LADENBURG THALMANN FINANCIAL SERVICES INC.
Follow13F filer, CIK 1029730, MIAMI, FL
LADENBURG THALMANN FINANCIAL SERVICES INC. reported $11,950,349,000 across 5,276 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 14.03% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-18-016044
- Period
- 2018-09-30
- Reported value
- $12B
- Holdings
- 5,276
- Top 10 weight
- 14.03%
- New
- 656
- Sold out
- 634
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| QQQnew | +706,564 | $131M |
| SPYGadded | +2,331,362 | $89.1M |
| USMVadded | +1,215,216 | $69.3M |
| RSPnew | +584,619 | $62.4M |
| SHVadded | +307,982 | $34M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| PowerShares QQQ Trust Unit …exited | -761,368 | -$122M |
| MTUMreduced | -505,721 | -$60.2M |
| Guggenheim S&P 500 Equal We…exited | -586,613 | -$58.3M |
| POWERSHARES ETF TR II S&P50…exited | -938,347 | -$39.8M |
| SCZreduced | -606,942 | -$37.8M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 5,276 share positions
Sold out in Q3 2018
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| KLONDEX MNS LTDKLONDEX MNS LTD | 1,200 | $3K | shares |
| MULESOFT INCMULESOFT INC | 76 | $3K | shares |
| CDTI ADVANCED MATLS INCCDTI ADVANCED MATLS INC | 2,700 | $3K | shares |
| JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED | 100 | $3K | shares |
| OBALON THERAPEUTICS INCOBALON THERAPEUTICS INC | 1,000 | $3K | shares |
| NCS MULTISTAGE HLDGS INCNCS MULTISTAGE HLDGS INC | 226 | $3K | shares |
| USAA ETF TRUSAA ETF TR | 50 | $3K | shares |
| INVIVO THERAPEUTICS HLDGS COINVIVO THERAPEUTICS HLDGS CO | 4,968 | $3K | shares |
| GSV CAP CORPGSV CAP CORP | 3,000 | $3K | shares |
| ELFE L F BEAUTY INC | 100 | $2K | shares |
| SESEA LTD | 148 | $2K | shares |
| WKWORKIVA INC | 72 | $2K | shares |
| ARGXARGENX SE | 23 | $2K | shares |
| GPRKGEOPARK LTD | 134 | $2K | shares |
| MYRGMYR GROUP INC | 71 | $2K | shares |
| IZRLARK ETF TR | 123 | $2K | shares |
| SHOSUNSTONE HOTEL INVS INC NEW | 157 | $2K | shares |
| ETDETHAN ALLEN INTERIORS INC | 100 | $2K | shares |
| RDVTRED VIOLET INC | 398 | $2K | shares |
| BSETBASSETT FURNITURE INDS INC | 52 | $2K | shares |
| PROVPROVIDENT FINL HLDGS INC | 92 | $2K | shares |
| TLYSTILLYS INC | 169 | $2K | shares |
| HGTXUHUGOTON ROYALTY TST UBI | 3,630 | $2K | shares |
| GAMIGAMCO INVESTORS, INC. (DE) | 75 | $2K | shares |
| ESSA BANCORP INC COMESSA BANCORP INC COM | 134 | $2K | shares |
| EV ENERGY PARTNERS LPEV ENERGY PARTNERS LP | 12,234 | $2K | shares |
| REDWOOD TR INCREDWOOD TR INC | 2,000 | $2K | shares |
| GLOBAL BRASS & COPPR HLDGS IGLOBAL BRASS & COPPR HLDGS I | 73 | $2K | shares |
| SPEEDWAY MOTORSPORTS INCSPEEDWAY MOTORSPORTS INC | 100 | $2K | shares |
| BRIDGEPOINT EDUCATION INCBRIDGEPOINT EDUCATION INC | 300 | $2K | shares |
| AV HOMES INCAV HOMES INC | 102 | $2K | shares |
| CENTURY BANCORP INC -CL ACENTURY BANCORP INC -CL A | 21 | $2K | shares |
| BALDWIN + LYONS INC -CL BBALDWIN + LYONS INC -CL B | 91 | $2K | shares |
| ATLANTIC COAST FINL CORPATLANTIC COAST FINL CORP | 200 | $2K | shares |
| LIBERTY TAX INCLIBERTY TAX INC | 200 | $2K | shares |
