NAT HLDG CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 9,062 shares; 2019Q1: 9,772 shares 9,772 $641K <0.01% +710 Timeline IHE ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,891 shares; 2018Q2: 3,891 shares; 2018Q3: 8,811 shares; 2018Q4: 5,897 shares; 2019Q1: 4,162 shares 4,162 $641K <0.01% -1,735 Timeline AMRX AMNEAL PHARMACEUTICALS INC More: the full row for AMNEAL PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 25 shares; 2018Q4: 45,110 shares; 2019Q1: 44,830 shares 44,830 $641K <0.01% -280 Timeline ADX ADAMS DIVERSIFIED EQUITY FD More: the full row for ADAMS DIVERSIFIED EQUITY FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,295 shares; 2018Q2: 17,295 shares; 2018Q3: 18,461 shares; 2018Q4: 37,374 shares; 2019Q1: 44,350 shares 44,350 $641K <0.01% +6,976 Timeline ISCV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,316 shares; 2018Q2: 3,316 shares; 2018Q3: 3,930 shares; 2018Q4: 4,115 shares; 2019Q1: 4,652 shares 4,652 $641K <0.01% +537 Timeline GNTX GENTEX CORP More: the full row for GENTEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,685 shares; 2018Q2: 12,685 shares; 2018Q3: 9,771 shares; 2018Q4: 7,971 shares; 2019Q1: 30,965 shares 30,965 $640K <0.01% +22,994 Timeline EME EMCOR GROUP INC More: the full row for EMCOR GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,824 shares; 2018Q2: 10,824 shares; 2018Q3: 9,888 shares; 2018Q4: 9,458 shares; 2019Q1: 8,743 shares 8,743 $639K <0.01% -715 Timeline TROX TRONOX HOLDINGS PLC More: the full row for TRONOX HOLDINGS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 48,600 shares 48,600 $639K <0.01% new Timeline FRI FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16,933 shares; 2018Q2: 16,933 shares; 2018Q3: 17,029 shares; 2018Q4: 16,716 shares; 2019Q1: 25,592 shares 25,592 $638K <0.01% +8,876 Timeline AXTA AXALTA COATING SYS LTD More: the full row for AXALTA COATING SYS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,912 shares; 2018Q2: 25,912 shares; 2018Q3: 22,879 shares; 2018Q4: 25,435 shares; 2019Q1: 25,233 shares 25,233 $637K <0.01% -202 Timeline