Jefferies Group LLC
Follow13F filer, CIK 1084580, NEW YORK, NY
Jefferies Group LLC reported $15,880,161,442 across 1,618 holdings for the quarter ended 2021-06-30, in a 13F-HR/A filed 2023-09-21. Its ten largest share positions make up 23.42% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0001085146-23-003527
- Period
- 2021-06-30
- Reported value
- $15.9B
- Holdings
- 1,618
- Top 10 weight
- 23.42%
- New
- 655
- Sold out
- 628
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ADCnew | +3,777,000 | $266M |
| SPLUNK INCadded | +982,193 | $142M |
| CYRUSONE INCnew | +1,561,814 | $112M |
| UDRnew | +1,960,247 | $96M |
| ZSadded | +401,069 | $86.7M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| EEMreduced | -2,877,802 | -$159M |
| SPYreduced | -318,565 | -$136M |
| SNAPreduced | -612,272 | -$41.7M |
| UNHreduced | -99,921 | -$40M |
| FUTUexited | -248,100 | -$39.4M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 983 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 538. All 538
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 2,896,858 | $1.24B | +461,250 |
| QQQINVESCO QQQ TR COM | put | 2,586,172 | $917M | +206,090 |
| LQDISHARES TR SHS | put | 5,635,600 | $757M | +3,924,300 |
| HYGISHARES TR IBOXX HI YD ETF | put | 6,263,700 | $551M | +4,921,000 |
| IWMISHARES TR SHS | put | 1,549,823 | $355M | -579,977 |
| EMBISHARES TR JPMORGAN USD EMG | put | 2,610,000 | $294M | new |
| QQQINVESCO QQQ TR COM | call | 607,900 | $215M | +56,900 |
| GLDSPDR GOLD TR GOLD SHS | call | 1,231,900 | $204M | +689,400 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 3,179,600 | $175M | -2,446,300 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 400,000 | $171M | -107,100 |
| XLESELECT SECTOR SPDR TR SHS | call | 3,154,200 | $170M | +1,339,200 |
| METAMETA PLATFORMS INC COM | call | 471,300 | $164M | +402,300 |
| NVDANVIDIA CORPORATION COM | put | 189,500 | $152M | +169,500 |
| NVDANVIDIA CORPORATION COM | call | 160,300 | $128M | +140,300 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 2,271,000 | $125M | +920,400 |
| ARKKARK ETF TR INNOVATION ETF | put | 952,600 | $125M | +381,300 |
| EWZISHARES INC MSCI BRAZIL ETF | call | 2,966,000 | $120M | new |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 523,200 | $119M | -65,500 |
| LQDISHARES TR SHS | call | 850,000 | $114M | new |
| SPLUNK INCSPLUNK INC COM | call | 774,000 | $112M | +242,900 |
| SNAPSNAP INC CL A | put | 1,497,300 | $102M | +19,121 |
| TLTISHARES TR 20 YR TR BD ETF | put | 684,500 | $98.8M | +579,500 |
| IEFISHARES TR 7-10 YR TRSY BD | put | 750,000 | $86.6M | new |
| MUMICRON TECHNOLOGY INC COM | put | 1,017,300 | $86.5M | +341,700 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | call | 2,132,800 | $72.5M | +1,782,800 |
| IWMISHARES TR SHS | call | 313,600 | $71.9M | -180,200 |
| FXIISHARES TR CHINA LG-CAP ETF | put | 1,545,000 | $71.6M | new |
| IBBISHARES TR ISHARES BIOTECH | put | 432,000 | $70.7M | +37,000 |
| CPNGCOUPANG INC CL A | call | 1,319,900 | $55.2M | +856,100 |
| ZSZSCALER INC STOK | call | 249,700 | $54M | -4,800 |
| COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED COM | call | 202,200 | $53M | -400 |
