Jefferies Group LLC
Follow13F filer, CIK 1084580, NEW YORK, NY
Jefferies Group LLC reported $17,058,172,074 across 1,597 holdings for the quarter ended 2021-12-31, in a 13F-HR/A filed 2023-09-21. Its ten largest share positions make up 35.59% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0001085146-23-003529
- Period
- 2021-12-31
- Reported value
- $17.1B
- Holdings
- 1,597
- Top 10 weight
- 35.59%
- New
- 566
- Sold out
- 646
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYadded | +1,256,017 | $597M |
| CARadded | +1,483,976 | $308M |
| QQQadded | +537,411 | $214M |
| IWMadded | +422,098 | $93.9M |
| JNKnew | +507,514 | $55.1M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| EMBreduced | -514,425 | -$56.1M |
| XOPreduced | -372,376 | -$35.7M |
| HYGreduced | -397,873 | -$34.6M |
| XBIreduced | -266,433 | -$29.8M |
| SMHreduced | -81,300 | -$25.1M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 931 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 573. All 573
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| QQQINVESCO QQQ TR COM | put | 4,034,963 | $1.61B | +2,525,349 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 1,543,948 | $733M | -1,864,045 |
| NVDANVIDIA CORPORATION COM | put | 1,782,200 | $524M | +1,063,200 |
| HYGISHARES TR IBOXX HI YD ETF | put | 5,205,400 | $453M | -1,765,200 |
| AAPLAPPLE INC COM | put | 2,469,500 | $439M | +2,309,000 |
| IWMISHARES TR SHS | put | 1,492,629 | $332M | +999,534 |
| EMBISHARES TR JPMORGAN USD EMG | put | 2,336,200 | $255M | -403,700 |
| DISDISNEY WALT CO COM | put | 1,437,900 | $223M | +587,400 |
| NVDANVIDIA CORPORATION COM | call | 672,000 | $198M | +55,500 |
| IWMISHARES TR SHS | call | 618,100 | $137M | +496,700 |
| XLKSELECT SECTOR SPDR TR SHS | call | 760,000 | $132M | +485,000 |
| SNAPSNAP INC CL A | put | 2,764,500 | $130M | +830,100 |
| LQDISHARES TR SHS | put | 980,000 | $130M | +490,000 |
| MUMICRON TECHNOLOGY INC COM | put | 1,169,500 | $109M | +100,100 |
| AAPLAPPLE INC COM | call | 602,700 | $107M | +412,500 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 2,180,800 | $107M | -859,700 |
| CMCSACOMCAST CORP NEW COM | put | 2,050,400 | $103M | +362,700 |
| ZSZSCALER INC STOK | call | 317,300 | $102M | +67,600 |
| SPLUNK INCSPLUNK INC COM | call | 880,000 | $102M | +154,400 |
| TMOTHERMO FISHER SCIENTIFIC INC COM | put | 152,100 | $101M | +74,400 |
| XLESELECT SECTOR SPDR TR SHS | put | 1,714,200 | $95.1M | -435,000 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 197,500 | $93.8M | -191,700 |
| ORCLORACLE CORP COM | put | 1,068,000 | $93.1M | +1,020,100 |
| GLDSPDR GOLD TR GOLD SHS | call | 515,000 | $88M | -22,500 |
| TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS | put | 724,300 | $87.1M | +696,400 |
| QQQINVESCO QQQ TR COM | call | 214,000 | $85.1M | -211,000 |
| XLESELECT SECTOR SPDR TR SHS | call | 1,519,200 | $84.3M | -869,200 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 694,700 | $82.5M | -25,300 |
| ZSZSCALER INC STOK | put | 256,500 | $82.4M | new |
| EMBISHARES TR JPMORGAN USD EMG | call | 742,800 | $81M | -407,200 |
| IEFISHARES TR 7-10 YR TRSY BD | put | 700,000 | $80.5M | new |
