JPMORGAN CHASE & CO
Follow13F filer, CIK 19617, NEW YORK, NY
JPMORGAN CHASE & CO reported $1,669,077,787,156 across 7,377 holdings for the quarter ended 2025-09-30, in a 13F-HR/A filed 2025-11-26. Its ten largest share positions make up 28.04% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0000019617-25-001093
A NEW HOLDINGS amendment repeated most of the original and was read as a restatement (H3).
- Period
- 2025-09-30
- Reported value
- $1.67T
- Holdings
- 7,377
- Top 10 weight
- 28.04%
- New
- 897
- Sold out
- 564
Part of the filer group JPMORGAN CHASE & CO
JPMorgan Asset Management (Asia Pacific) LtdJPMorgan Asset Management (Canada) Inc.
- JPMorgan Asset Management (Asia Pacific) Ltd
- JPMorgan Asset Management (Canada) Inc.
- JPMorgan Asset Management (Japan) Ltd
- JPMorgan Asset Management (Taiwan) Ltd
- JPMorgan Asset Management (UK) Ltd
- JPMorgan Chase Bank, N.A.
- J.P. Morgan Investment Management Inc.
- J.P. MORGAN MANSART MANAGEMENT Ltd
- J.P. Morgan Markets Ltd
- J.P. Morgan Private Investments Inc.
- J.P. Morgan SE
- J.P. Morgan Securities LLC
- J.P. Morgan Securities plc
- J.P. Morgan (Suisse) SA
- J.P. Morgan Trust Co of Delaware
- SECURITY CAPITAL RESEARCH & MANAGEMENT INC
Stakes and trades reported after 2025-09-30
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- MANE VERADERMICS INC: 13G 2,374,502 shares, 5.6% of the class, 13G filed 2026-10-13, 0000019617-26-000348Timeline
Accepted , ingested - BLACKROCK MUNIHOLDINGS FUND, INC.: 13D/A 7,178 shares, 100% of the class, 13D/A filed 2026-10-01, 0001193125-26-410213
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AAPLadded | +22,049,132 | $5.61B |
| NVDAadded | +26,032,415 | $4.86B |
| PLTRadded | +18,587,777 | $3.39B |
| GEVadded | +4,197,635 | $2.58B |
| GOOGLadded | +9,704,869 | $2.36B |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IVVreduced | -6,166,274 | -$4.13B |
| Vreduced | -7,211,590 | -$2.46B |
| AMZNreduced | -10,138,990 | -$2.23B |
| XOMreduced | -19,672,024 | -$2.22B |
| ISRGreduced | -4,175,405 | -$1.87B |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 6,047 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 1,056. All 1,056
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT | put | 14,780,800 | $9.85B | -1,967,200 |
| STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T CALL | call | 12,995,700 | $8.66B | +4,125,700 |
| ISHARES TRISHARES TR PUT | put | 26,746,000 | $5.84B | +1,374,800 |
| INVESCO QQQ TRINVESCO QQQ TR CALL | call | 7,241,000 | $4.35B | +3,634,500 |
| SPDR GOLD TRSPDR GOLD TR PUT | put | 12,167,800 | $4.33B | +3,262,500 |
| NVIDIA CORPORATIONNVIDIA CORPORATION CALL | call | 22,339,300 | $4.17B | +1,748,600 |
| SPDR GOLD TRSPDR GOLD TR CALL | call | 11,109,500 | $3.95B | +625,800 |
| INVESCO QQQ TRINVESCO QQQ TR PUT | put | 6,329,600 | $3.8B | +2,135,500 |
| APPLE INCAPPLE INC CALL | call | 12,860,000 | $3.27B | +4,747,100 |
| MICROSOFT CORPMICROSOFT CORP CALL | call | 5,076,400 | $2.63B | +129,100 |
| ISHARES TRISHARES TR PUT | put | 23,972,900 | $1.95B | -1,072,100 |
| NVIDIA CORPORATIONNVIDIA CORPORATION PUT | put | 9,597,900 | $1.79B | -277,300 |
| ISHARES TRISHARES TR CALL | call | 8,769,100 | $1.74B | +2,335,700 |
| TESLA INCTESLA INC PUT | put | 3,730,400 | $1.66B | +1,611,400 |
| TESLA INCTESLA INC CALL | call | 3,065,200 | $1.36B | -14,100 |
