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Investors Capital Advisory Services

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13F filer, CIK 1427271, LYNNFIELD, MA

Investors Capital Advisory Services reported $514,951,000 across 716 holdings for the quarter ended 2015-12-31, in a 13F-HR filed 2016-02-08. Its ten largest share positions make up 12.41% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001427271-16-000005

Period
2015-12-31
Reported value
$515M
Holdings
716
Top 10 weight
12.41%
New
55
Sold out
63

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SHYadded+28,456$2.4M
XLKadded+53,756$2.3M
IEFadded+19,189$2.03M
POWERSHARES ETF TRUST DWA T…added+47,127$1.95M
IGOVnew+20,641$1.85M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
VTIreduced-16,934-$1.77M
MGCreduced-24,893-$1.73M
HCC INS HLDGS INCexited-18,327-$1.42M
NORTHSTAR REITexited-107,523-$1.33M
GOOGLE INCexited-1,937-$1.18M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2015

Share positions as resolved from 13F-HR 0001427271-16-000005, largest first. % of portfolio is the value over $514,951,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IYMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 2,471 shares; 2015Q1: 2,501 shares; 2015Q2: 2,532 shares; 2015Q3: not reported; 2015Q4: 3,537 shares 3,537$249K0.05%newTimeline
VDCVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 1,647 shares; 2015Q1: 1,747 shares; 2015Q2: 1,802 shares; 2015Q3: 1,900 shares; 2015Q4: 1,921 shares 1,921$248K0.05%+21Timeline
LULULULULEMON ATHLETICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,040 shares; 2014Q4: 5,040 shares; 2015Q1: 5,095 shares; 2015Q2: 4,495 shares; 2015Q3: 4,245 shares; 2015Q4: 4,745 shares 4,745$248K0.05%+500Timeline
BTTBLACKROCK MUN TARGET TERM TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,413 shares; 2015Q1: 10,415 shares; 2015Q2: 11,419 shares; 2015Q3: 11,505 shares; 2015Q4: 11,513 shares 11,513$248K0.05%+8Timeline
XEMDXWESTERN ASSET EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,326 shares; 2014Q4: 14,393 shares; 2015Q1: 13,710 shares; 2015Q2: 15,206 shares; 2015Q3: 16,780 shares; 2015Q4: 18,117 shares 18,117$248K0.05%+1,337Timeline
SENSATA TECHNOLOGIES HOLDINGSENSATA TECHNOLOGIES HOLDINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5,088 shares; 2015Q4: 5,405 shares 5,405$248K0.05%+317
Pimco Income Oppty FundPimco Income Oppty FundQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,117 shares; 2014Q4: 10,117 shares; 2015Q1: 10,117 shares; 2015Q2: 10,818 shares; 2015Q3: 10,818 shares; 2015Q4: 11,668 shares 11,668$247K0.05%+850
AFLAFLAC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,596 shares; 2014Q4: 7,353 shares; 2015Q1: 6,898 shares; 2015Q2: 6,962 shares; 2015Q3: 7,156 shares; 2015Q4: 4,116 shares 4,116$245K0.05%-3,040Timeline
CERNER CORPCERNER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,784 shares; 2014Q4: 4,234 shares; 2015Q1: 4,074 shares; 2015Q2: 4,074 shares; 2015Q3: 4,540 shares; 2015Q4: 4,063 shares 4,063$244K0.05%-477
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 7,868 shares; 2015Q1: 9,100 shares; 2015Q2: 10,663 shares; 2015Q3: 12,204 shares; 2015Q4: 11,809 shares 11,809$244K0.05%-395
CYS INVTS INCCYS INVTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 33,050 shares; 2014Q4: 34,686 shares; 2015Q1: 34,741 shares; 2015Q2: 40,110 shares; 2015Q3: 37,325 shares; 2015Q4: 33,899 shares 33,899$241K0.05%-3,426
BIPBROOKFIELD INFRASTRUCTURE PAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 4,976 shares; 2015Q2: 5,251 shares; 2015Q3: 6,251 shares; 2015Q4: 6,351 shares 6,351$240K0.05%+100Timeline
ARES CAP CORPARES CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 329,000 shares; 2014Q4: 327,000 shares; 2015Q1: 317,000 shares; 2015Q2: 268,000 shares; 2015Q3: 262,000 shares; 2015Q4: 242,000 shares 242,000$240K0.05%-20,000
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,351 shares; 2014Q4: 9,401 shares; 2015Q1: 9,841 shares; 2015Q2: 10,087 shares; 2015Q3: 10,365 shares; 2015Q4: 6,980 shares 6,980$239K0.05%-3,385
BIIBBIOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,365 shares; 2014Q4: 2,564 shares; 2015Q1: 2,652 shares; 2015Q2: 2,180 shares; 2015Q3: 2,314 shares; 2015Q4: 780 shares 780$238K0.05%-1,534Timeline
OCOWENS CORNING NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,337 shares; 2014Q4: 6,987 shares; 2015Q1: 7,919 shares; 2015Q2: 8,229 shares; 2015Q3: 7,186 shares; 2015Q4: 5,030 shares 5,030$236K0.05%-2,156Timeline
SPECTRA ENERGY CORPSPECTRA ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 9,854 shares; 2015Q1: 9,854 shares; 2015Q2: 10,086 shares; 2015Q3: 10,563 shares; 2015Q4: 9,876 shares 9,876$236K0.05%-687
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,728 shares; 2014Q4: 5,300 shares; 2015Q1: 5,658 shares; 2015Q2: 5,722 shares; 2015Q3: 5,927 shares; 2015Q4: 6,077 shares 6,077$236K0.05%+150
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,752 shares; 2015Q4: 10,845 shares 10,845$235K0.05%-907
GPROGOPRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,040 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 6,123 shares; 2015Q3: 13,910 shares; 2015Q4: 13,102 shares 13,102$235K0.05%-808Timeline
SEBSEABOARD CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 81 shares; 2015Q3: 81 shares; 2015Q4: 81 shares 81$234K0.05%0Timeline
PPGPPG INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,036 shares; 2014Q4: 2,136 shares; 2015Q1: 2,138 shares; 2015Q2: 4,011 shares; 2015Q3: 2,517 shares; 2015Q4: 2,366 shares 2,366$233K0.05%-151Timeline
KKELLANOVAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,437 shares; 2014Q4: 3,880 shares; 2015Q1: 3,643 shares; 2015Q2: 3,644 shares; 2015Q3: 3,706 shares; 2015Q4: 3,212 shares 3,212$232K0.05%-494Timeline
PTYPIMCO CORPORATE & INCOME OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 30,179 shares; 2014Q4: 29,574 shares; 2015Q1: 36,562 shares; 2015Q2: 30,861 shares; 2015Q3: 29,750 shares; 2015Q4: 17,457 shares 17,457$232K0.05%-12,293Timeline
RAIT FINANCIAL TRUSTRAIT FINANCIAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 71,275 shares; 2014Q4: 76,122 shares; 2015Q1: 78,243 shares; 2015Q2: 82,994 shares; 2015Q3: 79,290 shares; 2015Q4: 86,387 shares 86,387$232K0.05%+7,097
YUMYUM BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 3,310 shares; 2015Q4: 3,166 shares 3,166$231K0.04%-144Timeline
BIVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,431 shares; 2015Q4: 2,771 shares 2,771$230K0.04%+340Timeline
PRICELINE GRP INCPRICELINE GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 370 shares; 2014Q4: 192 shares; 2015Q1: 231 shares; 2015Q2: 181 shares; 2015Q3: not reported; 2015Q4: 181 shares 181$230K0.04%new
WHOLE FOODS MKT INCWHOLE FOODS MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,079 shares; 2015Q1: 4,030 shares; 2015Q2: not reported; 2015Q3: 6,852 shares; 2015Q4: 6,869 shares 6,869$230K0.04%+17
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 90,754 shares; 2014Q4: 80,636 shares; 2015Q1: 77,746 shares; 2015Q2: 56,070 shares; 2015Q3: 51,916 shares; 2015Q4: 49,446 shares 49,446$230K0.04%-2,470
HOGHARLEY DAVIDSON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5,050 shares; 2015Q4: 5,050 shares 5,050$229K0.04%0Timeline
IPATH S&P GSCI CRUDE OI…IPATH S&P GSCI CRUDE OIL TOTALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 10,050 shares; 2015Q2: 32,385 shares; 2015Q3: 37,920 shares; 2015Q4: 36,690 shares 36,690$228K0.04%-1,230
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,421 shares; 2014Q4: 3,585 shares; 2015Q1: 3,313 shares; 2015Q2: 3,365 shares; 2015Q3: 3,078 shares; 2015Q4: 2,979 shares 2,979$227K0.04%-99Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,835 shares; 2014Q4: 11,535 shares; 2015Q1: 11,535 shares; 2015Q2: 11,535 shares; 2015Q3: 17,064 shares; 2015Q4: 15,264 shares 15,264$227K0.04%-1,800
ROYAL BK SCOTLND GRP PLCROYAL BK SCOTLND GRP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 8,795 shares; 2014Q4: 8,795 shares; 2015Q1: 8,795 shares; 2015Q2: 8,795 shares; 2015Q3: 8,795 shares; 2015Q4: 8,795 shares 8,795$227K0.04%0
U S G CORPU S G CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 9,352 shares 9,352$226K0.04%new
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 61,000 shares; 2015Q2: 310,000 shares; 2015Q3: 299,000 shares; 2015Q4: 268,000 shares 268,000$226K0.04%-31,000
TRVTRAVELERS COMPANIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 2,127 shares; 2015Q1: 1,945 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,005 shares 2,005$225K0.04%newTimeline
BGTBLACKROCK FLOATING RATE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,175 shares; 2014Q4: 12,912 shares; 2015Q1: 12,912 shares; 2015Q2: 20,079 shares; 2015Q3: 19,954 shares; 2015Q4: 18,006 shares 18,006$225K0.04%-1,948Timeline
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 4,401 shares; 2015Q2: 5,315 shares; 2015Q3: not reported; 2015Q4: 6,737 shares 6,737$225K0.04%new
ORBITAL ATK INCORBITAL ATK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2,525 shares 2,525$225K0.04%new
NGLNGL ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,155 shares; 2014Q4: 9,290 shares; 2015Q1: 10,550 shares; 2015Q2: 14,360 shares; 2015Q3: 11,685 shares; 2015Q4: 20,398 shares 20,398$224K0.04%+8,713Timeline
SUSUNCOR ENERGY INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 8,067 shares; 2014Q4: 14,277 shares; 2015Q1: 14,267 shares; 2015Q2: 15,897 shares; 2015Q3: not reported; 2015Q4: 8,687 shares 8,687$223K0.04%newTimeline
PFOFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 23,332 shares; 2014Q4: 24,485 shares; 2015Q1: 24,485 shares; 2015Q2: 21,356 shares; 2015Q3: 21,356 shares; 2015Q4: 20,904 shares 20,904$223K0.04%-452Timeline
WPCWP CAREY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,783 shares 3,783$222K0.04%newTimeline
BAXBAXTER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,972 shares; 2014Q4: 6,703 shares; 2015Q1: 7,470 shares; 2015Q2: 7,253 shares; 2015Q3: 7,205 shares; 2015Q4: 5,835 shares 5,835$222K0.04%-1,370Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,530 shares; 2014Q4: 4,569 shares; 2015Q1: 5,996 shares; 2015Q2: 6,622 shares; 2015Q3: 4,164 shares; 2015Q4: 3,981 shares 3,981$220K0.04%-183
PROSHARESPROSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,300 shares; 2014Q4: 10,100 shares; 2015Q1: 9,500 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,575 shares 10,575$220K0.04%new
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 12,207 shares; 2015Q1: 25,687 shares; 2015Q2: 20,980 shares; 2015Q3: 18,698 shares; 2015Q4: 17,738 shares 17,738$219K0.04%-960Timeline
ACMAECOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7,329 shares 7,329$219K0.04%newTimeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,401 shares; 2014Q4: 2,367 shares; 2015Q1: 2,481 shares; 2015Q2: 1,832 shares; 2015Q3: 1,697 shares; 2015Q4: 1,471 shares 1,471$218K0.04%-226Timeline
BROOKFIELD GLOBL LISTED INFRBROOKFIELD GLOBL LISTED INFRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,100 shares; 2014Q4: 15,660 shares; 2015Q1: 31,600 shares; 2015Q2: 42,392 shares; 2015Q3: 32,693 shares; 2015Q4: 18,626 shares 18,626$218K0.04%-14,067
ENDO INTL PLCENDO INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 3,572 shares 3,572$218K0.04%new
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,387 shares; 2014Q4: 14,428 shares; 2015Q1: 14,748 shares; 2015Q2: 14,781 shares; 2015Q3: 15,566 shares; 2015Q4: 15,440 shares 15,440$217K0.04%-126
LNGCHENIERE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,000 shares; 2014Q4: 5,745 shares; 2015Q1: 5,745 shares; 2015Q2: 5,745 shares; 2015Q3: 5,810 shares; 2015Q4: 5,810 shares 5,810$216K0.04%0Timeline
NACNUVEEN CA DIVI ADV MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 12,500 shares; 2015Q1: 12,500 shares; 2015Q2: 14,000 shares; 2015Q3: 14,000 shares; 2015Q4: 14,000 shares 14,000$216K0.04%0Timeline
BGC PARTNERS INCBGC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 216,000 shares; 2014Q4: 212,000 shares; 2015Q1: 212,000 shares; 2015Q2: 208,000 shares; 2015Q3: 205,000 shares; 2015Q4: 200,000 shares 200,000$216K0.04%-5,000
BAXALTA INCBAXALTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,205 shares; 2015Q4: 5,535 shares 5,535$216K0.04%-4,670
FITBFIFTH THIRD BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,469 shares; 2015Q3: 10,727 shares; 2015Q4: 10,727 shares 10,727$215K0.04%0Timeline
KEYKEYCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,310 shares; 2014Q4: 18,204 shares; 2015Q1: 17,559 shares; 2015Q2: 17,339 shares; 2015Q3: 17,556 shares; 2015Q4: 16,400 shares 16,400$215K0.04%-1,156Timeline
ITAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,812 shares 1,812$214K0.04%newTimeline
RITEAID CORPRITEAID CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 38,753 shares; 2014Q4: 34,316 shares; 2015Q1: 30,166 shares; 2015Q2: 57,869 shares; 2015Q3: 26,519 shares; 2015Q4: 27,071 shares 27,071$211K0.04%+552
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 22,054 shares; 2014Q4: 20,917 shares; 2015Q1: 22,977 shares; 2015Q2: 8,841 shares; 2015Q3: 10,746 shares; 2015Q4: 8,286 shares 8,286$211K0.04%-2,460Timeline
HELEHELEN OF TROY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,241 shares; 2015Q4: 2,241 shares 2,241$211K0.04%0Timeline
PEGPUBLIC SVC ENTERPRISE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,550 shares; 2014Q4: 5,552 shares; 2015Q1: 5,529 shares; 2015Q2: 5,123 shares; 2015Q3: 5,526 shares; 2015Q4: 5,434 shares 5,434$210K0.04%-92Timeline
ROKROCKWELL AUTOMATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 2,341 shares; 2015Q2: 2,342 shares; 2015Q3: 2,342 shares; 2015Q4: 2,043 shares 2,043$209K0.04%-299Timeline
DONWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,805 shares; 2014Q4: 3,755 shares; 2015Q1: 3,155 shares; 2015Q2: 2,855 shares; 2015Q3: 2,855 shares; 2015Q4: 2,605 shares 2,605$209K0.04%-250Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,861 shares; 2014Q4: 6,878 shares; 2015Q1: 6,268 shares; 2015Q2: 6,066 shares; 2015Q3: 5,670 shares; 2015Q4: 4,666 shares 4,666$209K0.04%-1,004
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.001Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 13,829 shares; 2015Q1: 22,329 shares; 2015Q2: 25,177 shares; 2015Q3: 43,477 shares; 2015Q4: 43,877 shares 43,877$209K0.04%+400
VMOINVESCO MUN OPPORTUNIT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 18,612 shares; 2014Q4: 18,620 shares; 2015Q1: 18,626 shares; 2015Q2: 15,868 shares; 2015Q3: 15,868 shares; 2015Q4: 15,868 shares 15,868$208K0.04%0Timeline
SOUTHWESTERN ENERGY CO DEP …SOUTHWESTERN ENERGY CO DEP SHS 12…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 7,616 shares; 2015Q2: 10,155 shares; 2015Q3: 10,789 shares; 2015Q4: 11,226 shares 11,226$208K0.04%+437
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,012 shares; 2014Q4: 5,722 shares; 2015Q1: 5,431 shares; 2015Q2: 5,440 shares; 2015Q3: 5,615 shares; 2015Q4: 4,859 shares 4,859$207K0.04%-756Timeline
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 187,000 shares; 2014Q4: 475,000 shares; 2015Q1: 478,000 shares; 2015Q2: 429,000 shares; 2015Q3: 408,000 shares; 2015Q4: 366,000 shares 366,000$207K0.04%-42,000
TXTTEXTRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,454 shares; 2014Q4: 5,204 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4,925 shares 4,925$206K0.04%newTimeline
PCARPACCAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,310 shares; 2014Q4: 4,310 shares; 2015Q1: 4,110 shares; 2015Q2: 4,335 shares; 2015Q3: 3,985 shares; 2015Q4: 4,360 shares 4,360$206K0.04%+375Timeline
FXDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,246 shares; 2014Q4: 7,246 shares; 2015Q1: 7,249 shares; 2015Q2: 7,261 shares; 2015Q3: 7,279 shares; 2015Q4: 6,063 shares 6,063$206K0.04%-1,216Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,058 shares; 2014Q4: 3,039 shares; 2015Q1: 3,520 shares; 2015Q2: 3,446 shares; 2015Q3: 3,307 shares; 2015Q4: 2,972 shares 2,972$205K0.04%-335Timeline
ILMNILLUMINA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 1,381 shares; 2015Q1: 1,381 shares; 2015Q2: 2,466 shares; 2015Q3: 2,731 shares; 2015Q4: 1,071 shares 1,071$205K0.04%-1,660Timeline
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 8,845 shares; 2014Q4: 13,400 shares; 2015Q1: 15,095 shares; 2015Q2: 18,675 shares; 2015Q3: 21,495 shares; 2015Q4: 22,205 shares 22,205$204K0.04%+710
NVRNVR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 123 shares 123$201K0.04%newTimeline
TIER REIT COMTIER REIT COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 20,769 shares; 2015Q4: 13,731 shares 13,731$201K0.04%-7,038
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7,855 shares 7,855$201K0.04%new
CST BRANDS INCCST BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,157 shares 5,157$200K0.04%new
KYNKAYNE ANDERSON ENERGY INFRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,877 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11,446 shares 11,446$196K0.04%newTimeline
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG YQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,150 shares; 2014Q4: 14,150 shares; 2015Q1: 14,150 shares; 2015Q2: 15,150 shares; 2015Q3: 13,450 shares; 2015Q4: 13,450 shares 13,450$196K0.04%0
CIBRFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,995 shares 10,995$195K0.04%newTimeline
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 16,586 shares 16,586$194K0.04%new
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,900 shares; 2014Q4: 22,100 shares; 2015Q1: 25,800 shares; 2015Q2: 33,800 shares; 2015Q3: 33,800 shares; 2015Q4: 35,000 shares 35,000$193K0.04%+1,200
XRNPXCOHEN & STEERS REIT & PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,085 shares; 2014Q4: 10,085 shares; 2015Q1: 10,085 shares; 2015Q2: 10,430 shares; 2015Q3: 10,430 shares; 2015Q4: 10,430 shares 10,430$192K0.04%0Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,379 shares; 2014Q4: 19,088 shares; 2015Q1: 19,312 shares; 2015Q2: 19,262 shares; 2015Q3: 21,681 shares; 2015Q4: 21,414 shares 21,414$189K0.04%-267Timeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 24,585 shares; 2014Q4: 25,227 shares; 2015Q1: 24,530 shares; 2015Q2: 20,205 shares; 2015Q3: 16,478 shares; 2015Q4: 15,192 shares 15,192$188K0.04%-1,286
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 39,505 shares; 2014Q4: 44,111 shares; 2015Q1: 40,697 shares; 2015Q2: 34,805 shares; 2015Q3: 36,065 shares; 2015Q4: 27,649 shares 27,649$187K0.04%-8,416Timeline
HANCOCK JOHN INVT TRHANCOCK JOHN INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 29,956 shares; 2014Q4: 29,994 shares; 2015Q1: 30,030 shares; 2015Q2: 29,453 shares; 2015Q3: 27,990 shares; 2015Q4: 18,344 shares 18,344$187K0.04%-9,646
INLAND REAL ESTATE CORPINLAND REAL ESTATE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 17,300 shares; 2015Q4: 17,300 shares 17,300$183K0.04%0
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 26,962 shares; 2014Q4: 24,962 shares; 2015Q1: 24,687 shares; 2015Q2: 24,697 shares; 2015Q3: 24,297 shares; 2015Q4: 25,997 shares 25,997$182K0.04%+1,700Timeline
THWABRDN WORLD HEALTHCARE FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 12,500 shares; 2015Q4: 11,500 shares 11,500$182K0.04%-1,000Timeline
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 11,600 shares; 2015Q1: 14,600 shares; 2015Q2: 14,300 shares; 2015Q3: 15,300 shares; 2015Q4: 17,383 shares 17,383$174K0.03%+2,083Timeline
FTFFRANKLIN LTD DURATION INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,995 shares; 2014Q4: 21,145 shares; 2015Q1: 21,525 shares; 2015Q2: 21,525 shares; 2015Q3: 21,250 shares; 2015Q4: 15,939 shares 15,939$170K0.03%-5,311Timeline
RQICOHEN & STEERS QUALITY INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 22,410 shares; 2014Q4: 19,437 shares; 2015Q1: 15,403 shares; 2015Q2: 12,480 shares; 2015Q3: 12,520 shares; 2015Q4: 13,735 shares 13,735$167K0.03%+1,215Timeline
HELIX ENERGY SOLUTIONS GROUPHELIX ENERGY SOLUTIONS GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 33,000 shares; 2014Q4: 17,000 shares; 2015Q1: 145,000 shares; 2015Q2: 245,000 shares; 2015Q3: 228,000 shares; 2015Q4: 211,000 shares 211,000$166K0.03%-17,000
IGRCBRE GBL REAL ESTATE INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,483 shares; 2014Q4: 18,433 shares; 2015Q1: 24,976 shares; 2015Q2: 20,956 shares; 2015Q3: 20,707 shares; 2015Q4: 21,377 shares 21,377$163K0.03%+670Timeline
DANDANA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,056 shares; 2014Q4: not reported; 2015Q1: 9,938 shares; 2015Q2: 10,716 shares; 2015Q3: 10,517 shares; 2015Q4: 11,791 shares 11,791$162K0.03%+1,274Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 67,039 shares; 2014Q4: 67,139 shares; 2015Q1: 67,139 shares; 2015Q2: 68,933 shares; 2015Q3: 27,783 shares; 2015Q4: 15,783 shares 15,783$160K0.03%-12,000Timeline
IDEVOYA INFRASTRUCTURE INDLS &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,629 shares; 2014Q4: 12,378 shares; 2015Q1: 12,486 shares; 2015Q2: 12,724 shares; 2015Q3: 12,862 shares; 2015Q4: 13,129 shares 13,129$160K0.03%+267Timeline
ATLANTIC PWR CORPATLANTIC PWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 41,975 shares; 2015Q1: 54,475 shares; 2015Q2: 64,975 shares; 2015Q3: 82,475 shares; 2015Q4: 81,475 shares 81,475$160K0.03%-1,000
BGXBLACKSTONE LONG SHORT CR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,375 shares; 2014Q4: 12,105 shares; 2015Q1: 12,105 shares; 2015Q2: 11,295 shares; 2015Q3: 11,495 shares; 2015Q4: 11,825 shares 11,825$159K0.03%+330Timeline
ECFELLSWORTH GROWTH & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 19,557 shares 19,557$151K0.03%newTimeline
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,683 shares; 2014Q4: 19,356 shares; 2015Q1: 18,931 shares; 2015Q2: 19,681 shares; 2015Q3: 19,616 shares; 2015Q4: 15,902 shares 15,902$151K0.03%-3,714
ERCALLSPRING MULTI SECTOR INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,603 shares; 2014Q4: 15,140 shares; 2015Q1: 15,178 shares; 2015Q2: 15,218 shares; 2015Q3: 15,262 shares; 2015Q4: 13,367 shares 13,367$151K0.03%-1,895Timeline
XMYDXBLACKROCK MUNIYIELD FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,100 shares; 2015Q4: 10,136 shares 10,136$150K0.03%+36Timeline
PHOTRONICS INCPHOTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 119,000 shares; 2015Q3: 119,000 shares; 2015Q4: 113,000 shares 113,000$150K0.03%-6,000
NMLNEUBERGER ENGY INFRSTR & INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,000 shares; 2014Q4: 20,000 shares; 2015Q1: 18,000 shares; 2015Q2: 18,350 shares; 2015Q3: 18,350 shares; 2015Q4: 18,350 shares 18,350$149K0.03%0Timeline
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 229,000 shares; 2014Q4: 229,000 shares; 2015Q1: 229,000 shares; 2015Q2: 240,000 shares; 2015Q3: 220,000 shares; 2015Q4: 170,000 shares 170,000$149K0.03%-50,000
NWBINORTHWEST BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,200 shares; 2015Q4: 11,000 shares 11,000$147K0.03%-200Timeline
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 30,577 shares; 2014Q4: 27,732 shares; 2015Q1: 22,956 shares; 2015Q2: 23,186 shares; 2015Q3: 23,186 shares; 2015Q4: 24,856 shares 24,856$147K0.03%+1,670Timeline
PPTFRANKLIN PREMIER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,426 shares; 2014Q4: 40,514 shares; 2015Q1: 35,978 shares; 2015Q2: 36,072 shares; 2015Q3: 36,171 shares; 2015Q4: 29,705 shares 29,705$147K0.03%-6,466Timeline
CLEARBRIDGE AMERN ENERG MLPCLEARBRIDGE AMERN ENERG MLPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 18,000 shares 18,000$147K0.03%new
Invesco Global Listed Priva…Invesco Global Listed Private Equ…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,213 shares; 2014Q4: 14,213 shares; 2015Q1: 14,213 shares; 2015Q2: 14,213 shares; 2015Q3: 13,713 shares; 2015Q4: 13,713 shares 13,713$144K0.03%0
DARDARLING INGREDIENTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,631 shares 13,631$143K0.03%newTimeline
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 8,680 shares; 2015Q1: 11,430 shares; 2015Q2: 13,380 shares; 2015Q3: 13,380 shares; 2015Q4: 10,880 shares 10,880$143K0.03%-2,500
HUNHUNTSMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 9,436 shares; 2015Q2: 10,255 shares; 2015Q3: 10,133 shares; 2015Q4: 12,534 shares 12,534$142K0.03%+2,401Timeline
FIRST TR ABERDEEN GLBL OPP FFIRST TR ABERDEEN GLBL OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,625 shares; 2014Q4: 16,395 shares; 2015Q1: 16,065 shares; 2015Q2: 15,685 shares; 2015Q3: 15,335 shares; 2015Q4: 13,990 shares 13,990$141K0.03%-1,345
MTGMGIC INVT CORP WISQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,182 shares; 2014Q4: 12,554 shares; 2015Q1: 11,266 shares; 2015Q2: not reported; 2015Q3: 10,315 shares; 2015Q4: 15,566 shares 15,566$137K0.03%+5,251Timeline
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 186,000 shares; 2014Q4: 175,000 shares; 2015Q1: 170,000 shares; 2015Q2: 158,000 shares; 2015Q3: 158,000 shares; 2015Q4: 141,000 shares 141,000$134K0.03%-17,000
FLEXFLEX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,566 shares; 2014Q4: 20,839 shares; 2015Q1: 20,731 shares; 2015Q2: 21,030 shares; 2015Q3: 18,589 shares; 2015Q4: 11,940 shares 11,940$133K0.03%-6,649Timeline
ERICTELEFONAKTIEBOLAGET LM ERICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,431 shares; 2014Q4: 12,516 shares; 2015Q1: 12,516 shares; 2015Q2: 12,516 shares; 2015Q3: 12,305 shares; 2015Q4: 13,805 shares 13,805$132K0.03%+1,500Timeline
SUNPOWER CORPSUNPOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 133,000 shares; 2015Q3: 151,000 shares; 2015Q4: 151,000 shares 151,000$131K0.03%0
EATON VANCE PA MUNI INCOME TEATON VANCE PA MUNI INCOME TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,580 shares; 2015Q3: 10,135 shares; 2015Q4: 10,550 shares 10,550$127K0.02%+415
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 45,082 shares; 2014Q4: 35,922 shares; 2015Q1: 32,322 shares; 2015Q2: 30,322 shares; 2015Q3: 30,322 shares; 2015Q4: 27,439 shares 27,439$125K0.02%-2,883
VKIINVESCO ADVANTAGE MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,108 shares; 2014Q4: 10,207 shares; 2015Q1: 10,306 shares; 2015Q2: 10,409 shares; 2015Q3: 10,492 shares; 2015Q4: 10,613 shares 10,613$125K0.02%+121Timeline
HPQHP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,523 shares 10,523$123K0.02%newTimeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 28,630 shares; 2014Q4: 27,434 shares; 2015Q1: 27,477 shares; 2015Q2: 27,519 shares; 2015Q3: 25,064 shares; 2015Q4: 24,477 shares 24,477$123K0.02%-587
SCORPIO TANKERS INCSCORPIO TANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,547 shares; 2014Q4: 10,272 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 15,244 shares 15,244$122K0.02%new
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,694 shares; 2015Q4: 11,009 shares 11,009$121K0.02%-685
CHART INDUSTRIES INCCHART INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 32,000 shares; 2014Q4: 116,000 shares; 2015Q1: 116,000 shares; 2015Q2: 144,000 shares; 2015Q3: 142,000 shares; 2015Q4: 140,000 shares 140,000$121K0.02%-2,000
DDD3D SYS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,783 shares; 2014Q4: 17,188 shares; 2015Q1: 15,799 shares; 2015Q2: 14,237 shares; 2015Q3: 16,155 shares; 2015Q4: 13,833 shares 13,833$120K0.02%-2,322Timeline
RESOURCE CAP CORPRESOURCE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 71,000 shares; 2015Q2: 113,000 shares; 2015Q3: 113,000 shares; 2015Q4: 122,000 shares 122,000$116K0.02%+9,000
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 13,874 shares; 2015Q2: 14,415 shares; 2015Q3: 13,918 shares; 2015Q4: 15,861 shares 15,861$112K0.02%+1,943
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,411 shares 13,411$111K0.02%new
JRSNUVEEN REAL ESTATE INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 11,305 shares; 2015Q2: 11,305 shares; 2015Q3: 10,440 shares; 2015Q4: 10,440 shares 10,440$110K0.02%0Timeline
VANGUARDVANGUARDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 23,922 shares; 2014Q4: 40,078 shares; 2015Q1: 45,095 shares; 2015Q2: 46,582 shares; 2015Q3: 46,128 shares; 2015Q4: 37,092 shares 37,092$110K0.02%-9,036
STRATEGIC GLOBAL INCOME FDSTRATEGIC GLOBAL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 15,420 shares; 2015Q2: 13,680 shares; 2015Q3: 12,915 shares; 2015Q4: 12,565 shares 12,565$110K0.02%-350
CENTER COAST BRKFLD MLP ENRGCENTER COAST BRKFLD MLP ENRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,600 shares; 2014Q4: 13,600 shares; 2015Q1: 15,404 shares; 2015Q2: 14,410 shares; 2015Q3: 10,944 shares; 2015Q4: 10,847 shares 10,847$109K0.02%-97
HURON CONSULTING GROUP INCHURON CONSULTING GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 108,000 shares 108,000$106K0.02%new
CXHMFS INVT GRADE MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,750 shares; 2014Q4: 13,950 shares; 2015Q1: 12,950 shares; 2015Q2: 12,850 shares; 2015Q3: 12,000 shares; 2015Q4: 10,400 shares 10,400$103K0.02%-1,600Timeline
GRAMERCY PPTY TR COMGRAMERCY PPTY TR COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,349 shares 13,349$103K0.02%new
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 31,677 shares; 2014Q4: 24,177 shares; 2015Q1: 24,227 shares; 2015Q2: 21,227 shares; 2015Q3: 21,227 shares; 2015Q4: 24,927 shares 24,927$101K0.02%+3,700
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,304 shares; 2014Q4: 12,304 shares; 2015Q1: 11,829 shares; 2015Q2: 11,699 shares; 2015Q3: 11,747 shares; 2015Q4: 10,799 shares 10,799$101K0.02%-948
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 61,750 shares; 2014Q4: 37,250 shares; 2015Q1: 74,500 shares; 2015Q2: 85,600 shares; 2015Q3: 78,850 shares; 2015Q4: 58,100 shares 58,100$101K0.02%-20,750
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 17,788 shares; 2015Q1: 16,346 shares; 2015Q2: 14,199 shares; 2015Q3: 13,965 shares; 2015Q4: 13,929 shares 13,929$99K0.02%-36Timeline
HORSEHEAD HLDG CORPHORSEHEAD HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,900 shares; 2015Q4: 47,250 shares 47,250$96K0.02%+36,350
GLDDGREAT LAKES DREDGE & DOCK COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 24,750 shares; 2015Q2: 29,500 shares; 2015Q3: 25,500 shares; 2015Q4: 23,500 shares 23,500$93K0.02%-2,000Timeline
SEADRILL ORDSEADRILL ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 44,430 shares; 2014Q4: 33,216 shares; 2015Q1: 37,900 shares; 2015Q2: 37,738 shares; 2015Q3: 37,313 shares; 2015Q4: 27,452 shares 27,452$93K0.02%-9,861
CXEMFS HIGH INCOME MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,300 shares; 2014Q4: 20,300 shares; 2015Q1: 20,300 shares; 2015Q2: 20,300 shares; 2015Q3: 20,300 shares; 2015Q4: 18,800 shares 18,800$92K0.02%-1,500Timeline
SANBANCO SANTANDER SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,187 shares; 2014Q4: 20,782 shares; 2015Q1: 15,437 shares; 2015Q2: 15,852 shares; 2015Q3: 20,440 shares; 2015Q4: 18,689 shares 18,689$90K0.02%-1,751Timeline
HIXWESTERN ASSET HIGH INCOM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,706 shares; 2014Q4: 14,883 shares; 2015Q1: 15,075 shares; 2015Q2: 14,605 shares; 2015Q3: 13,480 shares; 2015Q4: 14,355 shares 14,355$90K0.02%+875Timeline
ARES CAP CORPARES CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 113,000 shares; 2014Q4: 81,000 shares; 2015Q1: 92,000 shares; 2015Q2: 92,000 shares; 2015Q3: 90,000 shares; 2015Q4: 88,000 shares 88,000$87K0.02%-2,000
GREENBRIER COS INCGREENBRIER COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 164,000 shares; 2014Q4: 98,000 shares; 2015Q1: 93,000 shares; 2015Q2: 84,000 shares; 2015Q3: 82,000 shares; 2015Q4: 77,000 shares 77,000$85K0.02%-5,000
SEQUENOM INC COM NEWSEQUENOM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 53,400 shares; 2014Q4: 46,700 shares; 2015Q1: 54,550 shares; 2015Q2: 46,050 shares; 2015Q3: 55,050 shares; 2015Q4: 50,700 shares 50,700$83K0.02%-4,350
NEW MTN FIN CORPNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 104,000 shares; 2015Q4: 85,000 shares 85,000$83K0.02%-19,000
AK STEEL HOLDING CORPAK STEEL HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 15,350 shares; 2015Q1: 24,300 shares; 2015Q2: 26,050 shares; 2015Q3: 26,000 shares; 2015Q4: 36,900 shares 36,900$82K0.02%+10,900
PROSPECT CAPITAL CORPPROSPECT CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 339,000 shares; 2014Q4: 276,000 shares; 2015Q1: 276,000 shares; 2015Q2: 278,000 shares; 2015Q3: 279,000 shares; 2015Q4: 80,000 shares 80,000$80K0.02%-199,000
NAVIOS MARITIME PART LPNAVIOS MARITIME PART LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 50,404 shares; 2014Q4: 51,933 shares; 2015Q1: 53,148 shares; 2015Q2: 64,221 shares; 2015Q3: 66,110 shares; 2015Q4: 25,210 shares 25,210$76K0.01%-40,900
Lineage, Inc.Lineage, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 59,257 shares; 2014Q4: 47,638 shares; 2015Q1: 70,668 shares; 2015Q2: 56,849 shares; 2015Q3: 43,404 shares; 2015Q4: 58,019 shares 58,019$74K0.01%+14,615
HUTCHINSON TECHNOLOGY INCHUTCHINSON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,251 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 20,000 shares; 2015Q4: 20,000 shares 20,000$71K0.01%0
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,089 shares; 2014Q4: 14,169 shares; 2015Q1: 14,019 shares; 2015Q2: 13,821 shares; 2015Q3: 11,789 shares; 2015Q4: 11,364 shares 11,364$70K0.01%-425Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,365 shares; 2014Q4: 22,460 shares; 2015Q1: 22,560 shares; 2015Q2: 16,990 shares; 2015Q3: 16,990 shares; 2015Q4: 16,990 shares 16,990$68K0.01%0Timeline
BEASLEY BROADCAST GRP INC -ABEASLEY BROADCAST GRP INC -AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,563 shares; 2014Q4: 10,563 shares; 2015Q1: 18,063 shares; 2015Q2: 19,113 shares; 2015Q3: 19,113 shares; 2015Q4: 19,113 shares 19,113$68K0.01%0
MFA FINL INCMFA FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 24,455 shares; 2014Q4: 24,524 shares; 2015Q1: 24,599 shares; 2015Q2: 25,675 shares; 2015Q3: 14,085 shares; 2015Q4: 10,092 shares 10,092$66K0.01%-3,993
PSIVIDA CORPPSIVIDA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,750 shares; 2014Q4: 17,800 shares; 2015Q1: 18,300 shares; 2015Q2: 23,600 shares; 2015Q3: 21,850 shares; 2015Q4: 12,750 shares 12,750$61K0.01%-9,100
VALEVALE S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,458 shares; 2014Q4: 17,223 shares; 2015Q1: 19,073 shares; 2015Q2: 19,908 shares; 2015Q3: 19,008 shares; 2015Q4: 18,207 shares 18,207$59K0.01%-801Timeline
VOYA NAT RES EQUITY INCOME FVOYA NAT RES EQUITY INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,575 shares; 2014Q4: 25,085 shares; 2015Q1: 25,407 shares; 2015Q2: 24,497 shares; 2015Q3: 15,487 shares; 2015Q4: 10,887 shares 10,887$59K0.01%-4,600
CHINA MING YANG WIND ADRCHINA MING YANG WIND ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,250 shares; 2014Q4: 11,250 shares; 2015Q1: not reported; 2015Q2: 22,150 shares; 2015Q3: 27,650 shares; 2015Q4: 25,750 shares 25,750$59K0.01%-1,900
FORTUNA MNG CORP FFORTUNA MNG CORP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,800 shares; 2014Q4: 25,800 shares; 2015Q1: 25,800 shares; 2015Q2: 25,800 shares; 2015Q3: 25,800 shares; 2015Q4: 25,800 shares 25,800$58K0.01%0
INTELSAT S AINTELSAT S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,768 shares 13,768$57K0.01%new
INDUSTRIAL SVCS AMER INC FLAINDUSTRIAL SVCS AMER INC FLAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 32,205 shares; 2014Q4: 38,800 shares; 2015Q1: 36,300 shares; 2015Q2: 59,300 shares; 2015Q3: 56,300 shares; 2015Q4: 38,800 shares 38,800$50K0.01%-17,500
AAR CORP 2.25% CB 03/01/201…AAR CORP 2.25% CB 03/01/2016-REGI…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 58,000 shares; 2014Q4: 51,000 shares; 2015Q1: 51,000 shares; 2015Q2: 51,000 shares; 2015Q3: 51,000 shares; 2015Q4: 51,000 shares 51,000$50K0.01%0
PRECISION DRILLING CORPPRECISION DRILLING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,339 shares; 2015Q1: 10,666 shares; 2015Q2: 10,466 shares; 2015Q3: 12,616 shares; 2015Q4: 12,416 shares 12,416$48K0.01%-200
NEWPARK RES INC 4.000NEWPARK RES INC 4.000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 93,000 shares; 2014Q4: 55,000 shares; 2015Q1: 51,000 shares; 2015Q2: 71,000 shares; 2015Q3: 55,000 shares; 2015Q4: 55,000 shares 55,000$48K0.01%0
UNWIRED PLANET INC NEWUNWIRED PLANET INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 74,400 shares; 2014Q4: 57,900 shares; 2015Q1: 45,150 shares; 2015Q2: 81,900 shares; 2015Q3: 75,900 shares; 2015Q4: 54,500 shares 54,500$47K0.01%-21,400
ICONIX BRAND GROUP INCICONIX BRAND GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50,000 shares 50,000$44K0.01%new
WESTELL TECHNOLOGIES INCWESTELL TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 34,482 shares; 2015Q2: 34,482 shares; 2015Q3: 34,482 shares; 2015Q4: 34,482 shares 34,482$43K0.01%0
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,430 shares; 2014Q4: 25,430 shares; 2015Q1: 24,430 shares; 2015Q2: 22,332 shares; 2015Q3: 22,332 shares; 2015Q4: 22,432 shares 22,432$42K0.01%+100Timeline
RCS CAP CORPRCS CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 96,051 shares; 2014Q4: 92,237 shares; 2015Q1: 118,962 shares; 2015Q2: 95,121 shares; 2015Q3: 121,063 shares; 2015Q4: 138,940 shares 138,940$41K0.01%+17,877
ARES CAP CORPARES CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 54,000 shares; 2014Q4: 54,000 shares; 2015Q1: 54,000 shares; 2015Q2: 54,000 shares; 2015Q3: 54,000 shares; 2015Q4: 40,000 shares 40,000$40K0.01%-14,000
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 22,000 shares; 2015Q3: 22,000 shares; 2015Q4: 46,000 shares 46,000$39K0.01%+24,000
FINISAR CORPFINISAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 15,000 shares; 2015Q2: 29,000 shares; 2015Q3: 33,000 shares; 2015Q4: 41,000 shares 41,000$38K0.01%+8,000
KB HOME 1.375KB HOME 1.375Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 51,000 shares; 2015Q3: 51,000 shares; 2015Q4: 41,000 shares 41,000$36K0.01%-10,000
CHKRCHESAPEAKE GRANITE WASH TR COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 28,570 shares; 2014Q4: 24,730 shares; 2015Q1: 20,902 shares; 2015Q2: 21,281 shares; 2015Q3: 11,271 shares; 2015Q4: 11,302 shares 11,302$34K0.01%+31Timeline
VERSAR INCVERSAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 12,700 shares; 2015Q1: 12,700 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11,201 shares 11,201$34K0.01%new
OCEAN RIG UDW INCOCEAN RIG UDW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 24,148 shares; 2015Q2: 40,140 shares; 2015Q3: 34,435 shares; 2015Q4: 19,776 shares 19,776$32K0.01%-14,659
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 29,000 shares; 2014Q4: 29,000 shares; 2015Q1: 29,000 shares; 2015Q2: 29,000 shares; 2015Q3: 29,000 shares; 2015Q4: 29,000 shares 29,000$32K0.01%0
ENCORE CAP GROUP INCENCORE CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 41,000 shares; 2015Q3: 70,000 shares; 2015Q4: 41,000 shares 41,000$30K0.01%-29,000
ENCORE CAP GROUP INCENCORE CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 39,000 shares; 2014Q4: 34,000 shares; 2015Q1: 56,000 shares; 2015Q2: 40,000 shares; 2015Q3: 33,000 shares; 2015Q4: 33,000 shares 33,000$28K0.01%0
SIGNAL GENETICS INCSIGNAL GENETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 22,250 shares; 2015Q4: 38,250 shares 38,250$28K0.01%+16,000
YAMANA GOLD INCYAMANA GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 12,676 shares; 2015Q3: 14,282 shares; 2015Q4: 13,587 shares 13,587$25K<0.01%-695
EBS 2.875 01/21EBS 2.875 01/21Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 18,000 shares; 2015Q3: 18,000 shares; 2015Q4: 18,000 shares 18,000$24K<0.01%0
BLDPBALLARD PWR SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 18,850 shares; 2014Q4: 24,350 shares; 2015Q1: 12,600 shares; 2015Q2: 12,600 shares; 2015Q3: 12,600 shares; 2015Q4: 12,600 shares 12,600$19K<0.01%0Timeline
PARKER DRILLING COPARKER DRILLING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10,650 shares 10,650$19K<0.01%new
QUANTUM FUEL SYS INC XXXQUANTUM FUEL SYS INC XXXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 27,450 shares; 2014Q4: 31,250 shares; 2015Q1: 33,950 shares; 2015Q2: 29,250 shares; 2015Q3: 29,250 shares; 2015Q4: 26,100 shares 26,100$19K<0.01%-3,150
22ND CENTY GROUP INC22ND CENTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 20,000 shares; 2015Q4: 14,000 shares 14,000$19K<0.01%-6,000
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,694 shares; 2014Q4: 21,153 shares; 2015Q1: 21,535 shares; 2015Q2: 21,339 shares; 2015Q3: 20,520 shares; 2015Q4: 18,021 shares 18,021$15K<0.01%-2,499
TOLL BROS FIN CORPTOLL BROS FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 16,000 shares; 2015Q1: 16,000 shares; 2015Q2: 16,000 shares; 2015Q3: 16,000 shares; 2015Q4: 16,000 shares 16,000$15K<0.01%0
EXCO RESOURCES INCEXCO RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,706 shares; 2014Q4: 12,031 shares; 2015Q1: 10,531 shares; 2015Q2: 10,531 shares; 2015Q3: 12,531 shares; 2015Q4: 11,331 shares 11,331$14K<0.01%-1,200
HCI GROUP INCHCI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 17,000 shares; 2015Q3: 17,000 shares; 2015Q4: 17,000 shares 17,000$14K<0.01%0
ROSETTA GENOMICS LTDROSETTA GENOMICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 20,750 shares; 2015Q3: 15,000 shares; 2015Q4: 11,000 shares 11,000$13K<0.01%-4,000
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 13,000 shares 13,000$13K<0.01%new
WHITING USA TR IIWHITING USA TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 53,120 shares; 2014Q4: 44,370 shares; 2015Q1: 37,481 shares; 2015Q2: 30,781 shares; 2015Q3: 14,053 shares; 2015Q4: 13,028 shares 13,028$9K<0.01%-1,025
TGBTASEKO MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 18,000 shares; 2014Q4: 18,000 shares; 2015Q1: 24,300 shares; 2015Q2: 25,600 shares; 2015Q3: 25,600 shares; 2015Q4: 25,600 shares 25,600$8K<0.01%0Timeline
FIELDPOINT PETROLEUM CORPFIELDPOINT PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,250 shares; 2014Q4: 14,250 shares; 2015Q1: 14,250 shares; 2015Q2: 14,250 shares; 2015Q3: 11,250 shares; 2015Q4: 11,250 shares 11,250$6K<0.01%0
DNNDENISON MINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,850 shares; 2015Q4: 10,850 shares 10,850$5K<0.01%0Timeline
GOLDEN MINERALS COMPANYGOLDEN MINERALS COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,900 shares; 2014Q4: 20,900 shares; 2015Q1: 19,900 shares; 2015Q2: 15,990 shares; 2015Q3: 15,990 shares; 2015Q4: 15,990 shares 15,990$3K<0.01%0
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 23,040 shares; 2014Q4: 21,626 shares; 2015Q1: 20,941 shares; 2015Q2: 21,571 shares; 2015Q3: 11,606 shares; 2015Q4: 11,606 shares 11,606$2K<0.01%0
DRAGONWAVE INCDRAGONWAVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 38,350 shares; 2014Q4: 26,100 shares; 2015Q1: 33,100 shares; 2015Q2: 40,850 shares; 2015Q3: 39,850 shares; 2015Q4: 14,350 shares 14,350$1K<0.01%-25,500
HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares 10,000$00%0Value filed as zero, left out of ratios.
FIELDPOINT PETROLEUM CORPFIELDPOINT PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,250 shares; 2014Q4: 25,250 shares; 2015Q1: 25,250 shares; 2015Q2: 25,250 shares; 2015Q3: 25,250 shares; 2015Q4: 25,250 shares 25,250$00%0Value filed as zero, left out of ratios.

Sold out in Q4 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
HCC INS HLDGS INCHCC INS HLDGS INC18,327$1.42Mshares
NORTHSTAR REITNORTHSTAR REIT107,523$1.33Mshares
GOOGLE INCGOOGLE INC1,937$1.18Mshares
MARKWEST ENERGY PARTNERS L PMARKWEST ENERGY PARTNERS L P23,121$990Kshares
GoogleGoogle1,134$723Kshares
REGNREGENERON PHARMACEUTICALS961$446Kshares
AETNA INC NEWAETNA INC NEW3,016$329Kshares
CEMPRA INCCEMPRA INC11,645$324Kshares
FLY LEASING LTDFLY LEASING LTD23,817$314Kshares
INCYINCYTE CORP2,750$303Kshares
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg Cap3,424$283Kshares
FXHFIRST TR EXCHANGE-TRADED FD4,716$274Kshares
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LP19,087$273Kshares
RAYTHEON COMPANYRAYTHEON COMPANY2,339$255Kshares
IYWISHARES TR2,539$251Kshares
DLNWISDOMTREE TR3,736$251Kshares
HEWLETT PACKARD COHEWLETT PACKARD CO9,797$250Kshares
MAINMAIN STR CAP CORP9,197$245Kshares
IVEISHARES TR2,885$242Kshares
VCITVANGUARD SCOTTSDALE FDS2,816$240Kshares
PLUM CREEK TIMBER CO INCPLUM CREEK TIMBER CO INC6,072$239Kshares
HEDJWISDOMTREE TR4,370$238Kshares
DGROISHARES TR9,506$230Kshares
ENTAENANTA PHARMACEUTICALS INC6,350$229Kshares
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM …8,962$229Kshares
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR4,806$228Kshares
POWERSHARES DYNAMIC OTCPOWERSHARES DYNAMIC OTC3,030$218Kshares
RGLDROYAL GOLD INC4,519$212Kshares
DISCOVER FINANCIAL SERVICESDISCOVER FINANCIAL SERVICES4,009$208Kshares
GENESEE & WYOMING INCGENESEE & WYOMING INC3,525$208Kshares
GLNGGOLAR LNG LTD7,380$205Kshares
DGSWISDOMTREE TR5,714$203Kshares
LINKEDIN CORPLINKEDIN CORP1,070$203Kshares
GASLOG PARTNERS LPGASLOG PARTNERS LP11,606$186Kshares
KNOPKNOT OFFSHORE PARTNERS LP12,564$185Kshares
NEXPOINT CR STRATEGIES FDNEXPOINT CR STRATEGIES FD30,142$172Kshares
POWERSHARES ETF TRUST INTL …POWERSHARES ETF TRUST INTL DIV11,507$166Kshares
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP12,127$162Kshares
APOLLO RESIDENTIAL MORTGAGEAPOLLO RESIDENTIAL MORTGAGE11,635$147Kshares
GASLOG LTDGASLOG LTD14,478$139Kshares
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY10,000$132Kshares
VICRVICOR CORP11,850$120Kshares
CHAMBERS STR PPTYSCHAMBERS STR PPTYS16,899$109Kshares
CSQCALAMOS STRATEGIC TOTAL RETU11,126$103Kshares
PDLIPDL BIOPHARMA INC18,706$94Kshares
WABASH NATL CORPWABASH NATL CORP76,000$86Kshares
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP11,538$84Kshares
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUN10,370$81Kshares
CASCADE BANCORPCASCADE BANCORP14,750$79Kshares
EXELEXELIXIS INC10,000$56Kshares
STUDENT TRANSPORTATION INCSTUDENT TRANSPORTATION INC12,684$51Kshares
EXTREXTREME NETWORKS INC14,500$48Kshares
XCMUXMFS HIGH YIELD MUN TR10,000$43Kshares
ZIX CORPZIX CORP10,150$42Kshares
IDERA PHARMACEUTICALS INCIDERA PHARMACEUTICALS INC10,000$33Kshares
TELEFLEX INCTELEFLEX INC15,000$30Kshares
GERNGERON CORP10,650$29Kshares
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COM38,150$28Kshares
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INC13,500$22Kshares
ECHELON CORPECHELON CORP30,000$17Kshares
LAM RESEARCH CORPLAM RESEARCH CORP14,000$17Kshares
CTI BIOPHARMA CORP COM NEWCTI BIOPHARMA CORP COM NEW10,000$14Kshares
WAVE SYSTEMS CORP-CL AWAVE SYSTEMS CORP-CL A78,712$12Kshares

How Q4 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001427271-16-000005 base2016-02-08acceptance time not in the bulk data set