Joseph P. Lucia & Associates, LLC

13F filer, CIK 1775391, Yorktown Heights, NY

Joseph P. Lucia & Associates, LLC reported $217,130,285 across 136 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-10-23. Its ten largest share positions make up 32.8% of the portfolio.

Filed 2024-10-23 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0001172661-24-004326

Period: 2024-09-30
Reported value: $217M
Holdings: 136
Top 10 weight: 32.8%
New: 16
Sold out: 3

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AGGadded	+14,835	$1.5M
RSPadded	+7,856	$1.41M
FTSDnew	+14,685	$1.34M
SNOWadded	+8,492	$975K
LQDadded	+8,359	$944K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
SCHPreduced	-10,293	-$552K
RSPTreduced	-8,131	-$307K
TIPexited	-2,619	-$280K
SMHreduced	-1,061	-$260K
STIPreduced	-2,145	-$217K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0001172661-24-004326, largest first. % of portfolio is the value over $217,130,285, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
AAPLAPPLE INC	43,897	$10.2M	4.71%	-126	Timeline
SMHVANECK ETF TRUST	38,628	$9.48M	4.37%	-1,061	Timeline
NOBLPROSHARES TR	75,812	$8.09M	3.73%	-883	Timeline
SCHBSCHWAB STRATEGIC TR	110,486	$7.35M	3.38%	+6,662	Timeline
RSPTINVESCO EXCHANGE TRADED FD T	175,652	$6.62M	3.05%	-8,131	Timeline
AMZNAMAZON COM INC	33,886	$6.31M	2.91%	+2,059	Timeline
SCHGSCHWAB STRATEGIC TR	58,816	$6.13M	2.82%	+2,124	Timeline
RSPFINVESCO EXCHANGE TRADED FD T	82,143	$5.67M	2.61%	+896	Timeline
XLKSELECT SECTOR SPDR TR	25,089	$5.66M	2.61%	+45	Timeline
NVDANVIDIA CORPORATION	46,631	$5.66M	2.61%	+2,413	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	8,360	$4.8M	2.21%	+883	Timeline
QQQINVESCO QQQ TR	9,550	$4.66M	2.15%	+157	Timeline
DVYISHARES TR	33,474	$4.52M	2.08%	-1,165	Timeline
SCHDSCHWAB STRATEGIC TR	51,730	$4.37M	2.01%	-380	Timeline
JEPIJ P MORGAN EXCHANGE TRADED F	72,543	$4.32M	1.99%	+864	Timeline
RSPHINVESCO EXCHANGE TRADED FD T	123,495	$3.98M	1.83%	-450	Timeline
AGGISHARES TR	34,189	$3.46M	1.59%	+14,835	Timeline
HACKAMPLIFY ETF TR	48,379	$3.3M	1.52%	-10	Timeline
XLVSELECT SECTOR SPDR TR	21,363	$3.29M	1.52%	+146	Timeline
XLESELECT SECTOR SPDR TR	37,464	$3.29M	1.51%	+2,668	Timeline
BIVVANGUARD BD INDEX FDS	41,652	$3.26M	1.5%	+5,254	Timeline
LQDISHARES TR	27,741	$3.13M	1.44%	+8,359	Timeline
RSPINVESCO EXCHANGE TRADED FD T	17,365	$3.11M	1.43%	+7,856	Timeline
METAMETA PLATFORMS INC	4,881	$2.79M	1.29%	-64	Timeline
RSPNINVESCO EXCHANGE TRADED FD T	53,460	$2.74M	1.26%	-251	Timeline
VBVANGUARD INDEX FDS	10,979	$2.6M	1.2%	+1,466	Timeline
VOTVANGUARD INDEX FDS	10,653	$2.59M	1.19%	-247	Timeline
SCHXSCHWAB STRATEGIC TR	38,150	$2.59M	1.19%	+853	Timeline
SCHASCHWAB STRATEGIC TR	48,283	$2.49M	1.15%	-1,031	Timeline
VIGVANGUARD SPECIALIZED FUNDS	12,344	$2.44M	1.13%	-133	Timeline
XLFSELECT SECTOR SPDR TR	52,237	$2.37M	1.09%	+5,592	Timeline
QYLDGLOBAL X FDS	131,155	$2.37M	1.09%	+1,454	Timeline
SDOGALPS ETF TR	39,963	$2.36M	1.09%	-230	Timeline
TLTISHARES TR	23,982	$2.35M	1.08%	+3,763	Timeline