| ISHARES TRISHARES TR CALL | call | 13,033,400 | $1.34B | +9,458,200 |
| AMAZON COM INCAMAZON COM INC CALL | call | 6,075,100 | $1.33B | +563,400 |
| ISHARES SILVER TRISHARES SILVER TR PUT | put | 29,881,400 | $1.27B | +244,200 |
| APPLE INCAPPLE INC PUT | put | 4,954,000 | $1.26B | +2,041,100 |
| MICROSOFT CORPMICROSOFT CORP PUT | put | 2,186,900 | $1.13B | +363,300 |
| ALPHABET INCALPHABET INC CALL | call | 4,479,800 | $1.09B | +1,075,000 |
| ISHARES TRISHARES TR PUT | put | 20,283,000 | $978M | -1,718,400 |
| BROADCOM INCBROADCOM INC CALL | call | 2,934,200 | $968M | -651,900 |
| TAIWAN SEMICONDUCTOR MANUFACTAIWAN SEMICONDUCTOR MANUFAC PUT | put | 3,259,600 | $910M | -101,800 |
| META PLATFORMS INCMETA PLATFORMS INC PUT | put | 1,081,300 | $794M | -1,373,500 |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR CALL | call | 14,455,100 | $779M | +11,725,100 |
| ISHARES TRISHARES TR ETF | put | 7,361,200 | $773M | +2,368,600 |
| META PLATFORMS INCMETA PLATFORMS INC CALL | call | 1,040,800 | $764M | +313,800 |
| ISHARES SILVER TRISHARES SILVER TR CALL | call | 16,941,000 | $718M | -7,932,400 |
| ALPHABET INCALPHABET INC PUT | put | 2,851,200 | $694M | +1,066,000 |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR PUT | put | 11,009,700 | $593M | +1,612,700 |
| ISHARES TRISHARES TR CALL | call | 6,787,300 | $551M | +3,952,300 |
| ISHARES TRISHARES TR CALL | call | 9,563,800 | $472M | -4,973,800 |
| STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND UT SER 1 | put | 960,600 | $445M | +382,800 |
| MARVELL TECHNOLOGY INCMARVELL TECHNOLOGY INC PUT | put | 5,220,100 | $439M | +5,163,100 |
| APPLOVIN CORPAPPLOVIN CORP PUT | put | 556,900 | $400M | +494,800 |
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD PUT | put | 2,066,500 | $369M | +1,245,900 |
| AMAZON COM INCAMAZON COM INC PUT | put | 1,643,800 | $361M | +396,200 |
| BANK OF AMER CORPBANK OF AMER CORP PUT | put | 6,677,700 | $345M | +1,520,300 |
| DELTA AIR LINES INCDELTA AIR LINES INC CALL | call | 6,002,900 | $341M | +2,347,700 |
| DOORDASH INCDOORDASH INC CL A | put | 1,251,200 | $340M | +483,900 |
| VANECK ETF TRUSTVANECK ETF TRUST PUT | put | 2,362,300 | $316M | +398,600 |
| BROADCOM INCBROADCOM INC PUT | put | 890,900 | $294M | +212,700 |
| ALPHABET INCALPHABET INC PUT | put | 1,143,900 | $278M | +605,100 |
| GE AEROSPACEGE AEROSPACE CALL | call | 887,250 | $267M | +17,600 |
| ELI LILLY & COELI LILLY & CO CALL | call | 329,300 | $251M | +72,900 |
| SNOWFLAKE INCSNOWFLAKE INC PUT | put | 1,111,700 | $251M | -57,400 |
| ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC CALL JUL 550 | call | 1,514,900 | $245M | +171,100 |
| ISHARES INCISHARES INC PUT | put | 7,673,100 | $238M | +4,949,500 |
| ALPHABET INCALPHABET INC CALL | call | 946,200 | $230M | +689,300 |
| VANECK ETF TRUSTVANECK ETF TRUST CALL | call | 2,138,200 | $209M | +1,230,700 |
| BANK OF AMER CORPBANK OF AMER CORP CALL | call | 4,002,300 | $206M | +192,200 |
| DEUTSCHE BK AGDEUTSCHE BK AG NAMEN AKT | put | 5,524,100 | $196M | +426,400 |
| INTEL CORPINTEL CORP PUT | put | 5,771,600 | $194M | +1,982,000 |
| PALANTIR TECHNOLOGIES INCPALANTIR TECHNOLOGIES INC CALL | call | 1,045,500 | $191M | -911,900 |
| CITIGROUP INCCITIGROUP INC PUT | put | 1,772,900 | $180M | +125,200 |
| TAIWAN SEMICONDUCTOR MANUFACTAIWAN SEMICONDUCTOR MANUFAC CALL | call | 636,000 | $178M | +203,100 |
