Skip to content
Disclosery

Investors Capital Advisory Services

Follow

13F filer, CIK 1427271, LYNNFIELD, MA

Investors Capital Advisory Services reported $503,107,000 across 699 holdings for the quarter ended 2016-03-31, in a 13F-HR filed 2016-05-09. Its ten largest share positions make up 12.2% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001427271-16-000006

Period
2016-03-31
Reported value
$503M
Holdings
699
Top 10 weight
12.2%
New
56
Sold out
73

Largest buys vs the previous quarter

SecurityShares changeApprox. value
PROSHARES TRnew+92,616$2.03M
BROADCOM LTDnew+13,074$2.02M
LQDadded+16,504$1.96M
DBEFadded+44,275$1.13M
CBnew+9,090$1.08M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYreduced-11,365-$2.34M
VPLexited-34,533-$1.96M
IGOVexited-20,641-$1.85M
PowerShares QQQ Trust Unit …reduced-12,966-$1.42M
BRK-Breduced-9,535-$1.35M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2016

Share positions as resolved from 13F-HR 0001427271-16-000006, largest first. % of portfolio is the value over $503,107,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CYS INVTS INCCYS INVTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 33,050 shares; 2014Q4: 34,686 shares; 2015Q1: 34,741 shares; 2015Q2: 40,110 shares; 2015Q3: 37,325 shares; 2015Q4: 33,899 shares; 2016Q1: 29,599 shares 29,599$240K0.05%-4,300
HSBCHSBC HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8,038 shares; 2016Q1: 7,733 shares 7,733$239K0.05%-305Timeline
ALLERGAN PLCALLERGAN PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 234 shares; 2015Q3: 293 shares; 2015Q4: 320 shares; 2016Q1: 261 shares 261$239K0.05%-59
TRVTRAVELERS COMPANIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 2,127 shares; 2015Q1: 1,945 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,005 shares; 2016Q1: 2,048 shares 2,048$238K0.05%+43Timeline
PCARPACCAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,310 shares; 2014Q4: 4,310 shares; 2015Q1: 4,110 shares; 2015Q2: 4,335 shares; 2015Q3: 3,985 shares; 2015Q4: 4,360 shares; 2016Q1: 4,360 shares 4,360$238K0.05%0Timeline
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 7,868 shares; 2015Q1: 9,100 shares; 2015Q2: 10,663 shares; 2015Q3: 12,204 shares; 2015Q4: 11,809 shares; 2016Q1: 13,243 shares 13,243$238K0.05%+1,434
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,387 shares; 2014Q4: 14,428 shares; 2015Q1: 14,748 shares; 2015Q2: 14,781 shares; 2015Q3: 15,566 shares; 2015Q4: 15,440 shares; 2016Q1: 16,385 shares 16,385$238K0.05%+945
VCITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,816 shares; 2015Q4: not reported; 2016Q1: 2,732 shares 2,732$237K0.05%newTimeline
VHTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 1,544 shares; 2015Q2: 2,549 shares; 2015Q3: 1,689 shares; 2015Q4: 2,002 shares; 2016Q1: 1,898 shares 1,898$234K0.05%-104Timeline
LAM RESEARCH CORPLAM RESEARCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,845 shares 2,845$234K0.05%new
RYLAND GROUP 0.250RYLAND GROUP 0.250Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 547,000 shares; 2014Q4: 418,000 shares; 2015Q1: 314,000 shares; 2015Q2: 323,000 shares; 2015Q3: 306,000 shares; 2015Q4: 294,000 shares; 2016Q1: 266,000 shares 266,000$234K0.05%-28,000
KKELLANOVAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 3,437 shares; 2014Q4: 3,880 shares; 2015Q1: 3,643 shares; 2015Q2: 3,644 shares; 2015Q3: 3,706 shares; 2015Q4: 3,212 shares; 2016Q1: 3,052 shares 3,052$233K0.05%-160Timeline
VMOINVESCO MUN OPPORTUNIT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 18,612 shares; 2014Q4: 18,620 shares; 2015Q1: 18,626 shares; 2015Q2: 15,868 shares; 2015Q3: 15,868 shares; 2015Q4: 15,868 shares; 2016Q1: 16,724 shares 16,724$233K0.05%+856Timeline
MFCMANULIFE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,987 shares; 2014Q4: 16,987 shares; 2015Q1: 16,957 shares; 2015Q2: 17,239 shares; 2015Q3: 17,239 shares; 2015Q4: 17,239 shares; 2016Q1: 16,461 shares 16,461$232K0.05%-778Timeline
ROKROCKWELL AUTOMATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 2,341 shares; 2015Q2: 2,342 shares; 2015Q3: 2,342 shares; 2015Q4: 2,043 shares; 2016Q1: 2,044 shares 2,044$232K0.05%+1Timeline
HELEHELEN OF TROY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,241 shares; 2015Q4: 2,241 shares; 2016Q1: 2,241 shares 2,241$232K0.05%0Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,401 shares; 2014Q4: 2,367 shares; 2015Q1: 2,481 shares; 2015Q2: 1,832 shares; 2015Q3: 1,697 shares; 2015Q4: 1,471 shares; 2016Q1: 1,427 shares 1,427$231K0.05%-44Timeline
GBDCGOLUB CAP BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 28,517 shares; 2014Q4: 29,439 shares; 2015Q1: 29,364 shares; 2015Q2: 29,850 shares; 2015Q3: 17,644 shares; 2015Q4: 18,954 shares; 2016Q1: 13,368 shares 13,368$231K0.05%-5,586Timeline
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.001Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 13,829 shares; 2015Q1: 22,329 shares; 2015Q2: 25,177 shares; 2015Q3: 43,477 shares; 2015Q4: 43,877 shares; 2016Q1: 49,377 shares 49,377$231K0.05%+5,500
BIVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,431 shares; 2015Q4: 2,771 shares; 2016Q1: 2,674 shares 2,674$230K0.05%-97Timeline
ALCOA INCALCOA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 18,505 shares; 2014Q4: 19,575 shares; 2015Q1: 18,635 shares; 2015Q2: 24,538 shares; 2015Q3: 28,316 shares; 2015Q4: 28,929 shares; 2016Q1: 24,059 shares 24,059$230K0.05%-4,870
MCKMCKESSON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 1,451 shares; 2015Q1: 1,169 shares; 2015Q2: 1,186 shares; 2015Q3: not reported; 2015Q4: 1,456 shares; 2016Q1: 1,465 shares 1,465$229K0.05%+9Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,835 shares; 2014Q4: 11,535 shares; 2015Q1: 11,535 shares; 2015Q2: 11,535 shares; 2015Q3: 17,064 shares; 2015Q4: 15,264 shares; 2016Q1: 15,264 shares 15,264$229K0.05%0
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,752 shares; 2015Q4: 10,845 shares; 2016Q1: 10,632 shares 10,632$228K0.05%-213