| TRONC INCTRONC INC | 120 | $2K | shares |
| C&J ENERGY SVCS INC NEWC&J ENERGY SVCS INC NEW | 65 | $2K | shares |
| ENTEGRA FINL CORPENTEGRA FINL CORP | 68 | $2K | shares |
| COLUMBIA ETF TR II BEYOND B…COLUMBIA ETF TR II BEYOND BRICS E… | 120 | $2K | shares |
| MEDICAL TRANSCRIPTION BLG COMEDICAL TRANSCRIPTION BLG CO | 750 | $2K | shares |
| SAEXPLORATION HLDGS INCSAEXPLORATION HLDGS INC | 1,700 | $2K | shares |
| COLDAMERICOLD REALTY TRUST INC | 76 | $1K | shares |
| CLARCLARUS CORP NEW | 100 | $1K | shares |
| WTTRSELECT WATER SOLUTIONS INC | 64 | $1K | shares |
| GSMFERROGLOBE PLC | 100 | $1K | shares |
| RAREULTRAGENYX PHARMACEUTICAL IN | 23 | $1K | shares |
| UGPULTRAPAR PARTICIPACOES SA | 25 | $1K | shares |
| MHOM/I HOMES INC | 43 | $1K | shares |
| AKBAAKEBIA THREAPEUTICS INC | 59 | $1K | shares |
| NTWKNETSOL TECHNOLOGIES INC | 200 | $1K | shares |
| FNWBFIRST NORTHWEST BANCORP | 47 | $1K | shares |
| MCHXMARCHEX INC | 202 | $1K | shares |
| TBHCTHE BRAND HOUSE COLLECTIVE I | 97 | $1K | shares |
| AKO-BEMBOTELLADORA ANDINA S A | 29 | $1K | shares |
| LA JOLLA PHARMACEUTICAL COLA JOLLA PHARMACEUTICAL CO | 27 | $1K | shares |
| BIOLASE INCBIOLASE INC | 2,844 | $1K | shares |
| CHUY'S HOLDINGS INCCHUY'S HOLDINGS INC | 38 | $1K | shares |
| NLSTNETLIST, INC. COM STK | 5,000 | $1K | shares |
| DERMIRA INCDERMIRA INC | 100 | $1K | shares |
| CO-DIAGNOSTICS INCCO-DIAGNOSTICS INC | 500 | $1K | shares |
| DIPLOMAT PHARMACY INCDIPLOMAT PHARMACY INC | 75 | $1K | shares |
| CURIS INCCURIS INC | 2,000 | $1K | shares |
| HAWAIIAN TELCOM HOLDCO INCHAWAIIAN TELCOM HOLDCO INC | 41 | $1K | shares |
| VIVUS INCVIVUS INC | 4,454 | $1K | shares |
| RELM WIRELESS CORPRELM WIRELESS CORP | 194 | $1K | shares |
| ENDURO ROYALTY TRUSTENDURO ROYALTY TRUST | 300 | $1K | shares |
| BARCLAYS BK PLCBARCLAYS BK PLC | 40 | $1K | shares |
| COMMERCEHUB INCCOMMERCEHUB INC | 69 | $1K | shares |
| IMMUNE DESIGN CORP.IMMUNE DESIGN CORP. | 330 | $1K | shares |
| EVOFEM BIOSCIENCES INCEVOFEM BIOSCIENCES INC | 83 | $1K | shares |
| AVIANCA HLDGS SAAVIANCA HLDGS SA | 155 | $1K | shares |
| CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INC | 3,061 | $1K | shares |
| DHX MEDIA LTDDHX MEDIA LTD | 290 | $1K | shares |
| CEMTREX INCCEMTREX INC | 201 | $1K | shares |
| JONESTOWN BK &TR CO PA COMJONESTOWN BK &TR CO PA COM | 1,257 | $1K | shares |
| ONCONOVA THERAPEUTICS INC C…ONCONOVA THERAPEUTICS INC COM PAR | 1,020 | $1K | shares |
| STONE ENERGY CORPSTONE ENERGY CORP | 16 | $1K | shares |
| DYNEGY INC NEW DELDYNEGY INC NEW DEL | 2,978 | $1K | shares |
| CHECK CAP LTDCHECK CAP LTD | 2,000 | $1K | shares |
| AATAMERICAN ASSETS TR INC | 13 | $0 | shares |
| DGPDEUTSCHE BK AG LONDON BRH | 5 | $0 | shares |
| CTRNCITI TRENDS INC | 13 | $0 | shares |
| CCUCOMPANIA CERVECERIAS UNIDAS | 12 | $0 | shares |
| AGQPROSHARES TR II | 4 | $0 | shares |
| CLPRCLIPPER RLTY INC | 38 | $0 | shares |
| GASSSTEALTHGAS INC | 50 | $0 | shares |
| VINA CONCHA Y TORO S AVINA CONCHA Y TORO S A | 7 | $0 | shares |
| SOHU.COM INCSOHU.COM INC | 56 | $0 | shares |
| PARKER DRILLING COPARKER DRILLING CO | 100 | $0 | shares |