| XLESELECT SECTOR SPDR TR SHS | put | 975,000 | $52.5M | +640,000 |
| EMBISHARES TR JPMORGAN USD EMG | call | 450,000 | $50.6M | +275,400 |
| XLPSELECT SECTOR SPDR TR STATE STREET CON | call | 709,100 | $49.6M | new |
| CLFCLEVELAND-CLIFFS INC NEW Stock | put | 2,236,500 | $48.2M | +297,000 |
| METAMETA PLATFORMS INC COM | put | 135,000 | $46.9M | +120,700 |
| SPLUNK INCSPLUNK INC COM | put | 315,900 | $45.7M | +275,000 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | put | 1,215,100 | $41.3M | +1,015,100 |
| CMCSACOMCAST CORP NEW COM | put | 713,800 | $40.7M | +329,500 |
| XLKSELECT SECTOR SPDR TR SHS | put | 260,100 | $38.4M | new |
| HCAHCA HEALTHCARE INC COM | put | 183,500 | $37.9M | +103,500 |
| CLFCLEVELAND-CLIFFS INC NEW Stock | call | 1,744,000 | $37.6M | +190,300 |
| CPNGCOUPANG INC CL A | put | 884,600 | $37M | new |
| XLKSELECT SECTOR SPDR TR SHS | call | 250,000 | $36.9M | new |
| SMHVANECK ETF TRUST COM | put | 140,000 | $36.7M | +55,300 |
| GLDSPDR GOLD TR GOLD SHS | put | 216,400 | $35.8M | new |
| EFAISHARES TR MSCI EAFE ETF | put | 435,000 | $34.3M | new |
| CRMSALESFORCE INC COM | call | 139,000 | $34M | new |
| IBBISHARES TR ISHARES BIOTECH | call | 188,100 | $30.8M | +51,700 |
| CSCOCISCO SYS INC COM | put | 550,000 | $29.1M | new |
| HLTHILTON WORLDWIDE HLDGS INC Stock | put | 240,000 | $28.9M | 0 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 125,000 | $28.3M | -75,000 |
| EFAISHARES TR MSCI EAFE ETF | call | 356,400 | $28.1M | new |
| JNJJOHNSON & JOHNSON COM | put | 169,900 | $28M | -9,400 |
| SMHVANECK ETF TRUST COM | call | 101,900 | $26.7M | -17,700 |
| HYGISHARES TR IBOXX HI YD ETF | call | 300,000 | $26.4M | new |
| BIDUBAIDU INC ADR | put | 125,000 | $25.5M | new |
| XMESPDR SERIES TRUST SHS | call | 585,300 | $25.2M | new |
| CMCSACOMCAST CORP NEW COM | call | 441,100 | $25.2M | +336,300 |
| CHGGCHEGG INC COM | call | 295,700 | $24.6M | 0 |
| KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN COM NEW | put | 85,000 | $24.1M | new |
| ZZILLOW GROUP INC Stock | put | 193,300 | $23.6M | -4,100 |
| TWITTER INCTWITTER INC COM | put | 338,700 | $23.3M | new |
| XLFSELECT SECTOR SPDR TR SHS | call | 630,500 | $23.1M | -3,098,600 |
| BACBANK OF AMER CORP COM | call | 552,100 | $22.8M | +8,700 |
| HLTHILTON WORLDWIDE HLDGS INC Stock | call | 185,000 | $22.3M | 0 |
| KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN COM NEW | call | 74,300 | $21.1M | new |
| NTLAINTELLIA THERAPEUTICS INC COM | call | 124,400 | $20.1M | +22,700 |
| Barclays Bank PLCBarclays Bank PLC COM | call | 670,100 | $19.7M | new |
| STXSEAGATE TECHNOLOGY HLDNGS PL ORD SHS | put | 222,300 | $19.5M | new |
| ZSZSCALER INC STOK | put | 90,000 | $19.4M | new |
| TWITTER INCTWITTER INC COM | call | 280,400 | $19.3M | +195,400 |
| WWAYFAIR INC CL A | put | 60,000 | $18.9M | new |
| TDGTRANSDIGM GROUP INC Stock | put | 29,000 | $18.8M | new |
| BIIBBIOGEN INC Stock | put | 52,700 | $18.2M | -161,900 |
| CRWDCROWDSTRIKE HLDGS INC COM | call | 72,600 | $18.2M | +5,200 |
| CCITIGROUP INC COM | put | 256,200 | $18.1M | new |
| HOGHARLEY DAVIDSON INC Stock | call | 394,900 | $18.1M | +184,900 |
