Jane Street Holding, LLC
Follow13F filer, CIK 1330294, NEW YORK, NY
Jane Street Holding, LLC reported $8,405,376,000 across 2,655 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-15. Its ten largest share positions make up 22.99% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001330294-13-000014
- Period
- 2013-09-30
- Reported value
- $8.41B
- Holdings
- 2,655
- Top 10 weight
- 22.99%
- New
- 1,067
- Sold out
- 1,021
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| VWOadded | +8,530,478 | $342M |
| EEMnew | +3,915,682 | $160M |
| POWERSHARESadded | +5,093,796 | $131M |
| ISHARESadded | +5,748,095 | $68.5M |
| EMBnew | +545,349 | $59.5M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| Vaneck Vectors Gold Miners …reduced | -2,889,357 | -$72.3M |
| PFEexited | -1,630,581 | -$45.7M |
| NVOreduced | -242,648 | -$41.1M |
| EWWreduced | -545,580 | -$34.8M |
| TLTreduced | -319,116 | -$34M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 2,363 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 292. All 292
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| FXIISHARES TR CHINA LG-CAP ETF | put | 13,343,200 | $495M | +11,535,600 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 8,719,400 | $355M | -3,872,100 |
| PROSHARES TRPROSHARES TR PSHS ULSHT SP500 | call | 5,298,650 | $194M | +3,097,250 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 3,439,000 | $140M | +3,177,700 |
| EFAISHARES TR MSCI EAFE ETF | put | 2,186,000 | $139M | -446,100 |
| TNADIREXION SHARES ETF TRUST DAILY SMALL CAP | put | 1,000,500 | $62.8M | -90,200 |
| IWDISHARES TR ETF | put | 671,400 | $57.9M | new |
| DIREXION SHS ETF TRDIREXION SHS ETF TR DLY EMKT 3X NEW | call | 1,157,480 | $53.8M | +435,200 |
| IJRISHARES TR SHS | put | 515,500 | $51.4M | new |
| IWRISHARES TR SHS | call | 367,200 | $51.1M | new |
| TNADIREXION SHARES ETF TRUST DAILY SMALL CAP | call | 784,500 | $49.2M | +351,700 |
| DXJWISDOMTREE TR JAPN HEDGE EQT | put | 1,020,700 | $48.9M | -134,000 |
| IJHISHARES TR COM | put | 393,800 | $48.9M | +318,700 |
| Direxion Daily Gold Miners …Direxion Daily Gold Miners Bul ETP | call | 931,092 | $46.8M | new |
| BARCLAYS BK PLCBARCLAYS BK PLC IPATH S&P500 VIX | put | 3,154,900 | $46.4M | +1,899,700 |
| FXIISHARES TR CHINA LG-CAP ETF | call | 1,226,400 | $45.5M | -149,900 |
| EPIWISDOMTREE TR INDIA ERNGS FD | put | 2,894,700 | $44.3M | +2,694,400 |
| TBTPROSHARES TR PSHS ULTSH 20YRS | put | 557,350 | $42M | +328,725 |
| Direxion Daily Gold Miners …Direxion Daily Gold Miners Bul ETP | put | 765,440 | $38.5M | new |
| IWFISHARES TR STOK | put | 475,700 | $37.2M | +472,300 |
| IWBISHARES TR ETF | put | 380,000 | $35.8M | new |
| EWZISHARES INC MSCI BRAZIL ETF | put | 740,600 | $35.5M | new |
| IEFISHARES TR 7-10 YR TRSY BD | put | 331,700 | $33.9M | new |
| SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR BLOOMBERG BRCLYS | put | 835,700 | $33.3M | +610,400 |
| DIREXION SHS ETF TRDIREXION SHS ETF TR DLY SC BEAR3XNEW | call | 1,304,450 | $29.6M | +443,525 |
| IWRISHARES TR SHS | put | 207,800 | $28.9M | new |
| IJRISHARES TR SHS | call | 282,200 | $28.2M | new |
| TBTPROSHARES TR PSHS ULTSH 20YRS | call | 371,150 | $27.9M | +40,425 |
| PROSHARES ULTRASHORT SILVERPROSHARES ULTRASHORT SILVER COM | put | 362,400 | $27.7M | +283,200 |
| PROSHARES TR IIPROSHARES TR II UL VIXSTFUT ETF | call | 804,730 | $27.6M | +432,660 |
| IVVISHARES TR SHS | put | 158,600 | $26.8M | new |
| DIREXION SHS ETF TRDIREXION SHS ETF TR GLD MNRS BEAR 3X | call | 780,300 | $26.6M | -375,000 |
| MARKET VECTORS ETF TR JR GO…MARKET VECTORS ETF TR JR GOLD GOLD MINER ETF | call | 617,000 | $25.1M | new |
| BARCLAYS BK PLCBARCLAYS BK PLC COM | put | 579,000 | $23.6M | +560,200 |
| IJHISHARES TR COM | call | 183,000 | $22.7M | +87,500 |
| TLTISHARES TR 20 YR TR BD ETF | put | 212,500 | $22.6M | -1,066,600 |
| EWZISHARES INC MSCI BRAZIL ETF | call | 454,000 | $21.8M | new |
| IVVISHARES TR SHS | call | 122,000 | $20.6M | +117,900 |
| CURRENCYSHARES EURO TRUSTCURRENCYSHARES EURO TRUST COMMON STOCK | put | 150,100 | $20.1M | new |
| EWYISHARES INC MSCI STH KOR ETF | put | 322,200 | $19.8M | +4,900 |
| EWYISHARES INC MSCI STH KOR ETF | call | 310,200 | $19.1M | -484,800 |
| CURRENCYSHS JAPANESE YEN TRCURRENCYSHS JAPANESE YEN TR JAPANESE YEN | put | 186,500 | $18.6M | +81,500 |
| DIREXION SHS ETF TRDIREXION SHS ETF TR GLD MNRS BEAR 3X | put | 542,300 | $18.5M | +412,700 |
| IWFISHARES TR STOK | call | 219,800 | $17.2M | new |
| IWDISHARES TR ETF | call | 198,000 | $17.1M | new |
| IVWISHARES TR SHS | put | 188,000 | $16.8M | new |
| PROSHARES ULTRASHORT SILVERPROSHARES ULTRASHORT SILVER COM | call | 216,320 | $16.5M | +135,320 |
| BARCLAYS BK PLCBARCLAYS BK PLC COM | call | 392,700 | $16M | new |
| URTYPROSHARES TR ULTR RUSSL2000 | put | 218,000 | $15.3M | +129,200 |
| DIREXION DAILY ENERGY BUL 3XDIREXION DAILY ENERGY BUL 3X CMN | put | 200,100 | $14.8M | -67,200 |
| INFYINFOSYS LTD ADR | put | 305,700 | $14.7M | +220,300 |
| DIREXION SHS ETF TRDIREXION SHS ETF TR DLY SC BEAR3XNEW | put | 646,225 | $14.7M | +412,225 |
| IYMISHARES TR U.S. BAS MTL ETF | put | 190,000 | $14.1M | new |
| EPIWISDOMTREE TR INDIA ERNGS FD | call | 847,300 | $13M | +476,900 |
| EWWISHARES INC SHS | call | 198,400 | $12.7M | new |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM | put | 498,600 | $12.5M | +63,100 |
| DIREXION SHS EXCH TRD FD DA…DIREXION SHS EXCH TRD FD DAILY 30… ETF | call | 183,400 | $12.5M | +2,300 |
| SSOPROSHARES TR PSHS ULT S&P 500 | call | 140,300 | $11.9M | +27,400 |
| AAXJISHARES TR MSCI AC ASIA ETF | call | 198,400 | $11.6M | +71,600 |
| TLTISHARES TR 20 YR TR BD ETF | call | 107,000 | $11.4M | new |
| VBVANGUARD INDEX FDS SHS | call | 109,800 | $11.3M | new |
| DEODIAGEO PLC ADR | call | 83,900 | $10.7M | +12,500 |
| BUDANHEUSER BUSCH INBEV SA NV ADR | put | 101,500 | $10.1M | -13,500 |
| TSLATESLA INC COM | put | 50,800 | $9.82M | -124,200 |
| SSOPROSHARES TR PSHS ULT S&P 500 | put | 115,000 | $9.73M | +10,200 |
| HYGISHARES TR IBOXX HI YD ETF | put | 101,400 | $9.29M | -806,300 |
| VWOVANGUARD INTL EQUITY INDEX F SHS | put | 225,400 | $9.05M | -303,200 |
| VWOVANGUARD INTL EQUITY INDEX F SHS | call | 223,200 | $8.96M | -117,800 |
| IWBISHARES TR ETF | call | 95,100 | $8.96M | new |
| IVWISHARES TR SHS | call | 99,500 | $8.89M | new |
| NEMNEWMONT CORP COM | call | 313,200 | $8.8M | new |
| DIREXION SHS ETF TRDIREXION SHS ETF TR DLY S&P 500 BEAR | call | 189,040 | $8.65M | new |
| FEZSPDR INDEX SHS FDS EURO STOXX 50 | put | 207,900 | $7.99M | +122,300 |
| CURRENCYSHS BRIT POUND STERCURRENCYSHS BRIT POUND STER BRIT POUND STE | put | 50,000 | $7.99M | new |
| EWWISHARES INC SHS | put | 124,100 | $7.93M | new |
| ICFISHARES TR SELECT US REIT | call | 101,900 | $7.83M | +82,000 |
| DRNDIREXION SHARES ETF TRUST CMN | call | 195,800 | $7.75M | -49,500 |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | put | 200,000 | $7.37M | -20,000 |
| BPBP PLC ADR | put | 175,300 | $7.37M | -340,500 |
| CURRENCYSHARES AUSTRALIAN D…CURRENCYSHARES AUSTRALIAN DLAU ETF - EQUITY | call | 75,000 | $7.01M | new |
| IYRISHARES TR U.S. REAL ES ETF | put | 106,000 | $6.76M | +21,900 |
| SPDR SERIES TRUSTSPDR SERIES TRUST S&P OILGAS EXP | put | 100,000 | $6.58M | new |
| NEMNEWMONT CORP COM | put | 233,200 | $6.55M | new |
| PROSHARES TR IIPROSHARES TR II UL VIXSTFUT ETF | put | 190,100 | $6.53M | +163,700 |
| ASMLASML HLDG NV STOK | put | 65,100 | $6.43M | new |
| PFFISHARES TR COM | put | 169,100 | $6.43M | new |
| DXJWISDOMTREE TR JAPN HEDGE EQT | call | 127,100 | $6.09M | -590,800 |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM | call | 235,900 | $5.9M | +82,100 |
| TECLDIREXION SHARES ETF TRUST ETF | put | 85,600 | $5.63M | +63,000 |
| DIREXION SHS ETF TRDIREXION SHS ETF TR DLY EMRGMKT BULL | call | 207,800 | $5.54M | -63,300 |
| EFAISHARES TR MSCI EAFE ETF | call | 86,000 | $5.49M | -974,200 |
| CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR SPONSORED ADR | call | 174,000 | $5.32M | +156,200 |
| UPROPROSHARES TR ULTRPRO S&P500 | call | 73,400 | $5.31M | +61,100 |
| BHPBHP BILLITON LIMITED ADR | put | 79,800 | $5.31M | -2,400 |
| TQQQPROSHARES TR ULTRAPRO QQQ | call | 58,300 | $5.25M | +42,800 |
| SHIRE PLCSHIRE PLC COMMON STOCK-FO | put | 43,100 | $5.17M | +19,800 |
| VGKVANGUARD INTL EQUITY INDEX F SHS | put | 93,200 | $5.08M | +55,600 |
| CURRENCYSHS JAPANESE YEN TRCURRENCYSHS JAPANESE YEN TR JAPANESE YEN | call | 50,500 | $5.02M | new |
| DIREXION SHS EXCH TRD FD DA…DIREXION SHS EXCH TRD FD DAILY 30… ETF | put | 70,700 | $4.81M | +10,500 |
| TQQQPROSHARES TR ULTRAPRO QQQ | put | 52,000 | $4.68M | +37,800 |
Sold out in Q3 2013
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| IOSPINNOSPEC INC | 10,266 | $412K | shares |
| RAVEN INDS INC COMRAVEN INDS INC COM | 13,748 | $412K | shares |
| ABGASBURY AUTOMOTIVE GROUP INC | 10,254 | $411K | shares |
| SHOOMADDEN STEVEN LTD | 8,482 | $410K | shares |
| KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC | 7,347 | $410K | shares |
| AEGION CORPAEGION CORP | 18,147 | $408K | shares |
| GOLAR LNG PARTNERS LPGOLAR LNG PARTNERS LP | 11,954 | $408K | shares |
| ORBITAL SCIENCES CORPORBITAL SCIENCES CORP | 23,465 | $408K | shares |
| IPARINTERPARFUMS INC | 14,253 | $406K | shares |
| BKEBUCKLE INC | 7,793 | $405K | shares |
| OLEDUNIVERSAL DISPLAY CORP | 14,322 | $403K | shares |
| UGLPROSHARES TR II | 9,000 | $402K | put |
| NFLXNETFLIX INC. | 1,900 | $401K | put |
| BXMXNUVEEN S&P 500 BUY-WRITE INCOM | 31,941 | $401K | shares |
| BJRIBJS RESTAURANTS INC | 10,801 | $401K | shares |
| TORNIER NVTORNIER NV | 22,936 | $401K | shares |
| MARKET VECTORS ETF TRMARKET VECTORS ETF TR | 10,564 | $401K | shares |
| EXASEXACT SCIENCES CORP | 28,758 | $400K | shares |
| SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR I | 32,020 | $400K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 25,200 | $399K | put |
| PROSHARES TRPROSHARES TR | 11,270 | $398K | shares |
| RRCRANGE RES CORP | 5,082 | $393K | shares |
| SPDR INDEX SHS FDSSPDR INDEX SHS FDS | 16,941 | $393K | shares |
| BCSBARCLAYS PLC | 22,900 | $392K | put |
| HELEHELEN OF TROY LTD | 10,229 | $392K | shares |
| POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L | 12,600 | $392K | call |
| CORNTEUCRIUM COMMODITY TR | 10,100 | $391K | call |
| POWERSHS DB MULTI SECT COMM…POWERSHS DB MULTI SECT COMM DB | 24,200 | $391K | put |
| WESTERN ASSET MTG CAP CORPWESTERN ASSET MTG CAP CORP | 22,364 | $390K | shares |
| FDDFIRST TR EXCHANGE-TRADED FD | 34,210 | $389K | shares |
| UBS AG JERSEY BRHUBS AG JERSEY BRH | 9,440 | $388K | shares |
| SCSCSCANSOURCE INC | 12,079 | $387K | shares |
| DXCMDEXCOM INC | 17,164 | $385K | shares |
| IBERIABANK CORPIBERIABANK CORP | 7,185 | $385K | shares |
| BARCLAYS BANK PLCBARCLAYS BANK PLC | 7,900 | $385K | call |
| IDTIDT CORP | 20,475 | $383K | shares |
| RESEARCH IN MOTION LTDRESEARCH IN MOTION LTD | 36,648 | $383K | shares |
| SELECT COMFORT CORPSELECT COMFORT CORP | 15,262 | $382K | shares |
| COBALT INTL ENERGY INCCOBALT INTL ENERGY INC | 14,300 | $380K | call |
| WILSHIRE BANCORP INCWILSHIRE BANCORP INC | 57,271 | $379K | shares |
| UGAUNITED STS GASOLINE FD LP | 6,912 | $375K | shares |
| WISCONSIN ENERGY CORPWISCONSIN ENERGY CORP | 9,131 | $374K | shares |
| BANRBANNER CORP | 11,043 | $373K | shares |
| ISHARES TRISHARES TR | 15,488 | $372K | shares |
| FEPFIRST TR EXCH TRD ALPHDX FD | 13,840 | $371K | shares |
| WABCO HLDGS INCWABCO HLDGS INC | 4,965 | $371K | shares |
| PROSHARESPROSHARES | 18,000 | $371K | call |
| ARUBA NETWORKS INCARUBA NETWORKS INC | 24,031 | $369K | shares |
| OEFISHARES TR | 5,100 | $367K | shares |
| POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTGB | 19,506 | $367K | shares |
| OTTROTTER TAIL CORP | 12,891 | $366K | shares |
| LPLALPL FINL HLDGS INC | 9,693 | $366K | shares |
| STZCONSTELLATION BRANDS INC | 7,000 | $365K | put |
| Concho Resources Inc.Concho Resources Inc. | 4,358 | $365K | shares |
| OPTIMER PHARMACEUTICALS INCOPTIMER PHARMACEUTICALS INC | 25,191 | $365K | shares |
| CALGON CARBON CORPCALGON CARBON CORP | 21,673 | $362K | shares |
| LEGACY RESERVES LPLEGACY RESERVES LP | 13,521 | $360K | shares |
| PDC ENERGY INCPDC ENERGY INC | 6,978 | $359K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 6,641 | $359K | shares |
| LUMINEX CORPLUMINEX CORP | 17,312 | $357K | shares |
| COBALT INTL ENERGY INCCOBALT INTL ENERGY INC | 13,424 | $357K | shares |
| KEYNOTE SYS INCKEYNOTE SYS INC | 18,075 | $357K | shares |
| PROVIDENCE SVC CORPPROVIDENCE SVC CORP | 12,265 | $357K | shares |
| ISCGISHARES TR | 3,263 | $355K | shares |
| STIPISHARES TR | 3,493 | $352K | shares |
| INDEXIQ ETF TRINDEXIQ ETF TR | 17,897 | $351K | shares |
| CHIMERIX INC COMCHIMERIX INC COM | 14,419 | $350K | shares |
| NUVEEN GBL VL OPPORTUNITIESNUVEEN GBL VL OPPORTUNITIES | 27,099 | $350K | shares |
| AIVLWISDOMTREE TR | 5,604 | $349K | shares |
| MARKET VECTORS INDIA S/CMARKET VECTORS INDIA S/C | 49,000 | $346K | call |
| SCHRSCHWAB STRATEGIC TR | 6,529 | $344K | shares |
| APHAMPHENOL CORP | 4,400 | $343K | shares |
| COMMONWEALTH REITCOMMONWEALTH REIT | 14,850 | $343K | shares |
| SPGMSPDR INDEX SHS FDS | 6,420 | $341K | shares |
| ARCTIC CAT INCARCTIC CAT INC | 7,573 | $341K | shares |
| Niska Gas Storage Partners LNiska Gas Storage Partners L | 22,738 | $340K | shares |
| EXLSEXLSERVICE HLDGS INC | 11,485 | $339K | shares |
| NMZNUVEEN MUN HIGH INCOME OPPOR | 26,718 | $339K | shares |
| BROADCOM CORPBROADCOM CORP | 10,004 | $338K | shares |
| MARMARRIOTT INTL INC NEW | 8,351 | $337K | shares |
| HIHILLENBRAND INC | 14,154 | $336K | shares |
| STATE STREET SPDR PORTFOLIO…STATE STREET SPDR PORTFOLIO INTER… | 14,790 | $336K | shares |
| DIAMOND FOODS INCDIAMOND FOODS INC | 16,074 | $334K | shares |
| LXULSB INDS INC | 10,921 | $332K | shares |
| FLAGSTAR BANCORP INCFLAGSTAR BANCORP INC | 23,724 | $331K | shares |
| CLWCLEARWATER PAPER CORP | 7,012 | $330K | shares |
| ICUIICU MED INC | 4,566 | $329K | shares |
| Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LP | 11,199 | $329K | shares |
| HEARTLAND PMT SYS INCHEARTLAND PMT SYS INC | 8,832 | $329K | shares |
| ROYAL BK SCOTLAND PLCROYAL BK SCOTLAND PLC | 10,488 | $329K | shares |
| EZUISHARES INC | 10,000 | $325K | call |
| MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC | 15,122 | $325K | shares |
| LLOEWS CORP | 7,294 | $324K | shares |
| PACWEST BANCORP DELPACWEST BANCORP DEL | 10,577 | $324K | shares |
| SPDR INDEX SHS FDSSPDR INDEX SHS FDS | 19,741 | $324K | shares |
| MANNKIND CORPMANNKIND CORP | 49,670 | $323K | shares |
| WHITING PETE CORP NEWWHITING PETE CORP NEW | 7,004 | $323K | shares |
| BCHBANCO DE CHILE | 3,681 | $321K | shares |
| BOTTOMLINE TECH INC DELBOTTOMLINE TECH INC DEL | 12,690 | $321K | shares |
| RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC | 28,678 | $321K | shares |
| HEADWATERS INCHEADWATERS INC | 35,973 | $318K | shares |
| Broadcom IncBroadcom Inc | 8,487 | $317K | shares |
| TRUE RELIGION APPAREL INCTRUE RELIGION APPAREL INC | 9,985 | $316K | shares |
| AINALBANY INTL CORP | 9,555 | $315K | shares |
| HMCHONDA MOTOR CO LTD | 8,391 | $312K | shares |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME | 8,432 | $311K | shares |
| PIEDMONT NATURAL GAS COPIEDMONT NATURAL GAS CO | 9,186 | $310K | shares |
| CHDNCHURCHILL DOWNS INC | 3,907 | $308K | shares |
| ORBOTECH LTDORBOTECH LTD | 24,783 | $308K | shares |
| CCUCOMPANIA CERVECERIAS UNIDAS | 10,730 | $307K | shares |
| TBFPROSHARES TR | 9,800 | $307K | put |
| VSATVIASAT INC | 4,279 | $306K | shares |
| ROADRUNNER TRNSN SVCS HLDG IROADRUNNER TRNSN SVCS HLDG I | 11,009 | $306K | shares |
| HIGHLAND FDS IHIGHLAND FDS I | 15,287 | $305K | shares |
| PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC | 20,459 | $305K | shares |
| ProShares Ultra Short Dow 30ProShares Ultra Short Dow 30 | 7,000 | $305K | shares |
| MOG-AMOOG INC | 5,884 | $303K | shares |
| HUMHUMANA INC | 3,590 | $303K | shares |
| STELLARONE CORPSTELLARONE CORP | 15,427 | $303K | shares |
| GENCORP INCGENCORP INC | 18,608 | $303K | shares |
| MMDNYLIM MACKAY DEFINEDTERM MUN | 16,806 | $302K | shares |
| CARDINAL FINANCIAL CORPCARDINAL FINANCIAL CORP | 20,561 | $301K | shares |
| GREEN MTN COFFEE ROASTERS INGREEN MTN COFFEE ROASTERS IN | 4,000 | $301K | call |
| NTESNETEASE COM INC | 4,753 | $300K | shares |
| ADVISORSHARES TRADVISORSHARES TR | 11,810 | $297K | shares |
| NATIONSTAR MORTGAGE HOLDINGSNATIONSTAR MORTGAGE HOLDINGS | 7,875 | $295K | shares |
| SCIQUEST INC NEWSCIQUEST INC NEW | 11,785 | $295K | shares |
| ISHARES INCISHARES INC | 6,245 | $295K | shares |
| ARLPALLIANCE RESOURCE PARTNERS L | 4,166 | $294K | shares |
| DAWSON GEOPHYSICAL CODAWSON GEOPHYSICAL CO | 7,968 | $294K | shares |
| TILEINTERFACE INC | 17,273 | $293K | shares |
| TENNECO INCTENNECO INC | 6,446 | $292K | shares |
| PSAPUBLIC STORAGE | 1,900 | $291K | shares |
| UMPQUA HOLDINGSUMPQUA HOLDINGS | 19,400 | $291K | shares |
| AMWDAMERICAN WOODMARK CORP | 8,388 | $291K | shares |
| EESWISDOMTREE TR | 4,336 | $290K | shares |
| EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR | 13,878 | $290K | shares |
| IWVISHARES TR | 3,000 | $289K | call |
| FASTFASTENAL CO | 6,282 | $288K | shares |
| COVANTA HLDG CORPCOVANTA HLDG CORP | 14,389 | $288K | shares |
| ULTRA PETROLEUM CORPULTRA PETROLEUM CORP | 14,502 | $287K | shares |
| COLEMAN CABLE INCCOLEMAN CABLE INC | 15,893 | $287K | shares |
| POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II | 9,183 | $286K | shares |
| PNCPNC FINL SVCS GROUP INC | 3,914 | $285K | shares |
| MODMODINE MFG CO | 26,197 | $285K | shares |
| MMUWESTERN ASSET MANAGED MUNS F | 21,410 | $285K | shares |
| XMYDXBLACKROCK MUNIYIELD FUND | 19,306 | $285K | shares |
| FUSION-IO INCFUSION-IO INC | 19,981 | $285K | shares |
| MKSIMKS INC. | 10,700 | $284K | shares |
| NUVEEN FLOATING RATE INCOME…NUVEEN FLOATING RATE INCOME OP | 21,493 | $284K | shares |
| INTEVAC INCINTEVAC INC | 50,261 | $284K | shares |
| STBAS & T BANCORP INC | 14,425 | $283K | shares |
| NXSTNEXSTAR MEDIA GROUP INC | 7,982 | $283K | shares |
| SRISTONERIDGE INC | 24,202 | $282K | shares |
| LORAL SPACE & COM INCLORAL SPACE & COM INC | 4,678 | $281K | shares |
| NATIONAL CINEMEDIA INCNATIONAL CINEMEDIA INC | 16,550 | $280K | shares |
| TALISMAN ENERGY INCTALISMAN ENERGY INC | 24,403 | $279K | shares |
| AOKISHARES TR | 9,032 | $278K | shares |
| DEUTSCHE BK AG LONDON BRHDEUTSCHE BK AG LONDON BRH | 30,908 | $277K | shares |
| RBCRBC BEARINGS INC | 5,306 | $276K | shares |
| AEISADVANCED ENERGY INDS | 15,848 | $276K | shares |
| IGATE CORPIGATE CORP | 16,721 | $275K | shares |
| AOMISHARES TR | 8,456 | $274K | shares |
| FRFIRST INDL RLTY TR INC | 17,951 | $272K | shares |
| DEUTSCHE BK AG LONDONDEUTSCHE BK AG LONDON | 21,354 | $272K | shares |
| YELPYELP INC | 7,800 | $271K | put |
| CAECAE INC | 26,200 | $271K | shares |
| INTERCONTINENTAL HOTELSINTERCONTINENTAL HOTELS | 9,858 | $271K | shares |
| DEMANDWARE INCDEMANDWARE INC | 6,365 | $270K | shares |
| FIXCOMFORT SYS USA INC | 18,028 | $269K | shares |
| SPARTAN STORES INCSPARTAN STORES INC | 14,585 | $269K | shares |
| COMCAST CORP NEWCOMCAST CORP NEW | 6,720 | $267K | shares |
| IBKRINTERACTIVE BROKERS GROUP IN | 16,643 | $266K | shares |
| STZCONSTELLATION BRANDS INC | 5,100 | $266K | call |
| INVESTMENT TECHNOLOGY GROUPINVESTMENT TECHNOLOGY GROUP | 18,937 | $265K | shares |
| INTEGRATED SILICON SOLUTIONINTEGRATED SILICON SOLUTION | 24,151 | $265K | shares |
| EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TR | 12,799 | $265K | shares |
| PFNPIMCO INCOME STRATEGY FD II | 25,057 | $264K | shares |
| FIESTA RESTAURANT GROUP INCFIESTA RESTAURANT GROUP INC | 7,690 | $264K | shares |
| KKR FINL HLDGS LLCKKR FINL HLDGS LLC | 25,029 | $264K | shares |
| ARRIS GROUP INCARRIS GROUP INC | 18,308 | $263K | shares |
| ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CP | 46,788 | $262K | shares |
| OPENTABLE INCOPENTABLE INC | 4,100 | $262K | call |
| ROYAL BK OF SCOTLAND PLCROYAL BK OF SCOTLAND PLC | 11,398 | $260K | shares |
| MERRIMACK PHARMACEUTICALS INMERRIMACK PHARMACEUTICALS IN | 38,444 | $259K | shares |
| NEUTRAL TANDEM INCNEUTRAL TANDEM INC | 44,790 | $258K | shares |
| PROSHARES TRPROSHARES TR | 13,000 | $258K | put |
| VEUVANGUARD INTL EQUITY INDEX F | 5,800 | $256K | shares |
| AUXILIUM PHARMACEUTICALSAUXILIUM PHARMACEUTICALS | 15,309 | $255K | shares |
| PENNSYLVANIA RL ESTATE INVTPENNSYLVANIA RL ESTATE INVT | 13,505 | $255K | shares |
| BARCLAYS BANK PLCBARCLAYS BANK PLC | 4,700 | $255K | call |
| MARKET VECTORS RARE EARTH/STMARKET VECTORS RARE EARTH/ST | 26,900 | $255K | put |
| SUNTECH PWR HLDGS CO LTDSUNTECH PWR HLDGS CO LTD | 247,300 | $255K | shares |
| UXIPROSHARES TR | 3,600 | $254K | put |
| Chubb CorporationChubb Corporation | 2,999 | $254K | shares |
| STONEMOR PARTNERS LPSTONEMOR PARTNERS LP | 10,104 | $254K | shares |
| CAMPUS CREST COMMUNITIES ICAMPUS CREST COMMUNITIES I | 22,051 | $254K | shares |
| NATURAL RESOURCE PARTNERS LNATURAL RESOURCE PARTNERS L | 12,361 | $254K | shares |
| TNCTENNANT CO | 5,236 | $253K | shares |
| PRIVATEBANCORP INCPRIVATEBANCORP INC | 11,876 | $252K | shares |
| HYIWESTERN ASSET HIGH YIELD OPP | 14,168 | $250K | shares |
| GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR | 5,000 | $250K | call |
| ENSCO PLCENSCO PLC | 4,308 | $250K | shares |
| CEC ENTERTAINMENT INCCEC ENTERTAINMENT INC | 6,078 | $249K | shares |
| ISHARES INCISHARES INC | 5,800 | $249K | shares |
| VTIVANGUARD INDEX FDS | 3,000 | $248K | put |
| QLDPROSHARES TR | 3,800 | $248K | put |
| RESOLUTE FOREST PRODUCTSRESOLUTE FOREST PRODUCTS | 18,800 | $248K | shares |
| GRMNGARMIN LTD | 6,824 | $247K | shares |
| CREDIT SUISSE NASSAU BRH ET…CREDIT SUISSE NASSAU BRH ETN INIT… | 22,059 | $247K | shares |
| RRYDER SYS INC | 4,040 | $246K | shares |
| HAFCHANMI FINL CORP | 13,923 | $246K | shares |
| TOTAL SYS SVCS INCTOTAL SYS SVCS INC | 10,018 | $245K | shares |
| PETROLOGISTICS LP UNIT LTD …PETROLOGISTICS LP UNIT LTD PARTNE… | 18,448 | $244K | shares |
| SCHBSCHWAB STRATEGIC TR | 6,207 | $242K | shares |
| ULTAULTA BEAUTY INC | 2,416 | $242K | shares |
| GLDDGREAT LAKES DREDGE & DOCK CO | 30,805 | $241K | shares |
| APPROACH RESOURCES INCAPPROACH RESOURCES INC | 9,791 | $241K | shares |
| USDPROSHARES TR | 5,750 | $240K | shares |
| MONEYGRAM INTL INCMONEYGRAM INTL INC | 10,576 | $240K | shares |
| STAMPS COM INCSTAMPS COM INC | 6,062 | $239K | shares |
| ALLIED WRLD ASSUR COM HLDG AALLIED WRLD ASSUR COM HLDG A | 2,611 | $239K | shares |
| OSISOSI SYSTEMS INC | 3,690 | $238K | shares |
| SUN HYDRAULICS CORPSUN HYDRAULICS CORP | 7,605 | $238K | shares |
| ACTUANT CORPACTUANT CORP | 7,226 | $238K | shares |
| WDAYWORKDAY INC | 3,703 | $237K | shares |
| AERAERCAP HOLDINGS NV | 13,583 | $237K | shares |
| Empire District Electric Co…Empire District Electric Co/Th | 10,523 | $235K | shares |
| ROYAL BK OF SCOTLAND PLCROYAL BK OF SCOTLAND PLC | 11,933 | $234K | shares |
| IWSISHARES TR | 4,000 | $232K | put |
| DIODDIODES INC | 8,920 | $232K | shares |
| CARDTRONICS INCCARDTRONICS INC | 8,395 | $232K | shares |
| ALTRA HOLDINGS INCALTRA HOLDINGS INC | 8,484 | $232K | shares |
| INVESTORS BANCORP INCINVESTORS BANCORP INC | 11,028 | $232K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 39,600 | $232K | call |
| MANHMANHATTAN ASSOCIATES INC | 2,994 | $231K | shares |
| CHEROKEE INCCHEROKEE INC | 18,060 | $231K | shares |
| XGDVXGABELLI DIVID & INCOME TR | 11,921 | $230K | shares |
| NEW ORIENTAL EDUCATION & TE…NEW ORIENTAL EDUCATION & TECHN | 10,400 | $230K | call |
| YOUKU.COM INCYOUKU.COM INC | 12,000 | $230K | put |
| GLATFELTERGLATFELTER | 9,178 | $230K | shares |
| NXQUANEX BLDG PRODS CORP | 13,622 | $229K | shares |
| DPGDUFF & PHELPS UTLITY AND INF | 12,228 | $229K | shares |
| COLONIAL PROPERTIES TRUSTCOLONIAL PROPERTIES TRUST | 9,463 | $228K | shares |
| KYTHERA BIOPHARMACEUTICALS IKYTHERA BIOPHARMACEUTICALS I | 8,398 | $227K | shares |
| XBOEXBLACKROCK ENHANCED GLOBAL | 16,706 | $226K | shares |
| POWERSHARES GLOBAL ETF FDPOWERSHARES GLOBAL ETF FD | 11,210 | $226K | shares |
| TRONOX LTDTRONOX LTD | 11,215 | $226K | shares |
| NEWLINK GENETICS CORPNEWLINK GENETICS CORP | 11,474 | $226K | shares |
| ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD | 24,584 | $225K | shares |
| NCNACCO INDS INC | 3,902 | $224K | shares |
| BOSTON PRIVATE FINL HLDGS I…BOSTON PRIVATE FINL HLDGS INC COM | 21,072 | $224K | shares |
| PARKWAY PPTYS INCPARKWAY PPTYS INC | 13,359 | $224K | shares |
| BARCLAYS BK PLCBARCLAYS BK PLC | 5,225 | $224K | shares |
| ROYAL BK SCOTLAND PLCROYAL BK SCOTLAND PLC | 7,966 | $223K | shares |
| EPDENTERPRISE PRODS PARTNERS L | 3,569 | $222K | shares |
| ROOKLINE BANCORP INC DELROOKLINE BANCORP INC DEL | 25,305 | $220K | shares |
| PREMIERE GLOBAL SVCS INCPREMIERE GLOBAL SVCS INC | 18,204 | $220K | shares |
| IPATH GSCI TOTAL RETURN IND…IPATH GSCI TOTAL RETURN INDEX ETF… | 7,047 | $219K | shares |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 11,039 | $219K | shares |
| BHKBLACKROCK CORE BD TR | 16,582 | $218K | shares |
| XPPPROSHARES TR | 5,200 | $218K | call |
| TXTERNIUM SA | 9,590 | $217K | shares |
| PBTPERMIAN BASIN RTY TR | 16,272 | $216K | shares |
| US ECOLOGY INC COMUS ECOLOGY INC COM | 7,877 | $216K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 4,311 | $216K | shares |
| PAAPLAINS ALL AMERN PIPELINE L | 3,858 | $215K | shares |
| KFYKORN FERRY | 11,445 | $214K | shares |
| SONYSONY GROUP CORP | 10,100 | $214K | put |
| FERRO CORPFERRO CORP | 30,840 | $214K | shares |
| PROSHARES TRPROSHARES TR | 5,659 | $214K | shares |
| PEOPLES FED BANCSHARES INCPEOPLES FED BANCSHARES INC | 11,843 | $214K | shares |
| HOMBHOME BANCSHARES INC | 8,193 | $213K | shares |
| MWAMUELLER WTR PRODS INC | 30,789 | $213K | shares |
| BCCBOISE CASCADE CO DEL | 8,341 | $212K | shares |
| CEVACEVA INC | 10,931 | $212K | shares |
| EPUISHARES TR | 6,200 | $212K | put |
| YRC WORLDWIDE INCYRC WORLDWIDE INC | 7,360 | $212K | shares |
| MSBMESABI TR | 11,770 | $211K | shares |
| VCVINVESCO CALIF VALUE MUN INCO | 17,434 | $210K | shares |
| AWREAWARE INC MASS | 40,405 | $210K | shares |
| GLOBAL X FDSGLOBAL X FDS | 15,705 | $210K | shares |
| WMBWILLIAMS COS INC | 6,434 | $209K | shares |
| XJQCXNUVEEN CR STRATEGIES INCOME | 20,897 | $209K | shares |
| RUTHS HOSPITALITY GROUP INCRUTHS HOSPITALITY GROUP INC | 17,303 | $209K | shares |
| THE ADT CORPORATIONTHE ADT CORPORATION | 5,239 | $209K | shares |
| SIMPLICITY BANCORP INCSIMPLICITY BANCORP INC | 14,435 | $209K | shares |
| UBS AG LONDON BRHUBS AG LONDON BRH | 7,498 | $209K | shares |
| AORISHARES TR | 5,867 | $208K | shares |
| ATMPBARCLAYS BANK PLC | 8,003 | $208K | shares |
| POWER-ONE INCPOWER-ONE INC | 32,894 | $208K | shares |
| HDBHDFC BANK LTD | 5,700 | $207K | put |
| STERLITE INDS INDIA LTDSTERLITE INDS INDIA LTD | 35,520 | $207K | shares |
| PROSHARES ULTRASHORT TECHPROSHARES ULTRASHORT TECH | 6,386 | $207K | shares |
| BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP | 22,054 | $206K | shares |
| JPMORGAN CHASE & COJPMORGAN CHASE & CO | 5,655 | $206K | shares |
| SUISUN CMNTYS INC | 4,129 | $205K | shares |
| MITKMITEK SYS INC | 35,550 | $205K | shares |
| KAYDON CORPKAYDON CORP | 7,445 | $205K | shares |
| MBIMBIA INC | 15,292 | $204K | shares |
| AG MTG INVT TR INCAG MTG INVT TR INC | 10,820 | $204K | shares |
| MFGMIZUHO FINANCIAL GROUP INC | 49,099 | $203K | shares |
| EPPISHARES INC | 4,700 | $202K | call |
| 51JOB INC51JOB INC | 2,997 | $202K | shares |
| NUVEEN INS MUNICIPAL OPP FDNUVEEN INS MUNICIPAL OPP FD | 14,446 | $202K | shares |
| PROSHARES TRPROSHARES TR | 3,292 | $202K | shares |
| AMERICAN NATL INSAMERICAN NATL INS | 2,023 | $201K | shares |
| WSRWHITESTONE REIT | 12,673 | $200K | shares |
| HALCON RES CORPHALCON RES CORP | 34,843 | $198K | shares |
| ALCATEL-LUCENTALCATEL-LUCENT | 108,905 | $198K | shares |
| GOODRICH PETE CORPGOODRICH PETE CORP | 15,459 | $198K | shares |
| HARVEST NATURAL RESOURCES INHARVEST NATURAL RESOURCES IN | 63,264 | $196K | shares |
| CSQCALAMOS STRATEGIC TOTAL RETU | 19,161 | $194K | shares |
| CLDTCHATHAM LODGING TR | 11,269 | $194K | shares |
| GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATION | 23,742 | $194K | shares |
| HSIIHEIDRICK & STRUGGLES INTL IN | 11,512 | $192K | shares |
| FUEL SYS SOLUTIONS INCFUEL SYS SOLUTIONS INC | 10,754 | $192K | shares |
| TEUCRIUM COMMODITY TRTEUCRIUM COMMODITY TR | 17,219 | $192K | shares |
| CAPITAL BANK FINANCIAL CORPCAPITAL BANK FINANCIAL CORP | 10,036 | $191K | shares |
| KLICKULICKE & SOFFA INDS INC | 17,047 | $189K | shares |
| XFRAXBLACKROCK FLOATING RATE INCO | 12,126 | $188K | shares |
| FUELCELL ENERGY INC COMFUELCELL ENERGY INC COM | 147,179 | $188K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 13,800 | $188K | call |
| BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN | 12,689 | $186K | shares |
| UNXLQUNI-PIXEL INC | 12,700 | $186K | call |
| PFSPROVIDENT FINL SVCS INC | 11,588 | $183K | shares |
| TRUSTCO BK CORP N YTRUSTCO BK CORP N Y | 33,588 | $183K | shares |
| KNIGHT TRANSN INCKNIGHT TRANSN INC | 10,813 | $182K | shares |
| AMERICAN SUPERCONDUCTOR CORPAMERICAN SUPERCONDUCTOR CORP | 68,533 | $181K | shares |
| RVTROYCE SMALL CAP TRUST INC | 11,880 | $180K | shares |
| EFTEATON VANCE FLOATING RATE IN | 10,788 | $179K | shares |
| AGENUS INCAGENUS INC | 46,156 | $175K | shares |
| MUFGMITSUBISHI UFJ FINANCIAL GRO | 27,798 | $173K | shares |
| SOLAZYME INCSOLAZYME INC | 14,733 | $173K | shares |
| OSIRIS THERAPEUTICS INC NEWOSIRIS THERAPEUTICS INC NEW | 17,128 | $172K | shares |
| UVEUNIVERSAL INS HLDGS INC | 23,727 | $168K | shares |
| PHARMATHENE INCPHARMATHENE INC | 105,960 | $168K | shares |
| PETROBRAS ARGENTINA SA-BPETROBRAS ARGENTINA SA-B | 46,352 | $168K | shares |
| DEUTSCHE BK AG LONDON BRHDEUTSCHE BK AG LONDON BRH | 11,735 | $167K | shares |
| FREESCALE SEMICONDUCTOR LTDFREESCALE SEMICONDUCTOR LTD | 12,187 | $165K | shares |
| II VI INCII VI INC | 10,081 | $164K | shares |
| CADENCE PHARMACEUTICALS INCCADENCE PHARMACEUTICALS INC | 23,659 | $161K | shares |
| COLLECTORS UNIVERSECOLLECTORS UNIVERSE | 12,147 | $161K | shares |
| ASIAINFO-LINKAGE INCASIAINFO-LINKAGE INC | 13,845 | $160K | shares |
| CDZICADIZ INC | 34,644 | $159K | shares |
| KTOSKRATOS DEFENSE & SEC SOLUTIO | 24,594 | $159K | shares |
| RAMCO-GERSHENSON PPTYS TRRAMCO-GERSHENSON PPTYS TR | 10,266 | $159K | shares |
| XNEAXNUVEEN AMT FREE QLTY MUN INC | 12,285 | $158K | shares |
| Invesco Global Listed Priva…Invesco Global Listed Private Equ… | 14,513 | $158K | shares |
| VANTAGE DRILLING COMPANYVANTAGE DRILLING COMPANY | 77,036 | $157K | shares |
| DRYSHIPS INCDRYSHIPS INC | 83,411 | $156K | shares |
| TGTXTG THERAPEUTICS INC | 24,227 | $155K | shares |
| LIONBRIDGE TECHNOLOGIES INCLIONBRIDGE TECHNOLOGIES INC | 53,376 | $155K | shares |
| ING GLOBAL EQUITY DIVID &ING GLOBAL EQUITY DIVID & | 16,286 | $153K | shares |
| REVOLUTION LIGHTING TECHNOLOREVOLUTION LIGHTING TECHNOLO | 37,960 | $152K | shares |
| ACTVISION BLIZZARD INCACTVISION BLIZZARD INC | 10,576 | $151K | shares |
| PGT INNOVATIONS INCPGT INNOVATIONS INC | 17,380 | $151K | shares |
| JAKKS PACIFIC INCJAKKS PACIFIC INC | 13,388 | $151K | shares |
| OFSOFS CAP CORP | 12,439 | $148K | shares |
| NUVEEN DIV ADVANTAGE MUN FDNUVEEN DIV ADVANTAGE MUN FD | 10,589 | $148K | shares |
| FORTUNA MNG CORP FFORTUNA MNG CORP F | 44,211 | $147K | shares |
| Gevo IncGevo Inc | 71,831 | $146K | shares |
| PLX TECHNOLOGY INCPLX TECHNOLOGY INC | 30,600 | $146K | shares |
| MARKET VECTORS ETF TRMARKET VECTORS ETF TR | 15,369 | $146K | shares |
| ADXADAMS DIVERSIFIED EQUITY FD | 12,135 | $145K | shares |
| COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR | 13,460 | $145K | shares |
| ASHFORD HOSPITALITYASHFORD HOSPITALITY | 12,573 | $144K | shares |
| GENERAL COMMUNICATION INCGENERAL COMMUNICATION INC | 18,268 | $143K | shares |
| ACELRX PHARMACEUTICALS INCACELRX PHARMACEUTICALS INC | 15,323 | $142K | shares |
| INTERSECTIONS INCINTERSECTIONS INC | 16,002 | $140K | shares |
| MEDIA GENERAL INCMEDIA GENERAL INC | 12,613 | $139K | shares |
| GLOBAL X FDSGLOBAL X FDS | 10,795 | $138K | shares |
| FIRST POTOMAC RLTY TRFIRST POTOMAC RLTY TR | 10,485 | $137K | shares |
| HUDSON CITY BANCORPHUDSON CITY BANCORP | 14,800 | $136K | shares |
| MARKET VECTORS RARE EARTH/STMARKET VECTORS RARE EARTH/ST | 14,200 | $135K | call |
| FMNBFARMERS NATIONAL BANC CORP | 21,125 | $133K | shares |
| CAL DIVE INTL INC DELCAL DIVE INTL INC DEL | 70,623 | $133K | shares |
| NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M | 10,294 | $132K | shares |
| CALXCALIX INC | 13,089 | $132K | shares |
| WI-LAN INCWI-LAN INC | 28,025 | $129K | shares |
| ERICTELEFONAKTIEBOLAGET LM ERICS | 11,144 | $126K | shares |
| UNIVERSAL AMERN CORP NEWUNIVERSAL AMERN CORP NEW | 14,100 | $125K | shares |
| STILLWATER MINING COSTILLWATER MINING CO | 11,689 | $125K | shares |
| AZTAAZENTA INC | 12,683 | $123K | shares |
| STAASTAAR SURGICAL CO | 12,057 | $122K | shares |
| GROUPON INCGROUPON INC | 14,221 | $122K | shares |
| Zagg, Inc.Zagg, Inc. | 22,794 | $122K | shares |
| ZCO Liquidating CorpZCO Liquidating Corp | 83,223 | $121K | shares |
| DISCOVERY LABORATORIES INC NDISCOVERY LABORATORIES INC N | 78,871 | $120K | shares |
| AVID TECHNOLOGY INCAVID TECHNOLOGY INC | 20,218 | $119K | shares |
| CVUCPI AEROSTRUCTURES INC | 10,920 | $118K | shares |
| GLOBAL X FDSGLOBAL X FDS | 11,860 | $118K | shares |
| LOGILOGITECH INTL S A | 16,547 | $117K | shares |
| AVEO PHARMACEUTICALS INCAVEO PHARMACEUTICALS INC | 46,971 | $117K | shares |
| ERIIENERGY RECOVERY INC | 28,148 | $116K | shares |
| LAKELAND BANCORP INCLAKELAND BANCORP INC | 11,114 | $116K | shares |
| BDJBLACKROCK ENHANCED EQUITY DI | 15,011 | $114K | shares |
| IPASS INCIPASS INC | 60,409 | $114K | shares |
| BDDXFDB BASE METALS DOUBLE LONG ETN | 14,734 | $114K | shares |
| HARTE-HANKS INCHARTE-HANKS INC | 13,101 | $113K | shares |
| RAND LOGISTICS INCRAND LOGISTICS INC | 22,041 | $113K | shares |
| MARKET VECTORS ETF TRMARKET VECTORS ETF TR | 12,200 | $112K | call |
| GSI GROUP INCGSI GROUP INC | 13,928 | $112K | shares |
| GNTGAMCO NAT RES GOLD & INCOME | 10,589 | $111K | shares |
| NPKINPK INTERNATIONAL INC | 10,100 | $111K | shares |
| PRETIUM RESOURCES INCPRETIUM RESOURCES INC | 16,861 | $111K | shares |
| DREYFUS STRATEGIC MUN BD FDDREYFUS STRATEGIC MUN BD FD | 13,619 | $111K | shares |
| BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INC | 26,098 | $111K | shares |
| BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC | 16,048 | $110K | shares |
| IMMUNOMEDICS INCIMMUNOMEDICS INC | 20,264 | $110K | shares |
| INTERMEC INCINTERMEC INC | 10,964 | $108K | shares |
| CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR | 15,475 | $108K | shares |
| RESOURCE CAP CORP REITRESOURCE CAP CORP REIT | 17,198 | $106K | shares |
| VITESSE SEMICONDUCTOR CORPVITESSE SEMICONDUCTOR CORP | 40,333 | $106K | shares |
| BLACKROCK REAL ASSET EQUITYBLACKROCK REAL ASSET EQUITY | 11,824 | $103K | shares |
| PENDRELL CORPPENDRELL CORP | 39,008 | $102K | shares |
| XOMA CORP DELXOMA CORP DEL | 27,833 | $101K | shares |
| ASIA ENTN & RESOURCES LTDASIA ENTN & RESOURCES LTD | 24,097 | $101K | shares |
| EGYVAALCO ENERGY INC | 17,007 | $97K | shares |
| PARKERVISION INCPARKERVISION INC | 21,324 | $97K | shares |
| ORBITZ WORLDWIDE INCORBITZ WORLDWIDE INC | 12,060 | $97K | shares |
| CORONADO BIOSCIENCES INCCORONADO BIOSCIENCES INC | 11,079 | $95K | shares |
| ECHELON CORPECHELON CORP | 44,779 | $94K | shares |
| NOKNOKIA CORP | 24,749 | $93K | shares |
| Accelerate DiagnosticsAccelerate Diagnostics | 11,049 | $90K | shares |
| HARRIS & HARRIS GROUP INCHARRIS & HARRIS GROUP INC | 29,504 | $90K | shares |
| IMMUNOCELLULAR THERAPEUTICSIMMUNOCELLULAR THERAPEUTICS | 46,427 | $90K | shares |
| ENDEAVOUR INTERNATIONAL CORPENDEAVOUR INTERNATIONAL CORP | 23,320 | $90K | shares |
| NWBONORTHWEST BIOTHERAPEUTICS INC. | 26,145 | $87K | shares |
| ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID F | 22,246 | $87K | shares |
| PREMIER EXIBITIONS INCPREMIER EXIBITIONS INC | 49,794 | $87K | shares |
| SNFCASECURITY NATL FINL CORP | 14,523 | $86K | shares |
| CERES INCCERES INC | 27,392 | $86K | shares |
| CPIXCUMBERLAND PHARMACEUTICALS I | 16,706 | $85K | shares |
| PROGENICS PHARMACEUTICALS INPROGENICS PHARMACEUTICALS IN | 19,134 | $85K | shares |
| AIR TRANSPORT SERVICES GRP IAIR TRANSPORT SERVICES GRP I | 12,637 | $84K | shares |
| PMC-SIERRA INCPMC-SIERRA INC | 13,212 | $84K | shares |
| AMKRAMKOR TECHNOLOGY INC | 18,795 | $79K | shares |
| DREYFUSDREYFUS | 18,569 | $78K | shares |
| EDGEN GROUP INCEDGEN GROUP INC | 12,172 | $78K | shares |
| SEQUENOM INC COM NEWSEQUENOM INC COM NEW | 18,406 | $77K | shares |
| PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORP | 13,358 | $77K | shares |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 10,101 | $76K | shares |
| CAREER EDUCATION CORPCAREER EDUCATION CORP | 25,532 | $74K | shares |
| CORNERSTONE STRATEGIC VALUECORNERSTONE STRATEGIC VALUE | 10,181 | $74K | shares |
| SEMILEDS CORPSEMILEDS CORP | 42,856 | $74K | shares |
| SANBANCO SANTANDER SA | 10,800 | $70K | put |
| AXTIAXT INC | 25,676 | $69K | shares |
| LDK SOLAR CO LTDLDK SOLAR CO LTD | 53,410 | $69K | shares |
| PAIN THERAPEUTICS INCPAIN THERAPEUTICS INC | 30,756 | $68K | shares |
| LINCLINCOLN EDL SVCS CORP | 12,636 | $67K | shares |
| NGP CAPITAL RESOURCES CONGP CAPITAL RESOURCES CO | 11,000 | $67K | shares |
| TORM A/STORM A/S | 27,377 | $65K | shares |
| PROTALIX BIOTHERAPEUTICS INCPROTALIX BIOTHERAPEUTICS INC | 12,977 | $64K | shares |
| ION GEOPHYSICAL CORPION GEOPHYSICAL CORP | 10,626 | $64K | shares |
| HANSEN MEDICAL INCHANSEN MEDICAL INC | 44,604 | $64K | shares |
| SUPPORT COM INCSUPPORT COM INC | 14,100 | $64K | shares |
| ACCURIDE CORP NEWACCURIDE CORP NEW | 12,500 | $63K | shares |
| MEETME INCMEETME INC | 38,744 | $63K | shares |
| USALIBERTY ALL STAR EQUITY FD | 11,599 | $60K | shares |
| METALICO INCMETALICO INC | 49,743 | $60K | shares |
| IKANOS COMMUNICATIONS INCIKANOS COMMUNICATIONS INC | 39,032 | $58K | shares |
| NOVACOPPER INCNOVACOPPER INC | 32,459 | $57K | shares |
| MATTSON TECHNOLOGY INCMATTSON TECHNOLOGY INC | 26,223 | $57K | shares |
| National Amern Univ Hldgs I…National Amern Univ Hldgs Inc | 14,306 | $54K | shares |
| INODINNODATA INC | 16,585 | $53K | shares |
| TARGACEPT INCTARGACEPT INC | 12,528 | $53K | shares |
| MTR GAMING GROUP INCMTR GAMING GROUP INC | 15,789 | $53K | shares |
| DIANA CONTAINERSHIPS, INC.DIANA CONTAINERSHIPS, INC. | 12,342 | $53K | shares |
| SPROTT RESOURCE LENDINGSPROTT RESOURCE LENDING | 39,400 | $50K | shares |
| CDXSCODEXIS INC | 22,235 | $49K | shares |
| NOVATEL WIRELESS INCNOVATEL WIRELESS INC | 12,216 | $48K | shares |
| XDHYXCREDIT SUISSE HIGH YIELD CRE | 14,975 | $47K | shares |
| GFI GROUP INCGFI GROUP INC | 12,092 | $47K | shares |
| WHITING USA TRUST IWHITING USA TRUST I | 12,966 | $47K | shares |
| FORBES ENERGY SVCS LTDFORBES ENERGY SVCS LTD | 11,700 | $47K | shares |
| ONCOTHYREON INCONCOTHYREON INC | 29,384 | $46K | shares |
| GOL LINHAS AEREAS INTLG S AGOL LINHAS AEREAS INTLG S A | 13,300 | $45K | call |
| AXCELIS TECHNOLOGIES INCAXCELIS TECHNOLOGIES INC | 23,993 | $44K | shares |
| ANADIGICS INCANADIGICS INC | 20,187 | $44K | shares |
| ANTHERA PHARMACEUTICALS INCANTHERA PHARMACEUTICALS INC | 95,538 | $44K | shares |
| CHINA HYDROELECTRIC CP-ADSCHINA HYDROELECTRIC CP-ADS | 16,617 | $44K | shares |
| SIGASIGA TECHNOLOGIES INC | 14,963 | $42K | shares |
| JAMES RIVER COAL COJAMES RIVER COAL CO | 23,213 | $42K | shares |
| FALCONSTOR SOFTWARE INCFALCONSTOR SOFTWARE INC | 29,223 | $40K | shares |
| SARATOGA RES INCSARATOGA RES INC | 25,693 | $39K | shares |
| BOX SHIPS INCBOX SHIPS INC | 10,234 | $39K | shares |
| HARVEST NATURAL RESOURCES INHARVEST NATURAL RESOURCES IN | 12,200 | $38K | put |
| YOU ON DEMAND HOLDINGS INCYOU ON DEMAND HOLDINGS INC | 23,774 | $38K | shares |
| COMBIMATRIX CORPORATIONCOMBIMATRIX CORPORATION | 11,488 | $37K | shares |
| STR HOLDINGS INCSTR HOLDINGS INC | 15,705 | $36K | shares |
| ZAZA ENERGY CORPZAZA ENERGY CORP | 29,773 | $36K | shares |
| ENTEROMEDICS INCENTEROMEDICS INC | 29,764 | $34K | shares |
| QUICKLOGIC CORPQUICKLOGIC CORP | 15,219 | $34K | shares |
| IDENTIVE GROUP INCIDENTIVE GROUP INC | 46,983 | $34K | shares |
| VENTRUS BIOSCIENCES INCVENTRUS BIOSCIENCES INC | 14,044 | $34K | shares |
| ENVIVIO INCENVIVIO INC | 15,764 | $32K | shares |
| MAXYGEN INCMAXYGEN INC | 12,040 | $30K | shares |
| CRIMSON EXPLORATION INCCRIMSON EXPLORATION INC | 10,555 | $30K | shares |
| ZYNGA INC.ZYNGA INC. | 10,600 | $29K | call |
How Q3 2013 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001330294-13-000014 | base | 2013-11-15 | acceptance time not in the bulk data set |