HL FINANCIAL SERVICES LLC

13F filer, CIK 1430233, Louisville, KY

HL FINANCIAL SERVICES LLC reported $5,166,119,000 across 608 holdings for the quarter ended 2017-12-31, in a 13F-HR filed 2018-02-01. Its ten largest share positions make up 36.54% of the portfolio.

Filed 2018-02-01 (acceptance time not in the bulk data set), ingested 2026-10-07 19:06:41 UTC13F-HR 0000891092-18-000718

Period: 2017-12-31
Reported value: $5.17B
Holdings: 608
Top 10 weight: 36.54%
New: 45
Sold out: 112

Largest buys vs the previous quarter

Security	Shares change	Approx. value
ALLERGAN PLCadded	+358,792	$58.7M
FXLadded	+138,521	$7.11M
METAadded	+30,324	$5.35M
INDEXIQ ETF TR IQ GLBnew	+163,494	$4.67M
ZTSadded	+62,670	$4.51M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
VEAexited	-1,127,889	-$49M
HDreduced	-202,689	-$38.4M
IWRexited	-132,690	-$26.2M
MATreduced	-1,562,043	-$24M
IVVexited	-91,206	-$23.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2017

Share positions as resolved from 13F-HR 0000891092-18-000718, largest first. % of portfolio is the value over $5,153,815,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCS	4,071	$313K	0.01%	-4,444
FXGFIRST TR EXCHANGE-TRADED FD	6,440	$313K	0.01%	-870	Timeline
BXPBXP INC	2,398	$312K	0.01%	-225	Timeline
MAAMID-AMER APT CMNTYS INC	3,078	$310K	0.01%	0	Timeline
ANIKANIKA THERAPEUTICS INC	5,714	$308K	0.01%	+821	Timeline
CCCHEMOURS CO	6,137	$307K	0.01%	new	Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	21,010	$304K	0.01%	-2,705
GOOSCANADA GOOSE HLDGS INC	9,581	$302K	0.01%	new	Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	36,611	$301K	0.01%	-1,413	Timeline
HASHASBRO INC	3,296	$300K	0.01%	-30,118	Timeline
WGL HLDGS INCWGL HLDGS INC	3,421	$294K	0.01%	0
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	10,177	$290K	0.01%	-98
MONSANTO CO NEWMONSANTO CO NEW	2,483	$290K	0.01%	-26
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A	17,350	$290K	0.01%	-600
PSFCOHEN & STEERS SELECT PFD &	10,200	$288K	0.01%	0	Timeline
TOTAL SYS SVCS INCTOTAL SYS SVCS INC	3,593	$284K	0.01%	0
CRD-ACRAWFORD & CO	33,430	$284K	0.01%	0	Timeline
SEESEALED AIR CORP NEW	5,739	$283K	0.01%	new	Timeline
IONSIONIS PHARMACEUTICALS INC	5,563	$280K	0.01%	+63	Timeline
FIRSTCASH HOLDINGS INC.FIRSTCASH HOLDINGS INC.	4,144	$280K	0.01%	-43
RFREGIONS FINANCIAL CORP NEW	16,155	$279K	0.01%	-2,013	Timeline
GSLCGOLDMAN SACHS ETF TR	5,232	$279K	0.01%	new	Timeline
RYROYAL BK CDA	3,401	$278K	0.01%	0	Timeline
SONIC CORPSONIC CORP	10,082	$277K	0.01%	+1,205
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	4,970	$275K	0.01%	-1,006
FXDFIRST TR EXCHANGE-TRADED FD	6,488	$273K	0.01%	0	Timeline
WELLWELLTOWER INC	4,256	$271K	0.01%	-38	Timeline
HRBBLOCK H & R INC	10,337	$271K	0.01%	0	Timeline
PHPARKER-HANNIFIN CORP	1,348	$269K	0.01%	+181	Timeline
GNTXGENTEX CORP	12,831	$269K	0.01%	+1,677	Timeline
WLKWESTLAKE CORPORATION	2,524	$269K	0.01%	0	Timeline
ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INC	4,027	$267K	0.01%	-51
AMTAMERICAN TOWER CORP	1,863	$266K	0.01%	-314	Timeline
LPXLOUISIANA PAC CORP	10,000	$263K	0.01%	0	Timeline
CTASCINTAS CORP	1,684	$262K	0.01%	-42	Timeline
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	14,490	$258K	0.01%	-10,524
FEMBFIRST TR EXCH TRADED FD III	6,100	$257K	<0.01%	+926	Timeline
TRTOOTSIE ROLL INDS INC	7,024	$256K	<0.01%	0	Timeline
HYLSFIRST TR EXCHANGE-TRADED FD	5,240	$255K	<0.01%	+988	Timeline
PLAYDAVE & BUSTERS ENTMT INC	4,629	$255K	<0.01%	-39	Timeline
RUTHS HOSPITALITY GROUP INCRUTHS HOSPITALITY GROUP INC	11,759	$255K	<0.01%	+1,752
CWTCALIFORNIA WTR SVC GROUP	5,600	$254K	<0.01%	-2,700	Timeline
INGRINGREDION INC	1,805	$252K	<0.01%	-298	Timeline
AOSSMITH A O CORP	4,105	$252K	<0.01%	-3,048	Timeline
CHASE CORPCHASE CORP	2,088	$252K	<0.01%	+32