| XLISELECT SECTOR SPDR TR INDL | put | 172,700 | $17.7M | +117,200 |
| TLTISHARES TR 20 YR TR BD ETF | call | 121,400 | $17.5M | new |
| OXYOCCIDENTAL PETE CORP COM | call | 537,600 | $16.8M | +143,800 |
| KRESPDR SERIES TRUST ST STR SP REGBNK | call | 249,000 | $16.3M | new |
| MSFTMICROSOFT CORP COM | call | 59,900 | $16.2M | +3,300 |
| KKELLANOVA COM | put | 250,000 | $16.1M | new |
| DALDELTA AIR LINES INC Stock | put | 367,500 | $15.9M | new |
| Barclays Bank PLCBarclays Bank PLC COM | put | 533,000 | $15.7M | new |
| XBISPDR SERIES TRUST S&P BIOTECH | put | 115,000 | $15.6M | -438,600 |
| JNKSPDR SERIES TRUST BLOOMBERG HIGH Y | put | 141,100 | $15.5M | new |
| SNAPSNAP INC CL A | call | 227,500 | $15.5M | -1,314,000 |
| INTCINTEL CORP COM | put | 275,000 | $15.4M | new |
| AMDADVANCED MICRO DEVICES INC COM | put | 161,900 | $15.2M | -5,700 |
| BARRICK GOLD CORPBARRICK GOLD CORP COM | put | 725,000 | $15M | +462,500 |
| ALLYALLY FINL INC Stock | call | 300,000 | $15M | new |
| CVNACARVANA CO Stock | call | 47,900 | $14.5M | +39,900 |
| CCLCARNIVAL CORP Stock | call | 540,000 | $14.2M | -36,000 |
| CIENCIENA CORP Stock | put | 250,000 | $14.2M | new |
| GILDGILEAD SCIENCES INC COM | put | 200,200 | $13.8M | 0 |
| XOPSPDR SERIES TRUST S&P OILGAS EXP | put | 142,500 | $13.8M | -62,500 |
| GAPGAP INC Stock | call | 400,000 | $13.5M | new |
| COINCOINBASE GLOBAL INC Stock | put | 52,500 | $13.3M | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| VERADIGM INCVERADIGM INC BOND | principal | 20,132,000 | $30M | -6,960,000 |
| IQIYI INCIQIYI INC NOTE 4.000%12/1 | principal | 26,148,000 | $26.5M | +6,148,000 |
| OMEROS CORPOMEROS CORP NOTE 5.250% 2/1 | principal | 22,149,000 | $24.9M | +2,086,000 |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 15,105,000 | $23.9M | -626,000 |
| TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INC NOTE | principal | 19,273,000 | $19.8M | -750,000 |
| MODEL N INCMODEL N INC NOTE 2.625% 6/0 | principal | 14,375,000 | $18.6M | new |
| NCL CORP LTDNCL CORP LTD NOTE 6.000% 5/1 | principal | 7,378,000 | $17.3M | new |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 12,100,000 | $16.2M | new |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 14,199,000 | $15.4M | +2,644,000 |
| GREEN PLAINS INCGREEN PLAINS INC NOTE 2.250% 3/1 | principal | 11,054,000 | $14.3M | +4,369,000 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 12,637,000 | $14M | +3,572,000 |
| CHEFS WHSE INCCHEFS WHSE INC BOND | principal | 13,212,000 | $13.8M | -652,000 |
| GUESS INCGUESS INC BOND | principal | 10,862,000 | $13.6M | +922,000 |
| SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND | principal | 12,485,000 | $12.4M | +2,731,000 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 8,759,000 | $12M | +5,424,000 |
| YY INCYY INC NOTE 1.375% 6/1 | principal | 7,557,000 | $7.61M | -5,700,000 |
| SPIRIT AIRLS INCSPIRIT AIRLS INC NOTE 1.000% 5/1 | principal | 7,486,000 | $7.26M | new |
| NUVASIVE INCNUVASIVE INC NOTE 0.375% 3/1 | principal | 7,093,000 | $7.04M | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 5,504,000 | $6.82M | +5,274,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 5,924,000 | $6.63M | new |