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 22,054 shares; 2014Q4: 20,917 shares; 2015Q1: 22,977 shares; 2015Q2: 8,841 shares; 2015Q3: 10,746 shares; 2015Q4: 8,286 shares; 2016Q1: 14,085 shares 14,085$226K0.04%+5,799Timeline
RGLDROYAL GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 5,819 shares; 2014Q4: 5,119 shares; 2015Q1: 5,119 shares; 2015Q2: 4,519 shares; 2015Q3: 4,519 shares; 2015Q4: not reported; 2016Q1: 4,419 shares 4,419$226K0.04%newTimeline
NACNUVEEN CA DIVI ADV MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 12,500 shares; 2015Q1: 12,500 shares; 2015Q2: 14,000 shares; 2015Q3: 14,000 shares; 2015Q4: 14,000 shares; 2016Q1: 14,000 shares 14,000$225K0.04%0Timeline
ROYAL BK SCOTLND GRP PLCROYAL BK SCOTLND GRP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,795 shares; 2014Q4: 8,795 shares; 2015Q1: 8,795 shares; 2015Q2: 8,795 shares; 2015Q3: 8,795 shares; 2015Q4: 8,795 shares; 2016Q1: 8,795 shares 8,795$225K0.04%0
ARES CAP CORPARES CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 329,000 shares; 2014Q4: 327,000 shares; 2015Q1: 317,000 shares; 2015Q2: 268,000 shares; 2015Q3: 262,000 shares; 2015Q4: 242,000 shares; 2016Q1: 223,000 shares 223,000$225K0.04%-19,000
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 3,421 shares; 2014Q4: 3,585 shares; 2015Q1: 3,313 shares; 2015Q2: 3,365 shares; 2015Q3: 3,078 shares; 2015Q4: 2,979 shares; 2016Q1: 2,918 shares 2,918$224K0.04%-61Timeline
CMCANADIAN IMPERIAL BANK OF COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,007 shares 3,007$224K0.04%newTimeline
BGTBLACKROCK FLOATING RATE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,175 shares; 2014Q4: 12,912 shares; 2015Q1: 12,912 shares; 2015Q2: 20,079 shares; 2015Q3: 19,954 shares; 2015Q4: 18,006 shares; 2016Q1: 17,526 shares 17,526$224K0.04%-480Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,012 shares; 2014Q4: 5,722 shares; 2015Q1: 5,431 shares; 2015Q2: 5,440 shares; 2015Q3: 5,615 shares; 2015Q4: 4,859 shares; 2016Q1: 5,504 shares 5,504$223K0.04%+645Timeline
PROSHARESPROSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 13,300 shares; 2014Q4: 10,100 shares; 2015Q1: 9,500 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,575 shares; 2016Q1: 10,989 shares 10,989$223K0.04%+414
U S G CORPU S G CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,352 shares; 2016Q1: 8,988 shares 8,988$222K0.04%-364
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 26,962 shares; 2014Q4: 24,962 shares; 2015Q1: 24,687 shares; 2015Q2: 24,697 shares; 2015Q3: 24,297 shares; 2015Q4: 25,997 shares; 2016Q1: 37,503 shares 37,503$221K0.04%+11,506Timeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,079 shares; 2015Q1: 4,030 shares; 2015Q2: not reported; 2015Q3: 6,852 shares; 2015Q4: 6,869 shares; 2016Q1: 7,116 shares 7,116$221K0.04%+247
VERINT SYS INCVERINT SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 444,000 shares; 2014Q4: 363,000 shares; 2015Q1: 357,000 shares; 2015Q2: 307,000 shares; 2015Q3: 286,000 shares; 2015Q4: 267,000 shares; 2016Q1: 251,000 shares 251,000$221K0.04%-16,000
MOSMOSAIC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,447 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 8,140 shares 8,140$219K0.04%newTimeline
SWKSSKYWORKS SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,619 shares; 2015Q1: 4,668 shares; 2015Q2: 6,889 shares; 2015Q3: 8,619 shares; 2015Q4: 7,574 shares; 2016Q1: 2,822 shares 2,822$219K0.04%-4,752Timeline
IPATH S&P GSCI CRUDE OI…IPATH S&P GSCI CRUDE OIL TOTALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 10,050 shares; 2015Q2: 32,385 shares; 2015Q3: 37,920 shares; 2015Q4: 36,690 shares; 2016Q1: 42,810 shares 42,810$219K0.04%+6,120
USMVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,083 shares; 2014Q4: 8,083 shares; 2015Q1: 9,845 shares; 2015Q2: 10,105 shares; 2015Q3: 10,105 shares; 2015Q4: 8,762 shares; 2016Q1: 4,984 shares 4,984$218K0.04%-3,778Timeline
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 4,401 shares; 2015Q2: 5,315 shares; 2015Q3: not reported; 2015Q4: 6,737 shares; 2016Q1: 7,078 shares 7,078$218K0.04%+341
BB & T CORPBB & T CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 6,890 shares; 2014Q4: 6,398 shares; 2015Q1: 11,888 shares; 2015Q2: 12,217 shares; 2015Q3: 11,993 shares; 2015Q4: 11,994 shares; 2016Q1: 6,569 shares 6,569$218K0.04%-5,425
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,728 shares; 2014Q4: 5,300 shares; 2015Q1: 5,658 shares; 2015Q2: 5,722 shares; 2015Q3: 5,927 shares; 2015Q4: 6,077 shares; 2016Q1: 5,927 shares 5,927$216K0.04%-150
ISCVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 19,430 shares; 2014Q4: 16,757 shares; 2015Q1: 15,270 shares; 2015Q2: 12,032 shares; 2015Q3: 11,610 shares; 2015Q4: 4,015 shares; 2016Q1: 1,813 shares 1,813$215K0.04%-2,202Timeline
KEYKEYCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 20,310 shares; 2014Q4: 18,204 shares; 2015Q1: 17,559 shares; 2015Q2: 17,339 shares; 2015Q3: 17,556 shares; 2015Q4: 16,400 shares; 2016Q1: 19,496 shares 19,496$214K0.04%+3,096Timeline
FVDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 11,511 shares; 2015Q1: 11,921 shares; 2015Q2: 14,089 shares; 2015Q3: 15,628 shares; 2015Q4: 11,428 shares; 2016Q1: 8,325 shares 8,325$214K0.04%-3,103Timeline
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7,855 shares; 2016Q1: 8,350 shares 8,350$214K0.04%+495
AVTAVNET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 5,146 shares; 2015Q2: 5,557 shares; 2015Q3: 5,523 shares; 2015Q4: 5,841 shares; 2016Q1: 4,813 shares 4,813$213K0.04%-1,028Timeline
NVRNVR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 123 shares; 2016Q1: 123 shares 123$212K0.04%0Timeline
PPGPPG INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 2,036 shares; 2014Q4: 2,136 shares; 2015Q1: 2,138 shares; 2015Q2: 4,011 shares; 2015Q3: 2,517 shares; 2015Q4: 2,366 shares; 2016Q1: 1,907 shares 1,907$212K0.04%-459Timeline
HAINHAIN CELESTIAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,177 shares 5,177$211K0.04%newTimeline
PRICELINE GRP INCPRICELINE GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 370 shares; 2014Q4: 192 shares; 2015Q1: 231 shares; 2015Q2: 181 shares; 2015Q3: not reported; 2015Q4: 181 shares; 2016Q1: 164 shares 164$211K0.04%-17
IYEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 5,058 shares; 2015Q2: 4,790 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 6,072 shares 6,072$210K0.04%newTimeline
LEGLEGGETT & PLATT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,333 shares 4,333$209K0.04%newTimeline
SPIRIT AIRLS INCSPIRIT AIRLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,340 shares 4,340$208K0.04%new
GUGGENHEIM ENHANCED EQUITY SGUGGENHEIM ENHANCED EQUITY SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 13,720 shares 13,720$208K0.04%new
OHIOMEGA HEALTHCARE INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,865 shares 5,865$207K0.04%newTimeline
AKAMAKAMAI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,730 shares 3,730$207K0.04%newTimeline
IYMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 2,471 shares; 2015Q1: 2,501 shares; 2015Q2: 2,532 shares; 2015Q3: not reported; 2015Q4: 3,537 shares; 2016Q1: 2,827 shares 2,827$207K0.04%-710Timeline
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG YQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,150 shares; 2014Q4: 14,150 shares; 2015Q1: 14,150 shares; 2015Q2: 15,150 shares; 2015Q3: 13,450 shares; 2015Q4: 13,450 shares; 2016Q1: 13,450 shares 13,450$207K0.04%0
VOEVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,248 shares; 2014Q4: not reported; 2015Q1: 2,706 shares; 2015Q2: not reported; 2015Q3: 5,088 shares; 2015Q4: 5,193 shares; 2016Q1: 2,373 shares 2,373$206K0.04%-2,820Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 4,530 shares; 2014Q4: 4,569 shares; 2015Q1: 5,996 shares; 2015Q2: 6,622 shares; 2015Q3: 4,164 shares; 2015Q4: 3,981 shares; 2016Q1: 3,327 shares 3,327$206K0.04%-654
DDD3D SYS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 10,783 shares; 2014Q4: 17,188 shares; 2015Q1: 15,799 shares; 2015Q2: 14,237 shares; 2015Q3: 16,155 shares; 2015Q4: 13,833 shares; 2016Q1: 13,379 shares 13,379$206K0.04%-454Timeline
MYLAN NVMYLAN NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,072 shares; 2016Q1: 4,434 shares 4,434$204K0.04%-638
RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,100 shares 10,100$203K0.04%new
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,880 shares 4,880$202K0.04%newTimeline
GWWWW GRAINGER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 7,024 shares; 2014Q4: 5,203 shares; 2015Q1: 5,509 shares; 2015Q2: 5,372 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 865 shares 865$202K0.04%newTimeline
BNDXVANGUARD CHARLOTTE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,706 shares 3,706$201K0.04%newTimeline
HANCOCK JOHN INVT TRHANCOCK JOHN INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 29,956 shares; 2014Q4: 29,994 shares; 2015Q1: 30,030 shares; 2015Q2: 29,453 shares; 2015Q3: 27,990 shares; 2015Q4: 18,344 shares; 2016Q1: 18,326 shares 18,326$199K0.04%-18
QQQXNUVEEN NASDAQ 100 DYNAMIC OVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,683 shares 10,683$197K0.04%newTimeline
XRNPXCOHEN & STEERS REIT & PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 10,085 shares; 2014Q4: 10,085 shares; 2015Q1: 10,085 shares; 2015Q2: 10,430 shares; 2015Q3: 10,430 shares; 2015Q4: 10,430 shares; 2016Q1: 10,430 shares 10,430$197K0.04%0Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 20,900 shares; 2014Q4: 22,100 shares; 2015Q1: 25,800 shares; 2015Q2: 33,800 shares; 2015Q3: 33,800 shares; 2015Q4: 35,000 shares; 2016Q1: 35,000 shares 35,000$193K0.04%0
RITEAID CORPRITEAID CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 38,753 shares; 2014Q4: 34,316 shares; 2015Q1: 30,166 shares; 2015Q2: 57,869 shares; 2015Q3: 26,519 shares; 2015Q4: 27,071 shares; 2016Q1: 23,671 shares 23,671$192K0.04%-3,400
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 61,000 shares; 2015Q2: 310,000 shares; 2015Q3: 299,000 shares; 2015Q4: 268,000 shares; 2016Q1: 241,000 shares 241,000$191K0.04%-27,000
BROOKFIELD GLOBL LISTED INFRBROOKFIELD GLOBL LISTED INFRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 13,100 shares; 2014Q4: 15,660 shares; 2015Q1: 31,600 shares; 2015Q2: 42,392 shares; 2015Q3: 32,693 shares; 2015Q4: 18,626 shares; 2016Q1: 16,760 shares 16,760$190K0.04%-1,866
RQICOHEN & STEERS QUALITY INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 22,410 shares; 2014Q4: 19,437 shares; 2015Q1: 15,403 shares; 2015Q2: 12,480 shares; 2015Q3: 12,520 shares; 2015Q4: 13,735 shares; 2016Q1: 15,274 shares 15,274$189K0.04%+1,539Timeline
IGRCBRE GBL REAL ESTATE INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,483 shares; 2014Q4: 18,433 shares; 2015Q1: 24,976 shares; 2015Q2: 20,956 shares; 2015Q3: 20,707 shares; 2015Q4: 21,377 shares; 2016Q1: 24,177 shares 24,177$188K0.04%+2,800Timeline
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 8,845 shares; 2014Q4: 13,400 shares; 2015Q1: 15,095 shares; 2015Q2: 18,675 shares; 2015Q3: 21,495 shares; 2015Q4: 22,205 shares; 2016Q1: 21,903 shares 21,903$186K0.04%-302
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 24,585 shares; 2014Q4: 25,227 shares; 2015Q1: 24,530 shares; 2015Q2: 20,205 shares; 2015Q3: 16,478 shares; 2015Q4: 15,192 shares; 2016Q1: 15,197 shares 15,197$185K0.04%+5
Plains Group Hldgs LPPlains Group Hldgs LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 21,416 shares 21,416$185K0.04%new
FTFFRANKLIN LTD DURATION INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 13,995 shares; 2014Q4: 21,145 shares; 2015Q1: 21,525 shares; 2015Q2: 21,525 shares; 2015Q3: 21,250 shares; 2015Q4: 15,939 shares; 2016Q1: 15,939 shares 15,939$180K0.04%0Timeline
DARDARLING INGREDIENTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,631 shares; 2016Q1: 13,631 shares 13,631$179K0.04%0Timeline
HPQHP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,523 shares; 2016Q1: 14,243 shares 14,243$175K0.03%+3,720Timeline