| WELLS FARGO & COWELLS FARGO & CO CALL | put | 2,095,500 | $176M | +33,900 |
| DELTA AIR LINES INCDELTA AIR LINES INC PUT | put | 2,991,300 | $170M | +438,100 |
| SALESFORCE INCSALESFORCE INC CALL | call | 702,700 | $167M | -37,300 |
| CISCO SYS INCCISCO SYS INC CALL | call | 2,389,600 | $163M | -1,341,900 |
| APPLIED MATLS INCAPPLIED MATLS INC CALL | call | 793,100 | $162M | +680,200 |
| NETFLIX INC.NETFLIX INC. CALL | call | 133,200 | $160M | +49,900 |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR CALL | call | 1,767,600 | $158M | -339,300 |
| KRANESHARES TRUSTKRANESHARES TRUST CALL | call | 3,638,300 | $152M | +2,588,300 |
| NETFLIX INC.NETFLIX INC. PUT | put | 120,500 | $144M | +44,700 |
| BOEING COBOEING CO PUT | put | 665,100 | $144M | +204,400 |
| ISHARES INCISHARES INC CALL | call | 4,628,700 | $143M | +4,128,700 |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC CALL | call | 849,400 | $142M | +426,900 |
| ISHARES BITCOIN TRUST ETFISHARES BITCOIN TRUST ETF PUT | put | 2,050,900 | $133M | new |
| JOHNSON & JOHNSONJOHNSON & JOHNSON CALL | call | 694,400 | $129M | +93,100 |
| UNITEDHEALTH GROUP INCUNITEDHEALTH GROUP INC PUT | put | 369,600 | $128M | +247,300 |
| PALANTIR TECHNOLOGIES INCPALANTIR TECHNOLOGIES INC PUT | put | 686,200 | $125M | -263,800 |
| FERRARI N VFERRARI N V COM | call | 253,200 | $123M | +1,000 |
| SEA LTDSEA LTD PUT | put | 679,500 | $121M | +162,200 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC PUT | put | 352,800 | $119M | +33,500 |
| ORACLE CORPORACLE CORP PUT | put | 419,100 | $118M | +210,300 |
| STRATEGY INCSTRATEGY INC COM NEW | put | 363,000 | $117M | -1,405,700 |
| MORGAN STANLEYMORGAN STANLEY Option | put | 731,100 | $116M | -243,500 |
| SPDR SERIES TRUSTSPDR SERIES TRUST PUT | put | 1,739,700 | $115M | -426,700 |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR PUT | put | 746,100 | $115M | +473,100 |
| BARRICK MNG CORPBARRICK MNG CORP PUT | put | 3,445,500 | $113M | +1,595,500 |
| OCCIDENTAL PETE CORPOCCIDENTAL PETE CORP PUT | put | 2,359,400 | $111M | +1,533,000 |
| UNITEDHEALTH GROUP INCUNITEDHEALTH GROUP INC CALL | call | 322,600 | $111M | -119,300 |
| UBS GROUP AGUBS GROUP AG SHS | call | 2,658,500 | $109M | +477,000 |
| EXXON MOBIL CORPEXXON MOBIL CORP CALL | call | 943,400 | $106M | -1,175,700 |
| NEWMONT CORPNEWMONT CORP CALL | call | 1,260,200 | $106M | +58,500 |
| UNITED AIRLS HLDGS INCUNITED AIRLS HLDGS INC CALL | call | 1,100,000 | $106M | +504,400 |
| APOLLO GLOBAL MGMT INCAPOLLO GLOBAL MGMT INC COM | put | 772,400 | $103M | +149,300 |
| CITIGROUP INCCITIGROUP INC CALL | call | 1,005,600 | $102M | -33,000 |
| CHEVRON CORPORATIONCHEVRON CORPORATION CALL | call | 638,200 | $99.1M | -60,400 |
| ORACLE CORPORACLE CORP CALL | call | 340,900 | $95.9M | +167,400 |
| DEUTSCHE BK AGDEUTSCHE BK AG NAMEN AKT | call | 2,705,000 | $95.8M | +1,795,600 |
| SPDR SERIES TRUSTSPDR SERIES TRUST PUT | put | 955,100 | $95.7M | +825,100 |
| MASTERCARD INCORPORATEDMASTERCARD INCORPORATED CL A | call | 164,800 | $93.7M | +30,000 |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR PUT | put | 383,700 | $91.9M | +134,600 |
| KKR & CO INCKKR & CO INC Option | put | 701,000 | $91.1M | +657,500 |
| BARRICK MNG CORPBARRICK MNG CORP CALL | call | 2,771,600 | $90.8M | +1,286,400 |
| INTERNATIONAL BUSINESS MACHSINTERNATIONAL BUSINESS MACHS CALL | call | 312,800 | $88.3M | +102,700 |
| ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC PUT | put | 533,700 | $86.3M | -627,800 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 274. All 274
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD NOTE 0.500% 6/0 | principal | 54,075,000 | $99.7M | +1,416,000 |
| ECHOSTAR CORPECHOSTAR CORP NOTE 3.875%11/3 | principal | 28,143,426 | $69M | -11,151,346 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0 | principal | 47,436,000 | $54.2M | +5,647,000 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 0.875%12/0 | principal | 35,672,000 | $52.5M | -6,718,000 |
| MKS INC.MKS INC. NOTE 1.250% 6/0 | principal | 46,553,000 | $51.1M | -977,000 |
| SOUTHERN COSOUTHERN CO NOTE 4.500% 6/1 | principal | 45,305,000 | $50.3M | +5,606,000 |
| LYFT INCLYFT INC Convertible | principal | 31,723,000 | $41.1M | +10,383,000 |
| SNOWFLAKE INCSNOWFLAKE INC NOTE 10/0 | principal | 25,781,000 | $39.2M | new |
| BOFA FIN LLCBOFA FIN LLC MTNF 0.600% 5/2 | principal | 39,228,000 | $38.2M | +4,265,000 |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 25,303,000 | $38M | +8,543,000 |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 35,124,000 | $35.6M | -11,584,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD Convertible | principal | 29,323,000 | $34.9M | new |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 35,338,000 | $32.2M | +9,536,000 |
| MERITAGE HOMES CORPMERITAGE HOMES CORP NOTE 1.750% 5/1 | principal | 30,449,000 | $31.2M | +4,347,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 | principal | 22,117,000 | $31.1M | +4,625,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 11,036,000 | $31.1M | -27,841,000 |
| PG&E CORPPG&E CORP NOTE 4.250%12/0 | principal | 29,408,000 | $29.8M | -546,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 18,251,000 | $29.6M | -3,034,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.250% 4/0 | principal | 22,957,000 | $28.7M | +7,597,000 |
| GLOBAL PMTS INCGLOBAL PMTS INC NOTE 1.500% 3/0 | principal | 30,170,000 | $27.7M | -2,127,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.750% 6/0 | principal | 28,063,000 | $27.3M | -1,823,000 |
| SPECTRUM BRANDS INCSPECTRUM BRANDS INC Convertible Bond | principal | 28,311,000 | $26.3M | -160,000 |
| ITRON INCITRON INC NOTE 1.375% 7/1 | principal | 22,822,000 | $26.2M | +4,554,000 |
| STRATEGY INCSTRATEGY INC NOTE 0.625% 3/1 | principal | 11,657,000 | $26M | +7,461,000 |
| AIRBNB INCAIRBNB INC CLASS A | principal | 26,453,000 | $25.9M | +4,541,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 13,994,000 | $24.8M | 0 |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 22,218,000 | $24.7M | +100,000 |
| VEECO INSTRS INC DELVEECO INSTRS INC DEL NOTE 2.875% 6/0 | principal | 19,429,000 | $24.5M | -350,000 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 22,487,000 | $24.1M | -3,528,000 |
| DROPBOX INCDROPBOX INC NOTE 3/0 | principal | 22,581,000 | $23.3M | -7,101,000 |
| FIVE9 INCFIVE9 INC CNV | principal | 25,108,000 | $22.3M | -3,693,000 |
| JD.COM INCJD.COM INC NOTE 0.250% 6/0 | principal | 19,599,000 | $21.1M | -8,233,000 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 22,973,000 | $19.9M | +366,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 | principal | 17,083,000 | $19.7M | +5,048,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 20,495,000 | $19.7M | -2,490,000 |