| AVADEL PHARMACEUTICALS, PLCAVADEL PHARMACEUTICALS, PLC | 46 | $0 | shares |
| Ramaco Resources IncRamaco Resources Inc | 38 | $0 | shares |
| PLAYA HOTELS & RESORTS NVPLAYA HOTELS & RESORTS NV | 27 | $0 | shares |
| AXOVANT SCIENCES LTDAXOVANT SCIENCES LTD | 200 | $0 | shares |
| IMPAX LABORATORIES INCIMPAX LABORATORIES INC | 25 | $0 | shares |
| HOUSTON AMERN ENERGY CORPHOUSTON AMERN ENERGY CORP | 1,300 | $0 | shares |
| TEEKAY TANKERS LTDTEEKAY TANKERS LTD | 241 | $0 | shares |
| LAYNE CHRISTENSEN COLAYNE CHRISTENSEN CO | 33 | $0 | shares |
| PSIVIDA CORPPSIVIDA CORP | 300 | $0 | shares |
| SOFOSONIC FOUNDRY INC NEW COM STK | 4 | $0 | shares |
| POWERSHARES CHINESE YUAN DI…POWERSHARES CHINESE YUAN DIM SUM … | 16 | $0 | shares |
| MATTERSIGHT CORPMATTERSIGHT CORP | 88 | $0 | shares |
| QAD INC-BQAD INC-B | 6 | $0 | shares |
| INTELLIPHARMACEUTICS INTERNAINTELLIPHARMACEUTICS INTERNA | 13 | $0 | shares |
| NEOVASC INC COM STKNEOVASC INC COM STK | 2,900 | $0 | shares |
| ARGOS THERAPEUTICS ORDARGOS THERAPEUTICS ORD | 128 | $0 | shares |
| CHEETAH MOBILE INC SPONSORE…CHEETAH MOBILE INC SPONSORED ADS | 26 | $0 | shares |
| Anthera Pharmaceuticals Inc…Anthera Pharmaceuticals Inc (NV) | 1,500 | $0 | shares |
| LEAF GROUP LTDLEAF GROUP LTD | 60 | $0 | shares |
| RUBICON PROJ INCRUBICON PROJ INC | 162 | $0 | shares |
| CHINOOK THERAPEUTICS INC.CHINOOK THERAPEUTICS INC. | 49 | $0 | shares |
| BIOTIME INCBIOTIME INC | 1,246 | $0 | shares |
| MICROBOT MED INCMICROBOT MED INC | 9 | $0 | shares |
| ACHIEVE LIFE SCIENCE INCACHIEVE LIFE SCIENCE INC | 42 | $0 | shares |
| PROSHARES TR IIPROSHARES TR II | 14 | $0 | shares |
| FC GLOBAL RLTY INCFC GLOBAL RLTY INC | 3 | $0 | shares |
| SAFETY INCOME & GROWTH INCSAFETY INCOME & GROWTH INC | 0 | $0 | shares |
| REX ENERGY CORPORATIONREX ENERGY CORPORATION | 832 | $0 | shares |
| LA QUINTA HLDGS INCLA QUINTA HLDGS INC | 1 | $0 | shares |
| MABVAX THERAPEUTICSMABVAX THERAPEUTICS | 2 | $0 | shares |
| DITECH HLDG CORPDITECH HLDG CORP | 2 | $0 | shares |
| J JILL INCJ JILL INC | 71 | $0 | shares |
| JRJR33 INCORPORATEDJRJR33 INCORPORATED | 50 | $0 | shares |
| SUNESIS PHARMACEUTICALS INCSUNESIS PHARMACEUTICALS INC | 20 | $0 | shares |
| AYTU BIOSCIENCE INCAYTU BIOSCIENCE INC | 7 | $0 | shares |
| BIOBLAST PHARMA LTDBIOBLAST PHARMA LTD | 200 | $0 | shares |
| ALTIMMUNE INCALTIMMUNE INC | 25 | $0 | shares |
| OREXIGEN THERAPEUTICS INC C…OREXIGEN THERAPEUTICS INC COM NEW | 100 | $0 | shares |
| STONE ENERGY CORP WT EXP 02…STONE ENERGY CORP WT EXP 022821 | 71 | $0 | shares |
| EASTMAN KODAK CO WT EXP 090…EASTMAN KODAK CO WT EXP 090318 | 7 | $0 | shares |
| EASTMAN KODAK CO WT EXP 090…EASTMAN KODAK CO WT EXP 090318 | 7 | $0 | shares |
| PETROQUEST ENERGY INC COM N…PETROQUEST ENERGY INC COM NEW | 305 | $0 | shares |
| STELLAR BIOTECHNOLOGIES INC…STELLAR BIOTECHNOLOGIES INC NO PAR | 333 | $0 | shares |
| RESHAPE LIFESCIENCES INCRESHAPE LIFESCIENCES INC | 2 | $0 | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 1 | $0 | shares |
How Q3 2018 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001493152-18-016044 | base | 2018-11-14 | acceptance time not in the bulk data set |