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Investors Capital Advisory Services

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13F filer, CIK 1427271, LYNNFIELD, MA

Investors Capital Advisory Services reported $498,443,000 across 724 holdings for the quarter ended 2015-09-30, in a 13F-HR filed 2015-11-17. Its ten largest share positions make up 12.87% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001427271-15-000004

Period
2015-09-30
Reported value
$498M
Holdings
724
Top 10 weight
12.87%
New
54
Sold out
68

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SPYadded+11,852$2.27M
VEREIT INCnew+198,220$1.53M
PowerShares QQQ Trust Unit …added+13,951$1.42M
IVVadded+6,861$1.32M
LLYadded+15,244$1.28M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
AMERICAN RLTY CAP PPTYS INCexited-218,636-$1.78M
DXJexited-28,671-$1.64M
IDVreduced-58,232-$1.64M
PRAXAIR INCexited-13,191-$1.58M
NKEreduced-10,827-$1.33M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2015

Share positions as resolved from 13F-HR 0001427271-15-000004, largest first. % of portfolio is the value over $498,443,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,654 shares; 2014Q4: 14,481 shares; 2015Q1: 19,758 shares; 2015Q2: 16,855 shares; 2015Q3: 35,124 shares 35,124$250K0.05%+18,269Timeline
HEWLETT PACKARD COHEWLETT PACKARD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,126 shares; 2014Q4: 10,176 shares; 2015Q1: 11,211 shares; 2015Q2: 10,722 shares; 2015Q3: 9,797 shares 9,797$250K0.05%-925
SEBSEABOARD CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 81 shares; 2015Q3: 81 shares 81$249K0.05%0Timeline
FXDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,246 shares; 2014Q4: 7,246 shares; 2015Q1: 7,249 shares; 2015Q2: 7,261 shares; 2015Q3: 7,279 shares 7,279$249K0.05%+18Timeline
BGTBLACKROCK FLOATING RATE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,175 shares; 2014Q4: 12,912 shares; 2015Q1: 12,912 shares; 2015Q2: 20,079 shares; 2015Q3: 19,954 shares 19,954$248K0.05%-125Timeline
PRKSUNITED PARKS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,650 shares; 2014Q4: 11,075 shares; 2015Q1: 11,425 shares; 2015Q2: 12,575 shares; 2015Q3: 13,900 shares 13,900$247K0.05%+1,325Timeline
Pimco Income Oppty FundPimco Income Oppty FundQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,117 shares; 2014Q4: 10,117 shares; 2015Q1: 10,117 shares; 2015Q2: 10,818 shares; 2015Q3: 10,818 shares 10,818$247K0.05%0
POWERSHARES ETF TRUST DYN M…POWERSHARES ETF TRUST DYN MEDIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 9,640 shares; 2015Q2: 10,319 shares; 2015Q3: 10,319 shares 10,319$247K0.05%0
IWVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 1,994 shares; 2014Q4: 1,994 shares; 2015Q1: 2,044 shares; 2015Q2: 2,164 shares; 2015Q3: 2,164 shares 2,164$246K0.05%0Timeline
KKELLANOVAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,437 shares; 2014Q4: 3,880 shares; 2015Q1: 3,643 shares; 2015Q2: 3,644 shares; 2015Q3: 3,706 shares 3,706$246K0.05%+62Timeline
PHKPIMCO HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 34,110 shares; 2014Q4: 30,273 shares; 2015Q1: 32,573 shares; 2015Q2: 36,158 shares; 2015Q3: 33,130 shares 33,130$246K0.05%-3,028Timeline
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 90,754 shares; 2014Q4: 80,636 shares; 2015Q1: 77,746 shares; 2015Q2: 56,070 shares; 2015Q3: 51,916 shares 51,916$246K0.05%-4,154
MAINMAIN STR CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 7,141 shares; 2015Q2: 7,468 shares; 2015Q3: 9,197 shares 9,197$245K0.05%+1,729Timeline
RWRSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,846 shares; 2014Q4: 3,771 shares; 2015Q1: 3,425 shares; 2015Q2: 3,389 shares; 2015Q3: 2,846 shares 2,846$245K0.05%-543Timeline
ISCGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,899 shares 1,899$244K0.05%newTimeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,401 shares; 2014Q4: 2,367 shares; 2015Q1: 2,481 shares; 2015Q2: 1,832 shares; 2015Q3: 1,697 shares 1,697$243K0.05%-135Timeline
LNCLINCOLN NATL CORP INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,402 shares; 2014Q4: 4,412 shares; 2015Q1: 5,254 shares; 2015Q2: 5,594 shares; 2015Q3: 5,138 shares 5,138$243K0.05%-456Timeline
SCHGSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 4,171 shares; 2015Q2: 4,185 shares; 2015Q3: 4,855 shares 4,855$242K0.05%+670Timeline
IVEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,564 shares; 2014Q4: 3,364 shares; 2015Q1: 3,509 shares; 2015Q2: 3,090 shares; 2015Q3: 2,885 shares 2,885$242K0.05%-205Timeline
CLXCLOROX CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,099 shares 2,099$242K0.05%newTimeline
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 12,207 shares; 2015Q1: 25,687 shares; 2015Q2: 20,980 shares; 2015Q3: 18,698 shares 18,698$241K0.05%-2,282Timeline
VCITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,816 shares 2,816$240K0.05%newTimeline
PLUM CREEK TIMBER CO INCPLUM CREEK TIMBER CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 5,074 shares; 2015Q1: 5,536 shares; 2015Q2: 5,858 shares; 2015Q3: 6,072 shares 6,072$239K0.05%+214
HEDJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 4,370 shares 4,370$238K0.05%newTimeline
ROKROCKWELL AUTOMATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 2,341 shares; 2015Q2: 2,342 shares; 2015Q3: 2,342 shares 2,342$237K0.05%0Timeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 2,066 shares; 2015Q3: 2,844 shares 2,844$236K0.05%+778Timeline
BAXBAXTER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,972 shares; 2014Q4: 6,703 shares; 2015Q1: 7,470 shares; 2015Q2: 7,253 shares; 2015Q3: 7,205 shares 7,205$236K0.05%-48Timeline
AVTAVNET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 5,146 shares; 2015Q2: 5,557 shares; 2015Q3: 5,523 shares 5,523$235K0.05%-34Timeline
CINFCINCINNATI FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,383 shares; 2014Q4: 4,601 shares; 2015Q1: 4,681 shares; 2015Q2: 4,649 shares; 2015Q3: 4,382 shares 4,382$235K0.05%-267Timeline
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,752 shares 11,752$235K0.05%new
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,835 shares; 2014Q4: 11,535 shares; 2015Q1: 11,535 shares; 2015Q2: 11,535 shares; 2015Q3: 17,064 shares 17,064$235K0.05%+5,529
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,728 shares; 2014Q4: 5,300 shares; 2015Q1: 5,658 shares; 2015Q2: 5,722 shares; 2015Q3: 5,927 shares 5,927$235K0.05%+205
BTTBLACKROCK MUN TARGET TERM TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,413 shares; 2015Q1: 10,415 shares; 2015Q2: 11,419 shares; 2015Q3: 11,505 shares 11,505$234K0.05%+86Timeline
PEGPUBLIC SVC ENTERPRISE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,550 shares; 2014Q4: 5,552 shares; 2015Q1: 5,529 shares; 2015Q2: 5,123 shares; 2015Q3: 5,526 shares 5,526$232K0.05%+403Timeline
NGLNGL ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 7,155 shares; 2014Q4: 9,290 shares; 2015Q1: 10,550 shares; 2015Q2: 14,360 shares; 2015Q3: 11,685 shares 11,685$231K0.05%-2,675Timeline
FTFFRANKLIN LTD DURATION INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,995 shares; 2014Q4: 21,145 shares; 2015Q1: 21,525 shares; 2015Q2: 21,525 shares; 2015Q3: 21,250 shares 21,250$231K0.05%-275Timeline
DGROISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 8,506 shares; 2015Q3: 9,506 shares 9,506$230K0.05%+1,000Timeline
VDCVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 1,647 shares; 2015Q1: 1,747 shares; 2015Q2: 1,802 shares; 2015Q3: 1,900 shares 1,900$230K0.05%+98Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 6,012 shares; 2014Q4: 5,722 shares; 2015Q1: 5,431 shares; 2015Q2: 5,440 shares; 2015Q3: 5,615 shares 5,615$230K0.05%+175Timeline
BIPBROOKFIELD INFRASTRUCTURE PAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 4,976 shares; 2015Q2: 5,251 shares; 2015Q3: 6,251 shares 6,251$229K0.05%+1,000Timeline
ENTAENANTA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 5,190 shares; 2015Q1: 6,640 shares; 2015Q2: 6,850 shares; 2015Q3: 6,350 shares 6,350$229K0.05%-500Timeline
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 8,962 shares 8,962$229K0.05%new
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,142 shares; 2014Q4: 4,348 shares; 2015Q1: 4,807 shares; 2015Q2: 5,191 shares; 2015Q3: 4,806 shares 4,806$228K0.05%-385
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,421 shares; 2014Q4: 3,585 shares; 2015Q1: 3,313 shares; 2015Q2: 3,365 shares; 2015Q3: 3,078 shares 3,078$227K0.05%-287Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,058 shares; 2014Q4: 3,039 shares; 2015Q1: 3,520 shares; 2015Q2: 3,446 shares; 2015Q3: 3,307 shares 3,307$227K0.05%-139Timeline
KEYKEYCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,310 shares; 2014Q4: 18,204 shares; 2015Q1: 17,559 shares; 2015Q2: 17,339 shares; 2015Q3: 17,556 shares 17,556$227K0.05%+217Timeline
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,548 shares; 2015Q1: 4,298 shares; 2015Q2: 4,648 shares; 2015Q3: 5,498 shares 5,498$227K0.05%+850
XBISPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 1,159 shares; 2015Q2: 1,224 shares; 2015Q3: 3,642 shares 3,642$226K0.05%+2,418Timeline
SUNTRUST BANKS INCSUNTRUST BANKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,978 shares; 2015Q1: 5,698 shares; 2015Q2: 6,266 shares; 2015Q3: 5,918 shares 5,918$225K0.05%-348
SENSATA TECHNOLOGIES HOLDINGSENSATA TECHNOLOGIES HOLDINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 5,088 shares 5,088$225K0.05%new
XEMDXWESTERN ASSET EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,326 shares; 2014Q4: 14,393 shares; 2015Q1: 13,710 shares; 2015Q2: 15,206 shares; 2015Q3: 16,780 shares 16,780$223K0.04%+1,574Timeline
ROYAL BK SCOTLND GRP PLCROYAL BK SCOTLND GRP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 8,795 shares; 2014Q4: 8,795 shares; 2015Q1: 8,795 shares; 2015Q2: 8,795 shares; 2015Q3: 8,795 shares 8,795$223K0.04%0
SYKSTRYKER CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 2,525 shares; 2015Q1: 2,528 shares; 2015Q2: 2,411 shares; 2015Q3: 2,364 shares 2,364$222K0.04%-47Timeline
OKEONEOK INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 5,213 shares; 2015Q2: 5,545 shares; 2015Q3: 6,930 shares 6,930$222K0.04%+1,385Timeline
BSVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 2,796 shares; 2015Q2: 2,703 shares; 2015Q3: 2,761 shares 2,761$221K0.04%+58Timeline
DONWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,805 shares; 2014Q4: 3,755 shares; 2015Q1: 3,155 shares; 2015Q2: 2,855 shares; 2015Q3: 2,855 shares 2,855$221K0.04%0Timeline
PPGPPG INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 2,036 shares; 2014Q4: 2,136 shares; 2015Q1: 2,138 shares; 2015Q2: 4,011 shares; 2015Q3: 2,517 shares 2,517$220K0.04%-1,494Timeline
SEADRILL ORDSEADRILL ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 44,430 shares; 2014Q4: 33,216 shares; 2015Q1: 37,900 shares; 2015Q2: 37,738 shares; 2015Q3: 37,313 shares 37,313$220K0.04%-425
NMLNEUBERGER ENGY INFRSTR & INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,000 shares; 2014Q4: 20,000 shares; 2015Q1: 18,000 shares; 2015Q2: 18,350 shares; 2015Q3: 18,350 shares 18,350$219K0.04%0Timeline
PFOFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 23,332 shares; 2014Q4: 24,485 shares; 2015Q1: 24,485 shares; 2015Q2: 21,356 shares; 2015Q3: 21,356 shares 21,356$219K0.04%0Timeline
TESORO LOGISTICS LPTESORO LOGISTICS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,090 shares; 2014Q4: 5,415 shares; 2015Q1: 5,730 shares; 2015Q2: 8,270 shares; 2015Q3: 4,900 shares 4,900$219K0.04%-3,370
EBAYEBAY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 8,384 shares; 2014Q4: 8,553 shares; 2015Q1: 8,643 shares; 2015Q2: 8,602 shares; 2015Q3: 8,962 shares 8,962$218K0.04%+360Timeline
POWERSHARES DYNAMIC OTCPOWERSHARES DYNAMIC OTCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 3,030 shares 3,030$218K0.04%new
WHOLE FOODS MKT INCWHOLE FOODS MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,079 shares; 2015Q1: 4,030 shares; 2015Q2: not reported; 2015Q3: 6,852 shares 6,852$216K0.04%new
LULULULULEMON ATHLETICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,040 shares; 2014Q4: 5,040 shares; 2015Q1: 5,095 shares; 2015Q2: 4,495 shares; 2015Q3: 4,245 shares 4,245$215K0.04%-250Timeline
IXCISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,212 shares; 2014Q4: 6,286 shares; 2015Q1: 6,736 shares; 2015Q2: 6,811 shares; 2015Q3: 7,430 shares 7,430$213K0.04%+619Timeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,700 shares; 2015Q1: 4,953 shares; 2015Q2: 5,125 shares; 2015Q3: 5,446 shares 5,446$213K0.04%+321
RGLDROYAL GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 5,819 shares; 2014Q4: 5,119 shares; 2015Q1: 5,119 shares; 2015Q2: 4,519 shares; 2015Q3: 4,519 shares 4,519$212K0.04%0Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,530 shares; 2014Q4: 4,569 shares; 2015Q1: 5,996 shares; 2015Q2: 6,622 shares; 2015Q3: 4,164 shares 4,164$211K0.04%-2,458
BGC PARTNERS INCBGC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 216,000 shares; 2014Q4: 212,000 shares; 2015Q1: 212,000 shares; 2015Q2: 208,000 shares; 2015Q3: 205,000 shares 205,000$211K0.04%-3,000
NACNUVEEN CA DIVI ADV MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 12,500 shares; 2015Q1: 12,500 shares; 2015Q2: 14,000 shares; 2015Q3: 14,000 shares 14,000$209K0.04%0Timeline
DISCOVER FINANCIAL SERVICESDISCOVER FINANCIAL SERVICESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,060 shares; 2014Q4: 3,976 shares; 2015Q1: 3,910 shares; 2015Q2: 3,608 shares; 2015Q3: 4,009 shares 4,009$208K0.04%+401
GENESEE & WYOMING INCGENESEE & WYOMING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 3,150 shares; 2015Q1: not reported; 2015Q2: 4,025 shares; 2015Q3: 3,525 shares 3,525$208K0.04%-500
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,387 shares; 2014Q4: 14,428 shares; 2015Q1: 14,748 shares; 2015Q2: 14,781 shares; 2015Q3: 15,566 shares 15,566$208K0.04%+785
PCARPACCAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 4,310 shares; 2014Q4: 4,310 shares; 2015Q1: 4,110 shares; 2015Q2: 4,335 shares; 2015Q3: 3,985 shares 3,985$207K0.04%-350Timeline
VHTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 1,544 shares; 2015Q2: 2,549 shares; 2015Q3: 1,689 shares 1,689$207K0.04%-860Timeline
VPLVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 3,852 shares 3,852$206K0.04%newTimeline
BIVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,431 shares 2,431$206K0.04%newTimeline
NDAQNASDAQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 4,179 shares; 2015Q1: 3,971 shares; 2015Q2: not reported; 2015Q3: 3,896 shares 3,896$206K0.04%newTimeline
GLNGGOLAR LNG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 3,680 shares; 2014Q4: not reported; 2015Q1: 6,406 shares; 2015Q2: 7,221 shares; 2015Q3: 7,380 shares 7,380$205K0.04%+159Timeline
DGSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 4,553 shares; 2015Q2: 4,917 shares; 2015Q3: 5,714 shares 5,714$203K0.04%+797Timeline
LINKEDIN CORPLINKEDIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,070 shares 1,070$203K0.04%new
FITBFIFTH THIRD BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,469 shares; 2015Q3: 10,727 shares 10,727$202K0.04%+258Timeline
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,683 shares; 2014Q4: 19,356 shares; 2015Q1: 18,931 shares; 2015Q2: 19,681 shares; 2015Q3: 19,616 shares 19,616$202K0.04%-65
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 24,585 shares; 2014Q4: 25,227 shares; 2015Q1: 24,530 shares; 2015Q2: 20,205 shares; 2015Q3: 16,478 shares 16,478$201K0.04%-3,727
HELEHELEN OF TROY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 2,241 shares 2,241$200K0.04%newTimeline
VMOINVESCO MUN OPPORTUNIT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 18,612 shares; 2014Q4: 18,620 shares; 2015Q1: 18,626 shares; 2015Q2: 15,868 shares; 2015Q3: 15,868 shares 15,868$199K0.04%0Timeline
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 229,000 shares; 2014Q4: 229,000 shares; 2015Q1: 229,000 shares; 2015Q2: 240,000 shares; 2015Q3: 220,000 shares 220,000$199K0.04%-20,000
INDUSTRIAL SVCS AMER INC FLAINDUSTRIAL SVCS AMER INC FLAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 32,205 shares; 2014Q4: 38,800 shares; 2015Q1: 36,300 shares; 2015Q2: 59,300 shares; 2015Q3: 56,300 shares 56,300$198K0.04%-3,000
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,900 shares; 2014Q4: 22,100 shares; 2015Q1: 25,800 shares; 2015Q2: 33,800 shares; 2015Q3: 33,800 shares 33,800$197K0.04%0
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG YQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,150 shares; 2014Q4: 14,150 shares; 2015Q1: 14,150 shares; 2015Q2: 15,150 shares; 2015Q3: 13,450 shares 13,450$197K0.04%-1,700
FLEXFLEX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,566 shares; 2014Q4: 20,839 shares; 2015Q1: 20,731 shares; 2015Q2: 21,030 shares; 2015Q3: 18,589 shares 18,589$195K0.04%-2,441Timeline
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 8,680 shares; 2015Q1: 11,430 shares; 2015Q2: 13,380 shares; 2015Q3: 13,380 shares 13,380$187K0.04%0
GASLOG PARTNERS LPGASLOG PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,981 shares; 2015Q1: 11,286 shares; 2015Q2: 10,996 shares; 2015Q3: 11,606 shares 11,606$186K0.04%+610
DDD3D SYS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,783 shares; 2014Q4: 17,188 shares; 2015Q1: 15,799 shares; 2015Q2: 14,237 shares; 2015Q3: 16,155 shares 16,155$186K0.04%+1,918Timeline
HELIX ENERGY SOLUTIONS GROUPHELIX ENERGY SOLUTIONS GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 33,000 shares; 2014Q4: 17,000 shares; 2015Q1: 145,000 shares; 2015Q2: 245,000 shares; 2015Q3: 228,000 shares 228,000$186K0.04%-17,000
KNOPKNOT OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 11,427 shares; 2015Q1: 11,665 shares; 2015Q2: 13,622 shares; 2015Q3: 12,564 shares 12,564$185K0.04%-1,058Timeline
XRNPXCOHEN & STEERS REIT & PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,085 shares; 2014Q4: 10,085 shares; 2015Q1: 10,085 shares; 2015Q2: 10,430 shares; 2015Q3: 10,430 shares 10,430$180K0.04%0Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,379 shares; 2014Q4: 19,088 shares; 2015Q1: 19,312 shares; 2015Q2: 19,262 shares; 2015Q3: 21,681 shares 21,681$179K0.04%+2,419Timeline
THWABRDN WORLD HEALTHCARE FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 12,500 shares 12,500$179K0.04%newTimeline
PPTFRANKLIN PREMIER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 40,426 shares; 2014Q4: 40,514 shares; 2015Q1: 35,978 shares; 2015Q2: 36,072 shares; 2015Q3: 36,171 shares 36,171$176K0.04%+99Timeline
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 13,874 shares; 2015Q2: 14,415 shares; 2015Q3: 13,918 shares 13,918$175K0.04%-497
ERCALLSPRING MULTI SECTOR INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,603 shares; 2014Q4: 15,140 shares; 2015Q1: 15,178 shares; 2015Q2: 15,218 shares; 2015Q3: 15,262 shares 15,262$173K0.03%+44Timeline
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 61,750 shares; 2014Q4: 37,250 shares; 2015Q1: 74,500 shares; 2015Q2: 85,600 shares; 2015Q3: 78,850 shares 78,850$172K0.03%-6,750
NEXPOINT CR STRATEGIES FDNEXPOINT CR STRATEGIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 28,010 shares; 2014Q4: 28,010 shares; 2015Q1: 28,010 shares; 2015Q2: 30,142 shares; 2015Q3: 30,142 shares 30,142$172K0.03%0
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,694 shares 11,694$171K0.03%new
DANDANA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,056 shares; 2014Q4: not reported; 2015Q1: 9,938 shares; 2015Q2: 10,716 shares; 2015Q3: 10,517 shares 10,517$166K0.03%-199Timeline
POWERSHARES ETF TRUST INTL …POWERSHARES ETF TRUST INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,770 shares; 2014Q4: 18,101 shares; 2015Q1: 17,334 shares; 2015Q2: 18,442 shares; 2015Q3: 11,507 shares 11,507$166K0.03%-6,935
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 26,962 shares; 2014Q4: 24,962 shares; 2015Q1: 24,687 shares; 2015Q2: 24,697 shares; 2015Q3: 24,297 shares 24,297$164K0.03%-400Timeline
BGXBLACKSTONE LONG SHORT CR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,375 shares; 2014Q4: 12,105 shares; 2015Q1: 12,105 shares; 2015Q2: 11,295 shares; 2015Q3: 11,495 shares 11,495$163K0.03%+200Timeline
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 12,996 shares; 2015Q3: 12,127 shares 12,127$162K0.03%-869
RITEAID CORPRITEAID CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 38,753 shares; 2014Q4: 34,316 shares; 2015Q1: 30,166 shares; 2015Q2: 57,869 shares; 2015Q3: 26,519 shares 26,519$160K0.03%-31,350
IDEVOYA INFRASTRUCTURE INDLS &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,629 shares; 2014Q4: 12,378 shares; 2015Q1: 12,486 shares; 2015Q2: 12,724 shares; 2015Q3: 12,862 shares 12,862$157K0.03%+138Timeline
ATLANTIC PWR CORPATLANTIC PWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 41,975 shares; 2015Q1: 54,475 shares; 2015Q2: 64,975 shares; 2015Q3: 82,475 shares 82,475$153K0.03%+17,500
IGRCBRE GBL REAL ESTATE INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,483 shares; 2014Q4: 18,433 shares; 2015Q1: 24,976 shares; 2015Q2: 20,956 shares; 2015Q3: 20,707 shares 20,707$152K0.03%-249Timeline
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 186,000 shares; 2014Q4: 175,000 shares; 2015Q1: 170,000 shares; 2015Q2: 158,000 shares; 2015Q3: 158,000 shares 158,000$151K0.03%0
FIRST TR ABERDEEN GLBL OPP FFIRST TR ABERDEEN GLBL OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,625 shares; 2014Q4: 16,395 shares; 2015Q1: 16,065 shares; 2015Q2: 15,685 shares; 2015Q3: 15,335 shares 15,335$148K0.03%-350
APOLLO RESIDENTIAL MORTGAGEAPOLLO RESIDENTIAL MORTGAGEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,785 shares; 2014Q4: 12,185 shares; 2015Q1: 11,910 shares; 2015Q2: 11,910 shares; 2015Q3: 11,635 shares 11,635$147K0.03%-275
NWBINORTHWEST BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,200 shares 11,200$145K0.03%newTimeline
XMYDXBLACKROCK MUNIYIELD FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,100 shares 10,100$143K0.03%newTimeline
Invesco Global Listed Priva…Invesco Global Listed Private Equ…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,213 shares; 2014Q4: 14,213 shares; 2015Q1: 14,213 shares; 2015Q2: 14,213 shares; 2015Q3: 13,713 shares 13,713$143K0.03%-500
RQICOHEN & STEERS QUALITY INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 22,410 shares; 2014Q4: 19,437 shares; 2015Q1: 15,403 shares; 2015Q2: 12,480 shares; 2015Q3: 12,520 shares 12,520$141K0.03%+40Timeline
INLAND REAL ESTATE CORPINLAND REAL ESTATE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 17,300 shares 17,300$140K0.03%new
GASLOG LTDGASLOG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 14,177 shares; 2015Q3: 14,478 shares 14,478$139K0.03%+301
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 30,577 shares; 2014Q4: 27,732 shares; 2015Q1: 22,956 shares; 2015Q2: 23,186 shares; 2015Q3: 23,186 shares 23,186$137K0.03%0Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 45,082 shares; 2014Q4: 35,922 shares; 2015Q1: 32,322 shares; 2015Q2: 30,322 shares; 2015Q3: 30,322 shares 30,322$136K0.03%0
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares 10,000$132K0.03%0
PHOTRONICS INCPHOTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 119,000 shares; 2015Q3: 119,000 shares 119,000$130K0.03%0
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 11,600 shares; 2015Q1: 14,600 shares; 2015Q2: 14,300 shares; 2015Q3: 15,300 shares 15,300$128K0.03%+1,000Timeline
GLDDGREAT LAKES DREDGE & DOCK COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 24,750 shares; 2015Q2: 29,500 shares; 2015Q3: 25,500 shares 25,500$128K0.03%-4,000Timeline
CENTER COAST BRKFLD MLP ENRGCENTER COAST BRKFLD MLP ENRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,600 shares; 2014Q4: 13,600 shares; 2015Q1: 15,404 shares; 2015Q2: 14,410 shares; 2015Q3: 10,944 shares 10,944$127K0.03%-3,466
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 28,630 shares; 2014Q4: 27,434 shares; 2015Q1: 27,477 shares; 2015Q2: 27,519 shares; 2015Q3: 25,064 shares 25,064$126K0.03%-2,455
SUNPOWER CORPSUNPOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 133,000 shares; 2015Q3: 151,000 shares 151,000$126K0.03%+18,000
CHART INDUSTRIES INCCHART INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 32,000 shares; 2014Q4: 116,000 shares; 2015Q1: 116,000 shares; 2015Q2: 144,000 shares; 2015Q3: 142,000 shares 142,000$124K0.02%-2,000
ERICTELEFONAKTIEBOLAGET LM ERICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,431 shares; 2014Q4: 12,516 shares; 2015Q1: 12,516 shares; 2015Q2: 12,516 shares; 2015Q3: 12,305 shares 12,305$120K0.02%-211Timeline
VICRVICOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 11,850 shares; 2015Q3: 11,850 shares 11,850$120K0.02%0Timeline
EATON VANCE PA MUNI INCOME TEATON VANCE PA MUNI INCOME TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,580 shares; 2015Q3: 10,135 shares 10,135$120K0.02%-445
VKIINVESCO ADVANTAGE MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,108 shares; 2014Q4: 10,207 shares; 2015Q1: 10,306 shares; 2015Q2: 10,409 shares; 2015Q3: 10,492 shares 10,492$119K0.02%+83Timeline
CXHMFS INVT GRADE MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,750 shares; 2014Q4: 13,950 shares; 2015Q1: 12,950 shares; 2015Q2: 12,850 shares; 2015Q3: 12,000 shares 12,000$117K0.02%-850Timeline
Lineage, Inc.Lineage, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 59,257 shares; 2014Q4: 47,638 shares; 2015Q1: 70,668 shares; 2015Q2: 56,849 shares; 2015Q3: 43,404 shares 43,404$116K0.02%-13,445
CHAMBERS STR PPTYSCHAMBERS STR PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 30,600 shares; 2014Q4: 17,421 shares; 2015Q1: 17,429 shares; 2015Q2: 17,438 shares; 2015Q3: 16,899 shares 16,899$109K0.02%-539
SANBANCO SANTANDER SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,187 shares; 2014Q4: 20,782 shares; 2015Q1: 15,437 shares; 2015Q2: 15,852 shares; 2015Q3: 20,440 shares 20,440$107K0.02%+4,588Timeline
RESOURCE CAP CORPRESOURCE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 71,000 shares; 2015Q2: 113,000 shares; 2015Q3: 113,000 shares 113,000$106K0.02%0
JRSNUVEEN REAL ESTATE INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 11,305 shares; 2015Q2: 11,305 shares; 2015Q3: 10,440 shares 10,440$104K0.02%-865Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,304 shares; 2014Q4: 12,304 shares; 2015Q1: 11,829 shares; 2015Q2: 11,699 shares; 2015Q3: 11,747 shares 11,747$104K0.02%+48
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 11,126 shares 11,126$103K0.02%newTimeline
NEW MTN FIN CORPNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 104,000 shares 104,000$103K0.02%new
STRATEGIC GLOBAL INCOME FDSTRATEGIC GLOBAL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 15,420 shares; 2015Q2: 13,680 shares; 2015Q3: 12,915 shares 12,915$102K0.02%-765
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 17,788 shares; 2015Q1: 16,346 shares; 2015Q2: 14,199 shares; 2015Q3: 13,965 shares 13,965$99K0.02%-234Timeline
HUNHUNTSMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 9,436 shares; 2015Q2: 10,255 shares; 2015Q3: 10,133 shares 10,133$97K0.02%-122Timeline
RCS CAP CORPRCS CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 96,051 shares; 2014Q4: 92,237 shares; 2015Q1: 118,962 shares; 2015Q2: 95,121 shares; 2015Q3: 121,063 shares 121,063$97K0.02%+25,942
CXEMFS HIGH INCOME MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,300 shares; 2014Q4: 20,300 shares; 2015Q1: 20,300 shares; 2015Q2: 20,300 shares; 2015Q3: 20,300 shares 20,300$96K0.02%0Timeline
SEQUENOM INC COM NEWSEQUENOM INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 53,400 shares; 2014Q4: 46,700 shares; 2015Q1: 54,550 shares; 2015Q2: 46,050 shares; 2015Q3: 55,050 shares 55,050$96K0.02%+9,000
MFA FINL INCMFA FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 24,455 shares; 2014Q4: 24,524 shares; 2015Q1: 24,599 shares; 2015Q2: 25,675 shares; 2015Q3: 14,085 shares 14,085$95K0.02%-11,590
MTGMGIC INVT CORP WISQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,182 shares; 2014Q4: 12,554 shares; 2015Q1: 11,266 shares; 2015Q2: not reported; 2015Q3: 10,315 shares 10,315$94K0.02%newTimeline
PDLIPDL BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,509 shares; 2014Q4: 14,509 shares; 2015Q1: 13,846 shares; 2015Q2: 14,146 shares; 2015Q3: 18,706 shares 18,706$94K0.02%+4,560Timeline
VOYA NAT RES EQUITY INCOME FVOYA NAT RES EQUITY INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 19,575 shares; 2014Q4: 25,085 shares; 2015Q1: 25,407 shares; 2015Q2: 24,497 shares; 2015Q3: 15,487 shares 15,487$93K0.02%-9,010
ARES CAP CORPARES CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 113,000 shares; 2014Q4: 81,000 shares; 2015Q1: 92,000 shares; 2015Q2: 92,000 shares; 2015Q3: 90,000 shares 90,000$90K0.02%-2,000
GREENBRIER COS INCGREENBRIER COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 164,000 shares; 2014Q4: 98,000 shares; 2015Q1: 93,000 shares; 2015Q2: 84,000 shares; 2015Q3: 82,000 shares 82,000$88K0.02%-2,000
HIXWESTERN ASSET HIGH INCOM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,706 shares; 2014Q4: 14,883 shares; 2015Q1: 15,075 shares; 2015Q2: 14,605 shares; 2015Q3: 13,480 shares 13,480$87K0.02%-1,125Timeline
WABASH NATL CORPWABASH NATL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 137,000 shares; 2014Q4: 93,000 shares; 2015Q1: 87,000 shares; 2015Q2: 76,000 shares; 2015Q3: 76,000 shares 76,000$86K0.02%0
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,552 shares; 2014Q4: 12,280 shares; 2015Q1: not reported; 2015Q2: 11,888 shares; 2015Q3: 11,538 shares 11,538$84K0.02%-350
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,120 shares; 2014Q4: 10,120 shares; 2015Q1: 10,120 shares; 2015Q2: 10,370 shares; 2015Q3: 10,370 shares 10,370$81K0.02%0
VALEVALE S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,458 shares; 2014Q4: 17,223 shares; 2015Q1: 19,073 shares; 2015Q2: 19,908 shares; 2015Q3: 19,008 shares 19,008$79K0.02%-900Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 31,677 shares; 2014Q4: 24,177 shares; 2015Q1: 24,227 shares; 2015Q2: 21,227 shares; 2015Q3: 21,227 shares 21,227$79K0.02%0
PSIVIDA CORPPSIVIDA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,750 shares; 2014Q4: 17,800 shares; 2015Q1: 18,300 shares; 2015Q2: 23,600 shares; 2015Q3: 21,850 shares 21,850$79K0.02%-1,750
CASCADE BANCORPCASCADE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 18,550 shares; 2014Q4: 18,550 shares; 2015Q1: not reported; 2015Q2: 27,500 shares; 2015Q3: 14,750 shares 14,750$79K0.02%-12,750
OCEAN RIG UDW INCOCEAN RIG UDW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 24,148 shares; 2015Q2: 40,140 shares; 2015Q3: 34,435 shares 34,435$73K0.01%-5,705
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,365 shares; 2014Q4: 22,460 shares; 2015Q1: 22,560 shares; 2015Q2: 16,990 shares; 2015Q3: 16,990 shares 16,990$71K0.01%0Timeline
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 13,089 shares; 2014Q4: 14,169 shares; 2015Q1: 14,019 shares; 2015Q2: 13,821 shares; 2015Q3: 11,789 shares 11,789$71K0.01%-2,032Timeline
BEASLEY BROADCAST GRP INC -ABEASLEY BROADCAST GRP INC -AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,563 shares; 2014Q4: 10,563 shares; 2015Q1: 18,063 shares; 2015Q2: 19,113 shares; 2015Q3: 19,113 shares 19,113$71K0.01%0
AK STEEL HOLDING CORPAK STEEL HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 15,350 shares; 2015Q1: 24,300 shares; 2015Q2: 26,050 shares; 2015Q3: 26,000 shares 26,000$62K0.01%-50
ENCORE CAP GROUP INCENCORE CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 41,000 shares; 2015Q3: 70,000 shares 70,000$58K0.01%+29,000
EXELEXELIXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,000 shares 10,000$56K0.01%newTimeline
FORTUNA MNG CORP FFORTUNA MNG CORP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,800 shares; 2014Q4: 25,800 shares; 2015Q1: 25,800 shares; 2015Q2: 25,800 shares; 2015Q3: 25,800 shares 25,800$56K0.01%0
UNWIRED PLANET INC NEWUNWIRED PLANET INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 74,400 shares; 2014Q4: 57,900 shares; 2015Q1: 45,150 shares; 2015Q2: 81,900 shares; 2015Q3: 75,900 shares 75,900$55K0.01%-6,000
ARES CAP CORPARES CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 54,000 shares; 2014Q4: 54,000 shares; 2015Q1: 54,000 shares; 2015Q2: 54,000 shares; 2015Q3: 54,000 shares 54,000$55K0.01%0
CHINA MING YANG WIND ADRCHINA MING YANG WIND ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 12,250 shares; 2014Q4: 11,250 shares; 2015Q1: not reported; 2015Q2: 22,150 shares; 2015Q3: 27,650 shares 27,650$54K0.01%+5,500
CHKRCHESAPEAKE GRANITE WASH TR COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 28,570 shares; 2014Q4: 24,730 shares; 2015Q1: 20,902 shares; 2015Q2: 21,281 shares; 2015Q3: 11,271 shares 11,271$53K0.01%-10,010Timeline
NEWPARK RES INC 4.000NEWPARK RES INC 4.000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 93,000 shares; 2014Q4: 55,000 shares; 2015Q1: 51,000 shares; 2015Q2: 71,000 shares; 2015Q3: 55,000 shares 55,000$51K0.01%-16,000
STUDENT TRANSPORTATION INCSTUDENT TRANSPORTATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 14,030 shares; 2015Q1: 14,030 shares; 2015Q2: 12,530 shares; 2015Q3: 12,684 shares 12,684$51K0.01%+154
EXTREXTREME NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 23,850 shares; 2014Q4: 30,700 shares; 2015Q1: 25,000 shares; 2015Q2: 20,000 shares; 2015Q3: 14,500 shares 14,500$48K0.01%-5,500Timeline
AAR CORP 2.25% CB 03/01/201…AAR CORP 2.25% CB 03/01/2016-REGI…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 58,000 shares; 2014Q4: 51,000 shares; 2015Q1: 51,000 shares; 2015Q2: 51,000 shares; 2015Q3: 51,000 shares 51,000$48K0.01%0
KB HOME 1.375KB HOME 1.375Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 51,000 shares; 2015Q3: 51,000 shares 51,000$47K0.01%0
PRECISION DRILLING CORPPRECISION DRILLING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 10,339 shares; 2015Q1: 10,666 shares; 2015Q2: 10,466 shares; 2015Q3: 12,616 shares 12,616$46K0.01%+2,150
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,430 shares; 2014Q4: 25,430 shares; 2015Q1: 24,430 shares; 2015Q2: 22,332 shares; 2015Q3: 22,332 shares 22,332$43K0.01%0Timeline
XCMUXMFS HIGH YIELD MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares 10,000$43K0.01%0Timeline
ZIX CORPZIX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 17,150 shares; 2014Q4: 17,150 shares; 2015Q1: 14,800 shares; 2015Q2: 14,300 shares; 2015Q3: 10,150 shares 10,150$42K0.01%-4,150
WESTELL TECHNOLOGIES INCWESTELL TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 34,482 shares; 2015Q2: 34,482 shares; 2015Q3: 34,482 shares 34,482$39K0.01%0
ROSETTA GENOMICS LTDROSETTA GENOMICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 20,750 shares; 2015Q3: 15,000 shares 15,000$37K0.01%-5,750
HORSEHEAD HLDG CORPHORSEHEAD HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,900 shares 10,900$33K0.01%new
IDERA PHARMACEUTICALS INCIDERA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 15,000 shares; 2015Q2: 20,000 shares; 2015Q3: 10,000 shares 10,000$33K0.01%-10,000
QUANTUM FUEL SYS INC XXXQUANTUM FUEL SYS INC XXXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 27,450 shares; 2014Q4: 31,250 shares; 2015Q1: 33,950 shares; 2015Q2: 29,250 shares; 2015Q3: 29,250 shares 29,250$32K0.01%0
HUTCHINSON TECHNOLOGY INCHUTCHINSON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,251 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 10,000 shares; 2015Q3: 20,000 shares 20,000$32K0.01%+10,000
ENCORE CAP GROUP INCENCORE CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 39,000 shares; 2014Q4: 34,000 shares; 2015Q1: 56,000 shares; 2015Q2: 40,000 shares; 2015Q3: 33,000 shares 33,000$32K0.01%-7,000
TELEFLEX INCTELEFLEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 27,000 shares; 2014Q4: 15,000 shares; 2015Q1: 15,000 shares; 2015Q2: 15,000 shares; 2015Q3: 15,000 shares 15,000$30K0.01%0
GERNGERON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,650 shares 10,650$29K0.01%newTimeline
FINISAR CORPFINISAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 15,000 shares; 2015Q2: 29,000 shares; 2015Q3: 33,000 shares 33,000$29K0.01%+4,000
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 63,500 shares; 2014Q4: 64,000 shares; 2015Q1: 59,100 shares; 2015Q2: 41,700 shares; 2015Q3: 38,150 shares 38,150$28K0.01%-3,550
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 29,000 shares; 2014Q4: 29,000 shares; 2015Q1: 29,000 shares; 2015Q2: 29,000 shares; 2015Q3: 29,000 shares 29,000$28K0.01%0
YAMANA GOLD INCYAMANA GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 12,676 shares; 2015Q3: 14,282 shares 14,282$24K<0.01%+1,606
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 50,500 shares; 2014Q4: 22,500 shares; 2015Q1: 12,000 shares; 2015Q2: 12,500 shares; 2015Q3: 13,500 shares 13,500$22K<0.01%+1,000
EBS 2.875 01/21EBS 2.875 01/21Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 18,000 shares; 2015Q3: 18,000 shares 18,000$20K<0.01%0
SIGNAL GENETICS INCSIGNAL GENETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 22,250 shares 22,250$20K<0.01%new
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 22,000 shares; 2015Q3: 22,000 shares 22,000$19K<0.01%0
WHITING USA TR IIWHITING USA TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 53,120 shares; 2014Q4: 44,370 shares; 2015Q1: 37,481 shares; 2015Q2: 30,781 shares; 2015Q3: 14,053 shares 14,053$18K<0.01%-16,728
ECHELON CORPECHELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 59,325 shares; 2014Q4: 46,750 shares; 2015Q1: 44,500 shares; 2015Q2: 40,250 shares; 2015Q3: 30,000 shares 30,000$17K<0.01%-10,250
LAM RESEARCH CORPLAM RESEARCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 27,000 shares; 2014Q4: 18,000 shares; 2015Q1: 14,000 shares; 2015Q2: 14,000 shares; 2015Q3: 14,000 shares 14,000$17K<0.01%0
22ND CENTY GROUP INC22ND CENTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 20,000 shares 20,000$16K<0.01%new
TOLL BROS FIN CORPTOLL BROS FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: 16,000 shares; 2015Q1: 16,000 shares; 2015Q2: 16,000 shares; 2015Q3: 16,000 shares 16,000$16K<0.01%0
BLDPBALLARD PWR SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 18,850 shares; 2014Q4: 24,350 shares; 2015Q1: 12,600 shares; 2015Q2: 12,600 shares; 2015Q3: 12,600 shares 12,600$15K<0.01%0Timeline
HCI GROUP INCHCI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 17,000 shares; 2015Q3: 17,000 shares 17,000$15K<0.01%0
CTI BIOPHARMA CORP COM NEWCTI BIOPHARMA CORP COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 16,950 shares; 2014Q4: 14,700 shares; 2015Q1: 20,900 shares; 2015Q2: 15,000 shares; 2015Q3: 10,000 shares 10,000$14K<0.01%-5,000
WAVE SYSTEMS CORP-CL AWAVE SYSTEMS CORP-CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 159,212 shares; 2014Q4: 72,712 shares; 2015Q1: 82,462 shares; 2015Q2: 104,962 shares; 2015Q3: 78,712 shares 78,712$12K<0.01%-26,250
FIELDPOINT PETROLEUM CORPFIELDPOINT PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 14,250 shares; 2014Q4: 14,250 shares; 2015Q1: 14,250 shares; 2015Q2: 14,250 shares; 2015Q3: 11,250 shares 11,250$12K<0.01%-3,000
TGBTASEKO MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 18,000 shares; 2014Q4: 18,000 shares; 2015Q1: 24,300 shares; 2015Q2: 25,600 shares; 2015Q3: 25,600 shares 25,600$10K<0.01%0Timeline
EXCO RESOURCES INCEXCO RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 11,706 shares; 2014Q4: 12,031 shares; 2015Q1: 10,531 shares; 2015Q2: 10,531 shares; 2015Q3: 12,531 shares 12,531$9K<0.01%+2,000
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 21,694 shares; 2014Q4: 21,153 shares; 2015Q1: 21,535 shares; 2015Q2: 21,339 shares; 2015Q3: 20,520 shares 20,520$9K<0.01%-819
DRAGONWAVE INCDRAGONWAVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 38,350 shares; 2014Q4: 26,100 shares; 2015Q1: 33,100 shares; 2015Q2: 40,850 shares; 2015Q3: 39,850 shares 39,850$8K<0.01%-1,000
DNNDENISON MINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,850 shares 10,850$4K<0.01%newTimeline
GOLDEN MINERALS COMPANYGOLDEN MINERALS COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 20,900 shares; 2014Q4: 20,900 shares; 2015Q1: 19,900 shares; 2015Q2: 15,990 shares; 2015Q3: 15,990 shares 15,990$4K<0.01%0
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 23,040 shares; 2014Q4: 21,626 shares; 2015Q1: 20,941 shares; 2015Q2: 21,571 shares; 2015Q3: 11,606 shares 11,606$3K<0.01%-9,965
HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares 10,000$1K<0.01%0
FIELDPOINT PETROLEUM CORPFIELDPOINT PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: 25,250 shares; 2014Q4: 25,250 shares; 2015Q1: 25,250 shares; 2015Q2: 25,250 shares; 2015Q3: 25,250 shares 25,250$1K<0.01%0

Sold out in Q3 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
AMERICAN RLTY CAP PPTYS INCAMERICAN RLTY CAP PPTYS INC218,636$1.78Mshares
DXJWISDOMTREE TR28,671$1.64Mshares
PRAXAIR INCPRAXAIR INC13,191$1.58Mshares
GWWWW GRAINGER INC5,372$1.27Mshares
WELLTOWER INCWELLTOWER INC14,524$953Kshares
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC11,025$938Kshares
IATISHARES TR23,713$868Kshares
DIRECTVDIRECTV6,863$636Kshares
RYDEX ETF TRUSTRYDEX ETF TRUST7,533$482Kshares
UVSPUNIVEST FINANCIAL CORPORATIO22,850$465Kshares
SUSUNCOR ENERGY INC NEW15,897$437Kshares
ESPRESPERION THERAPEUTICS INC NE5,225$427Kshares
TDIVFIRST TR EXCHANGE TRADED FD15,344$405Kshares
VXUSVANGUARD STAR FDS6,448$324Kshares
PORTOLA PHARMACEUTICALS INC…PORTOLA PHARMACEUTICALS INC COM7,067$321Kshares
VIACOM INCVIACOM INC4,710$304Kshares
HPHELMERICH & PAYNE INC4,214$296Kshares
VYXNCR VOYIX CORPORATION9,702$291Kshares
ARMOUR RESIDENTIAL REIT INARMOUR RESIDENTIAL REIT IN102,230$287Kshares
VTTI ENERGY PARTNERS LP COM…VTTI ENERGY PARTNERS LP COM UNIT …11,404$284Kshares
ISHARESISHARES5,205$272Kshares
BLUEBIRD BIO INCBLUEBIRD BIO INC1,600$269Kshares
MCKMCKESSON CORP1,186$265Kshares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP3,286$256Kshares
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC5,315$255Kshares
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P7,562$251Kshares
YAHOO INCYAHOO INC6,343$249Kshares
CONSTELLIUM SECONSTELLIUM SE20,671$244Kshares
DEMWISDOMTREE TR5,615$243Kshares
WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LP3,835$242Kshares
ETNEATON CORP PLC3,559$240Kshares
TXNTEXAS INSTRS INC4,667$240Kshares
JUNO THERAPEUTICS INCJUNO THERAPEUTICS INC4,500$239Kshares
SSOPROSHARES TR3,601$232Kshares
FXZFIRST TR EXCHANGE-TRADED FD7,290$230Kshares
GURUGLOBAL X FDS8,708$229Kshares
CENTURYLINK INCCENTURYLINK INC7,620$223Kshares
AOMISHARES TR6,173$217Kshares
AVAAVISTA CORP6,850$209Kshares
VXFVANGUARD INDEX FDS2,263$208Kshares
CCKCROWN HLDGS INC3,936$208Kshares
PRICELINE GRP INCPRICELINE GRP INC181$208Kshares
TOTLSSGA ACTIVE ETF TR4,200$207Kshares
BMRNBIOMARIN PHARMACEUTICAL INC1,500$205Kshares
GAACAMBRIA ETF TR8,300$205Kshares
JAZZJAZZ PHARMACEUTICALS PLC1,160$204Kshares
IYMISHARES TR2,532$204Kshares
LGNDLIGAND PHARMACEUTICALS INC2,031$204Kshares
AXIALL CORPAXIALL CORP5,688$204Kshares
ADMARCHER DANIELS MIDLAND CO4,232$203Kshares
IYEISHARES TR4,790$203Kshares
ROBOEXCHANGE TRADED CONCEPTS TRU7,717$202Kshares
VOTVANGUARD INDEX FDS1,887$201Kshares
SUNEDISON INCSUNEDISON INC6,730$201Kshares
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN5,894$200Kshares
RYDEX ETF TRUSTRYDEX ETF TRUST1,515$200Kshares
BANXARROWMARK FINANCIAL CORP10,500$181Kshares
RAPTOR PHARMACEUTICAL CORPRAPTOR PHARMACEUTICAL CORP10,750$169Kshares
WESTERN ASSET MTG CAP CORPWESTERN ASSET MTG CAP CORP11,034$162Kshares
FIRST TRUST NEW OPPORTUNITI…FIRST TRUST NEW OPPORTUNITIES10,000$157Kshares
XEFRXEATON VANCE SR FLTNG RTE TR11,439$157Kshares
XEROX CORPXEROX CORP12,077$127Kshares
HBANHUNTINGTON BANCSHARES INC10,082$113Kshares
DEPT TECHNOLOGY INCDEPT TECHNOLOGY INC11,750$84Kshares
MENTOR GRAPHICS CORP 4.000MENTOR GRAPHICS CORP 4.00032,000$43Kshares
SVMSILVERCORP METALS INC31,517$34Kshares
VERSO PAPER CORPVERSO PAPER CORP20,000$13Kshares
MASSEY ENERGY COMASSEY ENERGY CO25,000$8Kshares

How Q3 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001427271-15-000004 base2015-11-17acceptance time not in the bulk data set