PZZAPAPA JOHNS INTL INC	4,447	$250K	<0.01%	-3,302	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	3,534	$249K	<0.01%	0	Timeline
AZNASTRAZENECA PLC-SPONS ADR	7,180	$249K	<0.01%	+255	Timeline
FHNFIRST HORIZON CORPORATION	12,383	$248K	<0.01%	-1,100	Timeline
ADIANALOG DEVICES INC	2,759	$246K	<0.01%	-72	Timeline
NCNACCO INDS INC	6,506	$245K	<0.01%	0	Timeline
SUBISHARES TR	2,328	$244K	<0.01%	0	Timeline
VUGVANGUARD INDEX FDS	1,728	$243K	<0.01%	-10	Timeline
EPDENTERPRISE PRODS PARTNERS L	9,160	$243K	<0.01%	new	Timeline
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COM	3,466	$243K	<0.01%	new
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS	1,293	$236K	<0.01%	-90
ORBITAL ATK INCORBITAL ATK INC	1,785	$235K	<0.01%	0
HCAHCA HEALTHCARE INC	2,650	$233K	<0.01%	-45	Timeline
POWERSHARES S&P SMALLCA…POWERSHARES S&P SMALLCAP LOW	5,029	$233K	<0.01%	new
CHTRCHARTER COMMUNICATIONS INC	690	$232K	<0.01%	+100	Timeline
ABAXIS INCABAXIS INC	4,653	$231K	<0.01%	new
UVVUNIVERSAL CORP VA MTNS BK EN	4,386	$230K	<0.01%	0	Timeline
SHIRE PLCSHIRE PLC	1,444	$224K	<0.01%	-31
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCO	10,552	$223K	<0.01%	+209
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	5,247	$223K	<0.01%	-804
JACKJACK IN THE BOX INC	2,250	$221K	<0.01%	0	Timeline
FMBFIRST TR EXCH TRADED FD III	4,101	$219K	<0.01%	-1,298	Timeline
CBS CORP NEWCBS CORP NEW	3,704	$219K	<0.01%	-3,850
HEALTHSOUTH CORPHEALTHSOUTH CORP	4,405	$218K	<0.01%	0
UTHRUNITED THERAPEUTICS CORP DEL	1,464	$217K	<0.01%	new	Timeline
ARCONIC INCARCONIC INC	7,927	$216K	<0.01%	-7,043
FMSFRESENIUS MEDICAL CARE AG	4,098	$215K	<0.01%	new	Timeline
RWOSPDR INDEX SHS FDS	4,402	$215K	<0.01%	new	Timeline
IAGGISHARES TR	4,115	$214K	<0.01%	+229	Timeline
HIIHUNTINGTON INGALLS INDS INC	899	$212K	<0.01%	new	Timeline
LAMRLAMAR ADVERTISING CO	2,849	$212K	<0.01%	new	Timeline
XEVTXEATON VANCE TAX ADVT DIV INC	9,100	$212K	<0.01%	0	Timeline
MKCMCCORMICK & CO INC	2,069	$211K	<0.01%	0	Timeline
VEEVVEEVA SYS INC	3,794	$210K	<0.01%	new	Timeline
CRICARTERS INC	1,785	$210K	<0.01%	new	Timeline
HYMBSPDR SERIES TRUST	3,755	$209K	<0.01%	-1,208	Timeline
HARRIS CORP INCHARRIS CORP INC	1,445	$205K	<0.01%	new
IFFINTERNATIONAL FLAVORS&FRAGRA	1,328	$203K	<0.01%	-121	Timeline
KWEBKRANESHARES TRUST	3,431	$201K	<0.01%	new	Timeline
MBBISHARES TR	1,881	$200K	<0.01%	new	Timeline
AAALCOA CORP	3,720	$200K	<0.01%	new	Timeline
JBLUJETBLUE AIRWAYS CORP	8,960	$200K	<0.01%	-144,877	Timeline
AHRTAH RLTY TR INC	12,410	$193K	<0.01%	0	Timeline
GOLDCORP INC NEWGOLDCORP INC NEW	15,010	$192K	<0.01%	-1,570
CSQCALAMOS STRATEGIC TOTAL RETU	15,750	$190K	<0.01%	0	Timeline
ABERDEEN GTR CHINA FD INCABERDEEN GTR CHINA FD INC	15,131	$189K	<0.01%	0
NYTNEW YORK TIMES CO MTN BE	10,000	$185K	<0.01%	new	Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	12,975	$185K	<0.01%	-3,438	Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	13,989	$171K	<0.01%	-800	Timeline
TILE SHOP HLDGS INCTILE SHOP HLDGS INC	17,202	$165K	<0.01%	+6,931
LOOPLOOP INDS INC	10,000	$145K	<0.01%	new	Timeline
PSECPROSPECT CAP CORP	20,740	$140K	<0.01%	-161,996	Timeline
GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATION	14,177	$131K	<0.01%	+1
Invesco Global Listed Priva…Invesco Global Listed Private Equ…	10,473	$130K	<0.01%	new
MEDLEY CAP CORPMEDLEY CAP CORP	19,708	$103K	<0.01%	-2,584
PNNTPENNANTPARK INVTS CORP	10,977	$76K	<0.01%	-1,000	Timeline
KERYX BIOPHARMACEUTICALSKERYX BIOPHARMACEUTICALS	15,000	$70K	<0.01%	new
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES IN	12,168	$69K	<0.01%	-222,582
DUFF & PHELPS SLT ENGY AND MDUFF & PHELPS SLT ENGY AND M	11,000	$64K	<0.01%	new
NAKNORTHERN DYNASTY MINERALS LT	30,600	$54K	<0.01%	+75	Timeline
APPROACH RESOURCES INCAPPROACH RESOURCES INC	10,000	$30K	<0.01%	-600

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
ACNACCENTURE PLC IRELAND COM	put	77,964	$11.9M	new
VMRKVIVMARK RESIDENTIAL SH BEN INT	put	5,765	$368K	-60

Sold out in Q4 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 112. All 112

Security	Shares before	Value before	Type
VEAVANGUARD TAX-MANAGED FDS	1,127,889	$49M	shares
IWRISHARES TR	132,690	$26.2M	shares
IVVISHARES TR	91,206	$23.1M	shares
EFAISHARES TR	236,668	$16.2M	shares
VBVANGUARD INDEX FDS	112,329	$15.9M	shares
AGGISHARES TR	139,738	$15.3M	shares
VOVANGUARD INDEX FDS	84,724	$12.5M	shares
BSVVANGUARD BD INDEX FDS	146,975	$11.7M	shares
IWMISHARES TR	76,671	$11.4M	shares
ACNACCENTURE PLC IRELAND	81,937	$11.1M	shares
IVWISHARES TR	55,828	$8.01M	shares
IVEISHARES TR	73,876	$7.97M	shares
IJRISHARES TR	96,885	$7.19M	shares
IGSBISHARES TR	62,739	$6.61M	shares
IJHISHARES TR	34,424	$6.16M	shares
IWFISHARES TR	41,263	$5.16M	shares
EFVISHARES TR	91,116	$4.97M	shares
IWDISHARES TR	39,403	$4.67M	shares
IGIBISHARES TR	38,801	$4.27M	shares
O-I GLASS, INC.O-I GLASS, INC.	146,550	$3.69M	shares
TIPISHARES TR	30,198	$3.43M	shares
IGEISHARES TR	101,038	$3.4M	shares
IJKISHARES TR	16,554	$3.35M	shares
IWSISHARES TR	35,853	$3.04M	shares
ICFISHARES TR	29,588	$2.98M	shares
EEMISHARES TR	64,483	$2.89M	shares
FTGCFIRST TR EXCHANGE TRAD FD VI	138,873	$2.79M	shares
USMVISHARES TR	52,408	$2.64M	shares
SHYISHARES TR	27,663	$2.34M	shares
FLOTISHARES TR	42,439	$2.16M	shares
IJJISHARES TR	14,134	$2.16M	shares
IEFISHARES TR	19,920	$2.12M	shares
GVIISHARES TR	15,853	$1.76M	shares
IWPISHARES TR	15,388	$1.74M	shares
EZUISHARES INC	37,189	$1.61M	shares
EMBISHARES TR	12,655	$1.47M	shares
VBRVANGUARD INDEX FDS	11,241	$1.44M	shares
DONWISDOMTREE TR	13,974	$1.4M	shares
DVYISHARES TR	14,149	$1.32M	shares
IDVISHARES TR	37,990	$1.28M	shares
PFFISHARES TR	32,492	$1.26M	shares
DEMWISDOMTREE TR	28,375	$1.22M	shares
VHTVANGUARD WORLD FD	7,861	$1.2M	shares
DESWISDOMTREE TR	14,210	$1.19M	shares
IGFISHARES TR	25,095	$1.14M	shares
SHOPSHOPIFY INC	9,573	$1.11M	shares
IWBISHARES TR	7,653	$1.07M	shares
VBKVANGUARD INDEX FDS	6,957	$1.06M	shares
VVVANGUARD INDEX FDS	9,049	$1.04M	shares
BNDVANGUARD BD INDEX FDS	12,340	$1.01M	shares
VTIVANGUARD INDEX FDS	7,640	$990K	shares
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	94,372	$951K	shares
SCZISHARES TR	14,977	$929K	shares
VYMVANGUARD WHITEHALL FDS	10,603	$860K	shares
IWNISHARES TR	6,886	$855K	shares
IGOVISHARES TR	16,867	$831K	shares
HYGISHARES TR	9,218	$818K	shares
ITAISHARES TR	4,566	$813K	shares
VFCV F CORP	12,730	$809K	shares
GLOBAL X FDSGLOBAL X FDS	34,431	$758K	shares
PIIPOLARIS INC	6,878	$720K	shares
IJTISHARES TR	4,172	$686K	shares
EFGISHARES TR	8,645	$669K	shares
TEVATEVA PHARMACEUTICAL INDS LTD	35,840	$631K	shares
EEMVISHARES INC	10,238	$595K	shares
CMCANADIAN IMPERIAL BANK OF CO	6,704	$587K	shares
HDVISHARES TR	6,779	$583K	shares
VOEVANGUARD INDEX FDS	5,284	$558K	shares
VGTVANGUARD WORLD FD	3,591	$546K	shares
Cyber Security ETFCyber Security ETF	17,551	$528K	shares
POWERSHARESPOWERSHARES	33,230	$512K	shares
LLOEWS CORP	10,447	$500K	shares
IYRISHARES TR	6,125	$489K	shares
ALBEMARLE CORPALBEMARLE CORP	3,372	$460K	shares
IJSISHARES TR	2,942	$436K	shares
GWXSPDR INDEX SHS FDS	11,565	$405K	shares
PLNTPLANET FITNESS MASTER ISSUER	14,499	$391K	shares
ESEVERSOURCE ENERGY	6,288	$380K	shares
DLNWISDOMTREE TR	4,296	$373K	shares
EFAVISHARES TR	5,012	$356K	shares
RSGREPUBLIC SVCS INC	5,385	$356K	shares
NOBLPROSHARES TR	5,955	$354K	shares
CBSHCOMMERCE BANCSHARES INC	5,978	$345K	shares
IWOISHARES TR	1,779	$318K	shares
ADVISORSHARES TRADVISORSHARES TR	8,290	$299K	shares
ENDO INTL PLCENDO INTL PLC	34,800	$298K	shares
IYWISHARES TR	1,853	$278K	shares
SCHASCHWAB STRATEGIC TR	3,825	$258K	shares
VCRVANGUARD WORLD FD	1,667	$239K	shares
QUALISHARES TR	3,099	$239K	shares
HPQHP INC	11,951	$239K	shares
KYNKAYNE ANDERSON ENERGY INFRST	12,959	$235K	shares
IXNISHARES TR	1,623	$231K	shares
UBS AG LONDON BRHUBS AG LONDON BRH	12,499	$227K	shares
SRLNSSGA ACTIVE ETF TR	4,669	$221K	shares
WHITING PETE CORP NEWWHITING PETE CORP NEW	39,870	$218K	shares
LTCLTC PPTYS INC	4,558	$214K	shares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	3,717	$212K	shares
TSMTAIWAN SEMICONDUCTOR MANUFAC	5,581	$210K	shares
CAPELLA EDUCATION COCAPELLA EDUCATION CO	3,001	$210K	shares

How Q4 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000891092-18-000718	base		2018-02-01	acceptance time not in the bulk data set	2026-10-07 19:06:41 UTC