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Disclosery

HL FINANCIAL SERVICES LLC

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13F filer, CIK 1430233, Louisville, KY

HL FINANCIAL SERVICES LLC reported $5,641,415,000 across 687 holdings for the quarter ended 2018-03-31, in a 13F-HR filed 2018-05-02. Its ten largest share positions make up 34.17% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000891092-18-004119

Period
2018-03-31
Reported value
$5.64B
Holdings
687
Top 10 weight
34.17%
New
128
Sold out
49

Largest buys vs the previous quarter

SecurityShares changeApprox. value
VEAnew+1,521,954$67.3M
BF-Badded+119,430$40.2M
IVVnew+135,579$36M
IWRnew+131,293$27.1M
VBnew+149,532$22M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
DANreduced-260,187-$6.7M
MEDreduced-56,422-$5.27M
HDreduced-29,145-$5.19M
MSCIreduced-33,882-$5.06M
JACOBS ENGINEERING GROUP INCexited-74,396-$4.91M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2018

Share positions as resolved from 13F-HR 0000891092-18-004119, largest first. % of portfolio is the value over $5,641,060,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CHCOCITY HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 7,031 shares; 2017Q3: 7,031 shares; 2017Q4: 7,031 shares; 2018Q1: 7,031 shares 7,031$482K0.01%0Timeline
HCSGHEALTHCARE SVCS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 11,183 shares; 2017Q4: 11,114 shares; 2018Q1: 11,056 shares 11,056$481K0.01%-58Timeline
GABCGERMAN AMERN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 14,392 shares; 2017Q3: 14,392 shares; 2017Q4: 14,392 shares; 2018Q1: 14,392 shares 14,392$480K0.01%0Timeline
VMWARE, INC.VMWARE, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 3,899 shares; 2017Q3: 4,280 shares; 2017Q4: 4,141 shares; 2018Q1: 3,941 shares 3,941$478K0.01%-200
DANDANA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 163,115 shares; 2017Q3: 150,509 shares; 2017Q4: 278,711 shares; 2018Q1: 18,524 shares 18,524$477K0.01%-260,187Timeline
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 44,000 shares 44,000$473K0.01%newTimeline
MRSHMARSH & MCLENNAN COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 5,512 shares; 2017Q3: 5,712 shares; 2017Q4: 5,730 shares; 2018Q1: 5,712 shares 5,712$472K0.01%-18Timeline
VRTXVERTEX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 3,440 shares; 2017Q3: 3,220 shares; 2017Q4: 3,250 shares; 2018Q1: 2,835 shares 2,835$462K0.01%-415Timeline
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 40,085 shares; 2017Q3: 40,669 shares; 2017Q4: 40,634 shares; 2018Q1: 40,886 shares 40,886$462K0.01%+252Timeline
MULTI-COLORMULTI-COLORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 7,594 shares; 2017Q3: 7,050 shares; 2017Q4: 6,845 shares; 2018Q1: 6,995 shares 6,995$462K0.01%+150
IDCCINTERDIGITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 2,788 shares; 2017Q3: 3,949 shares; 2017Q4: 5,488 shares; 2018Q1: 6,214 shares 6,214$458K0.01%+726Timeline
CSGSCSG SYS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 8,487 shares; 2017Q3: 8,785 shares; 2017Q4: 9,836 shares; 2018Q1: 10,114 shares 10,114$458K0.01%+278Timeline
NVONOVO-NORDISK A SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 24,801 shares; 2017Q3: 20,522 shares; 2017Q4: 20,258 shares; 2018Q1: 9,209 shares 9,209$454K0.01%-11,049Timeline
INVESCO AEROSPACE & DEFENSE…INVESCO AEROSPACE & DEFENSE ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 7,850 shares 7,850$446K0.01%new
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 3,726 shares; 2017Q3: 2,980 shares; 2017Q4: 1,975 shares; 2018Q1: 1,975 shares 1,975$441K0.01%0Timeline
PRAXAIR INCPRAXAIR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 2,810 shares; 2017Q3: 2,860 shares; 2017Q4: 2,950 shares; 2018Q1: 3,056 shares 3,056$441K0.01%+106
REGNREGENERON PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 1,363 shares; 2017Q3: 1,363 shares; 2017Q4: 1,278 shares; 2018Q1: 1,273 shares 1,273$438K0.01%-5Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 34,280 shares; 2017Q3: 35,144 shares; 2017Q4: 35,144 shares; 2018Q1: 34,280 shares 34,280$436K0.01%-864
NCLHNORWEGIAN CRUISE LINE HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 7,069 shares; 2018Q1: 8,179 shares 8,179$433K0.01%+1,110Timeline
PEGPUBLIC SVC ENTERPRISE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 7,778 shares; 2017Q3: 6,359 shares; 2017Q4: 8,560 shares; 2018Q1: 8,505 shares 8,505$427K0.01%-55Timeline
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 4,859 shares; 2017Q3: 4,759 shares; 2017Q4: 4,759 shares; 2018Q1: 3,825 shares 3,825$426K0.01%-934
VOOGVANGUARD ADMIRAL FDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 12,435 shares; 2017Q3: 15,450 shares; 2017Q4: 12,139 shares; 2018Q1: 3,034 shares 3,034$422K0.01%-9,105Timeline
MTDRMATADOR RES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 15,629 shares; 2017Q3: 14,924 shares; 2017Q4: 14,722 shares; 2018Q1: 14,079 shares 14,079$421K0.01%-643Timeline
ONBOLD NATL BANCORP INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 13,025 shares; 2017Q3: 13,025 shares; 2017Q4: 24,676 shares; 2018Q1: 24,676 shares 24,676$417K0.01%0Timeline
LNGCHENIERE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 7,361 shares; 2017Q3: 7,585 shares; 2017Q4: 7,830 shares; 2018Q1: 7,784 shares 7,784$416K0.01%-46Timeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 31,351 shares; 2017Q3: 33,737 shares; 2017Q4: 33,638 shares; 2018Q1: 26,675 shares 26,675$415K0.01%-6,963Timeline
BANK OF THE OZARKSBANK OF THE OZARKSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 9,621 shares; 2017Q3: 9,445 shares; 2017Q4: 8,743 shares; 2018Q1: 8,600 shares 8,600$415K0.01%-143
DVNDEVON ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 11,234 shares; 2017Q3: 9,575 shares; 2017Q4: 10,205 shares; 2018Q1: 12,960 shares 12,960$412K0.01%+2,755Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 1,021 shares; 2017Q3: 1,326 shares; 2017Q4: 1,456 shares; 2018Q1: 1,543 shares 1,543$411K0.01%+87Timeline
BLWBLACKROCK LTD DURATION INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 15,500 shares; 2017Q3: 23,000 shares; 2017Q4: 26,100 shares; 2018Q1: 27,200 shares 27,200$410K0.01%+1,100Timeline
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 6,605 shares; 2017Q3: 6,022 shares; 2017Q4: 5,647 shares; 2018Q1: 5,602 shares 5,602$410K0.01%-45
FTSE RAFI Emerg MktsFTSE RAFI Emerg MktsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 99,685 shares; 2017Q3: 24,355 shares; 2017Q4: 16,767 shares; 2018Q1: 17,384 shares 17,384$409K0.01%+617
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 11,087 shares; 2017Q3: 11,894 shares; 2017Q4: 12,768 shares; 2018Q1: 8,209 shares 8,209$407K0.01%-4,559Timeline
PSFCOHEN & STEERS SELECT PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 8,700 shares; 2017Q3: 10,200 shares; 2017Q4: 10,200 shares; 2018Q1: 15,450 shares 15,450$402K0.01%+5,250Timeline
WMWASTE MGMT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 2,966 shares; 2017Q3: 3,584 shares; 2017Q4: 3,684 shares; 2018Q1: 4,765 shares 4,765$401K0.01%+1,081Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 5,807 shares; 2017Q3: 6,051 shares; 2017Q4: 5,247 shares; 2018Q1: 10,148 shares 10,148$400K0.01%+4,901
AETNA INC NEWAETNA INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 5,343 shares; 2017Q3: 6,782 shares; 2017Q4: 3,348 shares; 2018Q1: 2,352 shares 2,352$397K0.01%-996
KLACKLA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 3,552 shares; 2017Q3: 3,552 shares; 2017Q4: 3,615 shares; 2018Q1: 3,635 shares 3,635$396K0.01%+20Timeline
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 54,970 shares; 2017Q3: 25,781 shares; 2017Q4: 26,131 shares; 2018Q1: 26,329 shares 26,329$396K0.01%+198
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 48,350 shares; 2017Q4: 39,850 shares; 2018Q1: 39,150 shares 39,150$393K0.01%-700Timeline
CMCCOMMERCIAL METALS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 15,750 shares; 2017Q3: 14,955 shares; 2017Q4: 15,630 shares; 2018Q1: 19,000 shares 19,000$389K0.01%+3,370Timeline
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 24,840 shares; 2017Q3: 23,715 shares; 2017Q4: 21,010 shares; 2018Q1: 31,175 shares 31,175$388K0.01%+10,165
DOMTAR CORPDOMTAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 9,010 shares; 2017Q3: 9,010 shares; 2017Q4: 9,010 shares; 2018Q1: 9,010 shares 9,010$383K0.01%0
SCZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 14,977 shares; 2017Q4: not reported; 2018Q1: 5,737 shares 5,737$374K0.01%newTimeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 8,538 shares; 2017Q3: 4,000 shares; 2017Q4: 4,040 shares; 2018Q1: 4,000 shares 4,000$371K0.01%-40
NOBLPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 5,660 shares; 2017Q3: 5,955 shares; 2017Q4: not reported; 2018Q1: 5,920 shares 5,920$368K0.01%newTimeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 38,991 shares; 2017Q3: 38,727 shares; 2017Q4: 110,880 shares; 2018Q1: 35,163 shares 35,163$367K0.01%-75,717
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 35,625 shares; 2017Q4: 3,152 shares; 2018Q1: 3,200 shares 3,200$366K0.01%+48
LPLALPL FINL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 5,955 shares 5,955$364K0.01%newTimeline
ALKALASKA AIR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 10,874 shares; 2017Q3: 10,326 shares; 2017Q4: 5,664 shares; 2018Q1: 5,846 shares 5,846$362K0.01%+182Timeline
TIME WARNER INCTIME WARNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 3,074 shares; 2017Q3: 3,374 shares; 2017Q4: 4,002 shares; 2018Q1: 3,813 shares 3,813$361K0.01%-189
QUALISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 2,922 shares; 2017Q3: 3,099 shares; 2017Q4: not reported; 2018Q1: 4,314 shares 4,314$357K0.01%newTimeline
IYWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 1,853 shares; 2017Q3: 1,853 shares; 2017Q4: not reported; 2018Q1: 2,108 shares 2,108$355K0.01%newTimeline
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 11,799 shares; 2017Q3: 11,541 shares; 2017Q4: 10,441 shares; 2018Q1: 8,959 shares 8,959$355K0.01%-1,482
GOLDCORP INC NEWGOLDCORP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 18,470 shares; 2017Q3: 16,580 shares; 2017Q4: 15,010 shares; 2018Q1: 25,615 shares 25,615$354K0.01%+10,605
CODICOMPASS DIVERSIFIEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 27,285 shares; 2017Q3: 29,930 shares; 2017Q4: 28,355 shares; 2018Q1: 21,517 shares 21,517$353K0.01%-6,838Timeline
TDIVFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 9,438 shares; 2017Q3: 9,438 shares; 2017Q4: 9,362 shares; 2018Q1: 9,810 shares 9,810$351K0.01%+448Timeline
HQHABRDN HEALTHCARE INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 48,303 shares; 2017Q3: 48,295 shares; 2017Q4: 34,770 shares; 2018Q1: 16,206 shares 16,206$349K0.01%-18,564Timeline
Whiting Petroleum CorporaWhiting Petroleum CorporaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 10,294 shares 10,294$348K0.01%new
SNASNAP ON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 10,584 shares; 2017Q3: 2,991 shares; 2017Q4: 2,341 shares; 2018Q1: 2,355 shares 2,355$347K0.01%+14Timeline
FIRSTCASH HOLDINGS INC.FIRSTCASH HOLDINGS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 4,237 shares; 2017Q3: 4,187 shares; 2017Q4: 4,144 shares; 2018Q1: 4,269 shares 4,269$347K0.01%+125
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 4,296 shares; 2017Q3: 3,677 shares; 2017Q4: 3,635 shares; 2018Q1: 3,243 shares 3,243$341K0.01%-392Timeline
FXDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 6,488 shares; 2017Q3: 6,488 shares; 2017Q4: 6,488 shares; 2018Q1: 8,239 shares 8,239$338K0.01%+1,751Timeline
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 13,282 shares; 2017Q4: 13,249 shares; 2018Q1: 9,721 shares 9,721$334K0.01%-3,528Timeline
DXCDXC TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 3,965 shares; 2017Q3: 3,323 shares; 2017Q4: 3,323 shares; 2018Q1: 3,323 shares 3,323$334K0.01%0Timeline
ABAXIS INCABAXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 4,653 shares; 2018Q1: 4,725 shares 4,725$334K0.01%+72
ROPROPER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 1,174 shares 1,174$330K0.01%newTimeline
RBCAAREPUBLIC BANCORP INC KYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 8,580 shares; 2017Q3: 8,580 shares; 2017Q4: 8,580 shares; 2018Q1: 8,580 shares 8,580$329K0.01%0Timeline
VEEVVEEVA SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 3,794 shares; 2018Q1: 4,494 shares 4,494$328K0.01%+700Timeline
NUVEEN TX ADV TOTAL RET STRGNUVEEN TX ADV TOTAL RET STRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 35,900 shares; 2017Q3: 35,900 shares; 2017Q4: 25,050 shares; 2018Q1: 25,050 shares 25,050$326K0.01%0
SCHWCHARLES SCHWAB CORP (THE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 82,524 shares; 2017Q3: 92,799 shares; 2017Q4: 10,479 shares; 2018Q1: 6,183 shares 6,183$323K0.01%-4,296Timeline
PRA HEALTH SCIENCES INCPRA HEALTH SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 4,248 shares; 2017Q3: 4,063 shares; 2017Q4: 4,013 shares; 2018Q1: 3,855 shares 3,855$320K0.01%-158
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 1,779 shares; 2017Q3: 1,779 shares; 2017Q4: not reported; 2018Q1: 1,664 shares 1,664$317K0.01%newTimeline
DISCOVER FINL SVCSDISCOVER FINL SVCSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 8,988 shares; 2017Q3: 8,515 shares; 2017Q4: 4,071 shares; 2018Q1: 4,389 shares 4,389$316K0.01%+318
FOX CORP CLASS BFOX CORP CLASS BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 17,182 shares; 2017Q3: 17,182 shares; 2017Q4: 17,182 shares; 2018Q1: 8,682 shares 8,682$316K0.01%-8,500
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 7,848 shares; 2017Q3: 7,435 shares; 2017Q4: 6,815 shares; 2018Q1: 6,248 shares 6,248$315K0.01%-567Timeline
ACWVISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 3,751 shares 3,751$314K0.01%newTimeline
EMLPFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 16,406 shares; 2017Q3: 16,467 shares; 2017Q4: 15,596 shares; 2018Q1: 14,297 shares 14,297$313K0.01%-1,299Timeline
TOTAL SYS SVCS INCTOTAL SYS SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 3,593 shares; 2017Q3: 3,593 shares; 2017Q4: 3,593 shares; 2018Q1: 3,593 shares 3,593$310K0.01%0
CBCHUBB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 2,834 shares; 2017Q3: 2,631 shares; 2017Q4: 2,446 shares; 2018Q1: 2,260 shares 2,260$309K0.01%-186Timeline
GOOSCANADA GOOSE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 9,581 shares; 2018Q1: 9,199 shares 9,199$307K0.01%-382Timeline
LNCLINCOLN NATL CORP INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 5,527 shares; 2017Q3: 5,327 shares; 2017Q4: 4,542 shares; 2018Q1: 4,187 shares 4,187$306K0.01%-355Timeline
ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 4,245 shares; 2017Q3: 4,078 shares; 2017Q4: 4,027 shares; 2018Q1: 3,874 shares 3,874$306K0.01%-153
CNICANADIAN NATL RY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 5,279 shares; 2017Q3: 7,522 shares; 2017Q4: 7,626 shares; 2018Q1: 4,102 shares 4,102$300K0.01%-3,524Timeline
GNTXGENTEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 10,661 shares; 2017Q3: 11,154 shares; 2017Q4: 12,831 shares; 2018Q1: 13,037 shares 13,037$300K0.01%+206Timeline
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 84,378 shares; 2017Q3: 17,332 shares; 2017Q4: 10,499 shares; 2018Q1: 9,925 shares 9,925$296K0.01%-574
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 23,130 shares; 2017Q3: 38,024 shares; 2017Q4: 36,611 shares; 2018Q1: 37,050 shares 37,050$294K0.01%+439Timeline
RUTHS HOSPITALITY GROUP INCRUTHS HOSPITALITY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 9,477 shares; 2017Q3: 10,007 shares; 2017Q4: 11,759 shares; 2018Q1: 12,015 shares 12,015$294K0.01%+256
ANIKANIKA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 4,715 shares; 2017Q3: 4,893 shares; 2017Q4: 5,714 shares; 2018Q1: 5,829 shares 5,829$290K0.01%+115Timeline
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 17,950 shares; 2017Q3: 17,950 shares; 2017Q4: 17,350 shares; 2018Q1: 18,100 shares 18,100$290K0.01%+750
SWKSTANLEY BLACK & DECKER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 25,255 shares; 2018Q1: 1,885 shares 1,885$289K0.01%-23,370Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 8,520 shares; 2017Q3: 5,976 shares; 2017Q4: 4,970 shares; 2018Q1: 4,993 shares 4,993$288K0.01%+23
CCCHEMOURS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 6,137 shares; 2018Q1: 5,897 shares 5,897$287K0.01%-240Timeline
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 2,439 shares 2,439$286K0.01%newTimeline
HASHASBRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 2,728 shares; 2017Q3: 33,414 shares; 2017Q4: 3,296 shares; 2018Q1: 3,354 shares 3,354$283K0.01%+58Timeline
OREALTY INCOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 6,578 shares; 2017Q3: 6,292 shares; 2017Q4: 5,698 shares; 2018Q1: 5,477 shares 5,477$283K0.01%-221Timeline
XETYXEATON VANCE TAX-MANAGED DIVEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 14,789 shares; 2017Q3: 14,789 shares; 2017Q4: 13,989 shares; 2018Q1: 24,389 shares 24,389$282K<0.01%+10,400Timeline
CCKCROWN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 6,166 shares; 2017Q3: 6,066 shares; 2017Q4: 5,566 shares; 2018Q1: 5,516 shares 5,516$280K<0.01%-50Timeline
FXGFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 7,310 shares; 2017Q3: 7,310 shares; 2017Q4: 6,440 shares; 2018Q1: 5,965 shares 5,965$280K<0.01%-475Timeline
MAAMID-AMER APT CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 3,147 shares; 2017Q3: 3,078 shares; 2017Q4: 3,078 shares; 2018Q1: 3,051 shares 3,051$278K<0.01%-27Timeline
WLKWESTLAKE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 2,524 shares; 2017Q4: 2,524 shares; 2018Q1: 2,480 shares 2,480$276K<0.01%-44Timeline
HBBHAMILTON BEACH BRANDS HLDG CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 13,012 shares 13,012$276K<0.01%newTimeline
EFXEQUIFAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 2,573 shares; 2017Q3: 2,323 shares; 2017Q4: 2,668 shares; 2018Q1: 2,328 shares 2,328$274K<0.01%-340Timeline
IONSIONIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 5,500 shares; 2017Q3: 5,500 shares; 2017Q4: 5,563 shares; 2018Q1: 6,200 shares 6,200$273K<0.01%+637Timeline
ADIANALOG DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 2,831 shares; 2017Q3: 2,831 shares; 2017Q4: 2,759 shares; 2018Q1: 2,973 shares 2,973$271K<0.01%+214Timeline
WGL HLDGS INCWGL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 4,690 shares; 2017Q3: 3,421 shares; 2017Q4: 3,421 shares; 2018Q1: 3,224 shares 3,224$270K<0.01%-197
EIXEDISON INTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 2,681 shares; 2017Q3: 2,671 shares; 2017Q4: not reported; 2018Q1: 4,204 shares 4,204$268K<0.01%newTimeline
U S SILICA HLDGS INCU S SILICA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 11,433 shares; 2017Q3: 10,912 shares; 2017Q4: 10,766 shares; 2018Q1: 10,434 shares 10,434$266K<0.01%-332
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 7,075 shares; 2017Q3: 7,013 shares; 2017Q4: 6,589 shares; 2018Q1: 5,784 shares 5,784$265K<0.01%-805Timeline
XPOXPO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 2,591 shares 2,591$264K<0.01%newTimeline
DGRWWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 6,535 shares 6,535$264K<0.01%newTimeline
FEMBFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 5,174 shares; 2017Q4: 6,100 shares; 2018Q1: 6,185 shares 6,185$264K<0.01%+85Timeline
RYROYAL BK CDAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 3,401 shares; 2017Q3: 3,401 shares; 2017Q4: 3,401 shares; 2018Q1: 3,401 shares 3,401$263K<0.01%0Timeline
HRBBLOCK H & R INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 10,337 shares; 2017Q3: 10,337 shares; 2017Q4: 10,337 shares; 2018Q1: 10,337 shares 10,337$263K<0.01%0Timeline
SONIC CORPSONIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 8,553 shares; 2017Q3: 8,877 shares; 2017Q4: 10,082 shares; 2018Q1: 10,426 shares 10,426$263K<0.01%+344
MKCMCCORMICK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 2,069 shares; 2017Q4: 2,069 shares; 2018Q1: 2,464 shares 2,464$262K<0.01%+395Timeline
HYLSFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 4,252 shares; 2017Q4: 5,240 shares; 2018Q1: 5,507 shares 5,507$262K<0.01%+267Timeline
IXNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 1,676 shares; 2017Q3: 1,623 shares; 2017Q4: not reported; 2018Q1: 1,643 shares 1,643$260K<0.01%newTimeline
CTASCINTAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 1,911 shares; 2017Q3: 1,726 shares; 2017Q4: 1,684 shares; 2018Q1: 1,512 shares 1,512$258K<0.01%-172Timeline
AMERICAN OUTDOOR BRANDS CORPAMERICAN OUTDOOR BRANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 27,845 shares; 2017Q3: 26,489 shares; 2017Q4: 26,105 shares; 2018Q1: 24,993 shares 24,993$258K<0.01%-1,112
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 9,866 shares; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 15,893 shares 15,893$258K<0.01%new
CDNSCADENCE DESIGN SYSTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 111,617 shares; 2017Q3: 110,071 shares; 2017Q4: 11,063 shares; 2018Q1: 6,951 shares 6,951$256K<0.01%-4,112Timeline
CFCF INDUSTRIES HOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 12,105 shares; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 6,724 shares 6,724$254K<0.01%newTimeline
PZZAPAPA JOHNS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 7,552 shares; 2017Q3: 7,749 shares; 2017Q4: 4,447 shares; 2018Q1: 4,434 shares 4,434$254K<0.01%-13Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 11,371 shares; 2017Q3: 11,849 shares; 2017Q4: 11,849 shares; 2018Q1: 3,749 shares 3,749$253K<0.01%-8,100
SPRSPIRIT AEROSYSTEMS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 3,023 shares 3,023$253K<0.01%newTimeline
EHCENCOMPASS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 4,385 shares 4,385$251K<0.01%newTimeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 18,132 shares; 2017Q3: 18,287 shares; 2017Q4: 18,152 shares; 2018Q1: 6,441 shares 6,441$248K<0.01%-11,711
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 7,812 shares; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 6,341 shares 6,341$247K<0.01%newTimeline
AZNASTRAZENECA PLC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 42,166 shares; 2017Q3: 6,925 shares; 2017Q4: 7,180 shares; 2018Q1: 7,002 shares 7,002$245K<0.01%-178Timeline
DRIDARDEN RESTAURANTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 2,864 shares 2,864$244K<0.01%newTimeline
BXPBXP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 2,773 shares; 2017Q3: 2,623 shares; 2017Q4: 2,398 shares; 2018Q1: 1,983 shares 1,983$244K<0.01%-415Timeline
JUNIPER NETWORKS INCJUNIPER NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 10,375 shares; 2017Q3: 10,275 shares; 2017Q4: 10,177 shares; 2018Q1: 9,950 shares 9,950$242K<0.01%-227
NYTNEW YORK TIMES CO MTN BEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 10,000 shares; 2018Q1: 10,000 shares 10,000$241K<0.01%0Timeline
FMBFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 5,475 shares; 2017Q3: 5,399 shares; 2017Q4: 4,101 shares; 2018Q1: 4,544 shares 4,544$239K<0.01%+443Timeline
ORBITAL ATK INCORBITAL ATK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 1,785 shares; 2017Q4: 1,785 shares; 2018Q1: 1,785 shares 1,785$237K<0.01%0
VCRVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 1,667 shares; 2017Q4: not reported; 2018Q1: 1,480 shares 1,480$235K<0.01%newTimeline
BIGGQBIG LOTS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 6,576 shares; 2017Q3: 5,154 shares; 2017Q4: 5,823 shares; 2018Q1: 5,393 shares 5,393$235K<0.01%-430Timeline
MONSANTO CO NEWMONSANTO CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 2,759 shares; 2017Q3: 2,509 shares; 2017Q4: 2,483 shares; 2018Q1: 2,018 shares 2,018$235K<0.01%-465
CHTRCHARTER COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 590 shares; 2017Q4: 690 shares; 2018Q1: 750 shares 750$233K<0.01%+60Timeline
HARRIS CORP INCHARRIS CORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 1,445 shares; 2018Q1: 1,445 shares 1,445$233K<0.01%0
HYMBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 4,978 shares; 2017Q3: 4,963 shares; 2017Q4: 3,755 shares; 2018Q1: 4,165 shares 4,165$232K<0.01%+410Timeline
UTHRUNITED THERAPEUTICS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 1,464 shares; 2018Q1: 2,053 shares 2,053$231K<0.01%+589Timeline
MOVMOVADO GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 6,003 shares 6,003$231K<0.01%newTimeline
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 10,343 shares; 2017Q4: 10,552 shares; 2018Q1: 11,152 shares 11,152$231K<0.01%+600
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 123,289 shares; 2017Q3: 25,014 shares; 2017Q4: 14,490 shares; 2018Q1: 13,585 shares 13,585$231K<0.01%-905
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 1,311 shares; 2017Q3: 1,383 shares; 2017Q4: 1,293 shares; 2018Q1: 1,293 shares 1,293$228K<0.01%0
DUFF & PHELPS SLT ENGY AND MDUFF & PHELPS SLT ENGY AND MQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 11,000 shares; 2018Q1: 43,500 shares 43,500$224K<0.01%+32,500
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 1,728 shares; 2017Q3: 1,738 shares; 2017Q4: 1,728 shares; 2018Q1: 1,563 shares 1,563$222K<0.01%-165Timeline
WSRWHITESTONE REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 29,679 shares; 2017Q3: 28,377 shares; 2017Q4: 28,689 shares; 2018Q1: 21,303 shares 21,303$221K<0.01%-7,386Timeline
PFGPRINCIPAL FINANCIAL GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 4,254 shares; 2017Q3: 3,534 shares; 2017Q4: 3,534 shares; 2018Q1: 3,540 shares 3,540$216K<0.01%+6Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 4,733 shares; 2017Q3: 7,808 shares; 2017Q4: 4,971 shares; 2018Q1: 2,413 shares 2,413$215K<0.01%-2,558
TSMTAIWAN SEMICONDUCTOR MANUFACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 5,581 shares; 2017Q4: not reported; 2018Q1: 4,894 shares 4,894$214K<0.01%newTimeline
NCNACCO INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 6,506 shares; 2017Q3: 6,506 shares; 2017Q4: 6,506 shares; 2018Q1: 6,506 shares 6,506$214K<0.01%0Timeline
PHPARKER-HANNIFIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 1,167 shares; 2017Q4: 1,348 shares; 2018Q1: 1,248 shares 1,248$213K<0.01%-100Timeline
UVVUNIVERSAL CORP VA MTNS BK ENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 4,386 shares; 2017Q4: 4,386 shares; 2018Q1: 4,386 shares 4,386$213K<0.01%0Timeline
SRLNSSGA ACTIVE ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 4,669 shares; 2017Q4: not reported; 2018Q1: 4,483 shares 4,483$213K<0.01%newTimeline
QQXTFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 4,412 shares 4,412$213K<0.01%newTimeline
RWOSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 4,402 shares; 2018Q1: 4,529 shares 4,529$210K<0.01%+127Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 709 shares 709$209K<0.01%newTimeline
HIGHLAND FDS IHIGHLAND FDS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 11,429 shares 11,429$209K<0.01%new
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 3,675 shares; 2017Q3: 2,177 shares; 2017Q4: 1,863 shares; 2018Q1: 1,429 shares 1,429$208K<0.01%-434Timeline
RFREGIONS FINANCIAL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 20,168 shares; 2017Q3: 18,168 shares; 2017Q4: 16,155 shares; 2018Q1: 11,170 shares 11,170$208K<0.01%-4,985Timeline
DTEDTE ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 1,992 shares 1,992$208K<0.01%newTimeline
OGEOGE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 6,325 shares 6,325$207K<0.01%newTimeline
SSPSCRIPPS E W CO OHIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 17,149 shares 17,149$206K<0.01%newTimeline
VGITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 3,252 shares 3,252$205K<0.01%newTimeline
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 3,291 shares 3,291$205K<0.01%new
ABERDEEN GTR CHINA FD INCABERDEEN GTR CHINA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 15,131 shares; 2017Q3: 15,131 shares; 2017Q4: 15,131 shares; 2018Q1: 15,131 shares 15,131$204K<0.01%0
SUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 2,328 shares; 2017Q3: 2,328 shares; 2017Q4: 2,328 shares; 2018Q1: 1,928 shares 1,928$202K<0.01%-400Timeline
CNPCENTERPOINT ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 7,353 shares 7,353$201K<0.01%newTimeline
AOSSMITH A O CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 11,158 shares; 2017Q3: 7,153 shares; 2017Q4: 4,105 shares; 2018Q1: 3,152 shares 3,152$201K<0.01%-953Timeline
IGFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 6,799 shares; 2017Q3: 25,095 shares; 2017Q4: not reported; 2018Q1: 4,668 shares 4,668$200K<0.01%newTimeline
TILE SHOP HLDGS INCTILE SHOP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: 10,271 shares; 2017Q4: 17,202 shares; 2018Q1: 33,210 shares 33,210$199K<0.01%+16,008
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 15,550 shares; 2017Q3: 15,750 shares; 2017Q4: 15,750 shares; 2018Q1: 15,750 shares 15,750$186K<0.01%0Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 16,767 shares; 2017Q3: 16,413 shares; 2017Q4: 12,975 shares; 2018Q1: 12,975 shares 12,975$173K<0.01%0Timeline
AHRTAH RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 13,270 shares; 2017Q3: 12,410 shares; 2017Q4: 12,410 shares; 2018Q1: 12,410 shares 12,410$170K<0.01%0Timeline
LOOPLOOP INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 10,000 shares; 2018Q1: 10,000 shares 10,000$145K<0.01%0Timeline
GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 19,176 shares; 2017Q3: 14,176 shares; 2017Q4: 14,177 shares; 2018Q1: 14,098 shares 14,098$121K<0.01%-79
CRD-ACRAWFORD & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 33,430 shares; 2017Q3: 33,430 shares; 2017Q4: 33,430 shares; 2018Q1: 14,074 shares 14,074$113K<0.01%-19,356Timeline
KERYX BIOPHARMACEUTICALSKERYX BIOPHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 15,000 shares; 2018Q1: 23,000 shares 23,000$94K<0.01%+8,000
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 224,194 shares; 2017Q3: 182,736 shares; 2017Q4: 20,740 shares; 2018Q1: 11,800 shares 11,800$77K<0.01%-8,940Timeline
PNNTPENNANTPARK INVTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 11,751 shares; 2017Q3: 11,977 shares; 2017Q4: 10,977 shares; 2018Q1: 10,977 shares 10,977$73K<0.01%0Timeline
MEDLEY CAP CORPMEDLEY CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 22,164 shares; 2017Q3: 22,292 shares; 2017Q4: 19,708 shares; 2018Q1: 16,356 shares 16,356$65K<0.01%-3,352
PSLVSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 10,000 shares 10,000$60K<0.01%newTimeline
NAKNORTHERN DYNASTY MINERALS LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: 25,000 shares; 2017Q3: 30,525 shares; 2017Q4: 30,600 shares; 2018Q1: 30,600 shares 30,600$28K<0.01%0Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
VMRKVIVMARK RESIDENTIAL SH BEN INTput5,765$355K0

Sold out in Q1 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ACNACCENTURE PLC IRELAND77,964$11.9Mput
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INC74,396$4.91Mshares
AVYAVERY DENNISON CORP36,105$4.15Mshares
REGAL ENTMT GROUPREGAL ENTMT GROUP61,705$1.42Mshares
OMFONEMAIN HLDGS INC50,200$1.3Mshares
VANTIV INCVANTIV INC15,955$1.17Mshares
BROADCOM LTDBROADCOM LTD4,012$1.03Mshares
HANESBRANDS INCHANESBRANDS INC42,056$879Kshares
PRICELINE GRP INCPRICELINE GRP INC439$763Kshares
CMPCOMPASS MINERALS INTL INC10,338$747Kshares
DIREXION SHS ETF TR ZACKS M…DIREXION SHS ETF TR ZACKS MLP38,953$623Kshares
WGOWINNEBAGO INDS INC10,008$556Kshares
EMCBWISDOMTREE TR7,496$545Kshares
CRUSCIRRUS LOGIC INC10,156$527Kshares
FBINFORTUNE BRANDS INNOVATIONS I6,210$425Kshares
XLPSELECT SECTOR SPDR TR7,318$416Kshares
ALBALBEMARLE CORP3,121$399Kshares
MHKMOHAWK INDS INC1,396$385Kshares
BARD C R INCBARD C R INC1,107$367Kshares
STERICYCLE INCSTERICYCLE INC5,342$363Kshares
WMBWILLIAMS COS INC10,842$331Kshares
EDCONSOLIDATED EDISON INC3,727$317Kshares
SEESEALED AIR CORP NEW5,739$283Kshares
WELLWELLTOWER INC4,256$271Kshares
TRTOOTSIE ROLL INDS INC7,024$256Kshares
CWTCALIFORNIA WTR SVC GROUP5,600$254Kshares
INGRINGREDION INC1,805$252Kshares
CHASE CORPCHASE CORP2,088$252Kshares
FHNFIRST HORIZON CORPORATION12,383$248Kshares
EPDENTERPRISE PRODS PARTNERS L9,160$243Kshares
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COM3,466$243Kshares
POWERSHARES S&amp;P SMALLCA…POWERSHARES S&amp;P SMALLCAP LOW5,029$233Kshares
SHIRE PLCSHIRE PLC1,444$224Kshares
JACKJACK IN THE BOX INC2,250$221Kshares
CBS CORP NEWCBS CORP NEW3,704$219Kshares
HEALTHSOUTH CORPHEALTHSOUTH CORP4,405$218Kshares
ARCONIC INCARCONIC INC7,927$216Kshares
FMSFRESENIUS MEDICAL CARE AG4,098$215Kshares
IAGGISHARES TR4,115$214Kshares
LAMRLAMAR ADVERTISING CO2,849$212Kshares
XEVTXEATON VANCE TAX ADVT DIV INC9,100$212Kshares
CRICARTERS INC1,785$210Kshares
IFFINTERNATIONAL FLAVORS&FRAGRA1,328$203Kshares
MBBISHARES TR1,881$200Kshares
AAALCOA CORP3,720$200Kshares
JBLUJETBLUE AIRWAYS CORP8,960$200Kshares
Invesco Global Listed Priva…Invesco Global Listed Private Equ…10,473$130Kshares
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES IN12,168$69Kshares
APPROACH RESOURCES INCAPPROACH RESOURCES INC10,000$30Kshares

How Q1 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000891092-18-004119 base2018-05-02acceptance time not in the bulk data set