| IQIYI INCIQIYI INC NOTE 2.000% 4/0 | principal | 6,852,000 | $6.42M | -12,262,000 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0 | principal | 3,508,000 | $5.13M | +3,438,000 |
| PEGASYSTEMS INCPEGASYSTEMS INC NOTE 0.750% 3/0 | principal | 3,953,000 | $4.75M | +3,153,000 |
| JOYY INCJOYY INC NOTE 0.750% 6/1 | principal | 4,427,000 | $4.5M | -4,230,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 3,374,000 | $4.43M | +2,348,000 |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC BOND | principal | 3,242,000 | $3.83M | -1,976,000 |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 0.125%12/1 | principal | 4,015,000 | $3.73M | +2,629,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 | principal | 3,131,000 | $3.51M | +2,888,000 |
| CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC NOTE 0.375% 6/1 | principal | 3,501,000 | $3.45M | new |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 2,056,000 | $3.12M | -420,000 |
| SPLUNK INCSPLUNK INC NOTE 0.500% 9/1 | principal | 2,452,000 | $2.87M | +2,331,000 |
| NEOGENOMICS INCNEOGENOMICS INC Convertible Debt | principal | 1,835,000 | $2.61M | new |
| Omeros CorpOmeros Corp NOTE 6.250%11/1 | principal | 2,344,000 | $2.6M | -3,335,000 |
| MESA LABS INCMESA LABS INC NOTE 1.375% 8/1 | principal | 2,173,000 | $2.51M | +721,000 |
| NEUROCRINE BIOSCIENCES INCNEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 | principal | 1,729,000 | $2.29M | new |
| ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INC NOTE 6.000%12/0 | principal | 3,000,000 | $2.22M | 0 |
| INNOVIVA INCINNOVIVA INC NOTE 2.500% 8/1 | principal | 1,913,000 | $2.09M | new |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 | principal | 1,657,000 | $1.83M | new |
| CONMED CORPCONMED CORP BOND | principal | 1,118,000 | $1.81M | +475,000 |
| NUVASIVE INCNUVASIVE INC BOND | principal | 1,580,000 | $1.65M | new |
| Shopify IncShopify Inc Convertible bond | principal | 1,174,000 | $1.53M | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 974,000 | $1.29M | -668,000 |
| INSULET CORPINSULET CORP NOTE 1.375%11/1 | principal | 417,000 | $1.23M | new |
| ENVESTNET INCENVESTNET INC BOND | principal | 979,000 | $1.21M | new |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 | principal | 1,146,000 | $1.15M | -1,109,000 |
| SPLUNK INCSPLUNK INC NOTE 1.125% 6/1 | principal | 762,000 | $742K | new |
| KBR INCKBR INC BOND | principal | 468,000 | $734K | new |
| LIVONGO HEALTH INCLIVONGO HEALTH INC NOTE 0.875% 6/0 | principal | 453,000 | $715K | new |
| ALTERYX INCALTERYX INC BOND | principal | 670,000 | $645K | new |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 270,000 | $599K | -94,000 |
| MANDIANT INCMANDIANT INC NOTE 0.875% 6/0 | principal | 453,000 | $517K | new |
| COLLEGIUM PHARMACEUTICAL INCCOLLEGIUM PHARMACEUTICAL INC NOTE 2.625% 2/1 | principal | 418,000 | $456K | -785,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1 | principal | 288,000 | $421K | new |
| CALLAWAY GOLF COCALLAWAY GOLF CO NOTE 2.750% 5/0 | principal | 200,000 | $407K | new |
| BLACKLINE INCBLACKLINE INC NOTE 0.125% 8/0 | principal | 251,000 | $406K | +122,000 |