| ADVANCED ENERGY INDSADVANCED ENERGY INDS NOTE 2.500% 9/1 | principal | 13,426,000 | $18.6M | -6,091,000 |
| BOX INCBOX INC NOTE 1/1 | principal | 14,679,000 | $18.5M | -600,000 |
| BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1 | principal | 18,634,000 | $18.4M | -2,120,000 |
| ALARM COM HLDGS INCALARM COM HLDGS INC NOTE 2.250% 6/0 | principal | 18,603,000 | $17.8M | +3,188,000 |
| SOUTHERN COSOUTHERN CO NOTE 3.875%12/1 | principal | 15,792,000 | $17.8M | +4,524,000 |
| AFFIRM HLDGS INCAFFIRM HLDGS INC NOTE 11/1 | principal | 18,583,000 | $17.6M | -3,394,000 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 16,630,000 | $17.3M | -1,848,000 |
| OKTA INCOKTA INC NOTE 0.375% 6/1 | principal | 16,713,000 | $16.2M | -1,766,000 |
| JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 2.500% 9/0 | principal | 15,277,000 | $15.8M | new |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1 | principal | 16,831,000 | $15.8M | -12,082,000 |
| ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION NOTE 1.750% 8/1 | principal | 15,837,000 | $14.9M | -4,264,000 |
| CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1 | principal | 13,460,000 | $14.9M | +1,107,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 11,594,000 | $14.4M | +2,716,000 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 14,372,000 | $14.4M | +383,000 |
| TRIP COM GROUP LTDTRIP COM GROUP LTD NOTE 0.750% 6/1 | principal | 11,184,000 | $14.3M | +4,000,000 |
| BLOCK INCBLOCK INC NOTE 0.250%11/0 | principal | 15,425,000 | $14.1M | -1,843,000 |
| WAYFAIR INCWAYFAIR INC Convertible bond | principal | 6,759,000 | $14M | +3,897,000 |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND | principal | 12,922,000 | $13.9M | +6,408,000 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/1 | principal | 13,608,000 | $13.3M | -787,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0 | principal | 14,324,000 | $13.3M | -1,656,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 13,742,000 | $13.2M | -149,000 |
| WEC ENERGY GROUP INCWEC ENERGY GROUP INC Convertible | principal | 10,721,000 | $13.2M | +4,127,000 |
| ANI PHARMACEUTICALS INCANI PHARMACEUTICALS INC NOTE 2.250% 9/0 | principal | 9,265,000 | $13M | new |
| PARSONS CORP DELPARSONS CORP DEL NOTE 2.625% 3/0 | principal | 11,316,000 | $12.9M | +1,848,000 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 | principal | 13,275,000 | $12.6M | +634,000 |
| CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC NOTE 0.375% 6/1 | principal | 12,143,000 | $12.1M | +119,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1 | principal | 8,614,000 | $12M | -1,353,000 |
| PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1 | principal | 10,263,000 | $11.7M | +4,646,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1 | principal | 4,813,000 | $11.6M | -18,362,000 |
| TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC NOTE 0.250% 3/1 | principal | 10,386,000 | $11.5M | -6,193,000 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 11,330,000 | $11.2M | +2,041,000 |
| SNOWFLAKE INCSNOWFLAKE INC NOTE 10/0 | principal | 7,102,000 | $11.1M | new |
| SPIRIT AEROSYSTEMS INCSPIRIT AEROSYSTEMS INC CNV | principal | 7,304,000 | $11M | +90,000 |
| FLUOR CORPFLUOR CORP NOTE 1.125% 8/1 | principal | 8,048,000 | $9.54M | -5,947,000 |
