HL FINANCIAL SERVICES LLC

13F filer, CIK 1430233, Louisville, KY

HL FINANCIAL SERVICES LLC reported $5,173,199,000 across 675 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-03. Its ten largest share positions make up 34.36% of the portfolio.

Filed 2017-11-03 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC13F-HR 0000891092-17-008024

Period: 2017-09-30
Reported value: $5.17B
Holdings: 675
Top 10 weight: 34.36%
New: 49
Sold out: 46

Largest buys vs the previous quarter

Security	Shares change	Approx. value
ORLYadded	+348,468	$75M
DOWDUPONT INCnew	+102,783	$7.12M
ALGNnew	+22,380	$4.17M
BAadded	+15,804	$4.02M
AMATadded	+76,999	$4.01M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
CSCOreduced	-704,905	-$23.7M
STAPLES INCexited	-1,712,037	-$17.2M
IVVreduced	-45,387	-$11.5M
MATreduced	-490,996	-$7.6M
NVDAreduced	-31,574	-$5.64M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0000891092-17-008024, largest first. % of portfolio is the value over $5,172,815,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	6,022	$465K	0.01%	-583
ALBEMARLE CORPALBEMARLE CORP	3,372	$460K	0.01%	new
BANK OF THE OZARKSBANK OF THE OZARKS	9,445	$454K	0.01%	-176
TSLATESLA INC	1,326	$452K	0.01%	+305	Timeline
SNASNAP ON INC	2,991	$446K	0.01%	-7,593	Timeline
FOX CORP CLASS BFOX CORP CLASS B	17,182	$443K	0.01%	0
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP	4,759	$442K	0.01%	-100
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	25,781	$439K	0.01%	-29,189
CBS CORP NEWCBS CORP NEW	7,554	$438K	0.01%	-19,355
IJSISHARES TR	2,942	$436K	0.01%	+283	Timeline
IHYVANECK ETF TRUST	16,908	$436K	0.01%	new	Timeline
GHYGISHARES INC	8,451	$435K	0.01%	+1,607	Timeline
TGTTARGET CORP	7,358	$434K	0.01%	-1,891	Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	35,144	$433K	0.01%	+864
EMHYISHARES INC	8,468	$430K	0.01%	+1,624	Timeline
EMCBWISDOMTREE TR	5,892	$430K	0.01%	+1,128	Timeline
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	25,014	$429K	0.01%	-98,275
AOSSMITH A O CORP	7,153	$425K	0.01%	-4,005	Timeline
ATOATMOS ENERGY CORP	4,993	$419K	0.01%	-983	Timeline
FDLFIRST TR EXCHANGE-TRADED FD	14,357	$417K	0.01%	0	Timeline
FBINFORTUNE BRANDS INNOVATIONS I	6,127	$412K	0.01%	+180	Timeline
EMLPFIRST TR EXCHANGE-TRADED FD	16,467	$408K	0.01%	+61	Timeline
MTDRMATADOR RES CO	14,924	$405K	0.01%	-705	Timeline
GWXSPDR INDEX SHS FDS	11,565	$405K	0.01%	+4,496	Timeline
AMERICAN OUTDOOR BRANDS CORPAMERICAN OUTDOOR BRANDS CORP	26,489	$404K	0.01%	-1,356
PRAXAIR INCPRAXAIR INC	2,860	$400K	0.01%	+50
FGMFIRST TR EXCH TRD ALPHDX FD	8,282	$396K	0.01%	+1,543	Timeline
PLNTPLANET FITNESS MASTER ISSUER	14,499	$391K	0.01%	-766	Timeline
LNCLINCOLN NATL CORP IND	5,327	$391K	0.01%	-200	Timeline
DOMTAR CORPDOMTAR CORP	9,010	$391K	0.01%	0
FSZFIRST TR EXCH TRD ALPHDX FD	7,544	$388K	0.01%	+1,420	Timeline
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD	10,092	$387K	0.01%	+1,854
BARRICK GOLD CORPBARRICK GOLD CORP	23,715	$382K	0.01%	-1,125
AMPAMERIPRISE FINL INC	2,568	$381K	0.01%	-20	Timeline
ESEVERSOURCE ENERGY	6,288	$380K	0.01%	-1,312	Timeline
KLACKLA CORP	3,552	$377K	0.01%	0	Timeline
CBCHUBB LIMITED	2,631	$375K	0.01%	-203	Timeline
DLNWISDOMTREE TR	4,296	$373K	0.01%	+280	Timeline
MHKMOHAWK INDS INC	1,504	$372K	0.01%	-13,300	Timeline
ARCONIC INCARCONIC INC	14,970	$372K	0.01%	-337
MNSTMONSTER BEVERAGE CORP NEW	6,721	$371K	0.01%	-59	Timeline
BLWBLACKROCK LTD DURATION INCOM	23,000	$371K	0.01%	+7,500	Timeline
WSRWHITESTONE REIT	28,377	$370K	0.01%	-1,302	Timeline
METMETLIFE INC	7,013	$364K	0.01%	-62	Timeline
CCKCROWN HLDGS INC	6,066	$362K	0.01%	-100	Timeline
WMBWILLIAMS COS INC	12,032	$361K	0.01%	-1,460	Timeline
CHDCHURCH & DWIGHT CO INC	7,435	$360K	0.01%	-413	Timeline
OREALTY INCOME CORP	6,292	$360K	0.01%	-286	Timeline
EFAVISHARES TR	5,012	$356K	0.01%	new	Timeline
EOGEOG RES INC	3,677	$356K	0.01%	-619	Timeline
RSGREPUBLIC SVCS INC	5,385	$356K	0.01%	+4	Timeline
NOBLPROSHARES TR	5,955	$354K	0.01%	+295	Timeline
CSGSCSG SYS INTL INC	8,785	$352K	0.01%	+298	Timeline
DVNDEVON ENERGY CORP NEW	9,575	$351K	0.01%	-1,659	Timeline
TIME WARNER INCTIME WARNER INC	3,374	$346K	0.01%	+300
CBSHCOMMERCE BANCSHARES INC	5,978	$345K	0.01%	-164	Timeline
LNGCHENIERE ENERGY INC	7,585	$342K	0.01%	+224	Timeline
U S SILICA HLDGS INCU S SILICA HLDGS INC	10,912	$339K	0.01%	-521
RBCAAREPUBLIC BANCORP INC KY	8,580	$334K	0.01%	0	Timeline
FXGFIRST TR EXCHANGE-TRADED FD	7,310	$334K	0.01%	0	Timeline
MAAMID-AMER APT CMNTYS INC	3,078	$329K	0.01%	-69	Timeline
XLPSELECT SECTOR SPDR TR	6,103	$329K	0.01%	-1,284	Timeline
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A	17,950	$324K	0.01%	0
XJQCXNUVEEN CR STRATEGIES INCOME	38,024	$323K	0.01%	+14,894	Timeline
BXPBXP INC	2,623	$322K	0.01%	-150	Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	5,976	$320K	0.01%	-2,544
CRD-ACRAWFORD & CO	33,430	$320K	0.01%	0	Timeline
IWOISHARES TR	1,779	$318K	0.01%	0	Timeline
CWTCALIFORNIA WTR SVC GROUP	8,300	$317K	0.01%	-3,500	Timeline
PRA HEALTH SCIENCES INCPRA HEALTH SCIENCES INC	4,063	$309K	0.01%	-185
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	4,000	$307K	0.01%	-4,538
TDIVFIRST TR EXCHANGE TRADED FD	9,438	$306K	0.01%	0	Timeline
WELLWELLTOWER INC	4,294	$302K	0.01%	-3,315	Timeline
MONSANTO CO NEWMONSANTO CO NEW	2,509	$301K	0.01%	-250
ADVISORSHARES TRADVISORSHARES TR	8,290	$299K	0.01%	-200
AMTAMERICAN TOWER CORP	2,177	$298K	0.01%	-1,498	Timeline
ENDO INTL PLCENDO INTL PLC	34,800	$298K	0.01%	-18,000
PEGPUBLIC SVC ENTERPRISE GROUP	6,359	$294K	0.01%	-1,419	Timeline
IDCCINTERDIGITAL INC	3,949	$292K	0.01%	+1,161	Timeline
PSFCOHEN & STEERS SELECT PFD &	10,200	$288K	0.01%	+1,500	Timeline
WGL HLDGS INCWGL HLDGS INC	3,421	$288K	0.01%	-1,269
FMBFIRST TR EXCH TRADED FD III	5,399	$287K	0.01%	-76	Timeline
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	10,275	$286K	0.01%	-100
CMCCOMMERCIAL METALS CO	14,955	$285K	0.01%	-795	Timeline
DXCDXC TECHNOLOGY CO	3,323	$285K	0.01%	-642	Timeline
ANIKANIKA THERAPEUTICS INC	4,893	$284K	0.01%	+178	Timeline
HYMBSPDR SERIES TRUST	4,963	$283K	0.01%	-15	Timeline
WMWASTE MGMT INC DEL	3,584	$280K	0.01%	+618	Timeline
IONSIONIS PHARMACEUTICALS INC	5,500	$279K	0.01%	0	Timeline
IYWISHARES TR	1,853	$278K	0.01%	0	Timeline
RFREGIONS FINANCIAL CORP NEW	18,168	$277K	0.01%	-2,000	Timeline
BIGGQBIG LOTS INC.	5,154	$276K	0.01%	-1,422	Timeline
HRBBLOCK H & R INC	10,337	$274K	0.01%	0	Timeline
LPXLOUISIANA PAC CORP	10,000	$271K	0.01%	0	Timeline
FEPFIRST TR EXCH TRD ALPHDX FD	7,095	$268K	0.01%	new	Timeline
ISHARES TRISHARES TR	10,650	$268K	0.01%	new
TRTOOTSIE ROLL INDS INC	7,024	$267K	0.01%	-884	Timeline
FIRSTCASH HOLDINGS INC.FIRSTCASH HOLDINGS INC.	4,187	$264K	0.01%	-50
RYROYAL BK CDA	3,401	$263K	0.01%	0	Timeline
FHNFIRST HORIZON CORPORATION	13,483	$258K	<0.01%	0	Timeline
SCHASCHWAB STRATEGIC TR	3,825	$258K	<0.01%	+25	Timeline
VANTIV INCVANTIV INC	3,648	$257K	<0.01%	+155
ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INC	4,078	$256K	<0.01%	-167
INGRINGREDION INC	2,103	$254K	<0.01%	-627	Timeline
UVVUNIVERSAL CORP VA MTNS BK EN	4,386	$251K	<0.01%	new	Timeline
CTASCINTAS CORP	1,726	$249K	<0.01%	-185	Timeline
FXDFIRST TR EXCHANGE-TRADED FD	6,488	$249K	<0.01%	0	Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	6,051	$248K	<0.01%	+244
SUBISHARES TR	2,328	$247K	<0.01%	0	Timeline
EFXEQUIFAX INC	2,323	$246K	<0.01%	-250	Timeline
PLAYDAVE & BUSTERS ENTMT INC	4,668	$245K	<0.01%	-300	Timeline
ADIANALOG DEVICES INC	2,831	$244K	<0.01%	0	Timeline
VCRVANGUARD WORLD FD	1,667	$239K	<0.01%	new	Timeline
QUALISHARES TR	3,099	$239K	<0.01%	+177	Timeline
HPQHP INC	11,951	$239K	<0.01%	-9,641	Timeline
ONBOLD NATL BANCORP IND	13,025	$238K	<0.01%	0	Timeline
ORBITAL ATK INCORBITAL ATK INC	1,785	$238K	<0.01%	new
KYNKAYNE ANDERSON ENERGY INFRST	12,959	$235K	<0.01%	-5,781	Timeline
AZNASTRAZENECA PLC-SPONS ADR	6,925	$235K	<0.01%	-35,241	Timeline
TOTAL SYS SVCS INCTOTAL SYS SVCS INC	3,593	$235K	<0.01%	0
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS	1,383	$232K	<0.01%	+72
IXNISHARES TR	1,623	$231K	<0.01%	-53	Timeline
VUGVANGUARD INDEX FDS	1,738	$231K	<0.01%	+10	Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	16,413	$229K	<0.01%	-354	Timeline
JACKJACK IN THE BOX INC	2,250	$229K	<0.01%	0	Timeline
CHASE CORPCHASE CORP	2,056	$229K	<0.01%	new
PFGPRINCIPAL FINANCIAL GROUP IN	3,534	$227K	<0.01%	-720	Timeline
UBS AG LONDON BRHUBS AG LONDON BRH	12,499	$227K	<0.01%	-3
SHIRE PLCSHIRE PLC	1,475	$226K	<0.01%	-52
SONIC CORPSONIC CORP	8,877	$226K	<0.01%	+324
FEMBFIRST TR EXCH TRADED FD III	5,174	$224K	<0.01%	new	Timeline
GNTXGENTEX CORP	11,154	$221K	<0.01%	+493	Timeline
SRLNSSGA ACTIVE ETF TR	4,669	$221K	<0.01%	new	Timeline
WHITING PETE CORP NEWWHITING PETE CORP NEW	39,870	$218K	<0.01%	-9,910
GOLDCORP INC NEWGOLDCORP INC NEW	16,580	$215K	<0.01%	-1,890
CHTRCHARTER COMMUNICATIONS INC	590	$214K	<0.01%	new	Timeline
HCAHCA HEALTHCARE INC	2,695	$214K	<0.01%	0	Timeline
LTCLTC PPTYS INC	4,558	$214K	<0.01%	0	Timeline
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCO	10,343	$214K	<0.01%	new
MKCMCCORMICK & CO INC	2,069	$212K	<0.01%	new	Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	3,717	$212K	<0.01%	0
TSMTAIWAN SEMICONDUCTOR MANUFAC	5,581	$210K	<0.01%	new	Timeline
WLKWESTLAKE CORPORATION	2,524	$210K	<0.01%	new	Timeline
RUTHS HOSPITALITY GROUP INCRUTHS HOSPITALITY GROUP INC	10,007	$210K	<0.01%	+530
SRSPIRE INC	2,816	$210K	<0.01%	new	Timeline
CAPELLA EDUCATION COCAPELLA EDUCATION CO	3,001	$210K	<0.01%	+215
HYLSFIRST TR EXCHANGE-TRADED FD	4,252	$209K	<0.01%	new	Timeline
PRTAPROTHENA CORP PLC	3,219	$208K	<0.01%	new	Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	1,449	$207K	<0.01%	new	Timeline
CERNER CORPCERNER CORP	2,899	$207K	<0.01%	-8,071
EIXEDISON INTL	2,671	$206K	<0.01%	-10	Timeline
GREAT PLAINS ENERGY INCGREAT PLAINS ENERGY INC	6,771	$205K	<0.01%	new
PHPARKER-HANNIFIN CORP	1,167	$204K	<0.01%	new	Timeline
BTIBRITISH AMERN TOB PLC	3,261	$204K	<0.01%	new	Timeline
HEALTHSOUTH CORPHEALTHSOUTH CORP	4,405	$204K	<0.01%	0
SHYGISHARES TR	4,209	$201K	<0.01%	new	Timeline
XEVTXEATON VANCE TAX ADVT DIV INC	9,100	$201K	<0.01%	new	Timeline
IAGGISHARES TR	3,886	$201K	<0.01%	new	Timeline
OKEONEOK INC NEW	3,612	$200K	<0.01%	-363	Timeline
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	13,450	$192K	<0.01%	-500
CSQCALAMOS STRATEGIC TOTAL RETU	15,750	$191K	<0.01%	+200	Timeline
TRIANGLE CAP CORPTRIANGLE CAP CORP	13,280	$190K	<0.01%	+2,030
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC	20,120	$188K	<0.01%	-3,325
ABERDEEN GTR CHINA FD INCABERDEEN GTR CHINA FD INC	15,131	$177K	<0.01%	0
HPEHEWLETT PACKARD ENTERPRISE C	11,798	$174K	<0.01%	-7,490	Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	14,789	$172K	<0.01%	0	Timeline
AHRTAH RLTY TR INC	12,410	$171K	<0.01%	-860	Timeline
HORIZON PHARMA PLCHORIZON PHARMA PLC	11,600	$147K	<0.01%	-5,000
GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATION	14,176	$135K	<0.01%	-5,000
MEDLEY CAP CORPMEDLEY CAP CORP	22,292	$133K	<0.01%	+128
TILE SHOP HLDGS INCTILE SHOP HLDGS INC	10,271	$130K	<0.01%	new
PNNTPENNANTPARK INVTS CORP	11,977	$90K	<0.01%	+226	Timeline
NAKNORTHERN DYNASTY MINERALS LT	30,525	$55K	<0.01%	+5,525	Timeline
APPROACH RESOURCES INCAPPROACH RESOURCES INC	10,600	$27K	<0.01%	+600