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,694 shares; 2015Q4: 11,009 shares; 2016Q1: 18,043 shares 18,043$175K0.03%+7,034
FITBFIFTH THIRD BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,469 shares; 2015Q3: 10,727 shares; 2015Q4: 10,727 shares; 2016Q1: 10,313 shares 10,313$172K0.03%-414Timeline
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 187,000 shares; 2014Q4: 475,000 shares; 2015Q1: 478,000 shares; 2015Q2: 429,000 shares; 2015Q3: 408,000 shares; 2015Q4: 366,000 shares; 2016Q1: 284,000 shares 284,000$168K0.03%-82,000
XMYDXBLACKROCK MUNIYIELD FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,100 shares; 2015Q4: 10,136 shares; 2016Q1: 10,702 shares 10,702$165K0.03%+566Timeline
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 16,586 shares; 2016Q1: 14,322 shares 14,322$165K0.03%-2,264
ERCALLSPRING MULTI SECTOR INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,603 shares; 2014Q4: 15,140 shares; 2015Q1: 15,178 shares; 2015Q2: 15,218 shares; 2015Q3: 15,262 shares; 2015Q4: 13,367 shares; 2016Q1: 13,367 shares 13,367$163K0.03%0Timeline
BGC PARTNERS INCBGC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 216,000 shares; 2014Q4: 212,000 shares; 2015Q1: 212,000 shares; 2015Q2: 208,000 shares; 2015Q3: 205,000 shares; 2015Q4: 200,000 shares; 2016Q1: 154,000 shares 154,000$157K0.03%-46,000
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 67,039 shares; 2014Q4: 67,139 shares; 2015Q1: 67,139 shares; 2015Q2: 68,933 shares; 2015Q3: 27,783 shares; 2015Q4: 15,783 shares; 2016Q1: 14,883 shares 14,883$155K0.03%-900Timeline
CLEARBRIDGE AMERN ENERG MLPCLEARBRIDGE AMERN ENERG MLPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 18,000 shares; 2016Q1: 22,000 shares 22,000$153K0.03%+4,000
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,391 shares 10,391$152K0.03%newTimeline
HUNHUNTSMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 9,436 shares; 2015Q2: 10,255 shares; 2015Q3: 10,133 shares; 2015Q4: 12,534 shares; 2016Q1: 11,325 shares 11,325$150K0.03%-1,209Timeline
FIRST TR ABERDEEN GLBL OPP FFIRST TR ABERDEEN GLBL OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 17,625 shares; 2014Q4: 16,395 shares; 2015Q1: 16,065 shares; 2015Q2: 15,685 shares; 2015Q3: 15,335 shares; 2015Q4: 13,990 shares; 2016Q1: 13,610 shares 13,610$149K0.03%-380
NWBINORTHWEST BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,200 shares; 2015Q4: 11,000 shares; 2016Q1: 11,000 shares 11,000$148K0.03%0Timeline
ERICTELEFONAKTIEBOLAGET LM ERICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 12,431 shares; 2014Q4: 12,516 shares; 2015Q1: 12,516 shares; 2015Q2: 12,516 shares; 2015Q3: 12,305 shares; 2015Q4: 13,805 shares; 2016Q1: 14,805 shares 14,805$148K0.03%+1,000Timeline
ECFELLSWORTH GROWTH & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 19,557 shares; 2016Q1: 19,557 shares 19,557$148K0.03%0Timeline
BGXBLACKSTONE LONG SHORT CR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 12,375 shares; 2014Q4: 12,105 shares; 2015Q1: 12,105 shares; 2015Q2: 11,295 shares; 2015Q3: 11,495 shares; 2015Q4: 11,825 shares; 2016Q1: 10,945 shares 10,945$148K0.03%-880Timeline
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PARTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,800 shares; 2014Q4: 13,958 shares; 2015Q1: 14,258 shares; 2015Q2: 16,552 shares; 2015Q3: 20,135 shares; 2015Q4: 18,797 shares; 2016Q1: 12,687 shares 12,687$148K0.03%-6,110
DANDANA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 10,056 shares; 2014Q4: not reported; 2015Q1: 9,938 shares; 2015Q2: 10,716 shares; 2015Q3: 10,517 shares; 2015Q4: 11,791 shares; 2016Q1: 10,442 shares 10,442$147K0.03%-1,349Timeline
UNWIRED PLANET INC NEWUNWIRED PLANET INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,202 shares 15,202$147K0.03%new
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 21,683 shares; 2014Q4: 19,356 shares; 2015Q1: 18,931 shares; 2015Q2: 19,681 shares; 2015Q3: 19,616 shares; 2015Q4: 15,902 shares; 2016Q1: 14,402 shares 14,402$144K0.03%-1,500
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 20,379 shares; 2014Q4: 19,088 shares; 2015Q1: 19,312 shares; 2015Q2: 19,262 shares; 2015Q3: 21,681 shares; 2015Q4: 21,414 shares; 2016Q1: 16,231 shares 16,231$142K0.03%-5,183Timeline
HELIX ENERGY SOLUTIONS GROUPHELIX ENERGY SOLUTIONS GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 33,000 shares; 2014Q4: 17,000 shares; 2015Q1: 145,000 shares; 2015Q2: 245,000 shares; 2015Q3: 228,000 shares; 2015Q4: 211,000 shares; 2016Q1: 182,000 shares 182,000$142K0.03%-29,000
Invesco Global Listed Priva…Invesco Global Listed Private Equ…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,213 shares; 2014Q4: 14,213 shares; 2015Q1: 14,213 shares; 2015Q2: 14,213 shares; 2015Q3: 13,713 shares; 2015Q4: 13,713 shares; 2016Q1: 13,713 shares 13,713$141K0.03%0
PPTFRANKLIN PREMIER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 40,426 shares; 2014Q4: 40,514 shares; 2015Q1: 35,978 shares; 2015Q2: 36,072 shares; 2015Q3: 36,171 shares; 2015Q4: 29,705 shares; 2016Q1: 29,705 shares 29,705$140K0.03%0Timeline
TIER REIT COMTIER REIT COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 20,769 shares; 2015Q4: 13,731 shares; 2016Q1: 10,350 shares 10,350$138K0.03%-3,381
CHART INDUSTRIES INCCHART INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 32,000 shares; 2014Q4: 116,000 shares; 2015Q1: 116,000 shares; 2015Q2: 144,000 shares; 2015Q3: 142,000 shares; 2015Q4: 140,000 shares; 2016Q1: 156,000 shares 156,000$137K0.03%+16,000
EATON VANCE PA MUNI INCOME TEATON VANCE PA MUNI INCOME TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,580 shares; 2015Q3: 10,135 shares; 2015Q4: 10,550 shares; 2016Q1: 10,550 shares 10,550$136K0.03%0
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 11,600 shares; 2015Q1: 14,600 shares; 2015Q2: 14,300 shares; 2015Q3: 15,300 shares; 2015Q4: 17,383 shares; 2016Q1: 12,950 shares 12,950$134K0.03%-4,433Timeline
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 229,000 shares; 2014Q4: 229,000 shares; 2015Q1: 229,000 shares; 2015Q2: 240,000 shares; 2015Q3: 220,000 shares; 2015Q4: 170,000 shares; 2016Q1: 146,000 shares 146,000$134K0.03%-24,000
VKIINVESCO ADVANTAGE MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 10,108 shares; 2014Q4: 10,207 shares; 2015Q1: 10,306 shares; 2015Q2: 10,409 shares; 2015Q3: 10,492 shares; 2015Q4: 10,613 shares; 2016Q1: 10,729 shares 10,729$132K0.03%+116Timeline
ATLANTIC PWR CORPATLANTIC PWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 41,975 shares; 2015Q1: 54,475 shares; 2015Q2: 64,975 shares; 2015Q3: 82,475 shares; 2015Q4: 81,475 shares; 2016Q1: 52,975 shares 52,975$130K0.03%-28,500
NMLNEUBERGER ENGY INFRSTR & INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 25,000 shares; 2014Q4: 20,000 shares; 2015Q1: 18,000 shares; 2015Q2: 18,350 shares; 2015Q3: 18,350 shares; 2015Q4: 18,350 shares; 2016Q1: 18,350 shares 18,350$127K0.03%0Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 45,082 shares; 2014Q4: 35,922 shares; 2015Q1: 32,322 shares; 2015Q2: 30,322 shares; 2015Q3: 30,322 shares; 2015Q4: 27,439 shares; 2016Q1: 25,554 shares 25,554$127K0.03%-1,885
CXEMFS HIGH INCOME MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 20,300 shares; 2014Q4: 20,300 shares; 2015Q1: 20,300 shares; 2015Q2: 20,300 shares; 2015Q3: 20,300 shares; 2015Q4: 18,800 shares; 2016Q1: 24,800 shares 24,800$127K0.03%+6,000Timeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 28,630 shares; 2014Q4: 27,434 shares; 2015Q1: 27,477 shares; 2015Q2: 27,519 shares; 2015Q3: 25,064 shares; 2015Q4: 24,477 shares; 2016Q1: 24,514 shares 24,514$123K0.02%+37
AK STEEL HOLDING CORPAK STEEL HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 15,350 shares; 2015Q1: 24,300 shares; 2015Q2: 26,050 shares; 2015Q3: 26,000 shares; 2015Q4: 36,900 shares; 2016Q1: 29,900 shares 29,900$123K0.02%-7,000
MTGMGIC INVT CORP WISQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,182 shares; 2014Q4: 12,554 shares; 2015Q1: 11,266 shares; 2015Q2: not reported; 2015Q3: 10,315 shares; 2015Q4: 15,566 shares; 2016Q1: 15,566 shares 15,566$119K0.02%0Timeline
SUNPOWER CORPSUNPOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 133,000 shares; 2015Q3: 151,000 shares; 2015Q4: 151,000 shares; 2016Q1: 151,000 shares 151,000$117K0.02%0
GRAMERCY PPTY TR COMGRAMERCY PPTY TR COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,349 shares; 2016Q1: 13,349 shares 13,349$112K0.02%0
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,126 shares; 2015Q4: not reported; 2016Q1: 11,751 shares 11,751$111K0.02%newTimeline
WESTERN ASSET MTG CAP CORPWESTERN ASSET MTG CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 11,034 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,994 shares 10,994$110K0.02%new
PFLPIMCO INCOME STRATEGY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 11,135 shares 11,135$106K0.02%newTimeline
RESOURCE CAP CORPRESOURCE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 71,000 shares; 2015Q2: 113,000 shares; 2015Q3: 113,000 shares; 2015Q4: 122,000 shares; 2016Q1: 112,000 shares 112,000$106K0.02%-10,000
GLDDGREAT LAKES DREDGE & DOCK COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 24,750 shares; 2015Q2: 29,500 shares; 2015Q3: 25,500 shares; 2015Q4: 23,500 shares; 2016Q1: 23,500 shares 23,500$104K0.02%0Timeline
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 17,788 shares; 2015Q1: 16,346 shares; 2015Q2: 14,199 shares; 2015Q3: 13,965 shares; 2015Q4: 13,929 shares; 2016Q1: 14,290 shares 14,290$103K0.02%+361Timeline
FORTUNA MNG CORP FFORTUNA MNG CORP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 25,800 shares; 2014Q4: 25,800 shares; 2015Q1: 25,800 shares; 2015Q2: 25,800 shares; 2015Q3: 25,800 shares; 2015Q4: 25,800 shares; 2016Q1: 25,800 shares 25,800$100K0.02%0
HURON CONSULTING GROUP INCHURON CONSULTING GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 108,000 shares; 2016Q1: 103,000 shares 103,000$100K0.02%-5,000
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 12,304 shares; 2014Q4: 12,304 shares; 2015Q1: 11,829 shares; 2015Q2: 11,699 shares; 2015Q3: 11,747 shares; 2015Q4: 10,799 shares; 2016Q1: 10,599 shares 10,599$99K0.02%-200
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 30,577 shares; 2014Q4: 27,732 shares; 2015Q1: 22,956 shares; 2015Q2: 23,186 shares; 2015Q3: 23,186 shares; 2015Q4: 24,856 shares; 2016Q1: 15,043 shares 15,043$89K0.02%-9,813Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 31,677 shares; 2014Q4: 24,177 shares; 2015Q1: 24,227 shares; 2015Q2: 21,227 shares; 2015Q3: 21,227 shares; 2015Q4: 24,927 shares; 2016Q1: 22,387 shares 22,387$88K0.02%-2,540
SCORPIO TANKERS INCSCORPIO TANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,547 shares; 2014Q4: 10,272 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 15,244 shares; 2016Q1: 15,244 shares 15,244$88K0.02%0
INDUSTRIAL SVCS AMER INC FLAINDUSTRIAL SVCS AMER INC FLAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 32,205 shares; 2014Q4: 38,800 shares; 2015Q1: 36,300 shares; 2015Q2: 59,300 shares; 2015Q3: 56,300 shares; 2015Q4: 38,800 shares; 2016Q1: 35,800 shares 35,800$88K0.02%-3,000
PHOTRONICS INCPHOTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 119,000 shares; 2015Q3: 119,000 shares; 2015Q4: 113,000 shares; 2016Q1: 73,000 shares 73,000$86K0.02%-40,000
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 61,750 shares; 2014Q4: 37,250 shares; 2015Q1: 74,500 shares; 2015Q2: 85,600 shares; 2015Q3: 78,850 shares; 2015Q4: 58,100 shares; 2016Q1: 47,350 shares 47,350$84K0.02%-10,750
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 186,000 shares; 2014Q4: 175,000 shares; 2015Q1: 170,000 shares; 2015Q2: 158,000 shares; 2015Q3: 158,000 shares; 2015Q4: 141,000 shares; 2016Q1: 83,000 shares 83,000$77K0.02%-58,000
VALEVALE S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,458 shares; 2014Q4: 17,223 shares; 2015Q1: 19,073 shares; 2015Q2: 19,908 shares; 2015Q3: 19,008 shares; 2015Q4: 18,207 shares; 2016Q1: 17,657 shares 17,657$74K0.01%-550Timeline
SANBANCO SANTANDER SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 20,187 shares; 2014Q4: 20,782 shares; 2015Q1: 15,437 shares; 2015Q2: 15,852 shares; 2015Q3: 20,440 shares; 2015Q4: 18,689 shares; 2016Q1: 17,179 shares 17,179$74K0.01%-1,510Timeline
VANGUARDVANGUARDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 23,922 shares; 2014Q4: 40,078 shares; 2015Q1: 45,095 shares; 2015Q2: 46,582 shares; 2015Q3: 46,128 shares; 2015Q4: 37,092 shares; 2016Q1: 49,438 shares 49,438$72K0.01%+12,346
MFA FINL INCMFA FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 24,455 shares; 2014Q4: 24,524 shares; 2015Q1: 24,599 shares; 2015Q2: 25,675 shares; 2015Q3: 14,085 shares; 2015Q4: 10,092 shares; 2016Q1: 10,100 shares 10,100$69K0.01%+8
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 25,365 shares; 2014Q4: 22,460 shares; 2015Q1: 22,560 shares; 2015Q2: 16,990 shares; 2015Q3: 16,990 shares; 2015Q4: 16,990 shares; 2016Q1: 16,990 shares 16,990$68K0.01%0Timeline
BEASLEY BROADCAST GRP INC -ABEASLEY BROADCAST GRP INC -AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 10,563 shares; 2014Q4: 10,563 shares; 2015Q1: 18,063 shares; 2015Q2: 19,113 shares; 2015Q3: 19,113 shares; 2015Q4: 19,113 shares; 2016Q1: 19,113 shares 19,113$67K0.01%0
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 13,089 shares; 2014Q4: 14,169 shares; 2015Q1: 14,019 shares; 2015Q2: 13,821 shares; 2015Q3: 11,789 shares; 2015Q4: 11,364 shares; 2016Q1: 11,069 shares 11,069$65K0.01%-295Timeline
PROSPECT CAPITAL CORPPROSPECT CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 339,000 shares; 2014Q4: 276,000 shares; 2015Q1: 276,000 shares; 2015Q2: 278,000 shares; 2015Q3: 279,000 shares; 2015Q4: 80,000 shares; 2016Q1: 65,000 shares 65,000$65K0.01%-15,000
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 25,430 shares; 2014Q4: 25,430 shares; 2015Q1: 24,430 shares; 2015Q2: 22,332 shares; 2015Q3: 22,332 shares; 2015Q4: 22,432 shares; 2016Q1: 22,432 shares 22,432$62K0.01%0Timeline
GREENBRIER COS INCGREENBRIER COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 164,000 shares; 2014Q4: 98,000 shares; 2015Q1: 93,000 shares; 2015Q2: 84,000 shares; 2015Q3: 82,000 shares; 2015Q4: 77,000 shares; 2016Q1: 58,000 shares 58,000$61K0.01%-19,000
NEW MTN FIN CORPNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 104,000 shares; 2015Q4: 85,000 shares; 2016Q1: 64,000 shares 64,000$61K0.01%-21,000
ARES CAP CORPARES CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 113,000 shares; 2014Q4: 81,000 shares; 2015Q1: 92,000 shares; 2015Q2: 92,000 shares; 2015Q3: 90,000 shares; 2015Q4: 88,000 shares; 2016Q1: 60,000 shares 60,000$60K0.01%-28,000
HUTCHINSON TECHNOLOGY INCHUTCHINSON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 16,251 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 20,000 shares; 2015Q4: 20,000 shares; 2016Q1: 16,226 shares 16,226$59K0.01%-3,774
PRECISION DRILLING CORPPRECISION DRILLING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,339 shares; 2015Q1: 10,666 shares; 2015Q2: 10,466 shares; 2015Q3: 12,616 shares; 2015Q4: 12,416 shares; 2016Q1: 12,416 shares 12,416$52K0.01%0
ICONIX BRAND GROUP INCICONIX BRAND GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50,000 shares; 2016Q1: 50,000 shares 50,000$49K0.01%0
SEADRILL ORDSEADRILL ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 44,430 shares; 2014Q4: 33,216 shares; 2015Q1: 37,900 shares; 2015Q2: 37,738 shares; 2015Q3: 37,313 shares; 2015Q4: 27,452 shares; 2016Q1: 13,815 shares 13,815$45K0.01%-13,637
RAND CAP CORPRAND CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares 10,000$45K0.01%new
SEQUENOM INC COM NEWSEQUENOM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 53,400 shares; 2014Q4: 46,700 shares; 2015Q1: 54,550 shares; 2015Q2: 46,050 shares; 2015Q3: 55,050 shares; 2015Q4: 50,700 shares; 2016Q1: 31,950 shares 31,950$45K0.01%-18,750
NEWPARK RES INC 4.000NEWPARK RES INC 4.000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 93,000 shares; 2014Q4: 55,000 shares; 2015Q1: 51,000 shares; 2015Q2: 71,000 shares; 2015Q3: 55,000 shares; 2015Q4: 55,000 shares; 2016Q1: 47,000 shares 47,000$40K0.01%-8,000
WESTELL TECHNOLOGIES INCWESTELL TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 34,482 shares; 2015Q2: 34,482 shares; 2015Q3: 34,482 shares; 2015Q4: 34,482 shares; 2016Q1: 34,482 shares 34,482$40K0.01%0
ARES CAP CORPARES CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 54,000 shares; 2014Q4: 54,000 shares; 2015Q1: 54,000 shares; 2015Q2: 54,000 shares; 2015Q3: 54,000 shares; 2015Q4: 40,000 shares; 2016Q1: 40,000 shares 40,000$40K0.01%0
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,000 shares; 2016Q1: 42,000 shares 42,000$40K0.01%+29,000
YAMANA GOLD INCYAMANA GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 12,676 shares; 2015Q3: 14,282 shares; 2015Q4: 13,587 shares; 2016Q1: 12,493 shares 12,493$37K0.01%-1,094
KB HOME 1.375KB HOME 1.375Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 51,000 shares; 2015Q3: 51,000 shares; 2015Q4: 41,000 shares; 2016Q1: 41,000 shares 41,000$37K0.01%0
GNWGENWORTH FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 13,679 shares 13,679$36K0.01%newTimeline
FINISAR CORPFINISAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 15,000 shares; 2015Q2: 29,000 shares; 2015Q3: 33,000 shares; 2015Q4: 41,000 shares; 2016Q1: 36,000 shares 36,000$35K0.01%-5,000
ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 33,000 shares 33,000$34K0.01%new
TOLL BROS FIN CORPTOLL BROS FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 16,000 shares; 2015Q1: 16,000 shares; 2015Q2: 16,000 shares; 2015Q3: 16,000 shares; 2015Q4: 16,000 shares; 2016Q1: 35,000 shares 35,000$33K0.01%+19,000
NAVIOS MARITIME PART LPNAVIOS MARITIME PART LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 50,404 shares; 2014Q4: 51,933 shares; 2015Q1: 53,148 shares; 2015Q2: 64,221 shares; 2015Q3: 66,110 shares; 2015Q4: 25,210 shares; 2016Q1: 25,210 shares 25,210$31K0.01%0
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 29,000 shares; 2014Q4: 29,000 shares; 2015Q1: 29,000 shares; 2015Q2: 29,000 shares; 2015Q3: 29,000 shares; 2015Q4: 29,000 shares; 2016Q1: 29,000 shares 29,000$31K0.01%0
CHKRCHESAPEAKE GRANITE WASH TR COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 28,570 shares; 2014Q4: 24,730 shares; 2015Q1: 20,902 shares; 2015Q2: 21,281 shares; 2015Q3: 11,271 shares; 2015Q4: 11,302 shares; 2016Q1: 11,343 shares 11,343$30K0.01%+41Timeline
ENCORE CAP GROUP INCENCORE CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 39,000 shares; 2014Q4: 34,000 shares; 2015Q1: 56,000 shares; 2015Q2: 40,000 shares; 2015Q3: 33,000 shares; 2015Q4: 33,000 shares; 2016Q1: 33,000 shares 33,000$25K<0.01%0
ENCORE CAP GROUP INCENCORE CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 41,000 shares; 2015Q3: 70,000 shares; 2015Q4: 41,000 shares; 2016Q1: 37,000 shares 37,000$25K<0.01%-4,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 26,000 shares 26,000$24K<0.01%new
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 22,000 shares; 2015Q3: 22,000 shares; 2015Q4: 46,000 shares; 2016Q1: 27,000 shares 27,000$23K<0.01%-19,000
EBS 2.875 01/21EBS 2.875 01/21Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 18,000 shares; 2015Q3: 18,000 shares; 2015Q4: 18,000 shares; 2016Q1: 18,000 shares 18,000$23K<0.01%0
22ND CENTY GROUP INC22ND CENTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 20,000 shares; 2015Q4: 14,000 shares; 2016Q1: 27,250 shares 27,250$21K<0.01%+13,250
INTEGRA LIFESCIENCES HLDINTEGRA LIFESCIENCES HLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 398,000 shares; 2014Q4: 314,000 shares; 2015Q1: 311,000 shares; 2015Q2: 280,000 shares; 2015Q3: 266,000 shares; 2015Q4: 233,000 shares; 2016Q1: 16,000 shares 16,000$20K<0.01%-217,000
SIGNAL GENETICS INCSIGNAL GENETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 22,250 shares; 2015Q4: 38,250 shares; 2016Q1: 39,250 shares 39,250$20K<0.01%+1,000
RTW HLDGS INCRTW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,000 shares 20,000$18K<0.01%new
BLDPBALLARD PWR SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 18,850 shares; 2014Q4: 24,350 shares; 2015Q1: 12,600 shares; 2015Q2: 12,600 shares; 2015Q3: 12,600 shares; 2015Q4: 12,600 shares; 2016Q1: 12,600 shares 12,600$17K<0.01%0Timeline
BROCADE COMMUNICATIONS SYS IBROCADE COMMUNICATIONS SYS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 18,000 shares 18,000$17K<0.01%new
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 21,694 shares; 2014Q4: 21,153 shares; 2015Q1: 21,535 shares; 2015Q2: 21,339 shares; 2015Q3: 20,520 shares; 2015Q4: 18,021 shares; 2016Q1: 17,337 shares 17,337$16K<0.01%-684
MDSO 1 8/01/18MDSO 1 8/01/18Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 16,000 shares 16,000$16K<0.01%new
TGBTASEKO MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 18,000 shares; 2014Q4: 18,000 shares; 2015Q1: 24,300 shares; 2015Q2: 25,600 shares; 2015Q3: 25,600 shares; 2015Q4: 25,600 shares; 2016Q1: 25,600 shares 25,600$14K<0.01%0Timeline
YAHOO INCYAHOO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 16,000 shares 16,000$14K<0.01%new
HCI GROUP INCHCI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 17,000 shares; 2015Q3: 17,000 shares; 2015Q4: 17,000 shares; 2016Q1: 17,000 shares 17,000$14K<0.01%0
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,357 shares 10,357$13K<0.01%new
ROSETTA GENOMICS LTDROSETTA GENOMICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 20,750 shares; 2015Q3: 15,000 shares; 2015Q4: 11,000 shares; 2016Q1: 11,800 shares 11,800$12K<0.01%+800
EXCO RESOURCES INCEXCO RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 11,706 shares; 2014Q4: 12,031 shares; 2015Q1: 10,531 shares; 2015Q2: 10,531 shares; 2015Q3: 12,531 shares; 2015Q4: 11,331 shares; 2016Q1: 10,831 shares 10,831$10K<0.01%-500
OCEAN RIG UDW INCOCEAN RIG UDW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 24,148 shares; 2015Q2: 40,140 shares; 2015Q3: 34,435 shares; 2015Q4: 19,776 shares; 2016Q1: 11,926 shares 11,926$9K<0.01%-7,850
GOLDEN MINERALS COMPANYGOLDEN MINERALS COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 20,900 shares; 2014Q4: 20,900 shares; 2015Q1: 19,900 shares; 2015Q2: 15,990 shares; 2015Q3: 15,990 shares; 2015Q4: 15,990 shares; 2016Q1: 14,500 shares 14,500$6K<0.01%-1,490
DNNDENISON MINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,850 shares; 2015Q4: 10,850 shares; 2016Q1: 10,850 shares 10,850$5K<0.01%0Timeline
FIELDPOINT PETROLEUM CORPFIELDPOINT PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 14,250 shares; 2014Q4: 14,250 shares; 2015Q1: 14,250 shares; 2015Q2: 14,250 shares; 2015Q3: 11,250 shares; 2015Q4: 11,250 shares; 2016Q1: 11,250 shares 11,250$5K<0.01%0
Lineage, Inc.Lineage, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 59,257 shares; 2014Q4: 47,638 shares; 2015Q1: 70,668 shares; 2015Q2: 56,849 shares; 2015Q3: 43,404 shares; 2015Q4: 58,019 shares; 2016Q1: 10,178 shares 10,178$3K<0.01%-47,841
QUANTUM FUEL SYS INC XXXQUANTUM FUEL SYS INC XXXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 27,450 shares; 2014Q4: 31,250 shares; 2015Q1: 33,950 shares; 2015Q2: 29,250 shares; 2015Q3: 29,250 shares; 2015Q4: 26,100 shares; 2016Q1: 21,300 shares 21,300$1K<0.01%-4,800
HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares 10,000$1K<0.01%0
FIELDPOINT PETROLEUM CORPFIELDPOINT PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 25,250 shares; 2014Q4: 25,250 shares; 2015Q1: 25,250 shares; 2015Q2: 25,250 shares; 2015Q3: 25,250 shares; 2015Q4: 25,250 shares; 2016Q1: 25,250 shares 25,250$1K<0.01%0
UNITED DEV FUNDING XXXREG…UNITED DEV FUNDING XXXREGISTRAT…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q2: restricted; 2014Q3: 102,685 shares; 2014Q4: 95,307 shares; 2015Q1: 111,422 shares; 2015Q2: 119,049 shares; 2015Q3: 133,555 shares; 2015Q4: 128,469 shares; 2016Q1: 124,173 shares 124,173$00%-4,296Value filed as zero, left out of ratios.

Sold out in Q1 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
VPLVANGUARD INTL EQUITY INDEX F34,533$1.96Mshares
IGOVISHARES TR20,641$1.85Mshares
ACWIISHARES TR21,135$1.18Mshares
Broadcom IncBroadcom Inc7,370$1.07Mshares
ACE LTDACE LTD9,075$1.06Mshares
BROADCOM CORPBROADCOM CORP15,738$910Kshares
FBTFIRST TR EXCHANGE-TRADED FD5,196$587Kshares
XHBSPDR SERIES TRUST16,396$560Kshares
INTEROIL CORPINTEROIL CORP15,900$499Kshares
XBISPDR SERIES TRUST6,793$476Kshares
VVVANGUARD INDEX FDS4,629$432Kshares
NEVRO CORPNEVRO CORP5,700$384Kshares
FDNFIRST TR EXCHANGE-TRADED FD5,115$381Kshares
CWBSPDR SERIES TRUST8,515$368Kshares
TSNTYSON FOODS INC6,809$362Kshares
MARKET VECTORS BIOTECH ETFMARKET VECTORS BIOTECH ETF2,545$323Kshares
CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L P52,894$291Kshares
VCRVANGUARD WORLD FD2,368$290Kshares
VEUVANGUARD INTL EQUITY INDEX F6,707$289Kshares
POWERSHARES ETF TRUST HLTHC…POWERSHARES ETF TRUST HLTHCR S5,247$289Kshares
RYDEX ETF TRUST TOP 50 ETFRYDEX ETF TRUST TOP 50 ETF2,002$289Kshares
LNCLINCOLN NATL CORP IND5,716$287Kshares
MINTPIMCO ETF TR2,787$280Kshares
SUNTRUST BANKS INCSUNTRUST BANKS INC6,299$269Kshares
IDVISHARES TR9,130$262Kshares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST5,178$261Kshares
APACHE CORPAPACHE CORP5,827$258Kshares
NUSTAR GP HOLDINGS LLCNUSTAR GP HOLDINGS LLC12,146$256Kshares
SENSATA TECHNOLOGIES HOLDINGSENSATA TECHNOLOGIES HOLDING5,405$248Kshares
BIIBBIOGEN INC780$238Kshares
OCOWENS CORNING NEW5,030$236Kshares
GPROGOPRO INC13,102$235Kshares
RAIT FINANCIAL TRUSTRAIT FINANCIAL TRUST86,387$232Kshares
NGLNGL ENERGY PARTNERS LP20,398$224Kshares
RIGTRANSOCEAN LTD17,738$219Kshares
ACMAECOM7,329$219Kshares
ENDO INTL PLCENDO INTL PLC3,572$218Kshares
LNGCHENIERE ENERGY INC5,810$216Kshares
BAXALTA INCBAXALTA INC5,535$216Kshares
ITAISHARES TR1,812$214Kshares
DONWISDOMTREE TR2,605$209Kshares
SOUTHWESTERN ENERGY CO DEP …SOUTHWESTERN ENERGY CO DEP SHS 12…11,226$208Kshares
TXTTEXTRON INC4,925$206Kshares
FXDFIRST TR EXCHANGE-TRADED FD6,063$206Kshares
ILMNILLUMINA INC1,071$205Kshares
CST BRANDS INCCST BRANDS INC5,157$200Kshares
KYNKAYNE ANDERSON ENERGY INFRST11,446$196Kshares
CIBRFIRST TR EXCHANGE-TRADED FD10,995$195Kshares
INLAND REAL ESTATE CORPINLAND REAL ESTATE CORP17,300$183Kshares
THWABRDN WORLD HEALTHCARE FUND11,500$182Kshares
IDEVOYA INFRASTRUCTURE INDLS &13,129$160Kshares
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORP10,880$143Kshares
FLEXFLEX LTD11,940$133Kshares
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO15,861$112Kshares
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS13,411$111Kshares
JRSNUVEEN REAL ESTATE INCOME FD10,440$110Kshares
STRATEGIC GLOBAL INCOME FDSTRATEGIC GLOBAL INCOME FD12,565$110Kshares
CENTER COAST BRKFLD MLP ENRGCENTER COAST BRKFLD MLP ENRG10,847$109Kshares
CXHMFS INVT GRADE MUN TR10,400$103Kshares
HORSEHEAD HLDG CORPHORSEHEAD HLDG CORP47,250$96Kshares
HIXWESTERN ASSET HIGH INCOM FD14,355$90Kshares
PSIVIDA CORPPSIVIDA CORP12,750$61Kshares
VOYA NAT RES EQUITY INCOME FVOYA NAT RES EQUITY INCOME F10,887$59Kshares
CHINA MING YANG WIND ADRCHINA MING YANG WIND ADR25,750$59Kshares
INTELSAT S AINTELSAT S A13,768$57Kshares
AAR CORP 2.25% CB 03/01/201…AAR CORP 2.25% CB 03/01/2016-REGI…51,000$50Kshares
UNWIRED PLANET INC NEWUNWIRED PLANET INC NEW54,500$47Kshares
RCS CAP CORPRCS CAP CORP138,940$41Kshares
VERSAR INCVERSAR INC11,201$34Kshares
PARKER DRILLING COPARKER DRILLING CO10,650$19Kshares
WHITING USA TR IIWHITING USA TR II13,028$9Kshares
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC11,606$2Kshares
DRAGONWAVE INCDRAGONWAVE INC14,350$1Kshares

How Q1 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001427271-16-000006 base2016-05-09acceptance time not in the bulk data set