RSPGINVESCO EXCHANGE TRADED FD T	29,069	$2.23M	1.03%	+174	Timeline
SCHMSCHWAB STRATEGIC TR	26,721	$2.22M	1.02%	-352	Timeline
PFFISHARES TR	60,353	$2.01M	0.92%	-1,406	Timeline
PFXFVANECK ETF TRUST	104,997	$1.92M	0.88%	-4,383	Timeline
JEPQJ P MORGAN EXCHANGE TRADED F	33,795	$1.86M	0.85%	-1,631	Timeline
AVUVAMERICAN CENTY ETF TR	18,145	$1.74M	0.8%	+1,813	Timeline
RSPSINVESCO EXCHANGE TRADED FD T	53,430	$1.73M	0.8%	+300	Timeline
XLBSELECT SECTOR SPDR TR	17,577	$1.69M	0.78%	+681	Timeline
SCHPSCHWAB STRATEGIC TR	29,071	$1.56M	0.72%	-10,293	Timeline
GBTCGRAYSCALE BITCOIN TRUST ETF	29,275	$1.48M	0.68%	-1,963	Timeline
XLISELECT SECTOR SPDR TR	10,902	$1.48M	0.68%	+1,441	Timeline
KIOKKR INCOME OPPORTUNITIES FD	99,447	$1.47M	0.68%	+3,167	Timeline
VHTVANGUARD WORLD FD	5,146	$1.45M	0.67%	0	Timeline
FTSDFRANKLIN ETF TR	14,685	$1.34M	0.62%	new	Timeline
VZVERIZON COMMUNICATIONS INC	29,566	$1.33M	0.61%	-1,731	Timeline
SNOWSNOWFLAKE INC	11,250	$1.29M	0.6%	+8,492	Timeline
RSPDINVESCO EXCHANGE TRADED FD T	24,359	$1.27M	0.58%	-135	Timeline
HYGISHARES TR	14,476	$1.16M	0.54%	+5,777	Timeline
SOXXISHARES TR	4,992	$1.15M	0.53%	+1,075	Timeline
GOOGLALPHABET INC	6,781	$1.12M	0.52%	+154	Timeline
UBERUBER TECHNOLOGIES INC	14,930	$1.12M	0.52%	-500	Timeline
MSFTMICROSOFT CORP	2,605	$1.12M	0.52%	+176	Timeline
IHIISHARES TR	17,203	$1.02M	0.47%	-1,000	Timeline
KRESPDR SERIES TRUST	17,942	$1.02M	0.47%	+118	Timeline
IBMINTERNATIONAL BUSINESS MACHS	4,593	$1.02M	0.47%	-95	Timeline
WCLDWISDOMTREE TR	31,754	$1.01M	0.47%	-275	Timeline
SOCLGLOBAL X FDS	22,920	$992K	0.46%	-2,140	Timeline
STIPISHARES TR	9,610	$974K	0.45%	-2,145	Timeline
PNQIINVESCO EXCHANGE TRADED FD T	21,709	$943K	0.43%	+1,303	Timeline
FLOTISHARES TR	18,380	$938K	0.43%	-2,135	Timeline
PFEPFIZER INC	31,135	$901K	0.41%	+2,798	Timeline
EDCONSOLIDATED EDISON INC	8,583	$894K	0.41%	+8	Timeline
XYLDGLOBAL X FDS	21,105	$876K	0.4%	+247	Timeline
ETENERGY TRANSFER L P	52,677	$845K	0.39%	+8,438	Timeline
XNTKSPDR SERIES TRUST	3,964	$783K	0.36%	+212	Timeline
BXSLBLACKSTONE SECD LENDING FD	25,454	$746K	0.34%	+2,589	Timeline
DISDISNEY WALT CO	7,588	$730K	0.34%	-666	Timeline
ITAISHARES TR	4,808	$719K	0.33%	-31	Timeline
XLUSELECT SECTOR SPDR TR	8,180	$661K	0.3%	new	Timeline
SEPWAIM ETF PRODUCTS TRUST	21,790	$622K	0.29%	new	Timeline
SPLVINVESCO EXCH TRADED FD TR II	8,536	$612K	0.28%	-540	Timeline
VOEVANGUARD INDEX FDS	3,524	$591K	0.27%	+26	Timeline
BABINVESCO EXCH TRADED FD TR II	20,405	$563K	0.26%	-4,711	Timeline
LLYELI LILLY & CO	599	$531K	0.24%	+268	Timeline
GOOGALPHABET INC	3,174	$531K	0.24%	-218	Timeline
ETWEATON VANCE TAX-MANAGED GLOB	60,885	$528K	0.24%	-5,598	Timeline
XLYSELECT SECTOR SPDR TR	2,564	$514K	0.24%	-90	Timeline
BUGGLOBAL X FDS	16,220	$502K	0.23%	+1,650	Timeline
TSLATESLA INC	1,890	$494K	0.23%	-461	Timeline
RSPUINVESCO EXCHANGE TRADED FD T	7,095	$487K	0.22%	-60	Timeline
SCHVSCHWAB STRATEGIC TR	5,999	$482K	0.22%	+976	Timeline
VOOVANGUARD INDEX FDS	886	$468K	0.22%	0	Timeline
VOVANGUARD INDEX FDS	1,728	$456K	0.21%	-30	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	989	$455K	0.21%	+75	Timeline