| SNAP INCSNAP INC NOTE 5/0 | principal | 9,834,000 | $8.95M | -36,826,000 |
| NUTANIX INCNUTANIX INC Convertible | principal | 6,356,000 | $8.93M | -548,000 |
| EVERGY INCEVERGY INC NOTE 4.500%12/1 | principal | 6,926,000 | $8.69M | -4,971,000 |
| CALLAWAY GOLF COCALLAWAY GOLF CO NOTE 2.750% 5/0 | principal | 8,758,000 | $8.64M | -3,141,000 |
| NCL CORP LTDNCL CORP LTD BOND | principal | 8,445,000 | $8.62M | +7,872,000 |
| Dropbox IncDropbox Inc Convertible bond | principal | 8,688,000 | $8.6M | +3,110,000 |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC NOTE 5.500%12/0 | principal | 3,932,000 | $8.5M | -4,174,000 |
| TWO HARBORS INV CORPTWO HARBORS INV CORP NOTE 6.250% 1/1 | principal | 8,377,000 | $8.43M | 0 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP NOTE 3.000% 6/0 | principal | 2,029,000 | $8.4M | +1,066,000 |
| CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0 | principal | 7,553,000 | $8.28M | -3,597,000 |
| MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 | principal | 8,532,000 | $8.18M | +724,000 |
| REPLIGEN CORPREPLIGEN CORP NOTE 1.000%12/1 | principal | 8,042,000 | $8.12M | +3,858,000 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP Bond | principal | 1,985,000 | $7.86M | -1,873,000 |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 8,279,000 | $7.64M | +1,000 |
| OSI SYSTEMS INCOSI SYSTEMS INC NOTE 2.250% 8/0 | principal | 8,329,000 | $7.46M | new |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 5,756,000 | $7.28M | +1,668,000 |
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 7,377,000 | $7.17M | new |
| SHIFT4 PMTS INCSHIFT4 PMTS INC NOTE 0.500% 8/0 | principal | 7,239,000 | $7.12M | +2,245,000 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 7,585,000 | $7.03M | -162,000 |
| SNAP INCSNAP INC Convertible | principal | 8,014,000 | $6.88M | -6,832,000 |
| ALARM.COM HLDGS INCALARM.COM HLDGS INC NOTE 1/1 | principal | 6,909,000 | $6.8M | -346,000 |
| ENOVIS CORPORATIONENOVIS CORPORATION NOTE 3.875%10/1 | principal | 6,812,000 | $6.72M | +1,097,000 |
| ANYWHERE REAL ESTATE GROUP LANYWHERE REAL ESTATE GROUP L CNV | principal | 6,380,000 | $6.35M | -5,900,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 5,900,000 | $6.14M | +2,866,000 |
| BOX INCBOX INC NOTE 1.500% 9/1 | principal | 6,069,000 | $6.12M | new |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 7,074,000 | $6.11M | -4,285,000 |
| IRHYTHM HOLDINGS INCIRHYTHM HOLDINGS INC NOTE 1.500% 9/0 | principal | 4,494,000 | $6.11M | new |
| DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV | principal | 6,708,000 | $6.05M | -223,000 |
| WORKIVA INCWORKIVA INC NOTE 1.125% 8/1 | principal | 5,438,000 | $6.04M | 0 |
| NCL CORP LTDNCL CORP LTD NOTE 2.500% 2/1 | principal | 5,462,000 | $5.79M | +5,290,000 |
| FRESHPET INCFRESHPET INC NOTE 3.000% 4/0 | principal | 5,078,000 | $5.71M | +3,506,000 |
Sold out in Q3 2025
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| VFLABRDN NATL MUN INCOME FD | 39 | $377 | shares |
| EQEQUILLIUM INC | 1,108 | $349 | shares |
| NEXTCURE INCNEXTCURE INC | 756 | $348 | shares |
| CAMPCAMP4 THERAPEUTICS CORP | 238 | $345 | shares |
| CXEMFS HIGH INCOME MUN TR | 96 | $344 | shares |
| FiscalNote Holdings IncFiscalNote Holdings Inc | 639 | $343 | shares |
| PMMFRANKLIN MANAGED MUN INCOME | 55 | $329 | shares |