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
VMRKVIVMARK RESIDENTIAL SH BEN INT	put	5,825	$384K	0

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
STAPLES INCSTAPLES INC	1,712,037	$17.2M	shares
GLOBAL SOURCES LTDGLOBAL SOURCES LTD	217,504	$4.35M	shares
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	43,819	$3.54M	shares
ALBALBEMARLE CORP	32,322	$3.41M	shares
ULTAULTA BEAUTY INC	11,459	$3.29M	shares
Dow Chemical CompanyDow Chemical Company	47,495	$3M	shares
TLTISHARES TR	10,556	$1.32M	shares
FRIFIRST TR EXCHANGE-TRADED FD	56,506	$1.31M	shares
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS	29,131	$1.13M	shares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	85,145	$1.12M	shares
GMEGAMESTOP CORP	49,410	$1.07M	shares
CENTURYLINK INCCENTURYLINK INC	44,625	$1.07M	shares
FPFFIRST TR INTER DURATN PFD &	27,626	$685K	shares
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	8,831	$604K	shares
SOURCE CAPITAL COM SHS OF B…SOURCE CAPITAL COM SHS OF BEN I	15,430	$596K	shares
DWXSPDR INDEX SHS FDS	14,394	$563K	shares
POWERSHARES ETF TRUST INTL …POWERSHARES ETF TRUST INTL DIV	34,459	$530K	shares
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	3,352	$517K	shares
DGXQUEST DIAGNOSTICS INC	4,450	$495K	shares
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	7,202	$468K	shares
VISNVISTANCE NETWORKS INC	11,622	$442K	shares
NUVEEN CORPORATE INCM NOVEMENUVEEN CORPORATE INCM NOVEME	42,151	$426K	shares
XLESELECT SECTOR SPDR TR	6,541	$425K	shares
SCANA CORP NEWSCANA CORP NEW	5,632	$377K	shares
CFCF INDUSTRIES HOLD	12,105	$338K	shares
DELTA NATURAL GAS CO INCDELTA NATURAL GAS CO INC	10,700	$326K	shares
THE COOPER COMPANIESTHE COOPER COMPANIES	1,287	$308K	shares
VMCVULCAN MATLS CO	2,400	$304K	shares
GDXJVANECK ETF TRUST	8,800	$294K	shares
CRICARTERS INC	3,188	$284K	shares
EXCEXELON CORP	7,812	$282K	shares
GENERAL MTRS COGENERAL MTRS CO	15,561	$271K	shares
DBEUDBX ETF TR	9,738	$267K	shares
QABAFIRST TR EXCHANGE-TRADED FD	4,963	$251K	shares
NEMNEWMONT CORP	7,322	$237K	shares
NWLNEWELL BRANDS INC	4,202	$225K	shares
TIFFANY & CO NEWTIFFANY & CO NEW	2,298	$216K	shares
LAMRLAMAR ADVERTISING CO	2,905	$214K	shares
SEESEALED AIR CORP NEW	4,647	$208K	shares
CORCENCORA INC	2,152	$203K	shares
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP	9,866	$201K	shares
FCXFREEPORT MCMORAN INC	12,828	$154K	shares
ATWOOD OCEANICS INCATWOOD OCEANICS INC	15,379	$125K	shares
INTELLIPHARMACEUTICS INTERNAINTELLIPHARMACEUTICS INTERNA	33,000	$69K	shares
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	10,450	$52K	shares
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	22,079	$26K	shares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000891092-17-008024	base		2017-11-03	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC