Highlander Capital Management, LLC
Follow13F filer, CIK 1519113, SHORT HILLS, NJ
Highlander Capital Management, LLC reported $280,774,368 across 988 holdings for the quarter ended 2023-12-31, in a 13F-HR filed 2024-01-24. Its ten largest share positions make up 30.05% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001519113-24-000001
- Period
- 2023-12-31
- Reported value
- $281M
- Holdings
- 988
- Top 10 weight
- 30.05%
- New
- 90
- Sold out
- 60
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| MSFTadded | +3,766 | $1.42M |
| DISadded | +4,930 | $445K |
| PFEadded | +12,700 | $366K |
| VSTSnew | +15,725 | $332K |
| UTGadded | +12,400 | $332K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| RSPexited | -4,440 | -$629K |
| BAreduced | -1,555 | -$405K |
| MTGreduced | -19,830 | -$383K |
| HDreduced | -551 | -$191K |
| AAPLreduced | -885 | -$170K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 700 share positions
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SOUTH JERSEY INDS INC JR SU…SOUTH JERSEY INDS INC JR SUB NT Fixed Income | principal | 3,124,000 | $2.51M | +1,890,000 |
| US TREASUR NT 5%…US TREASUR NT 5%08/25U… FIX | principal | 1,418,000 | $1.43M | +548,000 |
| US TREASUR NT 5 09/25UST NO…US TREASUR NT 5 09/25UST NOTE DUE… NOT | principal | 1,120,000 | $1.13M | +70,000 |
| AMERICAN TOWER CORPAMERICAN TOWER CORP Fixed Income | principal | 1,010,000 | $1.01M | -80,000 |
| HERCULES INC JR SUB DEBHERCULES INC JR SUB DEB Fixed Income | principal | 968,000 | $906K | +83,000 |
| TEXAS CAP BANCSHARES INC SU…TEXAS CAP BANCSHARES INC SUB NT F… Fixed Income | principal | 1,007,000 | $874K | 0 |
| Chemours Co/TheChemours Co/The Corporate Bond - Domestic | principal | 889,000 | $868K | +85,000 |
| OCCIDENTAL PETE CORP SR DEBOCCIDENTAL PETE CORP SR DEB Fixed Income | principal | 785,000 | $827K | 0 |
| US TREASURY BILL24US TREASURY BILL24 BIL | principal | 800,000 | $799K | new |
| RADIAN GROUP INCRADIAN GROUP INC Fixed Income | principal | 752,000 | $755K | +185,000 |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS MED Fixed Income | principal | 657,000 | $657K | -20,000 |
| MALVERN BANCORP INC SUB NTMALVERN BANCORP INC SUB NT Fixed Income | principal | 665,000 | $652K | 0 |
| SAFEWAY INC SR 30 YEAR DEBSAFEWAY INC SR 30 YEAR DEB Fixed Income | principal | 620,000 | $636K | +40,000 |
| SIGNET UK FIN PLC SR NTSIGNET UK FIN PLC SR NT Fixed Income | principal | 629,000 | $622K | 0 |
| Icahn Enterprises LP / Icah…Icahn Enterprises LP / Icahn Ente… Corporate Bond - Domestic | principal | 570,000 | $544K | 0 |
| Iron Mountain IncIron Mountain Inc Corporate Bond - Domestic | principal | 550,000 | $521K | 0 |
| MURPHY OIL CORP NTMURPHY OIL CORP NT Fixed Income | principal | 500,000 | $515K | new |
| NEW YORK CMNTY BANCORP INC …NEW YORK CMNTY BANCORP INC FIXED-… Fixed Income | principal | 515,000 | $508K | 0 |
| US TREASUR NT 4.75 07/25UST…US TREASUR NT 4.75 07/25UST NOTE … FIX | principal | 500,000 | $502K | new |
| HILLENBRAND INC SR NTHILLENBRAND INC SR NT Fixed Income | principal | 505,000 | $499K | 0 |
| F N B CORP PAF N B CORP PA Fixed Income | principal | 500,000 | $496K | 0 |
| NEXPOINT REAL ESTATE FIN IN…NEXPOINT REAL ESTATE FIN INC SR Fixed Income | principal | 540,000 | $496K | 0 |
| US TREASURY BILL24U S…US TREASURY BILL24U S T BIL… TREASURY BILLS | principal | 500,000 | $495K | new |
| KERR MCGEE CORP NTKERR MCGEE CORP NT Fixed Income | principal | 450,000 | $485K | 0 |
| Scotts Miracle-Gro Co/TheScotts Miracle-Gro Co/The Corporate Bond - Domestic | principal | 520,000 | $463K | -20,000 |
| UNITED STS TREAS NTS 4.250 …UNITED STS TREAS NTS 4.250 09/30/… TREASURY NOTE | principal | 460,000 | $458K | -40,000 |
| CINCINNATI BELL TEL CO DEBCINCINNATI BELL TEL CO DEB Fixed Income | principal | 534,000 | $446K | -340,000 |
| FIRST MIDWEST BANCORP INC D…FIRST MIDWEST BANCORP INC DEL FXD… Fixed Income | principal | 445,000 | $446K | 0 |
| COOPER TIRE & RUBR CO NTCOOPER TIRE & RUBR CO NT Fixed Income | principal | 440,000 | $438K | 0 |
| GTE CALIF INC DEB SER F MBI…GTE CALIF INC DEB SER F MBIA-IBC … COUPON BEARING BOND | principal | 400,000 | $406K | +200,000 |
| Group 1 Automotive IncGroup 1 Automotive Inc Corporate Bond - Domestic | principal | 400,000 | $371K | 0 |
| RADIAN GROUP INC FXD RT SR …RADIAN GROUP INC FXD RT SR NT Fixed Income | principal | 375,000 | $370K | -20,000 |
| VULCAN MATLS CO NTVULCAN MATLS CO NT Fixed Income | principal | 365,000 | $365K | +80,000 |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS FX… Fixed Income | principal | 346,000 | $345K | 0 |
| AMERIS BANCORP FIXED/FLTG S…AMERIS BANCORP FIXED/FLTG SUB NT Fixed Income | principal | 385,000 | $339K | 0 |
| SYNOVUS FINL CORP SUB NTSYNOVUS FINL CORP SUB NT Fixed Income | principal | 355,000 | $333K | 0 |
| ALBERTSONS INC SR DEBALBERTSONS INC SR DEB Fixed Income | principal | 300,000 | $310K | new |
| HOMESTREET INC SR NT FULLY …HOMESTREET INC SR NT FULLY EXCHAN… Fixed Income | principal | 410,000 | $302K | -100,000 |
| NORFOLK SOUTHN CORP NTNORFOLK SOUTHN CORP NT Fixed Income | principal | 300,000 | $302K | +175,000 |
| PG&E CorpPG&E Corp Corporate Bond - Domestic | principal | 310,000 | $299K | -15,000 |
| CHARTER COMMUNICATIONS OPER…CHARTER COMMUNICATIONS OPER LLC Fixed Income | principal | 300,000 | $297K | -20,000 |
| VULCAN MATLS CO NTVULCAN MATLS CO NT FIXED INCOME | principal | 263,000 | $290K | -10,000 |
| TRANSDIGM INC SR SUB NTTRANSDIGM INC SR SUB NT Fixed Income | principal | 285,000 | $286K | 0 |
| FIRST CTZNS BK & TR RALEIGH…FIRST CTZNS BK & TR RALEIGH SR NT Fixed Income | principal | 286,000 | $277K | 0 |
| TransDigm IncTransDigm Inc Corporate Bond - Domestic | principal | 275,000 | $269K | +200,000 |
| ICAHN ENTERPRISES L P / ICA…ICAHN ENTERPRISES L P / ICAHN ENT… Fixed Income | principal | 271,000 | $266K | -5,000 |
| REINSURANCE GROUP AMER INCREINSURANCE GROUP AMER INC Fixed Income | principal | 250,000 | $263K | -20,000 |
| SCOTTS MIRACLE-GRO CO GTD F…SCOTTS MIRACLE-GRO CO GTD FXD RT … Fixed Income | principal | 270,000 | $262K | 0 |
| UNITED STATES TREAS BDSUNITED STATES TREAS BDS Fixed Income | principal | 250,000 | $256K | 0 |
| MAPLEWOOD TWP N J GEN IMPT …MAPLEWOOD TWP N J GEN IMPT BDS 20… Fixed Income | principal | 250,000 | $251K | 0 |
| MGM Resorts InternationalMGM Resorts International Corporate Bond - Domestic | principal | 250,000 | $249K | +25,000 |
| US TREASURY BILL24US TREASURY BILL24 BIL | principal | 250,000 | $249K | new |
| US TREASUR NT 4.25 12/24UST…US TREASUR NT 4.25 12/24UST NOTE … TREASURY | principal | 250,000 | $249K | 0 |
| BANCORPSOUTH BK TUPELO MISS…BANCORPSOUTH BK TUPELO MISS SUB N… Fixed Income | principal | 250,000 | $233K | 0 |
| BELO CORPBELO CORP FIXED | principal | 230,000 | $231K | 0 |
| PINNACLE FINL PARTNERS INC …PINNACLE FINL PARTNERS INC SUB NT Fixed Income | principal | 240,000 | $230K | 0 |
| OCCIDENTAL PETE CORP SR NTOCCIDENTAL PETE CORP SR NT Fixed Income | principal | 230,000 | $230K | -30,000 |
| BANC OF CALIFORNIA INCBANC OF CALIFORNIA INC FIXED | principal | 240,000 | $229K | 0 |
| EL PASO ENERGY CORP MEDIUM …EL PASO ENERGY CORP MEDIUM TERM N… Fixed Income | principal | 185,000 | $213K | 0 |
| PG&E CorpPG&E Corp Corporate Bond - Domestic | principal | 215,000 | $210K | 0 |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS MED Fixed Income | principal | 206,000 | $207K | 0 |
| AMERICAN TOWER CORP NEW SR …AMERICAN TOWER CORP NEW SR NT Fixed Income | principal | 200,000 | $203K | new |
| BAC CAP TR XIV FIXED TO FLT…BAC CAP TR XIV FIXED TO FLT RT HY… Fixed Income | principal | 250,000 | $202K | 0 |
| UNITED STATES TREAS NTS 2.7…UNITED STATES TREAS NTS 2.75 02/1… Govt Bond | principal | 210,000 | $201K | 0 |
| Credit Acceptance CorpCredit Acceptance Corp Corporate Bond - Domestic | principal | 190,000 | $190K | 0 |
| Allison Transmission IncAllison Transmission Inc Corporate Bond - Domestic | principal | 185,000 | $179K | 0 |
| VERISIGN INCVERISIGN INC FIXED | principal | 170,000 | $169K | -20,000 |
| CADENCE BK N A BIRMINGHAM A…CADENCE BK N A BIRMINGHAM ALA SUB… Fixed Income | principal | 174,000 | $169K | 0 |
| VALLEY NATL BANCORP FXD RT …VALLEY NATL BANCORP FXD RT SUB Fixed Income | principal | 175,000 | $168K | 0 |
| VALLEY NATL BANCORP SUBVALLEY NATL BANCORP SUB Fixed Income | principal | 178,000 | $167K | 0 |
| Newell Brands IncNewell Brands Inc Corporate Bond - Domestic | principal | 155,000 | $153K | -25,000 |
| UNION CNTY N J BDS 2018UNION CNTY N J BDS 2018 Fixed Income | principal | 150,000 | $150K | 0 |
| BUCKEYE PARTNERS L P FXD RT…BUCKEYE PARTNERS L P FXD RT SR NT Fixed Income | principal | 150,000 | $147K | -25,000 |
| RANGE RES CORP GTD FXD RTRANGE RES CORP GTD FXD RT Fixed Income | principal | 140,000 | $138K | 0 |
| STARWOOD PPTY TR INC FXD RT…STARWOOD PPTY TR INC FXD RT SR Fixed Income | principal | 140,000 | $138K | -20,000 |
| ALLEGIANCE BK HOUSTON TEX S…ALLEGIANCE BK HOUSTON TEX SUB NT … Fixed Income | principal | 140,000 | $136K | 0 |
| Western Digital CorpWestern Digital Corp Corporate Bond - Domestic | principal | 135,000 | $132K | +20,000 |
| AMSOUTHBANCORPORATION SUBDEBAMSOUTHBANCORPORATION SUBDEB FIXED INCOME | principal | 130,000 | $132K | 0 |
| STANLEY BLACK & DECKER INC …STANLEY BLACK & DECKER INC SR NT Fixed Income | principal | 125,000 | $131K | new |
| CARPENTER TECHNOLOGY CORP SRCARPENTER TECHNOLOGY CORP SR Fixed Income | principal | 125,000 | $126K | new |
| TRINITY INDUSTRI 4.55.24TRINITY INDUSTRI 4.55.24 CORPORATE BONDS | principal | 117,000 | $115K | 0 |
| OLD REP INTL CORP FIXED RAT…OLD REP INTL CORP FIXED RATE SR NT Fixed Income | principal | 115,000 | $114K | -10,000 |
| SOUTHERN CO 2019ASOUTHERN CO 2019A Fixed Income | principal | 115,000 | $114K | 0 |
| US TREASU NTUS TREASU NT FIX | principal | 110,000 | $110K | 0 |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES Fixed Income | principal | 150,000 | $110K | 0 |
| DCP MIDSTREAM OPERATINGDCP MIDSTREAM OPERATING FIXED | principal | 110,000 | $110K | +25,000 |
| SLM CORP EDNOTES EDNOTES SE…SLM CORP EDNOTES EDNOTES SER B Fixed Income | principal | 145,000 | $108K | 0 |
| MBIA INC DEBMBIA INC DEB Fixed Income | principal | 125,000 | $108K | 0 |
| OCCIDENTAL PETE CORP SR NTOCCIDENTAL PETE CORP SR NT Fixed Income | principal | 105,000 | $106K | +15,000 |
| GRAPHIC PACKAGING INTL INC …GRAPHIC PACKAGING INTL INC GTD FX… Fixed Income | principal | 105,000 | $104K | -30,000 |
| NORTH PLAINFIELD N J GO BDS…NORTH PLAINFIELD N J GO BDS 2015 Fixed Income | principal | 100,000 | $100K | 0 |
| LAWRENCE TWP N J SCH DIST B…LAWRENCE TWP N J SCH DIST BDS 2018 Fixed Income | principal | 100,000 | $100K | 0 |
| ROSEMEAD CALIF SCH DIST SEE…ROSEMEAD CALIF SCH DIST SEE TEMPL… Fixed Income | principal | 100,000 | $100K | new |
| CAPISTRANO CALIF UNI SCH DI…CAPISTRANO CALIF UNI SCH DIST CMN… Fixed Income | principal | 100,000 | $100K | new |
| UNITED STATES TREAS NTS 2.6…UNITED STATES TREAS NTS 2.625 12/… Govt Bond | principal | 100,000 | $100K | 0 |
| US TREASURYUS TREASURY FIXED | principal | 100,000 | $98.5K | 0 |
| US TREASUR NT 2.25 PCT 02/2…US TREASUR NT 2.25 PCT 02/27UST N… US Treasury Bills | principal | 100,000 | $95K | 0 |
| ENBRIDGE INC SR NTENBRIDGE INC SR NT Fixed Income | principal | 90,000 | $90K | +60,000 |
| GENWORTH FINL INC FXD RTGENWORTH FINL INC FXD RT Fixed Income | principal | 95,000 | $86.9K | 0 |
| Service Properties TrustService Properties Trust Corporate Bond - Domestic | principal | 90,000 | $84K | 0 |
| MGIC INVESTMENT CORPMGIC INVESTMENT CORP FIXED | principal | 85,000 | $82.7K | 0 |
| BELO CORPBELO CORP FIXED | principal | 80,000 | $81.3K | 0 |
| OCEAN CNTY N J GEN IMPT AND…OCEAN CNTY N J GEN IMPT AND COLLE… Fixed Income | principal | 80,000 | $80.1K | new |
| TREEHOUSE FOODS INCTREEHOUSE FOODS INC FIXED | principal | 85,000 | $75.2K | -20,000 |
| CAPITAL ONE FINLCAPITAL ONE FINL Fixed Income | principal | 75,000 | $74.5K | 0 |
| US TREASURY BILL24US TREASURY BILL24 TREASURY BILLS | principal | 75,000 | $73.8K | new |
| EL PASO DE ROBLES CALIF WAS…EL PASO DE ROBLES CALIF WASTEWATE… Fixed Income | principal | 70,000 | $70K | new |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES Fixed Income | principal | 100,000 | $68.6K | 0 |
| INTERNATIONAL FLAVORS & FRA…INTERNATIONAL FLAVORS & FRAGRANCE… Fixed Income | principal | 80,000 | $68K | new |
| NEW JERSEY ECONOMIC DEV AUT…NEW JERSEY ECONOMIC DEV AUTH REV Fixed Income | principal | 65,000 | $66K | 0 |
| ICAHN ENTERPRISES L P / ICA…ICAHN ENTERPRISES L P / ICAHN ENT… Fixed Income | principal | 65,000 | $64.6K | 0 |
| INDEPENDENT BK GROUP INC SUBINDEPENDENT BK GROUP INC SUB Fixed Income | principal | 65,000 | $61.9K | 0 |
| F N B CORP SUB NT FIXED TO …F N B CORP SUB NT FIXED TO FLTG Fixed Income | principal | 65,000 | $61K | 0 |
| UNITED FINL BANCORP INC NEW…UNITED FINL BANCORP INC NEW SUB Fixed Income | principal | 60,000 | $59.6K | 0 |
| AMC NETWORKS INC GTD FXD RT…AMC NETWORKS INC GTD FXD RT SR NT Fixed Income | principal | 60,000 | $58.4K | -15,000 |
| Range Resources CorpRange Resources Corp Corporate Bond - Domestic | principal | 55,000 | $56.9K | 0 |
| SIMMONS FIRST NATL CORPSIMMONS FIRST NATL CORP Fixed Income | principal | 60,000 | $56.6K | 0 |
| MGM Resorts InternationalMGM Resorts International Corporate Bond - Domestic | principal | 55,000 | $54.6K | 0 |
| PUBLIC SVC ENTERPRISE GROUPPUBLIC SVC ENTERPRISE GROUP Fixed Income | principal | 55,000 | $54.3K | -15,000 |
| US TREASUR NT 4 10/29UST NO…US TREASUR NT 4 10/29UST NOTE DUE… TREASURY | principal | 50,000 | $50.3K | new |
| NEW HAVEN CALIF UNI SCH DIS…NEW HAVEN CALIF UNI SCH DIST GO R… Fixed Income | principal | 50,000 | $50.1K | new |
| NEW YORK N Y CITY MUN WTR F…NEW YORK N Y CITY MUN WTR FIN AUT… Municipal Bond | principal | 50,000 | $50K | 0 |
| US TREASURYUS TREASURY Bond | principal | 50,000 | $50K | new |
| PNC FINL SVCS GROUP INC FXD…PNC FINL SVCS GROUP INC FXD RT Fixed Income | principal | 50,000 | $49.7K | 0 |
| OCCIDENTAL PETE CORP FXD RT…OCCIDENTAL PETE CORP FXD RT SR Fixed Income | principal | 50,000 | $48.6K | -25,000 |
| US TREASURYUS TREASURY FIXED | principal | 50,000 | $48.6K | 0 |
| HUGHES SATELLITE SYS CORP G…HUGHES SATELLITE SYS CORP GTD Fixed Income | principal | 55,000 | $48.4K | 0 |
| VAL VERDE CALIF UNI SCH DIS…VAL VERDE CALIF UNI SCH DIST SPL … Fixed Income | principal | 45,000 | $46K | new |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES Fixed Income | principal | 62,000 | $45.8K | 0 |
| Netflix, Inc 04/15/2028 4.8…Netflix, Inc 04/15/2028 4.875 Fixed Income | principal | 45,000 | $45.6K | -20,000 |
| OCCIDENTAL PETE CORP NTOCCIDENTAL PETE CORP NT Fixed Income | principal | 45,000 | $44.2K | 0 |
| CENTURYLINK INC SR NT SER X…CENTURYLINK INC SR NT SER X FULLY… Fixed Income | principal | 52,000 | $42.6K | +15,000 |
| US TREASUR NT 1.25 08/31UST…US TREASUR NT 1.25 08/31UST NOTE … TREASURY | principal | 50,000 | $41.4K | 0 |
| SAN DIEGO CALIF UNI SCH DISTSAN DIEGO CALIF UNI SCH DIST Fixed Income | principal | 40,000 | $41.4K | new |
| RED BLUFF CALIF UN ELEM SCH…RED BLUFF CALIF UN ELEM SCH DIST … Fixed Income | principal | 40,000 | $40K | new |
| CALIFORNIA ST GO BDSCALIFORNIA ST GO BDS Fixed Income | principal | 40,000 | $40K | new |
| UNITED STATES TREAS NTS 2.7…UNITED STATES TREAS NTS 2.75 02/1… Govt Bond | principal | 40,000 | $39.9K | 0 |
| US TREASU NT 0.125 02/24US TREASU NT 0.125 02/24 TREASURY | principal | 40,000 | $39.8K | 0 |
| US TREASUR NTUS TREASUR NT FIX | principal | 40,000 | $39.1K | 0 |
| PUERTO RICO PUB FINCORPPUERTO RICO PUB FINCORP FIXED INCOME | principal | 35,000 | $38.7K | 0 |
| SAFEWAY INC NTSAFEWAY INC NT Fixed Income | principal | 35,000 | $36.5K | +15,000 |
| SLM CORP EDNOTESEDNOTESSLM CORP EDNOTESEDNOTES FIXED INCOME | principal | 46,000 | $35.1K | +20,000 |
| UNITED AIRLS HLDGS INC GTDUNITED AIRLS HLDGS INC GTD Fixed Income | principal | 35,000 | $34.9K | 0 |
| DEVON ENERGY CORP NEW NTDEVON ENERGY CORP NEW NT Fixed Income | principal | 35,000 | $33.6K | +15,000 |
| Methanex CorpMethanex Corp Corporate Bond - Foreign US$ | principal | 33,000 | $32.2K | 0 |
| UNITED STATES TREAS BDSUNITED STATES TREAS BDS Fixed Income | principal | 30,000 | $31.1K | 0 |
| MONTGOMERY CNTY PA HIGHER E…MONTGOMERY CNTY PA HIGHER ED & HE… Fixed Income | principal | 30,000 | $30.1K | new |
| PLAINSBORO TWP N J UNTLD TA…PLAINSBORO TWP N J UNTLD TAX SPL Fixed Income | principal | 30,000 | $30K | 0 |
| GOLDMAN SACHS GROUP INC DEP…GOLDMAN SACHS GROUP INC DEP SHS Fixed Income | principal | 30,000 | $30K | 0 |
| DUBLIN CALIF UNI SCH DIST GODUBLIN CALIF UNI SCH DIST GO Fixed Income | principal | 30,000 | $30K | new |
| NATOMAS UNI SCH DIST CALIF …NATOMAS UNI SCH DIST CALIF GO Fixed Income | principal | 30,000 | $30K | new |
| INDIANA BD BK SEW WKS REVINDIANA BD BK SEW WKS REV Fixed Income | principal | 30,000 | $30K | 0 |
| CVS HEALTH CORP SR NTCVS HEALTH CORP SR NT Fixed Income | principal | 30,000 | $29.8K | 0 |
| REPUBLIC SVCS INC NTREPUBLIC SVCS INC NT Fixed Income | principal | 30,000 | $29.4K | -30,000 |
| HILLTOP HLDGS INC SUB NTHILLTOP HLDGS INC SUB NT Fixed Income | principal | 35,000 | $28.1K | 0 |
| US TREASURY 5 05/37UST…US TREASURY 5 05/37UST BOND … TREASURY BONDS | principal | 25,000 | $28K | new |
| DONNELLEY R R & SONS CO DEBDONNELLEY R R & SONS CO DEB Fixed Income | principal | 30,000 | $27.2K | new |
| ENERGY TRANSFER L P SR NTENERGY TRANSFER L P SR NT Fixed Income | principal | 25,000 | $26.3K | new |
| ROSEVILLE CALIF NATGAS FING…ROSEVILLE CALIF NATGAS FING AUTH … FIXED INCOME | principal | 25,000 | $25.6K | 0 |
| NEW YORK N Y CITY TRANSITIO…NEW YORK N Y CITY TRANSITIONAL FI… Fixed Income | principal | 25,000 | $25.4K | 0 |
| BROOKLYN ARENA LOC DEV CORP…BROOKLYN ARENA LOC DEV CORP N Y P… Fixed Income | principal | 25,000 | $25.3K | 0 |
| GROSSMONT CALIF UN HIGH SCH…GROSSMONT CALIF UN HIGH SCH DIST … Fixed Income | principal | 25,000 | $25.1K | new |
| NEW YORK N Y CITY HSG DEV C…NEW YORK N Y CITY HSG DEV CORP MU… Fixed Income | principal | 25,000 | $25.1K | 0 |
| NEW JERSEY ECONOMIC DEV AUT…NEW JERSEY ECONOMIC DEV AUTH REV … Fixed Income | principal | 25,000 | $25.1K | 0 |
| GOLDMAN SACHS GROUP INC SR …GOLDMAN SACHS GROUP INC SR NT Fixed Income | principal | 25,000 | $25.1K | 0 |
| NEW YORK N Y CITY TRANSITIO…NEW YORK N Y CITY TRANSITIONAL FI… Fixed Income | principal | 25,000 | $25K | 0 |
| INDIANA BD BK SEW WKS REVINDIANA BD BK SEW WKS REV Fixed Income | principal | 25,000 | $25K | 0 |
| CHEMUNG CNTY N Y GO PUB IMP…CHEMUNG CNTY N Y GO PUB IMPT BDS … Fixed Income | principal | 25,000 | $24.9K | 0 |
| US TREASUR NT 2.5 0124US TREASUR NT 2.5 0124 NOT | principal | 25,000 | $24.9K | 0 |
| UNITED STATES TREAS NTS 2.2…UNITED STATES TREAS NTS 2.25 01/3… Govt Bond | principal | 25,000 | $24.9K | 0 |
| WEBSTER FINL CORP WATERBURYWEBSTER FINL CORP WATERBURY Fixed Income | principal | 25,000 | $24.9K | 0 |
| NORTH BERGEN TWP N J GEN IM…NORTH BERGEN TWP N J GEN IMPT BDS Fixed Income | principal | 25,000 | $24.9K | 0 |
| SEAGATE HDD CAYMAN GTD SR NTSEAGATE HDD CAYMAN GTD SR NT Fixed Income | principal | 25,000 | $24.8K | +20,000 |
| ENBRIDGE INC SR NTENBRIDGE INC SR NT Fixed Income | principal | 25,000 | $24.7K | 0 |
| US TREASUR NT 3.06/24US TREASUR NT 3.06/24 TREASURY | principal | 25,000 | $24.7K | 0 |
| NEW YORK ST HSG FIN AGY REV…NEW YORK ST HSG FIN AGY REV REV B… Fixed Income | principal | 25,000 | $24.7K | 0 |
| WILLIAMS COS INC NTWILLIAMS COS INC NT FIXED INCOME | principal | 20,000 | $24.3K | 0 |
| PUERTO RICO COMWLTH 0 43GO …PUERTO RICO COMWLTH 0 43GO UTX … FIX | principal | 49,963 | $24.2K | +969 |
| RADIAN GROUP INCRADIAN GROUP INC FIXED | principal | 25,000 | $24.2K | 0 |
| Hanesbrands IncHanesbrands Inc Corporate Bond - Domestic | principal | 25,000 | $24.1K | 0 |
| UNITED STATES TREAS NTS 2.2…UNITED STATES TREAS NTS 2.25 11/1… Govt Bond | principal | 25,000 | $24.1K | 0 |
| NEW YORK ST HSG FIN AGY REV…NEW YORK ST HSG FIN AGY REV AFFOR… Fixed Income | principal | 25,000 | $24K | 0 |
| Olin CorpOlin Corp Corporate Bond - Domestic | principal | 25,000 | $23.8K | 0 |
| Teva Pharmaceutical Finance…Teva Pharmaceutical Finance Nethe… Corporate Bond - Foreign US$ | principal | 25,000 | $23.1K | 0 |
| B&G Foods IncB&G Foods Inc Corporate Bond - Domestic | principal | 25,000 | $22.7K | 0 |
| METROPOLITAN TRANSN AUTH N …METROPOLITAN TRANSN AUTH N Y REV Fixed Income | principal | 25,000 | $22.5K | 0 |
| UNITED STATES TREASURY NOTESUNITED STATES TREASURY NOTES U.S. Treasury Notes (Incl Ips) | principal | 20,000 | $22.3K | 0 |
| WENDYS INTLWENDYS INTL Bond | principal | 22,000 | $21.9K | 0 |
| LIBERTY MEDIA CORP FIXED RT…LIBERTY MEDIA CORP FIXED RT SR DEB Fixed Income | principal | 50,000 | $21.1K | -50,000 |
| NEW YORK ST TWY AUTH GEN RE…NEW YORK ST TWY AUTH GEN REV JR I… Fixed Income | principal | 20,000 | $20.1K | 0 |
| NEW JERSEY ST EDL FACS AUTH…NEW JERSEY ST EDL FACS AUTH REV R… Fixed Income | principal | 20,000 | $20.1K | 0 |
| MENIFEE CALIF UN SCH DIST GOMENIFEE CALIF UN SCH DIST GO Fixed Income | principal | 20,000 | $20.1K | new |
| SALT LAKE CNTY UTAH SALES T…SALT LAKE CNTY UTAH SALES TAX REV… Fixed Income | principal | 20,000 | $20K | 0 |
| SOUTHAMPTON TOWN N YSOUTHAMPTON TOWN N Y Fixed Income | principal | 20,000 | $19.9K | 0 |
| PUERTO RICO MUN FIN AGY REF…PUERTO RICO MUN FIN AGY REF BDS Fixed Income | principal | 20,000 | $19.9K | 0 |
| CONSTELLATION BRANDS INC GT…CONSTELLATION BRANDS INC GTD FXD … Fixed Income | principal | 20,000 | $19.9K | 0 |
| NEW YORK N Y CITY TRANSITIO…NEW YORK N Y CITY TRANSITIONAL FI… Fixed Income | principal | 20,000 | $19.8K | 0 |
| HUDSON CNTY N J IMPT AUTH W…HUDSON CNTY N J IMPT AUTH WATERFR… Fixed Income | principal | 20,000 | $19.7K | 0 |
| CAPITAL ONE FINL CORP FXD R…CAPITAL ONE FINL CORP FXD RT SR NT Fixed Income | principal | 20,000 | $19.7K | 0 |
| US TREASUR NT 2.5 01 25UST …US TREASUR NT 2.5 01 25UST NOTE D… NOT | principal | 20,000 | $19.5K | 0 |
| SLM CORP EDNOTES STEPSLM CORP EDNOTES STEP Fixed Income | principal | 20,000 | $19.5K | +15,000 |
| US TREASU NT 2.125 11/24UST…US TREASU NT 2.125 11/24UST NOTE … TREASURY | principal | 20,000 | $19.5K | 0 |
| OAKTREE SPECIALTY LENDOAKTREE SPECIALTY LEND FIXED | principal | 20,000 | $19.4K | 0 |
| NEW YORK N Y CITY MUN WTR F…NEW YORK N Y CITY MUN WTR FIN AUT… Fixed Income | principal | 20,000 | $18.4K | 0 |
| VERITEX HLDGS INC SUB NTVERITEX HLDGS INC SUB NT Fixed Income | principal | 20,000 | $17.1K | 0 |
| Reworld Holding CorpReworld Holding Corp Corporate Bond - Domestic | principal | 20,000 | $17K | 0 |
| PUERTO RICO PUB FINCORPPUERTO RICO PUB FINCORP FIXED INCOME | principal | 15,000 | $16.6K | 0 |
| L BRANDS INC GTD FXD RT SR …L BRANDS INC GTD FXD RT SR NT Fixed Income | principal | 15,000 | $15.2K | new |
| ALBERTSONS INC DEBALBERTSONS INC DEB Fixed Income | principal | 15,000 | $15.2K | 0 |
| OCCIDENTAL PETE CORP SR NTOCCIDENTAL PETE CORP SR NT Fixed Income | principal | 15,000 | $15.1K | 0 |
| MARRIOTT INTL INC NEW NT SE…MARRIOTT INTL INC NEW NT SER EE Fixed Income | principal | 15,000 | $15.1K | new |
| MURPHY OIL CORP NTMURPHY OIL CORP NT Fixed Income | principal | 15,000 | $15.1K | 0 |
| TROY N Y CAP RESOURCE CORP …TROY N Y CAP RESOURCE CORP REV REV Fixed Income | principal | 15,000 | $15K | 0 |
| SOUTHERN COSOUTHERN CO Fixed Income | principal | 15,000 | $15K | new |
| NEW YORK ST MTG AGY HOMEOWN…NEW YORK ST MTG AGY HOMEOWNER MTG… Fixed Income | principal | 15,000 | $15K | 0 |
| US TREASUR NT 0.75 1223US TREASUR NT 0.75 1223 NOT | principal | 15,000 | $15K | 0 |
| BATAVIA ILL GO REF BDS 2019BATAVIA ILL GO REF BDS 2019 Fixed Income | principal | 15,000 | $15K | 0 |
| UNITEDHEALTH GROUP INCUNITEDHEALTH GROUP INC Fixed Income | principal | 15,000 | $15K | 0 |
| CLEVELAND ELEC ILLUM CO 1ST…CLEVELAND ELEC ILLUM CO 1ST MTG BD Fixed Income | principal | 15,000 | $15K | 0 |
| CHARTER COMMUNICATIONS OPER…CHARTER COMMUNICATIONS OPER LLC Fixed Income | principal | 15,000 | $15K | 0 |
| DEVON ENERGY CORP NEW NTDEVON ENERGY CORP NEW NT Fixed Income | principal | 15,000 | $15K | 0 |
| WILLIAMS COS INC FXD RT NTWILLIAMS COS INC FXD RT NT Fixed Income | principal | 15,000 | $14.9K | -20,000 |
| AMERICAN EXPRESS CO NTAMERICAN EXPRESS CO NT Fixed Income | principal | 15,000 | $14.9K | 0 |
| BANK AMER CORP FXD RT SUB N…BANK AMER CORP FXD RT SUB NT SER L Fixed Income | principal | 15,000 | $14.9K | 0 |
| ARES CAP CORP NTARES CAP CORP NT Fixed Income | principal | 15,000 | $14.9K | 0 |
| GENERAL ELEC CAP CORP INTER…GENERAL ELEC CAP CORP INTERNOTES … Fixed Income | principal | 15,000 | $14.8K | 0 |
| SYNOVUS FINL CORP SR NTSYNOVUS FINL CORP SR NT Fixed Income | principal | 15,000 | $14.8K | new |
| JPMORGAN CHASE & COJPMORGAN CHASE & CO Corporate Bond | principal | 15,000 | $14.7K | 0 |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS ME… Fixed Income | principal | 15,000 | $14.7K | 0 |
| CAPITAL ONE FINL CORPCAPITAL ONE FINL CORP Fixed Income | principal | 15,000 | $14.6K | 0 |
| US TREASURYUS TREASURY FIXED | principal | 15,000 | $14.6K | 0 |
| BANKUNITED INC FXD RT SR NTBANKUNITED INC FXD RT SR NT Fixed Income | principal | 15,000 | $14.6K | new |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES Fixed Income | principal | 18,000 | $14.1K | new |
| PUERTO RICO COMWLTH GOPUERTO RICO COMWLTH GO Fixed Income | principal | 36,526 | $13.7K | 0 |
| MBIA INC DEBMBIA INC DEB Fixed Income | principal | 15,000 | $13.7K | 0 |
| AMERICAN EXPRESS COAMERICAN EXPRESS CO Fixed Income | principal | 13,000 | $13K | 0 |
| CITIGROUP GLOBAL MKTS HLDGS…CITIGROUP GLOBAL MKTS HLDGS INC M… Fixed Income | principal | 13,000 | $12.9K | 0 |
| SLM CORP EDNOTES EDNOTES SE…SLM CORP EDNOTES EDNOTES SER B Fixed Income | principal | 16,000 | $12.2K | 0 |
| PUERTO RICO COM 5.625 29GO …PUERTO RICO COM 5.625 29GO UTX … FIX | principal | 10,465 | $11.3K | +211 |
| PUERTO RICO COMW 5.75 31GO …PUERTO RICO COMW 5.75 31GO UTX … FIX | principal | 10,165 | $11.3K | +205 |
| PUERTO RICO COM 5.625 27GO …PUERTO RICO COM 5.625 27GO UTX … FIX | principal | 10,638 | $11.2K | +215 |
| PUERTO RICO COM 5.375&#…PUERTO RICO COM 5.375%25G… FIX | principal | 10,733 | $11K | +217 |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS ME… Fixed Income | principal | 10,000 | $10.2K | 0 |
| PITNEY BOWES INC GLOBAL MED…PITNEY BOWES INC GLOBAL MEDIUM TE… Fixed Income | principal | 18,000 | $10.1K | 0 |
| NEW YORK N Y CITY HSG DEV C…NEW YORK N Y CITY HSG DEV CORP MU… Fixed Income | principal | 10,000 | $10K | 0 |
| CLIFTON N J GO BDS 2013CLIFTON N J GO BDS 2013 Fixed Income | principal | 10,000 | $10K | 0 |
| US TREASUR NT 2.25 1223US TREASUR NT 2.25 1223 NOT | principal | 10,000 | $10K | 0 |
| CLINTON CONN GO BDSCLINTON CONN GO BDS Fixed Income | principal | 10,000 | $10K | 0 |
| OSSEO MINN INDPT SCH DISTOSSEO MINN INDPT SCH DIST Fixed Income | principal | 10,000 | $10K | 0 |
| WEC ENERGY GROUP INCWEC ENERGY GROUP INC Fixed Income | principal | 10,000 | $9.98K | new |
| BERKELEY CNTY W VA BRD EDBERKELEY CNTY W VA BRD ED Fixed Income | principal | 10,000 | $9.94K | 0 |
| UNITED STATES TREAS NTS 2.5…UNITED STATES TREAS NTS 2.5 05/15… Govt Bond | principal | 10,000 | $9.9K | 0 |
| US TREASUR NT 2.5.05/24US TREASUR NT 2.5.05/24 TREASURY | principal | 10,000 | $9.89K | 0 |
| JPMORGAN CHASE FINL CO LLC …JPMORGAN CHASE FINL CO LLC GLOBAL… Fixed Income | principal | 10,000 | $9.89K | 0 |
| ANADARKO PETE CORP FIXED RA…ANADARKO PETE CORP FIXED RATE NOT… Fixed Income | principal | 10,000 | $9.8K | 0 |
| UNITED STATES TREAS NTS 2.2…UNITED STATES TREAS NTS 2.25 11/1… Govt Bond | principal | 10,000 | $9.78K | 0 |
| United States Treasury Note…United States Treasury Notes 2.37… Fixed Income | principal | 10,000 | $9.61K | 0 |
| UNIVERSITY P R UNIV REVS RE…UNIVERSITY P R UNIV REVS REV BDS … Fixed Income | principal | 10,000 | $9.49K | 0 |
| US TREASUR NT 2 11/26UST NO…US TREASUR NT 2 11/26UST NOTE DUE… TREASURY | principal | 10,000 | $9.46K | 0 |
| PUERTO RICO COMWLTH 4 33GO …PUERTO RICO COMWLTH 4 33GO UTX … FIX | principal | 9,637 | $9.44K | +195 |
| PUERTO RICO COMWLTH 4 46GO …PUERTO RICO COMWLTH 4 46GO UTX … FIX | principal | 10,513 | $9.36K | +212 |
| UNITED CMNTY BKS INC FIXED …UNITED CMNTY BKS INC FIXED TO FLTG Fixed Income | principal | 10,000 | $9.36K | 0 |
| PUERTO RICO COMWLTH 4 41GO …PUERTO RICO COMWLTH 4 41GO UTX … FIX | principal | 10,106 | $9.27K | +204 |
| TRIUMPH BANCORP INC SUB NT …TRIUMPH BANCORP INC SUB NT FIXED Fixed Income | principal | 10,000 | $9.27K | 0 |
| SHELBY CNTY TENN HEALTH EDL…SHELBY CNTY TENN HEALTH EDL & HSG… Fixed Income | principal | 10,000 | $9.2K | 0 |
| OCEANFIRST FINL CORP SUB NT…OCEANFIRST FINL CORP SUB NT FXD/F… Fixed Income | principal | 10,000 | $9.19K | 0 |
| PUERTO RICO COMWLTH 4 35GO …PUERTO RICO COMWLTH 4 35GO UTX … FIX | principal | 8,661 | $8.37K | +175 |
| US TREASU NT 1.125 02/31UST…US TREASU NT 1.125 02/31UST NOTE … FIX | principal | 10,000 | $8.36K | 0 |
| US TREASU NT 1.375 11/31UST…US TREASU NT 1.375 11/31UST NOTE … NOT | principal | 10,000 | $8.32K | 0 |
| United States Treasury Note…United States Treasury Note/Bond US Government Note/Bond | principal | 10,000 | $7.82K | 0 |
| PUERTO RICO COMWLTH 0 33GO …PUERTO RICO COMWLTH 0 33GO UTX … FIX | principal | 12,403 | $7.73K | +251 |
| PUERTO RICO COMWLTH 4 37GO …PUERTO RICO COMWLTH 4 37GO UTX … FIX | principal | 7,434 | $7.1K | +150 |
| PUERTO RICO COMWLTH GOPUERTO RICO COMWLTH GO Fixed Income | principal | 11,840 | $6.24K | 0 |
| JPMORGAN CHASE & CO FXD RT …JPMORGAN CHASE & CO FXD RT NT Fixed Income | principal | 6,000 | $5.96K | 0 |
| PRIFA SER 2005APRIFA SER 2005A Fixed Income | principal | 10,000 | $5.75K | 0 |
| PUERTO RICO ELEC PWR AUTH P…PUERTO RICO ELEC PWR AUTH PWR Fixed Income | principal | 20,000 | $5.2K | 0 |
| PUERTO RICO COMWLTH GOPUERTO RICO COMWLTH GO Fixed Income | principal | 26,963 | $4.99K | 0 |
| GOLDMAN SACHS GROUP INC MED…GOLDMAN SACHS GROUP INC MEDIUM TE… Fixed Income | principal | 5,000 | $4.95K | 0 |
| UNITED STATES TREAS NTS 2 0…UNITED STATES TREAS NTS 2 02/15/2… Govt Bond | principal | 5,000 | $4.85K | 0 |
| US TREASU NT 1.12501/25UST …US TREASU NT 1.12501/25UST NOTE … FIX | principal | 5,000 | $4.82K | 0 |
| US Treasury 10-Year 2.375PC…US Treasury 10-Year 2.375PCT Note Bond | principal | 5,000 | $4.75K | 0 |
| ALLEGIANCE BANCSHARES INC S…ALLEGIANCE BANCSHARES INC SUB NT Fixed Income | principal | 5,000 | $4.68K | 0 |
| UNITED STATES TREAS NTSUNITED STATES TREAS NTS Fixed Income | principal | 5,000 | $4.44K | 0 |
| PUERTO RICO COMWLTH GOPUERTO RICO COMWLTH GO Fixed Income | principal | 1,566 | $1.53K | +31 |
| FNMA GTD MTG PASS THRU CTFSFNMA GTD MTG PASS THRU CTFS Fixed Income | principal | 8,336 | $104 | 0 |
| FEDERAL HOME LN MTGCORP PAR…FEDERAL HOME LN MTGCORP PARTN FIXED INCOME | principal | 15,000 | $21 | 0 |
| FEDERAL HOME LN MTGCORP PAR…FEDERAL HOME LN MTGCORP PARTN FIXED INCOME | principal | 5,000 | $4 | 0 |