| IWMYTIDAL TRUST II | 13 | $313 | shares |
| ZNOVINNOVATOR ETFS TRUST | 11 | $285 | shares |
| RETLDIREXION SHARES ETF TRUST | 36 | $274 | shares |
| GIBO HOLDINGS LTD.GIBO HOLDINGS LTD. | 1,868 | $273 | shares |
| SLAISOLAI LIMITED | 130 | $266 | shares |
| CLOIVANECK ETF TRUST | 5 | $265 | shares |
| BWBABCOCK & WILCOX ENTERPRISES | 266 | $256 | shares |
| XBKNXBLACKROCK INVEST QLTY MUNI | 22 | $240 | shares |
| EFTEATON VANCE FLOATING RATE IN | 19 | $237 | shares |
| PTLNORTHERN LTS FD TR IV | 1 | $229 | shares |
| SONIM TECHNOLOGIES INCSONIM TECHNOLOGIES INC | 185 | $226 | shares |
| JHIHANCOCK JOHN INVS TR | 14 | $194 | shares |
| CNFINANCE HLDGS LTDCNFINANCE HLDGS LTD | 260 | $169 | shares |
| WALLBOX NVWALLBOX NV | 500 | $159 | shares |
| BGSFBGSF INC | 23 | $147 | shares |
| SERVOTRONICS INCSERVOTRONICS INC | 3 | $141 | shares |
| NTCLNETCLASS TECHNOLOGY INC | 77 | $127 | shares |
| CONNECT BIOPHARMA HLDGS LTDCONNECT BIOPHARMA HLDGS LTD | 121 | $121 | shares |
| PRXVPRAXIS FDS | 4 | $113 | shares |
| PASSAGE BIO INCPASSAGE BIO INC | 273 | $109 | shares |
| BRENMILLER ENERGY LTDBRENMILLER ENERGY LTD | 43 | $107 | shares |
| BUFDFIRST TR EXCHNG TRADED FD VI | 4 | $106 | shares |
| ELCVSTRATEGY SHS | 4 | $102 | shares |
| PSFCOHEN & STEERS SELECT PFD & | 5 | $101 | shares |
| PRXGPRAXIS FDS | 3 | $99 | shares |
| DALIFIRST TR EXCHANGE TRADED FD | 3 | $95 | shares |
| MAIAMAIA BIOTECHNOLOGY INC | 50 | $90 | shares |
| SOVFELEVATION SERIES TRUST | 3 | $90 | shares |
| FSIFLEXIBLE SOLUTIONS INTL INC | 18 | $87 | shares |
| OPPRIVERNORTH DOUBLELINE STRATE | 10 | $86 | shares |
| BIBLNORTHERN LTS FD TR IV | 2 | $83 | shares |
| SJBPROSHARES TR | 5 | $78 | shares |
| VMOINVESCO MUN OPPORTUNIT TR | 8 | $73 | shares |
| DURECT CORPDURECT CORP | 109 | $69 | shares |
| TURNSTONE BIOLOGICS CORPTURNSTONE BIOLOGICS CORP | 158 | $57 | shares |
| UPWPROSHARES TR | 0 | $51 | shares |
| XHLFBONDBLOXX ETF TRUST | 1 | $50 | shares |
| EOTEATON VANCE NATL MUN OPPORT | 3 | $49 | shares |
| China Rapid Finance Ltd (US…China Rapid Finance Ltd (US) ADR … | 7 | $44 | shares |
| ATHIRA PHARMA INCATHIRA PHARMA INC | 143 | $43 | shares |
| LAZYDAYS HLDGS INCLAZYDAYS HLDGS INC | 166 | $40 | shares |
| SLNGSTABILIS SOLUTIONS INC | 8 | $38 | shares |
| GEOSGEOSPACE TECHNOLOGIES CORP | 2 | $29 | shares |
| BIOVIE INCBIOVIE INC | 30 | $28 | shares |
| QQQYTIDAL TRUST II | 1 | $26 | shares |
| SCNXSCIENTURE HLDGS INC | 14 | $15 | shares |
| TCRTALAUNOS THERAPEUTICS INC | 3 | $15 | shares |
| CALIDI BIOTHERAPEUTICS INCCALIDI BIOTHERAPEUTICS INC | 63 | $14 | shares |
| AGIGABUNDIA GLOBAL IMPACT GROUP | 1 | $11 | shares |
| HELIUS MED TECHNOLOGIES INCHELIUS MED TECHNOLOGIES INC | 53 | $10 | shares |
| XMQTXBLACKROCK MUNIYIELD QLTY II | 0 | $9 | shares |
| AIREREALPHA TECH CORP | 25 | $8 | shares |
| DARIOHEALTH CORPDARIOHEALTH CORP | 11 | $7 | shares |
| OTRKONTRAK INC COM COM PAR $0.0001 | 6 | $2 | shares |
| GLOBAL X FDSGLOBAL X FDS | 0 | $1 | shares |
| GRYPHON DIGITAL MNG INCGRYPHON DIGITAL MNG INC | 1 | $1 | shares |
| ENERGOUS CORPENERGOUS CORP | 1 | $0 | shares |
How Q3 2025 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0000019617-25-001081 | superseded | 2025-11-07 | acceptance time not in the bulk data set | ||
| 13F-HR/A 0000019617-25-001093 | base | new holdings | 2025-11-26 | acceptance time not in the bulk data set |