| ILLUMINA INCILLUMINA INC NOTE 8/1 | principal | 318,000 | $400K | +100,000 |
| TRIP COM GROUP LTDTRIP COM GROUP LTD DEBT 1.500% 7/0 | principal | 200,000 | $284K | new |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.250%12/0 | principal | 141,000 | $277K | new |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 233,000 | $268K | new |
| REPLIGEN CORPREPLIGEN CORP BOND | principal | 142,000 | $255K | new |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 178,000 | $253K | new |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 | principal | 212,000 | $241K | -2,515,000 |
| LIGAND PHARMACEUTICALS INCLIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 | principal | 224,000 | $221K | -973,000 |
| WESTERN DIGITAL CORP.WESTERN DIGITAL CORP. NOTE 1.500% 2/0 | principal | 200,000 | $214K | -2,107,000 |
| SILICON LABORATORIES INCSILICON LABORATORIES INC NOTE 0.625% 6/1 | principal | 134,000 | $186K | new |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1 | principal | 163,000 | $177K | -107,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.625%10/1 | principal | 89,000 | $170K | -283,000 |
| NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC DEBT 1.500%11/0 | principal | 64,000 | $169K | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 51,000 | $168K | 0 |
| NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0 | principal | 141,000 | $164K | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1 | principal | 91,000 | $163K | 0 |
| SNAP INCSNAP INC NOTE 0.75% 08/01/2026 | principal | 50,000 | $151K | new |
| NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0 | principal | 138,000 | $136K | +85,000 |
| UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0 | principal | 61,000 | $124K | -8,000 |
| INTERDIGITAL INCINTERDIGITAL INC BOND | principal | 107,000 | $121K | new |
| REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC BOND | principal | 100,000 | $117K | new |
| OKTA INCOKTA INC NOTE 0.375% 6/1 | principal | 93,000 | $116K | new |
| SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC NOTE 0.500% 4/1 | principal | 75,000 | $112K | new |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 42,000 | $92.8K | new |
| LYFT INCLYFT INC NOTE 1.500% 5/1 | principal | 52,000 | $88.8K | new |
| AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 | principal | 46,000 | $88K | 0 |
| PAR TECHNOLOGY CORPPAR TECHNOLOGY CORP NOTE 2.875% 4/1 | principal | 50,000 | $85.7K | new |
| NEVRO CORPNEVRO CORP NOTE 2.750% 4/0 | principal | 49,000 | $85.2K | 0 |
| VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0 | principal | 54,000 | $76.7K | new |
| WAYFAIR INCWAYFAIR INC NOTE 0.375% 9/0 | principal | 24,000 | $67.7K | 0 |
| MARRIOTT VACTINS WORLDWID COMARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 | principal | 52,000 | $63.6K | +31,000 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 25,000 | $60.4K | +2,000 |
| CALAMP CORPCALAMP CORP BOND | principal | 65,000 | $59.8K | 0 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 1.500% 7/0 | principal | 36,000 | $58.2K | new |
| 1LIFE HEALTHCARE INC1LIFE HEALTHCARE INC BOND | principal | 50,000 | $55.6K | new |
| INSIGHT ENTERPRISES INCINSIGHT ENTERPRISES INC NOTE 0.750% 2/1 | principal | 31,000 | $47.5K | -89,000 |
| GDS HLDGS LTDGDS HLDGS LTD NOTE 2.000% 6/0 | principal | 29,000 | $43.8K | 0 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 17,000 | $33.8K | 0 |
| ZENDESK INCZENDESK INC NOTE 0.625% 6/1 | principal | 23,000 | $33.7K | new |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 | principal | 21,000 | $29.1K | new |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 | principal | 16,000 | $18K | new |
| VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC BOND | principal | 11,000 | $14.8K | new |
Sold out in Q2 2021
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| VECTOR ACQUISITION CORPVECTOR ACQUISITION CORP | 16,000 | $203K | shares |
| FUSION ACQUISITION CORPFUSION ACQUISITION CORP | 20,000 | $199K | shares |
| EPIZYME INCEPIZYME INC | 22,828 | $199K | shares |
| MONGODB INCMONGODB INC | 51,000 | $198K | principal |
| REALPAGE INCREALPAGE INC | 150,000 | $195K | principal |
| HOPEHOPE BANCORP INC | 12,794 | $193K | shares |
| PBFPBF ENERGY INC | 13,300 | $188K | call |
| INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC | 20,000 | $186K | call |
| BLUEBIRD BIO INCBLUEBIRD BIO INC | 6,000 | $181K | shares |
| AMBER INTL HLDG LTD SPON AD…AMBER INTL HLDG LTD SPON ADS NEW | 15,000 | $177K | shares |
| TRIVAGO N V SPON ADS A SHS NTRIVAGO N V SPON ADS A SHS N | 40,000 | $172K | shares |
| TS INNOVATION ACQUISITN CORPTS INNOVATION ACQUISITN CORP | 85,000 | $172K | shares |
| ACADACADIA PHARMACEUTICALS INC | 6,572 | $170K | shares |
| DMY TECHNOLOGY GROUP INC IIDMY TECHNOLOGY GROUP INC II | 40,000 | $168K | shares |
| CONTAINER STORE GROUP INCCONTAINER STORE GROUP INC | 10,000 | $166K | shares |
| ZVRAZEVRA THERAPEUTICS INC | 17,682 | $163K | shares |
| 9 METERS BIOPHARMA INC9 METERS BIOPHARMA INC | 138,316 | $162K | shares |
| ASENSUS SURGICAL INCASENSUS SURGICAL INC | 49,235 | $160K | shares |
| RIGTRANSOCEAN LTD | 45,000 | $160K | shares |
| PARTY CITY HOLDCO INCPARTY CITY HOLDCO INC | 27,500 | $160K | shares |
| CCOCLEAR CHANNEL OUTDOOR HLDGS | 88,188 | $159K | shares |
| HUDSON EXECUTIVE INVT CORPHUDSON EXECUTIVE INVT CORP | 109,216 | $158K | shares |
| ALTIMETER GROWTH CORPALTIMETER GROWTH CORP | 13,374 | $156K | shares |
| LEGLEGGETT & PLATT INC | 3,413 | $156K | shares |
| COLLCOLLEGIUM PHARMACEUTICAL INC | 6,500 | $154K | shares |
| WEIBO CORPWEIBO CORP | 149,000 | $149K | principal |
| SFIXSTITCH FIX INC | 2,981 | $148K | shares |
| NOGNORTHERN OIL & GAS INC | 12,200 | $147K | shares |
| TTMITTM TECHNOLOGIES INC | 10,163 | $147K | shares |
| CFFNCAPITOL FED FINL INC | 10,763 | $143K | shares |
| SIMON PROPERTY GRP ACQ HOLDISIMON PROPERTY GRP ACQ HOLDI | 14,092 | $142K | shares |
| RSIRUSH STREET INTERACTIVE INC | 8,600 | $141K | call |
| 22ND CENTY GROUP INC22ND CENTY GROUP INC | 41,900 | $138K | shares |
| TWITITAN INTL INC ILL | 14,600 | $135K | shares |
| PAYSAFE LIMITEDPAYSAFE LIMITED | 10,000 | $135K | shares |
| GENIUS BRANDS INTERNATIONAL…GENIUS BRANDS INTERNATIONAL INC | 68,900 | $134K | shares |
| GMEGAMESTOP CORP | 700 | $133K | call |
| FLEXFLEX LTD | 7,100 | $130K | call |
| BIONANO GENOMICS INCBIONANO GENOMICS INC | 15,753 | $127K | shares |
| ANABANAPTYSBIO INC | 5,710 | $123K | shares |
| VUZIVUZIX CORP | 4,700 | $120K | shares |
| WFCWELLS FARGO & CO | 3,000 | $117K | call |
| EBANG INTL HLDGS INCEBANG INTL HLDGS INC | 13,554 | $108K | shares |
| REALNETWORKS INCREALNETWORKS INC | 25,000 | $106K | shares |
| REALNETWORKS INCREALNETWORKS INC | 25,000 | $106K | put |
| HORIZON ACQUISITION CORPORATHORIZON ACQUISITION CORPORAT | 50,000 | $102K | shares |
| REALNETWORKS INCREALNETWORKS INC | 24,100 | $102K | call |
| SCVX CORPSCVX CORP | 98,873 | $98.9K | shares |
| AERSALE CORPORATIONAERSALE CORPORATION | 43,428 | $96.1K | shares |
| RSIRUSH STREET INTERACTIVE INC | 5,556 | $90.8K | shares |
| ENTERCOM COMMUNICATIONS CORPENTERCOM COMMUNICATIONS CORP | 16,000 | $84K | call |
| BARNES & NOBLE ED INCBARNES & NOBLE ED INC | 10,300 | $83.8K | shares |
| LANNETT COMPANY INCORPORATEDLANNETT COMPANY INCORPORATED | 15,000 | $79.2K | put |
| SPRUCE POWER HOLDING CORPSPRUCE POWER HOLDING CORP | 8,800 | $79K | call |
| CORCENCORA INC | 660 | $77.9K | shares |
| FTAC OLYMPUS ACQUISITION CORFTAC OLYMPUS ACQUISITION COR | 35,000 | $74.5K | shares |
| IMMRIMMERSION CORP | 7,300 | $69.9K | put |
| CHEGG INCCHEGG INC | 40,000 | $69.5K | principal |
| HEALTH ASSURN ACQUISITION COHEALTH ASSURN ACQUISITION CO | 26,600 | $68.9K | shares |
| ALLAKOS INCALLAKOS INC | 600 | $68.9K | put |
| QUTOUTIAO INC ADS REP SHS AQUTOUTIAO INC ADS REP SHS A | 30,000 | $68.7K | shares |
| SPRUCE POWER HOLDING CORPSPRUCE POWER HOLDING CORP | 7,500 | $67.3K | put |
| BCRXBIOCRYST PHARMACEUTICALS INC | 6,430 | $65.4K | shares |
| IDERA PHARMACEUTICALS INCIDERA PHARMACEUTICALS INC | 50,000 | $65K | call |
| Ampio PharmaceuticalsAmpio Pharmaceuticals | 37,800 | $63.9K | shares |
| ASHFORD HOSPITALITY TR INCASHFORD HOSPITALITY TR INC | 21,558 | $63.6K | shares |
| AQUA METALS INCAQUA METALS INC | 15,700 | $63.6K | shares |
| RMG ACQUISITION CORP IIRMG ACQUISITION CORP II | 44,789 | $63.2K | shares |
| AGEAGLE AERIAL SYS INC NEWAGEAGLE AERIAL SYS INC NEW | 10,000 | $62.6K | shares |
| VISTAGEN THERAPEUTICS INCVISTAGEN THERAPEUTICS INC | 28,900 | $61.6K | shares |
| TTITETRA TECHNOLOGIES INC DEL | 25,000 | $60K | shares |
| TONIX PHARMACEUTICALS HOLDINTONIX PHARMACEUTICALS HOLDIN | 45,500 | $58.2K | shares |
| ACIES ACQUISITION CORPACIES ACQUISITION CORP | 38,000 | $57.8K | shares |
| LCTXLINEAGE CELL THERAPEUTICS IN | 24,400 | $57.3K | shares |
| QUTOUTIAO INC ADS REP SHS AQUTOUTIAO INC ADS REP SHS A | 25,000 | $57.2K | put |
| DONNELLEY R R & SONS CODONNELLEY R R & SONS CO | 14,095 | $57.2K | shares |
| SESEN BIO INCSESEN BIO INC | 21,800 | $56.7K | shares |
| FREQUENCY THERAPEUTICS INCFREQUENCY THERAPEUTICS INC | 5,900 | $56K | put |
| CHTRCHARTER COMMUNICATIONS INC | 90 | $55.5K | shares |
| SOCIAL CAPITAL HEDOSOPHA HLDSOCIAL CAPITAL HEDOSOPHA HLD | 10,000 | $54.9K | shares |
| DRIVE SHACK INCDRIVE SHACK INC | 16,800 | $53.9K | shares |
| PLURALSIGHT INCPLURALSIGHT INC | 53,000 | $51.9K | principal |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC | 45,000 | $51.8K | principal |
| MGMMGM RESORTS INTERNATIONAL | 1,350 | $51.3K | shares |