DIVOAMPLIFY ETF TR	10,410	$429K	0.2%	0	Timeline
SHYISHARES TR	4,950	$412K	0.19%	-14	Timeline
IWPISHARES TR	3,429	$402K	0.19%	+323	Timeline
PSPINVESCO EXCHANGE TRADED FD T	5,771	$394K	0.18%	0	Timeline
DIVGLOBAL X FDS	20,475	$383K	0.18%	-325	Timeline
FDGAMERICAN CENTY ETF TR	3,994	$370K	0.17%	0	Timeline
SCHESCHWAB STRATEGIC TR	11,448	$334K	0.15%	+498	Timeline
SPHDINVESCO EXCH TRADED FD TR II	6,101	$309K	0.14%	-1,675	Timeline
PGFINVESCO EXCHANGE TRADED FD T	19,165	$300K	0.14%	-1,000	Timeline
PFFVGLOBAL X FDS	12,113	$291K	0.13%	+629	Timeline
NFLXNETFLIX INC.	407	$289K	0.13%	+94	Timeline
XARSPDR SERIES TRUST	1,826	$287K	0.13%	-280	Timeline
XDHYXCREDIT SUISSE HIGH YIELD CRE	122,185	$277K	0.13%	0	Timeline
GLDSPDR GOLD TR	1,137	$276K	0.13%	+85	Timeline
JPMJPMORGAN CHASE & CO	1,310	$276K	0.13%	0	Timeline
HDHOME DEPOT INC	658	$267K	0.12%	new	Timeline
VFHVANGUARD WORLD FD	2,406	$264K	0.12%	0	Timeline
IWCISHARES TR	2,138	$264K	0.12%	0	Timeline
XLPSELECT SECTOR SPDR TR	3,083	$256K	0.12%	+37	Timeline
XLRESELECT SECTOR SPDR TR	5,714	$255K	0.12%	new	Timeline
IHFISHARES TR	4,445	$254K	0.12%	0	Timeline
VNQVANGUARD INDEX FDS	2,580	$251K	0.12%	new	Timeline
HYEMVANECK ETF TRUST	12,479	$248K	0.11%	-1,092	Timeline
IBITISHARES BITCOIN TRUST ETF	6,747	$244K	0.11%	new	Timeline
MAYWAIM ETF PRODUCTS TRUST	7,977	$240K	0.11%	0	Timeline
VUGVANGUARD INDEX FDS	615	$236K	0.11%	0	Timeline
PMMFRANKLIN MANAGED MUN INCOME	35,189	$229K	0.11%	-13,262	Timeline
FINXGLOBAL X FDS	8,075	$226K	0.1%	-1,155	Timeline
Grayscale Bitcoin Minitrust…Grayscale Bitcoin Minitrust ETF	40,161	$226K	0.1%	new
VTIVANGUARD INDEX FDS	798	$226K	0.1%	+1	Timeline
SYLDCAMBRIA ETF TR	3,113	$225K	0.1%	-25	Timeline
SPLBSPDR SERIES TRUST	9,187	$222K	0.1%	new	Timeline
SCHFSCHWAB STRATEGIC TR	5,337	$219K	0.1%	-245	Timeline
ETHEGRAYSCALE ETHEREUM STAKING E	10,004	$219K	0.1%	new	Timeline
VTIPVANGUARD MALVERN FDS	4,400	$217K	0.1%	-700	Timeline
CATCATERPILLAR INC	550	$215K	0.1%	-100	Timeline
AVGOBROADCOM INC	1,236	$213K	0.1%	new	Timeline
IEOISHARES TR	2,315	$212K	0.1%	-430	Timeline
INKMSSGA ACTIVE ETF TR	6,445	$211K	0.1%	new	Timeline
IYHISHARES TR	3,241	$211K	0.1%	-79	Timeline
DGTSPDR SERIES TRUST	1,522	$210K	0.1%	new	Timeline
BINCBLACKROCK ETF TRUST II	3,873	$207K	0.1%	new	Timeline
APRWAIM ETF PRODUCTS TRUST	6,285	$203K	0.09%	new	Timeline
ALDXALDEYRA THERAPEUTICS INC	31,732	$171K	0.08%	+3,480	Timeline
VTNINVESCO TR INVT GRADE NEW YO	11,267	$130K	0.06%	0	Timeline
MYNBLACKROCK MUNIYIELD N Y QUAL	11,583	$125K	0.06%	0	Timeline
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	32,628	$114K	0.05%	-6,861
GRAYSCALE ETHEREUM MINI STA…GRAYSCALE ETHEREUM MINI STAKING E…	18,331	$44.7K	0.02%	new

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
TIPISHARES TR	2,619	$280K	shares
NOKNOKIA CORP	15,000	$56.7K	shares
KULR TECHNOLOGY GROUP INCKULR TECHNOLOGY GROUP INC	12,000	$4.74K	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001172661-24-004326	base		2024-10-23	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC