Investors Capital Advisory Services

13F filer, CIK 1427271, LYNNFIELD, MA

Investors Capital Advisory Services reported $537,309,000 across 744 holdings for the quarter ended 2015-03-31, in a 13F-HR filed 2015-05-12. Its ten largest share positions make up 11.98% of the portfolio.

Filed 2015-05-12 (acceptance time not in the bulk data set), ingested 2026-10-07 19:16:30 UTC13F-HR 0001427271-15-000002

Period: 2015-03-31
Reported value: $537M
Holdings: 744
Top 10 weight: 11.98%
New: 74
Sold out: 53

Largest buys vs the previous quarter

Security	Shares change	Approx. value
Vadded	+35,523	$2.32M
WILLIAMS PARTNERS L P NEWnew	+28,697	$1.41M
XLEadded	+10,488	$814K
VTIadded	+6,171	$662K
AAPLadded	+5,200	$647K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
VEUreduced	-69,207	-$3.36M
IBMreduced	-7,915	-$1.27M
AMER RLTY CAP HEALTHCAR TR …exited	-87,760	-$1.04M
WILLIAMS PARTNERS L Pexited	-23,129	-$1.03M
ENBRIDGE ENERGY PARTNERS L Preduced	-25,040	-$898K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2015

Share positions as resolved from 13F-HR 0001427271-15-000002, largest first. % of portfolio is the value over $537,309,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
PRICELINE GRP INCPRICELINE GRP INC	231	$268K	0.05%	+39
CENTER COAST BRKFLD MLP ENRGCENTER COAST BRKFLD MLP ENRG	15,404	$268K	0.05%	+1,804
PORTOLA PHARMACEUTICALS INC…PORTOLA PHARMACEUTICALS INC COM	7,067	$268K	0.05%	0
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	19,931	$267K	0.05%	0
HYSPIMCO ETF TR	2,630	$266K	0.05%	new	Timeline
VVVANGUARD INDEX FDS	2,782	$264K	0.05%	+165	Timeline
MCKMCKESSON CORP	1,169	$263K	0.05%	-282	Timeline
VYXNCR VOYIX CORPORATION	8,937	$263K	0.05%	+1,680	Timeline
RITEAID CORPRITEAID CORP	30,166	$261K	0.05%	-4,150
FLEXFLEX LTD	20,731	$261K	0.05%	-108	Timeline
XBISPDR SERIES TRUST	1,159	$261K	0.05%	new	Timeline
FTFFRANKLIN LTD DURATION INCOME	21,525	$261K	0.05%	+380	Timeline
TXNTEXAS INSTRS INC	4,557	$260K	0.05%	-223	Timeline
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	5,479	$260K	0.05%	-280
PCARPACCAR INC	4,110	$259K	0.05%	-200	Timeline
BLACKROCK MUNIHOLDINGS INVE…BLACKROCK MUNIHOLDINGS INVESTM	18,004	$259K	0.05%	+626
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	17,054	$259K	0.05%	+1,042
AXIALL CORPAXIALL CORP	5,538	$259K	0.05%	+711
Pimco Income Oppty FundPimco Income Oppty Fund	10,117	$258K	0.05%	0
POWERSHARES ETF TRUST DYN M…POWERSHARES ETF TRUST DYN MEDI	9,640	$258K	0.05%	new
POWERSHARES ETF TRUST HLTHC…POWERSHARES ETF TRUST HLTHCR S	4,257	$257K	0.05%	new
KRKROGER CO	3,340	$256K	0.05%	new	Timeline
ILMNILLUMINA INC	1,381	$256K	0.05%	0	Timeline
EMERGE ENERGY SVCS LPEMERGE ENERGY SVCS LP	5,398	$255K	0.05%	-1,247
IWVISHARES TR	2,044	$253K	0.05%	+50	Timeline
SCCOSOUTHERN COPPER CORP	8,641	$252K	0.05%	-1,826	Timeline
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC	23,310	$252K	0.05%	+12,188
OKEONEOK INC NEW	5,213	$251K	0.05%	new	Timeline
CINFCINCINNATI FINL CORP	4,681	$249K	0.05%	+80	Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	3,310	$249K	0.05%	-5
VOEVANGUARD INDEX FDS	2,706	$248K	0.05%	new	Timeline
ACHCACADIA HEALTHCARE COMPANY IN	3,473	$248K	0.05%	new	Timeline
KEYKEYCORP	17,559	$248K	0.05%	-645	Timeline
SPSBSPDR SERIES TRUST	8,046	$247K	0.05%	new	Timeline
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP	15,095	$247K	0.05%	+1,695
CENTURYLINK INCCENTURYLINK INC	7,143	$246K	0.05%	+1,177
IYWISHARES TR	2,336	$245K	0.05%	0	Timeline
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC	18,931	$243K	0.05%	-425
XHRXENIA HOTELS & RESORTS INC	10,654	$242K	0.05%	new	Timeline
VMOINVESCO MUN OPPORTUNIT TR	18,626	$241K	0.04%	+6	Timeline
IXCISHARES TR	6,736	$240K	0.04%	+450	Timeline
KKELLANOVA	3,643	$240K	0.04%	-237	Timeline
ALCOA INCALCOA INC	18,635	$240K	0.04%	-940
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.001	22,329	$240K	0.04%	+8,500
PLUM CREEK TIMBER CO INCPLUM CREEK TIMBER CO INC	5,536	$239K	0.04%	+462
MANAGED DURATION INVT GRD FUMANAGED DURATION INVT GRD FU	17,559	$238K	0.04%	-2,650
USBUS BANCORP	5,431	$237K	0.04%	-291	Timeline
EMBISHARES TR	2,101	$235K	0.04%	+128	Timeline
OEFISHARES TR	2,609	$235K	0.04%	0	Timeline
HANESBRANDS INCHANESBRANDS INC	7,032	$235K	0.04%	new
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	25,800	$235K	0.04%	+3,700
BANXARROWMARK FINANCIAL CORP	13,100	$235K	0.04%	-3,500	Timeline
SYKSTRYKER CORPORATION	2,528	$233K	0.04%	+3	Timeline
SUNTRUST BANKS INCSUNTRUST BANKS INC	5,698	$233K	0.04%	+720
SSOPROSHARES TR	1,800	$232K	0.04%	-256	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	5,529	$231K	0.04%	-23	Timeline
RAYTHEON COMPANYRAYTHEON COMPANY	2,126	$231K	0.04%	-3,312
FXZFIRST TR EXCHANGE-TRADED FD	7,283	$231K	0.04%	+17	Timeline
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG Y	14,150	$230K	0.04%	0
ROYAL BK SCOTLND GRP PLCROYAL BK SCOTLND GRP PLC	8,795	$230K	0.04%	0
BGC PARTNERS INCBGC PARTNERS INC	212,000	$229K	0.04%	0
AVTAVNET INC	5,146	$228K	0.04%	new	Timeline
IFVFIRST TR EXCHANGE TRADED FD	11,800	$228K	0.04%	new	Timeline
GURUGLOBAL X FDS	8,708	$228K	0.04%	+10	Timeline
DUFF & PHELPS SLT ENGY AND MDUFF & PHELPS SLT ENGY AND M	16,000	$226K	0.04%	-5,000
VOYA NAT RES EQUITY INCOME FVOYA NAT RES EQUITY INCOME F	25,407	$226K	0.04%	+322
BSVVANGUARD BD INDEX FDS	2,796	$225K	0.04%	new	Timeline
DGDOLLAR GEN CORP	2,985	$225K	0.04%	new	Timeline
BIPBROOKFIELD INFRASTRUCTURE PA	4,976	$225K	0.04%	new	Timeline
SCHGSCHWAB STRATEGIC TR	4,171	$224K	0.04%	new	Timeline
IGRCBRE GBL REAL ESTATE INC FD	24,976	$223K	0.04%	+6,543	Timeline
AMERICAN CAP MTG INVT CORPAMERICAN CAP MTG INVT CORP	12,410	$222K	0.04%	0
VDCVANGUARD WORLD FD	1,747	$221K	0.04%	+100	Timeline
AOMISHARES TR	6,217	$221K	0.04%	-52	Timeline
DISCOVER FINANCIAL SERVICESDISCOVER FINANCIAL SERVICES	3,910	$220K	0.04%	-66
IYEISHARES TR	5,058	$220K	0.04%	new	Timeline
MAINMAIN STR CAP CORP	7,141	$220K	0.04%	new	Timeline
PRKSUNITED PARKS & RESORTS INC	11,425	$220K	0.04%	+350	Timeline
FDLFIRST TR EXCHANGE-TRADED FD	9,441	$219K	0.04%	+31	Timeline
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	4,401	$219K	0.04%	new
BARD C R INCBARD C R INC	1,315	$219K	0.04%	-712
BTTBLACKROCK MUN TARGET TERM TR	10,415	$218K	0.04%	+2	Timeline
SLYGSPDR SERIES TRUST	1,159	$218K	0.04%	new	Timeline
NVSNOVARTIS AG	2,210	$217K	0.04%	-223	Timeline
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC	229,000	$217K	0.04%	0
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	4,298	$216K	0.04%	-250
XEMDXWESTERN ASSET EMERGING MKTS	13,710	$215K	0.04%	-683	Timeline
XTNSPDR SERIES TRUST	2,023	$215K	0.04%	+140	Timeline
SEQUENOM INC COM NEWSEQUENOM INC COM NEW	54,550	$215K	0.04%	+7,850
DLRDIGITAL RLTY TR INC	3,250	$214K	0.04%	new	Timeline
CONSTELLIUM SECONSTELLIUM SE	10,592	$214K	0.04%	new
ACTAVIS PLCACTAVIS PLC	211	$213K	0.04%	new
CCKCROWN HLDGS INC	3,936	$212K	0.04%	0	Timeline
GLNGGOLAR LNG LTD	6,406	$212K	0.04%	new	Timeline
DEMWISDOMTREE TR	4,979	$211K	0.04%	-459	Timeline
TRVTRAVELERS COMPANIES INC	1,945	$210K	0.04%	-182	Timeline
DANDANA INC	9,938	$210K	0.04%	new	Timeline
CORNERSTONE PROGRESSIVE RTNCORNERSTONE PROGRESSIVE RTN	13,276	$210K	0.04%	0
VHTVANGUARD WORLD FD	1,544	$209K	0.04%	new	Timeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	4,030	$209K	0.04%	-49
TAL INTERNATIONAL GROUPTAL INTERNATIONAL GROUP	5,143	$209K	0.04%	-225
HUNHUNTSMAN CORP	9,436	$208K	0.04%	new	Timeline
KEURIG GREEN MTN INCKEURIG GREEN MTN INC	1,859	$207K	0.04%	-49
OPKOPKO HEALTH INC	14,600	$206K	0.04%	+3,000	Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	18,067	$206K	0.04%	-5,180
MEDIVATION INCMEDIVATION INC	1,600	$206K	0.04%	new
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD	14,748	$206K	0.04%	+320
GDGENERAL DYNAMICS CORP	1,522	$205K	0.04%	+36	Timeline
ROBOEXCHANGE TRADED CONCEPTS TRU	7,717	$205K	0.04%	new	Timeline
IYMISHARES TR	2,501	$204K	0.04%	+30	Timeline
ENTAENANTA PHARMACEUTICALS INC	6,640	$203K	0.04%	+1,450	Timeline
PROSHARESPROSHARES	9,500	$203K	0.04%	-600
WHITING USA TR IIWHITING USA TR II	37,481	$203K	0.04%	-6,889
NDAQNASDAQ INC	3,971	$202K	0.04%	-208	Timeline
ERCALLSPRING MULTI SECTOR INCOM	15,178	$202K	0.04%	+38	Timeline
IYTISHARES TR	1,292	$202K	0.04%	+15	Timeline
JAZZJAZZ PHARMACEUTICALS PLC	1,165	$201K	0.04%	-119	Timeline
INCYINCYTE CORP	2,200	$201K	0.04%	new	Timeline
DGSWISDOMTREE TR	4,553	$201K	0.04%	new	Timeline
XRNPXCOHEN & STEERS REIT & PFD &	10,085	$196K	0.04%	0	Timeline
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP	62,694	$196K	0.04%	-1,515
BGXBLACKSTONE LONG SHORT CR INC	12,105	$195K	0.04%	0	Timeline
MFA FINL INCMFA FINL INC	24,599	$193K	0.04%	+75
IDEVOYA INFRASTRUCTURE INDLS &	12,486	$192K	0.04%	+108	Timeline
NACNUVEEN CA DIVI ADV MUN	12,500	$191K	0.04%	0	Timeline
RQICOHEN & STEERS QUALITY INCOM	15,403	$191K	0.04%	-4,034	Timeline
PPTFRANKLIN PREMIER INCOME TR	35,978	$189K	0.04%	-4,536	Timeline
APOLLO RESIDENTIAL MORTGAGEAPOLLO RESIDENTIAL MORTGAGE	11,910	$189K	0.04%	-275
FIRST TR ABERDEEN GLBL OPP FFIRST TR ABERDEEN GLBL OPP F	16,065	$188K	0.03%	-330
NOKNOKIA CORP	24,687	$187K	0.03%	-275	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	19,312	$187K	0.03%	+224	Timeline
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	9,999	$182K	0.03%	new
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	32,322	$173K	0.03%	-3,600
BGTBLACKROCK FLOATING RATE INC	12,912	$173K	0.03%	0	Timeline
PAIWESTERN ASSET INVESTMENT GRA	12,491	$173K	0.03%	+1,200	Timeline
XEROX CORPXEROX CORP	13,613	$173K	0.03%	-14,323
EODALLSPRING GLOBAL DIVIDEND OP	22,956	$172K	0.03%	-4,776	Timeline
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION	170,000	$172K	0.03%	-5,000
FIRST TRUST NEW OPPORTUNITI…FIRST TRUST NEW OPPORTUNITIES	10,000	$170K	0.03%	0
PSECPROSPECT CAP CORP	19,758	$166K	0.03%	+5,277	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUA	11,535	$165K	0.03%	0
Invesco Global Listed Priva…Invesco Global Listed Private Equ…	14,213	$160K	0.03%	0
OCEAN RIG UDW INCOCEAN RIG UDW INC	24,148	$159K	0.03%	new
ERICTELEFONAKTIEBOLAGET LM ERICS	12,516	$157K	0.03%	0	Timeline
BCXBLACKROCK RES & COMMODITIES	16,346	$156K	0.03%	-1,442	Timeline
ATLANTIC PWR CORPATLANTIC PWR CORP	54,475	$153K	0.03%	+12,500
INDUSTRIAL SVCS AMER INC FLAINDUSTRIAL SVCS AMER INC FLA	36,300	$153K	0.03%	-2,500
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	27,477	$152K	0.03%	+43
GLDDGREAT LAKES DREDGE & DOCK CO	24,750	$148K	0.03%	new	Timeline
MPTMEDICAL PROPERTIES TRUST INC	10,013	$146K	0.03%	-977	Timeline
HELIX ENERGY SOLUTIONS GROUPHELIX ENERGY SOLUTIONS GROUP	145,000	$144K	0.03%	+128,000
GREENBRIER COS INCGREENBRIER COS INC	93,000	$140K	0.03%	-5,000
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	10,000	$137K	0.03%	0
CHAMBERS STR PPTYSCHAMBERS STR PPTYS	17,429	$137K	0.03%	+8
JRSNUVEEN REAL ESTATE INCOME FD	11,305	$134K	0.02%	new	Timeline
CHKRCHESAPEAKE GRANITE WASH TR COM	20,902	$134K	0.02%	-3,828	Timeline
STRATEGIC GLOBAL INCOME FDSTRATEGIC GLOBAL INCOME FD	15,420	$129K	0.02%	new
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GR	74,500	$125K	0.02%	+37,250
CXHMFS INVT GRADE MUN TR	12,950	$122K	0.02%	-1,000	Timeline
VKIINVESCO ADVANTAGE MUN INCOME	10,306	$121K	0.02%	+99	Timeline
HIXWESTERN ASSET HIGH INCOM FD	15,075	$121K	0.02%	+192	Timeline
WABASH NATL CORPWABASH NATL CORP	87,000	$118K	0.02%	-6,000
RAPTOR PHARMACEUTICAL CORPRAPTOR PHARMACEUTICAL CORP	10,750	$116K	0.02%	new
SANBANCO SANTANDER SA	15,437	$115K	0.02%	-5,345	Timeline
CHART INDUSTRIES INCCHART INDUSTRIES INC	116,000	$111K	0.02%	0
MTGMGIC INVT CORP WIS	11,266	$108K	0.02%	-1,288	Timeline
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	24,300	$108K	0.02%	+8,950
VALEVALE S A	19,073	$107K	0.02%	+1,850	Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	11,829	$107K	0.02%	-475
VVRINVESCO SR INCOME TR	22,560	$106K	0.02%	+100	Timeline
ALCATEL-LUCENTALCATEL-LUCENT	27,649	$103K	0.02%	-519
IPATH S&P GSCI CRUDE OI…IPATH S&P GSCI CRUDE OIL TOTAL	10,050	$101K	0.02%	new
XBGYXBLACKROCK ENHANCED INTL DIV	14,019	$99K	0.02%	-150	Timeline
FORTUNA MNG CORP FFORTUNA MNG CORP F	25,800	$99K	0.02%	0
CXEMFS HIGH INCOME MUN TR	20,300	$98K	0.02%	0	Timeline
ENERGY XXI (BERMUDA) LTDENERGY XXI (BERMUDA) LTD	26,950	$98K	0.02%	-10,500
PDLIPDL BIOPHARMA INC	13,846	$97K	0.02%	-663	Timeline
ARES CAP CORPARES CAP CORP	92,000	$95K	0.02%	+11,000
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	24,227	$92K	0.02%	+50
ARES COML REAL ESTATE CORPARES COML REAL ESTATE CORP	90,000	$92K	0.02%	0
QUANTUM FUEL SYS INC XXXQUANTUM FUEL SYS INC XXX	33,950	$90K	0.02%	+2,700
BEASLEY BROADCAST GRP INC -ABEASLEY BROADCAST GRP INC -A	18,063	$90K	0.02%	+7,500
PAASPAN AMERN SILVER CORP	10,073	$88K	0.02%	new	Timeline
MVISMICROVISION INC DEL	25,000	$85K	0.02%	-7,450	Timeline
EXTREXTREME NETWORKS INC	25,000	$79K	0.01%	-5,700	Timeline
Breitburn Energy Ptnr LpBreitburn Energy Ptnr Lp	14,526	$79K	0.01%	-7,954
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUN	10,120	$78K	0.01%	0
PEREGRINE PHARMACEUTICALS INPEREGRINE PHARMACEUTICALS IN	56,288	$75K	0.01%	-3,000
STUDENT TRANSPORTATION INCSTUDENT TRANSPORTATION INC	14,030	$75K	0.01%	0
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COM	59,100	$73K	0.01%	-4,900
HLHECLA MINING COMPANY	24,430	$72K	0.01%	-1,000	Timeline
PSIVIDA CORPPSIVIDA CORP	18,300	$72K	0.01%	+500
PRECISION DRILLING CORPPRECISION DRILLING CORP	10,666	$67K	0.01%	+327
RESOURCE CAP CORPRESOURCE CAP CORP	71,000	$67K	0.01%	new
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN	61,000	$65K	0.01%	new
DEPT TECHNOLOGY INCDEPT TECHNOLOGY INC	10,250	$63K	0.01%	new
ENCORE CAP GROUP INCENCORE CAP GROUP INC	56,000	$60K	0.01%	+22,000
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	10,448	$59K	0.01%	-3,297
ZIX CORPZIX CORP	14,800	$58K	0.01%	-2,350
NEWPARK RES INC 4.000NEWPARK RES INC 4.000	51,000	$57K	0.01%	-4,000
WAVE SYSTEMS CORP-CL AWAVE SYSTEMS CORP-CL A	82,462	$56K	0.01%	+9,750
ARES CAP CORPARES CAP CORP	54,000	$56K	0.01%	0
IDERA PHARMACEUTICALS INCIDERA PHARMACEUTICALS INC	15,000	$55K	0.01%	new
AAR CORP 2.25% CB 03/01/201…AAR CORP 2.25% CB 03/01/2016-REGI…	51,000	$53K	0.01%	0
MENTOR GRAPHICS CORP 4.000MENTOR GRAPHICS CORP 4.000	40,000	$49K	0.01%	0
AMDADVANCED MICRO DEVICES INC	17,100	$45K	0.01%	-12,350	Timeline
WESTELL TECHNOLOGIES INCWESTELL TECHNOLOGIES INC	34,482	$45K	0.01%	new
ECHELON CORPECHELON CORP	44,500	$42K	0.01%	-2,250
SVMSILVERCORP METALS INC	34,072	$40K	0.01%	+703	Timeline
STEMCELLS INCSTEMCELLS INC	38,250	$39K	0.01%	-1,750
VERSAR INCVERSAR INC	12,700	$39K	0.01%	0
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR	34,000	$39K	0.01%	0
VCELVERICEL CORP	10,063	$37K	0.01%	new	Timeline
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC	20,941	$37K	0.01%	-685
CTI BIOPHARMA CORP COM NEWCTI BIOPHARMA CORP COM NEW	20,900	$37K	0.01%	+6,200
ENERSYS 3.375ENERSYS 3.375	23,000	$36K	0.01%	-11,000
VERSO PAPER CORPVERSO PAPER CORP	20,000	$36K	0.01%	0
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEW	21,535	$35K	0.01%	+382
JDS UNIPHASE CORPJDS UNIPHASE CORP	31,000	$31K	0.01%	0
NGNOVAGOLD RESOURCES INC	10,350	$30K	0.01%	new	Timeline
KOHLBERG CAPITAL CORPKOHLBERG CAPITAL CORP	28,000	$30K	0.01%	0
TELEFLEX INCTELEFLEX INC	15,000	$29K	0.01%	0
BLDPBALLARD PWR SYS INC NEW	12,600	$26K	<0.01%	-11,750	Timeline
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC	29,000	$26K	<0.01%	0
UNWIRED PLANET INC NEWUNWIRED PLANET INC NEW	45,150	$25K	<0.01%	-12,750
MASSEY ENERGY COMASSEY ENERGY CO	25,000	$24K	<0.01%	0
BOX SHIPS INCBOX SHIPS INC	27,575	$24K	<0.01%	-2,500
SANDISK CORPSANDISK CORP	24,000	$24K	<0.01%	new
EXKENDEAVOUR SILVER CORP	10,650	$20K	<0.01%	new	Timeline
EXCO RESOURCES INCEXCO RESOURCES INC	10,531	$19K	<0.01%	-1,500
LAM RESEARCH CORPLAM RESEARCH CORP	14,000	$18K	<0.01%	-4,000
DRAGONWAVE INCDRAGONWAVE INC	33,100	$18K	<0.01%	+7,000
BLUE EARTH INC COMBLUE EARTH INC COM	19,800	$17K	<0.01%	+183
TOLL BROS FIN CORPTOLL BROS FIN CORP	16,000	$16K	<0.01%	0
TGBTASEKO MINES LTD	24,300	$15K	<0.01%	+6,300	Timeline
FINISAR CORPFINISAR CORP	15,000	$15K	<0.01%	new
FIELDPOINT PETROLEUM CORPFIELDPOINT PETROLEUM CORP	14,250	$14K	<0.01%	0
DRYSHIPS INCDRYSHIPS INC	15,544	$11K	<0.01%	new
C-TRACKS ETN VOLATILITY INDXC-TRACKS ETN VOLATILITY INDX	11,111	$9K	<0.01%	new
GOLDEN MINERALS COMPANYGOLDEN MINERALS COMPANY	19,900	$8K	<0.01%	-1,000
CENTER COAST MLP & INFRSTR FCENTER COAST MLP & INFRSTR F	15,377	$8K	<0.01%	new
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INC	12,000	$3K	<0.01%	-10,500
HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INC	10,000	$2K	<0.01%	0
FIELDPOINT PETROLEUM CORPFIELDPOINT PETROLEUM CORP	25,250	$2K	<0.01%	0

Sold out in Q1 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
AMER RLTY CAP HEALTHCAR TR …AMER RLTY CAP HEALTHCAR TR INC COM	87,760	$1.04M	shares
WILLIAMS PARTNERS L PWILLIAMS PARTNERS L P	23,129	$1.03M	shares
RTI INTL METALS INCRTI INTL METALS INC	650,000	$631K	shares
ACCESS MIDSTREAM PARTNERS LACCESS MIDSTREAM PARTNERS L	11,389	$616K	shares
MEDTRONIC INCMEDTRONIC INC	6,402	$462K	shares
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR	6,748	$455K	shares
TESLA INCTESLA INC	487,000	$450K	shares
NORTHEAST UTILSNORTHEAST UTILS	7,894	$422K	shares
UBS AGUBS AG	23,000	$380K	shares
TITAN MACHINERY INCTITAN MACHINERY INC	512,000	$365K	shares
SanDisk CorporationSanDisk Corporation	3,269	$319K	shares
RCLROYAL CARIBBEAN GROUP	3,446	$283K	shares
UAAUNDER ARMOUR INC	4,174	$283K	shares
GENESEE & WYOMING INCGENESEE & WYOMING INC	3,150	$283K	shares
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	2,294	$279K	shares
CNKCINEMARK HLDGS INC	7,436	$263K	shares
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	7,321	$261K	shares
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC N	9,659	$240K	shares
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	12,280	$239K	shares
PETSMART INCPETSMART INC	2,941	$238K	shares
ALLERGAN INCALLERGAN INC	1,124	$238K	shares
WDCWESTERN DIGITAL CORP	2,069	$228K	shares
POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE	3,303	$221K	shares
GRMNGARMIN LTD	4,165	$220K	shares
TXTTEXTRON INC	5,204	$219K	shares
O-I GLASS, INC.O-I GLASS, INC.	7,758	$208K	shares
SJNKSPDR SERIES TRUST	7,109	$205K	shares
DOXAMDOCS LTD	4,411	$204K	shares
MOSMOSAIC CO	4,447	$203K	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	1,659	$202K	shares
ENLINK MIDSTREAM PARTNERS LPENLINK MIDSTREAM PARTNERS LP	6,943	$200K	shares
XNEAXNUVEEN AMT FREE QLTY MUN INC	13,491	$186K	shares
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND	11,158	$164K	shares
PCNPIMCO CORPORATE & INCM STRG	10,327	$156K	shares
ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INC	128,000	$146K	shares
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	14,050	$140K	shares
PHOTRONICS INCPHOTRONICS INC	127,000	$131K	shares
SALIX PHARMACEUTICAL 1.500SALIX PHARMACEUTICAL 1.500	70,000	$127K	shares
CASCADE BANCORPCASCADE BANCORP	18,550	$96K	shares
SCORPIO TANKERS INCSCORPIO TANKERS INC	10,272	$89K	shares
LRR ENERGY LPLRR ENERGY LP	11,018	$77K	shares
DREYFUSDREYFUS	17,050	$61K	shares
SANDISK CORPSANDISK CORP	24,000	$46K	shares
BRISTOW GROUP INCBRISTOW GROUP INC	43,000	$44K	shares
CIFMFS INTER HIGH INCOME FD	15,500	$41K	shares
STILLWATER MINING COMPANSTILLWATER MINING COMPAN	25,000	$29K	shares
CEMEX SAB DE CVCEMEX SAB DE CV	25,000	$25K	shares
CHINA MING YANG WIND ADRCHINA MING YANG WIND ADR	11,250	$24K	shares
CUBIST PHARMACEUTICALS INCCUBIST PHARMACEUTICALS INC	17,000	$23K	shares
LEXICON PHARMACEUTICALS INCLEXICON PHARMACEUTICALS INC	17,000	$15K	shares
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75…	16,000	$15K	shares
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP	10,000	$11K	shares
PARAMOUNT GOLD & SILVER CORPPARAMOUNT GOLD & SILVER CORP	10,850	$11K	shares

How Q1 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001427271-15-000002	base		2015-05-12	acceptance time not in the bulk data set	2026-10-07 19:16:30 UTC