| LQDISHARES TR SHS | call | 550,000 | $72.9M | +325,000 |
| FXIISHARES TR CHINA LG-CAP ETF | put | 1,975,000 | $72.2M | +559,900 |
| AMDADVANCED MICRO DEVICES INC COM | put | 472,500 | $68M | -68,100 |
| ZENDESK INCZENDESK INC COM | call | 621,600 | $64.8M | +596,600 |
| XILINX INCXILINX INC COM | put | 305,600 | $64.8M | +191,300 |
| AMDADVANCED MICRO DEVICES INC COM | call | 428,500 | $61.7M | +254,200 |
| UBERUBER TECHNOLOGIES INC COM | put | 1,462,500 | $61.3M | +369,000 |
| XLBSELECT SECTOR SPDR TR SBI MATERIALS | call | 670,500 | $60.8M | +246,100 |
| FXIISHARES TR CHINA LG-CAP ETF | call | 1,532,300 | $56.1M | +691,100 |
| INTCINTEL CORP COM | put | 1,065,800 | $54.9M | +851,800 |
| CMCSACOMCAST CORP NEW COM | call | 1,042,100 | $52.4M | +654,600 |
| CLFCLEVELAND-CLIFFS INC NEW Stock | put | 2,340,100 | $50.9M | +82,700 |
| CCJCAMECO CORP Stock | call | 2,290,700 | $50M | +1,280,000 |
| BIDUBAIDU INC ADR | put | 333,600 | $49.6M | +195,100 |
| CCITIGROUP INC COM | put | 815,500 | $49.2M | +163,500 |
| XOMEXXON MOBIL CORP COM | put | 765,000 | $46.8M | +350,000 |
| CLFCLEVELAND-CLIFFS INC NEW Stock | call | 2,104,300 | $45.8M | +35,500 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | call | 1,364,700 | $43.7M | -216,500 |
| XBISPDR SERIES TRUST S&P BIOTECH | put | 385,700 | $43.2M | -201,600 |
| NKENIKE INC COM | put | 250,000 | $41.7M | +216,000 |
| COPCONOCOPHILLIPS COM | put | 560,000 | $40.4M | +245,900 |
| TWLOTWILIO INC Stock | put | 149,000 | $39.2M | new |
| IBBISHARES TR ISHARES BIOTECH | put | 255,900 | $39.1M | +39,700 |
| LLYELI LILLY & CO COM | put | 140,000 | $38.7M | +65,000 |
| SMHVANECK ETF TRUST COM | put | 120,700 | $37.3M | +81,000 |
| BIIBBIOGEN INC Stock | put | 153,800 | $36.9M | +41,100 |
| UBERUBER TECHNOLOGIES INC COM | call | 873,800 | $36.6M | +179,000 |
| XBISPDR SERIES TRUST S&P BIOTECH | call | 323,800 | $36.3M | +11,400 |
| CPNGCOUPANG INC CL A | call | 1,217,800 | $35.8M | -254,300 |
| XOPSPDR SERIES TRUST S&P OILGAS EXP | put | 369,400 | $35.4M | -119,000 |
| XLFSELECT SECTOR SPDR TR SHS | put | 905,700 | $35.4M | +85,000 |
| TLTISHARES TR 20 YR TR BD ETF | put | 237,500 | $35.2M | -434,000 |
| GILDGILEAD SCIENCES INC COM | put | 479,800 | $34.8M | +223,300 |
| XLKSELECT SECTOR SPDR TR SHS | put | 199,300 | $34.7M | -68,700 |
| ABTABBOTT LABORATORIES COM | put | 242,600 | $34.1M | +23,500 |
| UNHUNITEDHEALTH GROUP INC COM | put | 65,100 | $32.7M | -4,100 |
| CRMSALESFORCE INC COM | call | 127,900 | $32.5M | -42,500 |
| EFAISHARES TR MSCI EAFE ETF | put | 412,400 | $32.4M | -50,000 |
| CIENCIENA CORP Stock | put | 416,200 | $32M | +166,200 |
| MSFTMICROSOFT CORP COM | put | 94,300 | $31.7M | -74,000 |
| PFEPFIZER INC COM | put | 523,000 | $30.9M | -327,000 |
| EWZISHARES INC MSCI BRAZIL ETF | call | 1,100,000 | $30.9M | new |
| MUMICRON TECHNOLOGY INC COM | call | 329,900 | $30.7M | +83,000 |
| DISCOVERY INCDISCOVERY INC COM SER A | put | 1,287,400 | $30.3M | +370,800 |
| COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED COM | call | 189,300 | $29.9M | 0 |
| JOYYJOYY INC ADR | put | 644,200 | $29.3M | +500,000 |
| SNAPSNAP INC CL A | call | 618,600 | $29.1M | +442,800 |
| VVISA INC COM | put | 133,500 | $28.9M | new |
| LVSLAS VEGAS SANDS CORP Stock | call | 742,500 | $27.9M | +198,500 |
| PARAMOUNT GLOBALPARAMOUNT GLOBAL CLASS B COM | call | 910,700 | $27.5M | new |
| CVXCHEVRON CORPORATION COM | put | 233,500 | $27.4M | +194,800 |
| AALAMERICAN AIRLINES GROUP INC Stock | put | 1,525,500 | $27.4M | +1,162,800 |
| WMTWALMART INC COM | put | 180,000 | $26M | new |
| XLFSELECT SECTOR SPDR TR SHS | call | 654,100 | $25.5M | -595,000 |
| JPMJPMORGAN CHASE & CO COM | put | 160,000 | $25.3M | new |
| KRESPDR SERIES TRUST ST STR SP REGBNK | put | 349,800 | $24.8M | -7,600 |
| INTCINTEL CORP COM | call | 478,300 | $24.6M | +51,000 |
| PFEPFIZER INC COM | call | 416,600 | $24.6M | +311,400 |
| KWEBKRANESHARES TRUST CSI CHI INTERNET | call | 671,900 | $24.5M | +171,900 |
| XILINX INCXILINX INC COM | call | 107,100 | $22.7M | +77,100 |
| CRMSALESFORCE INC COM | put | 88,600 | $22.5M | +12,100 |
| BARRICK GOLD CORPBARRICK GOLD CORP COM | put | 1,158,500 | $22M | +150,500 |
| HCAHCA HEALTHCARE INC COM | put | 85,200 | $21.9M | -15,000 |
| MRVLMARVELL TECHNOLOGY INC COM | call | 249,500 | $21.8M | +226,300 |
| WMTWALMART INC COM | call | 150,000 | $21.7M | new |
| XLVSELECT SECTOR SPDR TR SHS | call | 150,000 | $21.1M | +25,000 |
| JNJJOHNSON & JOHNSON COM | put | 123,400 | $21.1M | -59,000 |
| TWITTER INCTWITTER INC COM | put | 466,500 | $20.2M | +162,800 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | put | 613,900 | $19.7M | -264,200 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 12/1 | principal | 34,123,000 | $34.2M | new |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 14,407,000 | $20.6M | +8,624,000 |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 11,207,000 | $15.6M | -1,493,000 |
| BLOCK INCBLOCK INC NOTE 0.125% 3/0 | principal | 10,325,000 | $15.3M | new |
| ARCH RESOURCES INCARCH RESOURCES INC NOTE 5.250%11/1 | principal | 5,625,000 | $14.8M | new |
| OMEROS CORPOMEROS CORP NOTE 5.250% 2/1 | principal | 19,500,000 | $14.4M | -5,099,000 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/1 | principal | 14,986,000 | $13.4M | new |
| SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND | principal | 12,740,000 | $12.7M | +2,432,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 | principal | 9,500,000 | $12.6M | +80,000 |
| CHEFS WHSE INCCHEFS WHSE INC BOND | principal | 11,560,000 | $12.3M | +1,818,000 |
| NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1 | principal | 13,764,000 | $11.9M | +12,370,000 |
| MODEL N INCMODEL N INC NOTE 2.625% 6/0 | principal | 10,000,000 | $11.7M | -4,875,000 |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 10,383,000 | $10.3M | +8,883,000 |
| ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 2.875%11/1 | principal | 8,021,000 | $9.56M | new |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 7,134,000 | $9.51M | new |
| YY INCYY INC NOTE 1.375% 6/1 | principal | 10,000,000 | $9.16M | 0 |
| PAR TECHNOLOGY CORPPAR TECHNOLOGY CORP NOTE 1.500%10/1 | principal | 8,940,000 | $9.01M | -1,200,000 |
| NUVASIVE INCNUVASIVE INC NOTE 0.375% 3/1 | principal | 9,306,000 | $8.91M | -13,294,000 |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 | principal | 7,450,000 | $8.45M | +5,000,000 |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 5,777,000 | $7.75M | new |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 6,912,000 | $7.58M | -3,120,000 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/0 | principal | 7,972,000 | $7.5M | -3,058,000 |
| Coupa SoftwareCoupa Software CONV BOND | principal | 7,749,000 | $7.33M | new |
| LIVEPERSON INCLIVEPERSON INC NOTE 12/1 | principal | 8,312,000 | $7.04M | new |
| GUESS INCGUESS INC BOND | principal | 5,674,000 | $6.66M | -2,326,000 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 4,489,000 | $5.97M | -2,510,000 |
| VERADIGM INCVERADIGM INC BOND | principal | 3,823,000 | $5.66M | -426,000 |
| H WORLD GROUP LTDH WORLD GROUP LTD NOTE 0.375%11/0 | principal | 5,000,000 | $5.19M | -5,000 |
| PARSONS CORP DELPARSONS CORP DEL BOND | principal | 5,043,000 | $5.05M | -3,457,000 |
| JOYY INCJOYY INC NOTE 0.750% 6/1 | principal | 5,350,000 | $4.94M | +300,000 |
| ZYNGA INCZYNGA INC NOTE 12/1 | principal | 5,268,000 | $4.86M | new |
| INNOVIVA INCINNOVIVA INC NOTE 2.500% 8/1 | principal | 3,913,000 | $4.79M | 0 |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 3,125,000 | $4.61M | -907,000 |
| WIX COM LTDWIX COM LTD NOTE 8/1 | principal | 4,948,000 | $4.44M | +2,593,000 |
| SPLUNK INCSPLUNK INC NOTE 1.125% 6/1 | principal | 4,567,000 | $4.27M | +3,515,000 |
| TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INC NOTE | principal | 5,034,000 | $4.26M | -25,026,000 |
| MESA LABS INCMESA LABS INC NOTE 1.375% 8/1 | principal | 3,180,000 | $4.08M | +955,000 |
| GREEN PLAINS INCGREEN PLAINS INC NOTE 2.250% 3/1 | principal | 3,019,000 | $4.06M | -6,123,000 |
| REDFIN CORPREDFIN CORP NOTE 10/1 | principal | 4,483,000 | $4.03M | new |
| BLOCK INCBLOCK INC NOTE 0.250%11/0 | principal | 3,615,000 | $3.86M | new |
| IQIYI INCIQIYI INC NOTE 4.000%12/1 | principal | 5,000,000 | $3.7M | -5,000,000 |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC BOND | principal | 3,245,000 | $3.6M | 0 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 3,032,000 | $3.55M | +216,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 | principal | 1,933,000 | $3.49M | new |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 3,296,000 | $3M | -15,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 2,858,000 | $2.6M | -17,749,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 2,227,000 | $2.53M | +2,209,000 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 2,635,000 | $2.49M | +1,229,000 |
| ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INC NOTE 6.000%12/0 | principal | 3,000,000 | $2.43M | 0 |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 0.125%12/1 | principal | 2,615,000 | $2.35M | -111,000 |
| INSMED INCINSMED INC NOTE 0.750% 6/0 | principal | 2,069,000 | $2.25M | new |
| SOLAREDGE TECHNOLOGIES INCSOLAREDGE TECHNOLOGIES INC NOTE 9/1 | principal | 1,750,000 | $2.23M | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 1,983,000 | $2.04M | +1,728,000 |
| PIONEER NAT RES COPIONEER NAT RES CO NOTE 0.250% 5/1 | principal | 992,000 | $1.77M | -4,583,000 |
| SPIRIT AIRLS INCSPIRIT AIRLS INC NOTE 1.000% 5/1 | principal | 2,000,000 | $1.75M | -7,413,000 |
| Omeros CorpOmeros Corp NOTE 6.250%11/1 | principal | 1,875,000 | $1.74M | -1,499,000 |
| LIVONGO HEALTH INCLIVONGO HEALTH INC NOTE 0.875% 6/0 | principal | 1,496,000 | $1.72M | +577,000 |
| TWITTER INCTWITTER INC NOTE 0.250% 6/1 | principal | 1,514,000 | $1.65M | new |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 1,202,000 | $1.43M | new |
| NEOGENOMICS INCNEOGENOMICS INC Convertible Debt | principal | 1,160,000 | $1.38M | -2,250,000 |
| NCL CORP LTDNCL CORP LTD NOTE 6.000% 5/1 | principal | 650,000 | $1.12M | -5,801,000 |
| NEUROCRINE BIOSCIENCES INCNEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 | principal | 844,000 | $1.06M | new |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 450,000 | $853K | -185,000 |
| ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 4.250% 6/1 | principal | 658,000 | $831K | -6,315,000 |
| WAYFAIR INCWAYFAIR INC NOTE 0.625%10/0 | principal | 700,000 | $639K | -1,192,000 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 570,000 | $555K | -6,616,000 |
| NICE LTDNICE LTD NOTE 9/1 | principal | 406,000 | $495K | new |
| ZYNGA INCZYNGA INC NOTE 0.250% 6/0 | principal | 332,000 | $359K | new |
| PETIQ INCPETIQ INC NOTE 4.000% 6/0 | principal | 292,000 | $344K | -2,274,000 |
| NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0 | principal | 270,000 | $322K | +132,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 231,000 | $288K | -21,533,000 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1 | principal | 167,000 | $249K | new |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 52,000 | $202K | 0 |
| PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INC NOTE 0.750% 8/0 | principal | 177,000 | $197K | new |
| PEGASYSTEMS INCPEGASYSTEMS INC NOTE 0.750% 3/0 | principal | 153,000 | $163K | -4,272,000 |
| FTI CONSULTING INCFTI CONSULTING INC NOTE 2.000% 8/1 | principal | 100,000 | $154K | 0 |
| HELLO GROUP INCHELLO GROUP INC NOTE 1.250% 7/0 | principal | 151,000 | $132K | +51,000 |
| ILLUMINA INCILLUMINA INC NOTE 8/1 | principal | 110,000 | $125K | -20,000 |
| SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC NOTE 0.500% 4/1 | principal | 75,000 | $114K | 0 |
| FARFETCH LTDFARFETCH LTD BOND | principal | 50,000 | $113K | new |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 50,000 | $109K | new |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 70,000 | $102K | 0 |
| AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 | principal | 46,000 | $85.7K | 0 |
| INSMED INCINSMED INC NOTE 1.750% 1/1 | principal | 71,000 | $72.7K | new |
| NUTANIX INCNUTANIX INC NOTE 1/1 | principal | 70,000 | $71.3K | -4,930,000 |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 24,000 | $61.2K | new |
| CALAMP CORPCALAMP CORP BOND | principal | 65,000 | $58K | 0 |
| NEVRO CORPNEVRO CORP NOTE 2.750% 4/0 | principal | 49,000 | $53.7K | 0 |
| GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1 | principal | 39,000 | $39.5K | new |
| GDS HLDGS LTDGDS HLDGS LTD NOTE 2.000% 6/0 | principal | 29,000 | $32.3K | 0 |
| INSIGHT ENTERPRISES INCINSIGHT ENTERPRISES INC NOTE 0.750% 2/1 | principal | 19,000 | $30.5K | -1,167,000 |
| SNAP INCSNAP INC NOTE 0.75% 08/01/2026 | principal | 11,000 | $23.7K | new |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 19,000 | $17.8K | -613,000 |
Sold out in Q4 2021
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| HWCHANCOCK WHITNEY CORPORATION | 5,282 | $249K | shares |
| HBANHUNTINGTON BANCSHARES INC | 16,051 | $248K | shares |
| LOGILOGITECH INTL S A | 2,800 | $247K | put |
| LOGILOGITECH INTL S A | 2,800 | $247K | call |
| FOLDAMICUS THERAPEUTIC | 25,829 | $247K | shares |
| NWENORTHWESTERN ENERGY GROUP IN | 4,300 | $246K | shares |
| POWERSCHOOL HOLDINGS INCPOWERSCHOOL HOLDINGS INC | 10,000 | $246K | shares |
| CASYCASEYS GEN STORES INC | 1,294 | $244K | shares |
| PIXELWORKS INCPIXELWORKS INC | 50,500 | $241K | call |
| PCGPG&E CORP | 25,000 | $240K | put |
| OMCOMNICOM GROUP INC | 3,292 | $239K | shares |
| GPNGLOBAL PMTS INC | 1,509 | $238K | shares |
| WTIW & T OFFSHORE INC | 63,750 | $237K | shares |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC | 192,000 | $234K | principal |
| PAE INCPAE INC | 39,022 | $233K | shares |
| BOKFBOK FINL CORP | 2,576 | $231K | shares |
| VISTA OUTDOOR INCVISTA OUTDOOR INC | 5,500 | $222K | shares |
| TRMKTRUSTMARK CORP | 6,858 | $221K | shares |
| AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEW | 31,500 | $218K | put |
| BKUBANKUNITED INC | 5,205 | $218K | shares |
| WSBCWESBANCO INC | 6,286 | $214K | shares |
| HEARTLAND FINL USA INCHEARTLAND FINL USA INC | 4,446 | $214K | shares |
| DALDELTA AIR LINES INC | 5,000 | $213K | put |
| ULCCFRONTIER GROUP HLDGS INC | 13,451 | $212K | shares |
| EXREXTRA SPACE STORAGE INC | 1,241 | $208K | shares |
| BLDRBUILDERS FIRSTSOURCE INC | 4,000 | $207K | shares |
| VINCO VENTURES INCVINCO VENTURES INC | 32,000 | $205K | call |
| IBOCINTERNATIONAL BANCSHARES COR | 4,897 | $204K | shares |
| ZIONZIONS BANCORPORATION NATL AS | 3,265 | $202K | shares |
| CHANNELADVISOR CORPCHANNELADVISOR CORP | 8,000 | $202K | put |
| CHANNELADVISOR CORPCHANNELADVISOR CORP | 7,949 | $201K | shares |
| PIXELWORKS INCPIXELWORKS INC | 41,000 | $196K | put |
| VINCO VENTURES INCVINCO VENTURES INC | 30,000 | $192K | put |
| ALLAKOS INCALLAKOS INC | 1,810 | $192K | shares |
| GORES HOLDINGS VII INCGORES HOLDINGS VII INC | 19,000 | $188K | shares |
| INFINERA CORPINFINERA CORP | 22,351 | $186K | shares |
| FBPFIRST BANCORP CORPORATION | 13,874 | $182K | shares |
| BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL IN | 50,000 | $180K | shares |
| COHN ROBBINS HOLDINGS CORPCOHN ROBBINS HOLDINGS CORP | 17,800 | $175K | shares |
| HEALTHCOR CATALIO ACQU CORPHEALTHCOR CATALIO ACQU CORP | 17,621 | $174K | shares |
| RSIRUSH STREET INTERACTIVE INC | 8,800 | $169K | call |
| AEHRAEHR TEST SYS | 12,000 | $164K | put |
| TRUPTRUPANION INC | 2,078 | $161K | shares |
| YUCAIPA ACQUISITION CORPYUCAIPA ACQUISITION CORP | 150,000 | $159K | shares |
| VPC IMPACT ACQUISITION HLDNGVPC IMPACT ACQUISITION HLDNG | 15,436 | $156K | shares |
| TRUPTRUPANION INC | 2,000 | $155K | put |
| PAYSAFE LIMITEDPAYSAFE LIMITED | 19,000 | $147K | shares |
| VPC IMPACT ACQUISITION HLDGVPC IMPACT ACQUISITION HLDG | 121,008 | $145K | shares |
| VELODYNE LIDAR INCVELODYNE LIDAR INC | 24,300 | $144K | call |
| MONEYGRAM INTL INCMONEYGRAM INTL INC | 17,900 | $144K | call |
| WBWEIBO CORP | 3,000 | $142K | shares |
| MATTERPORT INCMATTERPORT INC | 7,500 | $142K | call |
| VISNVISTANCE NETWORKS INC | 10,000 | $136K | shares |
| Q2 HLDGS INCQ2 HLDGS INC | 91,000 | $133K | principal |
| MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT | 7,500 | $132K | put |
| IVERIC BIO INCIVERIC BIO INC | 8,000 | $130K | put |
| CRSRCORSAIR GAMING INC | 5,000 | $130K | call |
| VIRGIN GALACTIC HLDGS INCVIRGIN GALACTIC HLDGS INC | 5,000 | $126K | shares |
| WISEKEY INTERNATIONAL HLDS LWISEKEY INTERNATIONAL HLDS L | 20,000 | $125K | put |
| FORTE BIOSCIENCES INCFORTE BIOSCIENCES INC | 41,900 | $124K | put |
| HUMANCO ACQUISITION CORPHUMANCO ACQUISITION CORP | 12,515 | $124K | shares |
| YELLQYELLOW CORP NEW COM | 21,212 | $120K | shares |
| Q2 HLDGS INCQ2 HLDGS INC | 106,000 | $119K | principal |
| VINCO VENTURES INCVINCO VENTURES INC | 18,500 | $119K | shares |
| INTERDIGITAL INCINTERDIGITAL INC | 107,000 | $118K | principal |
| KATAPULT HOLDINGS INCKATAPULT HOLDINGS INC | 21,700 | $118K | put |
| NEENEXTERA ENERGY INC | 1,500 | $118K | call |
| TRUPTRUPANION INC | 1,500 | $117K | call |
| PARTY CITY HOLDCO INCPARTY CITY HOLDCO INC | 16,242 | $115K | shares |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC | 75,000 | $111K | principal |
| SPIRE GLOBAL, INC.SPIRE GLOBAL, INC. | 8,500 | $107K | shares |
| CECELANESE CORP DEL | 700 | $105K | call |
| KOPNKOPIN CORP | 20,000 | $103K | shares |
| PIXELWORKS INCPIXELWORKS INC | 20,500 | $98K | shares |
| IQIYI INCIQIYI INC | 100,000 | $97.8K | principal |
| Uxin LtdUxin Ltd | 35,000 | $96.6K | call |
| SPHERE 3D CORP NEWSPHERE 3D CORP NEW | 16,100 | $95.6K | call |
| MATTERPORT INCMATTERPORT INC | 5,000 | $94.5K | put |
| FORTE BIOSCIENCES INCFORTE BIOSCIENCES INC | 31,900 | $94.4K | shares |
| SEVEN OAKS ACQUISITION CORPSEVEN OAKS ACQUISITION CORP | 117,818 | $93.1K | shares |
| PRCHPORCH GROUP INC | 5,000 | $88.4K | put |
| IMMUNOGEN INCIMMUNOGEN INC | 15,000 | $85K | call |
| YELLQYELLOW CORP NEW COM | 14,900 | $84.2K | put |
| WISEKEY INTERNATIONAL HLDS LWISEKEY INTERNATIONAL HLDS L | 13,290 | $83.1K | shares |
| PAR TECHNOLOGY CORPPAR TECHNOLOGY CORP | 50,000 | $81.9K | principal |
| HOSHORNBECK OFFSHORE SERVICES I | 21,000 | $81.5K | shares |
| CHENIERE ENERGY INCCHENIERE ENERGY INC | 100,000 | $80.5K | principal |
| MONTES ARCHIMEDES ACQUISITIOMONTES ARCHIMEDES ACQUISITIO | 50,000 | $74.5K | shares |
| KOPNKOPIN CORP | 14,300 | $73.4K | put |
| ADPTADAPTIVE BIOTECHNOLOGIES COR | 2,095 | $71.2K | shares |
| CHEMOCENTRYX INCCHEMOCENTRYX INC | 4,100 | $70.1K | put |
| ELECTRIC LAST MILE SOLUTNS IELECTRIC LAST MILE SOLUTNS I | 41,666 | $69.2K | shares |
| KATAPULT HOLDINGS INCKATAPULT HOLDINGS INC | 12,500 | $67.9K | shares |
| CMICUMMINS INC | 300 | $67.4K | call |
| CRSRCORSAIR GAMING INC | 2,500 | $64.8K | shares |
| CRSRCORSAIR GAMING INC | 2,500 | $64.8K | put |
| ALLAKOS INCALLAKOS INC | 600 | $63.5K | put |
| SFL CORPORATION LTDSFL CORPORATION LTD | 63,000 | $63K | principal |
| SOFI TECHNOLOGIES INCSOFI TECHNOLOGIES INC | 10,000 | $62.7K | shares |
| WISEKEY INTERNATIONAL HLDS LWISEKEY INTERNATIONAL HLDS L | 10,000 | $62.5K | call |
| PGPROCTER & GAMBLE CO | 446 | $62.4K | shares |
| MONEYGRAM INTL INCMONEYGRAM INTL INC | 7,500 | $60.1K | put |
| EMAGIN CORPEMAGIN CORP | 25,000 | $56.5K | call |
| PURE STORAGE INCPURE STORAGE INC | 47,000 | $53.9K | principal |
| ROOT INCROOT INC | 10,000 | $52.7K | put |
| DFP HEALTHCARE ACQUISITNS CODFP HEALTHCARE ACQUISITNS CO | 39,660 | $50.4K | shares |
| ADVADVANTAGE SOLUTIONS INC | 5,800 | $50.2K | put |
| APOLLO STRATEGIC GROWTH CAPTAPOLLO STRATEGIC GROWTH CAPT | 59,000 | $48.1K | shares |
| MATTERPORT INCMATTERPORT INC | 2,500 | $47.3K | shares |
| FRONTLINE PLC FFRONTLINE PLC F | 5,000 | $46.9K | call |
| LOGILOGITECH INTL S A | 510 | $45.5K | shares |
| CYHCOMMUNITY HEALTH SYS INC NEW | 3,800 | $44.5K | call |
| PRCHPORCH GROUP INC | 2,500 | $44.2K | call |
| BLACKSKY TECHNOLOGY INCBLACKSKY TECHNOLOGY INC | 4,100 | $42.4K | call |
| ROOT INCROOT INC | 7,500 | $39.5K | call |
| PATHFINDER ACQUISITION CORPPATHFINDER ACQUISITION CORP | 40,000 | $38K | shares |
| WORKDAY INCWORKDAY INC | 22,000 | $37.9K | principal |
| SPHERE 3D CORP NEWSPHERE 3D CORP NEW | 5,000 | $29.7K | put |
| MFICMIDCAP FINANCIAL INVSTMNT CO | 2,183 | $28.3K | shares |
| AEYE INCAEYE INC | 5,000 | $27.4K | shares |
| AEYE INCAEYE INC | 5,000 | $27.4K | put |
| AEYE INCAEYE INC | 5,000 | $27.4K | call |
| INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC | 3,751 | $26.9K | shares |
| ZILLOW GROUP INCZILLOW GROUP INC | 17,000 | $26.6K | principal |
| GIGCAPITAL4 INCGIGCAPITAL4 INC | 25,000 | $26.2K | shares |
| WESTERN DIGITAL CORP.WESTERN DIGITAL CORP. | 25,000 | $25.3K | principal |
| ROOT INCROOT INC | 4,500 | $23.7K | shares |
| ICUIICU MED INC | 100 | $23.3K | shares |
| TREBIA ACQUISITION CORPTREBIA ACQUISITION CORP | 12,711 | $18.4K | shares |
| IQIYI INCIQIYI INC | 20,000 | $17.4K | principal |
| 1LIFE HEALTHCARE INC1LIFE HEALTHCARE INC | 15,000 | $14.4K | principal |
| EAELECTRONIC ARTS INC | 100 | $14.2K | shares |
| VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC | 11,000 | $13.8K | principal |
| EVHEVOLENT HEALTH INC | 400 | $12.4K | put |
| AVAYA HLDGS CORPAVAYA HLDGS CORP | 10,000 | $10.5K | principal |
| JELDJELD-WEN HLDG INC | 200 | $5.01K | shares |
| AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEW | 600 | $4.15K | shares |
| GOGOGOGO INC | 200 | $3.46K | shares |
| CARGCARGURUS INC | 100 | $3.14K | shares |
| EVHEVOLENT HEALTH INC | 100 | $3.1K | shares |
| SUPNSUPERNUS PHARMACEUTICALS | 100 | $2.67K | shares |
| HLITHARMONIC INC | 200 | $1.75K | shares |
| STNGSCORPIO TANKERS INC | 83 | $1.54K | shares |
| CRKCOMSTOCK RES INC | 100 | $1.03K | shares |
| EVELO BIOSCIENCES INCEVELO BIOSCIENCES INC | 33 | $232 | shares |
| RCKTROCKET PHARMACEUTICALS INC | 1 | $30 | shares |
How Q4 2021 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-22-000911 | superseded | 2022-02-14 | acceptance time not in the bulk data set | ||
| 13F-HR/A 0001085146-23-003529 | base | restatement | 2023-09-21 | acceptance time not in the bulk data set |