| CENTENNIAL RESOURCE DEV INCCENTENNIAL RESOURCE DEV INC | 11,748 | $49.3K | shares |
| TORTOISE ACQUISITION CORP IITORTOISE ACQUISITION CORP II | 4,366 | $47.8K | shares |
| CASA SYS INCCASA SYS INC | 5,000 | $47.6K | shares |
| ZOMDFZOMEDICA CORP COM (CANADA) | 30,000 | $47.4K | shares |
| ABUSARBUTUS BIOPHARMA CORP | 14,100 | $47K | shares |
| CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL B | 28,900 | $43.6K | shares |
| INFIQINFINITY PHARMACEUTICALS INC C | 13,500 | $43.6K | shares |
| WORKHORSE GROUP INCWORKHORSE GROUP INC | 3,000 | $41.3K | put |
| MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTD | 12,400 | $40.9K | shares |
| CASA SYS INCCASA SYS INC | 4,200 | $40K | put |
| SEACOR HOLDINGS INCSEACOR HOLDINGS INC | 39,000 | $39K | principal |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC | 34,000 | $38.5K | principal |
| SJMSMUCKER J M CO | 300 | $38K | call |
| TIOGTINGO GROUP INC COM | 17,700 | $36.6K | shares |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION | 1,000 | $36.2K | shares |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC | 27,000 | $30.9K | principal |
| ITRIITRON INC | 319 | $28.3K | shares |
| SANDBRIDGE ACQUISITION CORPSANDBRIDGE ACQUISITION CORP | 25,000 | $25.4K | shares |
| OUTLOOK THERAPEUTICS INCOUTLOOK THERAPEUTICS INC | 11,200 | $25.2K | shares |
| TNETTRINET GROUP INC | 300 | $23.4K | shares |
| RIORIO TINTO PLC | 269 | $20.9K | shares |
| PRIME IMPACT ACQUISITION IPRIME IMPACT ACQUISITION I | 23,270 | $19.1K | shares |
| SPRUCE POWER HOLDING CORPSPRUCE POWER HOLDING CORP | 2,042 | $18.3K | shares |
| BUNGE LTDBUNGE LTD | 220 | $17.4K | shares |
| ONITONITY GROUP INC | 606 | $17.2K | shares |
| CPACOPA HOLDINGS SA | 80 | $6.46K | shares |
| HANESBRANDS INCHANESBRANDS INC | 285 | $5.61K | shares |
| CALXCALIX INC | 138 | $4.78K | shares |
| FIVE PRIME THERAPEUTICS INC.FIVE PRIME THERAPEUTICS INC. | 100 | $3.77K | call |
| PLURALSIGHT INCPLURALSIGHT INC | 138 | $3.08K | shares |
| IDERA PHARMACEUTICALS INCIDERA PHARMACEUTICALS INC | 2,292 | $2.98K | shares |
| KADMON HLDGS INCKADMON HLDGS INC | 600 | $2.33K | call |
| NNDMNANO DIMENSION LTD | 228 | $1.96K | shares |
| FMCFMC CORP | 10 | $1.11K | shares |
| MLKNMILLERKNOLL INC | 24 | $988 | shares |
| CLNECLEAN ENERGY FUELS CORP | 57 | $783 | shares |
| VXRTVAXART INC COM NEW (DE) | 107 | $647 | shares |
| LILAKLIBERTY LATIN AMERICA LTD | 100,000 | $0 | call |
| HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLC | 124,400 | $0 | put |
| HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLC | 65,000 | $0 | call |
| PAYSAFE LIMITEDPAYSAFE LIMITED | 15,000 | $0 | put |
| AJAX IAJAX I | 42,500 | $0 | call |
| TORTOISE ACQUISITION CORP IITORTOISE ACQUISITION CORP II | 40,000 | $0 | call |
| EBANG INTL HLDGS INCEBANG INTL HLDGS INC | 16,100 | $0 | put |
How Q2 2021 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-21-002551 | superseded | 2021-08-16 | acceptance time not in the bulk data set | ||
| 13F-HR/A 0001085146-21-002619 | superseded | restatement | 2021-08-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003527 | base | restatement | 2023-09-21 | acceptance time not in the bulk data set |