| FEDERAL HOME LN MTGCORP PAR…FEDERAL HOME LN MTGCORP PARTN FIXED INCOME | principal | 5,000 | $3 | 0 |
Sold out in Q4 2023
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| US TREASURY BILL23US TREASURY BILL23 | 1,075,000 | $1.07M | principal |
| RSPINVESCO EXCHANGE TRADED FD T | 4,440 | $629K | shares |
| US TREASURY BILL23US TREASURY BILL23 | 500,000 | $498K | principal |
| UNITED STATES TREAS BILLSUNITED STATES TREAS BILLS | 250,000 | $249K | principal |
| MORGAN STANLEY MEDIUM TERMMORGAN STANLEY MEDIUM TERM | 250,000 | $169K | principal |
| LEUCADIA NATL CORPLEUCADIA NATL CORP | 150,000 | $150K | principal |
| MYLAN INCMYLAN INC | 140,000 | $140K | principal |
| MID-AMERICA APTS L P TRIBAL…MID-AMERICA APTS L P TRIBAL BONDS… | 120,000 | $120K | principal |
| ENBRIDGE INC 4 10/01/2023ENBRIDGE INC 4 10/01/2023 | 115,000 | $115K | principal |
| ENERGY TRANSFER PARTNERS L …ENERGY TRANSFER PARTNERS L P SR NT | 100,000 | $100K | principal |
| UNITED STATES TREAS NTSUNITED STATES TREAS NTS | 80,000 | $80K | principal |
| PREFERRED BK LOS ANGELES CA…PREFERRED BK LOS ANGELES CALIF SUB | 100,000 | $78K | principal |
| CMPRCIMPRESS PLC | 1,100 | $77K | shares |
| US TREASU NT 4.375 10/24US…US TREASU NT 4.375 10/24UST NOTE… | 75,000 | $74K | principal |
| YUM! BRANDS, IN 3.875 23YUM! BRANDS, IN 3.875 23 | 70,000 | $70K | principal |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES | 100,000 | $68K | principal |
| RILYGBRC GROUP HLDGS INC SR NT DTD1 | 3,000 | $61K | shares |
| UNITED STATES TREAS NTSUNITED STATES TREAS NTS | 50,000 | $50K | principal |
| UNITED STS TREAS BILLSUNITED STS TREAS BILLS | 50,000 | $49K | principal |
| VTIPVANGUARD MALVERN FDS | 1,000 | $47K | shares |
| ABNBAIRBNB INC | 300 | $41K | shares |
| UNITED STS TREAS NTSUNITED STS TREAS NTS | 40,000 | $40K | principal |
| NULLNULL | 2,100 | $36K | shares |
| NUVEI CORPORATIONNUVEI CORPORATION | 2,000 | $30K | shares |
| MMACYS INC | 2,430 | $28K | shares |
| US TREASURY BILL23US TREASURY BILL23 | 25,000 | $25K | principal |
| US TREASU NT 0.375 10/23US TREASU NT 0.375 10/23 | 25,000 | $25K | principal |
| UNITED STS TREAS NTSUNITED STS TREAS NTS | 25,000 | $25K | principal |
| UNITED STS TREAS NTSUNITED STS TREAS NTS | 25,000 | $25K | principal |
| ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INC | 4,722 | $20K | shares |
| TransDigm IncTransDigm Inc | 20,000 | $18K | principal |
| MARAMARA HOLDINGS INC | 2,000 | $17K | shares |
| Triton International Ltd - …Triton International Ltd - Cash e… | 200 | $16K | shares |
| ARLINGTON MASS GO MUN PURP …ARLINGTON MASS GO MUN PURP LN | 15,000 | $15K | principal |
| CANOPY GROWTH CORPCANOPY GROWTH CORP | 15,800 | $12K | shares |
| ALLKEM LIMITED REGISTEREDALLKEM LIMITED REGISTERED | 1,500 | $11K | shares |
| PZZAPAPA JOHNS INTL INC | 150 | $10K | shares |
| UNITED STATES TREAS NTS 2.7…UNITED STATES TREAS NTS 2.75 11/1… | 10,000 | $10K | principal |
| SLBSLB LIMITED | 150 | $9K | shares |
| COTYCOTY INC | 700 | $8K | shares |
| NBBNUVEEN TAXABLE MUNICPAL INM | 523 | $8K | shares |
| AXPAMERICAN EXPRESS CO | 50 | $7K | shares |
| AFRMAFFIRM HLDGS INC | 326 | $7K | shares |
| AMC NETWORKS INC GTD FXD RT…AMC NETWORKS INC GTD FXD RT SR | 6,000 | $6K | principal |
| KKRKKR & CO INC | 79 | $5K | shares |
| WALWESTERN ALLIANCE BANCORP | 117 | $5K | shares |
| ETSYETSY INC | 75 | $5K | shares |
| RUBIDOUX CALIF CMNTYSVCS DI…RUBIDOUX CALIF CMNTYSVCS DIST CTF… | 5,000 | $5K | principal |
| LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC | 237 | $4K | shares |
| HERSHA HOSPITALITY TR PFD C…HERSHA HOSPITALITY TR PFD CUM RED | 150 | $4K | shares |
| PUERTO RICO COMWLTH HWYSPUERTO RICO COMWLTH HWYS | 3,182 | $3K | principal |
| VERITIV CORPVERITIV CORP | 9 | $2K | shares |
| PUERTO RICO COMWLTH HWYSPUERTO RICO COMWLTH HWYS | 3,541 | $2K | principal |
| VMWARE, INC.VMWARE, INC. | 4 | $1K | shares |
| LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC | 69 | $1K | shares |
| PUERTO RICO COMWLTH HWYSPUERTO RICO COMWLTH HWYS | 2,069 | $1K | principal |
| FTCHQFARFETCH LTD ORD SH CL A (CYM) | 14 | $0 | shares |
| OATLY GROUP ABOATLY GROUP AB | 556 | $0 | shares |
| CENNTRO ELECTRIC GROUP LIMITCENNTRO ELECTRIC GROUP LIMIT | 20 | $0 | shares |
| ENVERIC BIOSCIENCES INCENVERIC BIOSCIENCES INC | 1 | $0 | shares |
How Q4 2023 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001519113-24-000001 | base | 2024-01-24 | acceptance time not in the bulk data set |