Highlander Capital Management, LLC
Follow13F filer, CIK 1519113, SHORT HILLS, NJ
Highlander Capital Management, LLC reported $254,445,000 across 958 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-13. Its ten largest share positions make up 30.45% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001519113-23-000004
- Period
- 2023-09-30
- Reported value
- $254M
- Holdings
- 958
- Top 10 weight
- 30.45%
- New
- 330
- Sold out
- 41
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| BRK-Badded | +7,300 | $2.56M |
| NVOnew | +25,000 | $2.27M |
| AAPLadded | +7,570 | $1.3M |
| JPMadded | +7,917 | $1.15M |
| GOOGLadded | +6,600 | $864K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| NVDAreduced | -1,000 | -$435K |
| COSTreduced | -250 | -$141K |
| NEW YORK COMMUNITY BANCORPreduced | -9,700 | -$110K |
| DVAexited | -900 | -$90K |
| RSGreduced | -600 | -$85.5K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 678 share positions
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| AMERICAN TOWER CORPAMERICAN TOWER CORP Fixed Income | principal | 1,090,000 | $1.09M | +35,000 |
| US TREASURY BILL23US TREASURY BILL23 TREASURY BILLS | principal | 1,075,000 | $1.07M | +1,000,000 |
| US TREASUR NT 5 09/25UST NO…US TREASUR NT 5 09/25UST NOTE DUE… NOT | principal | 1,050,000 | $1.05M | new |
| SOUTH JERSEY INDS INC JR SU…SOUTH JERSEY INDS INC JR SUB NT Fixed Income | principal | 1,234,000 | $934K | +425,000 |
| US TREASUR NT 5%…US TREASUR NT 5%08/25U… FIX | principal | 870,000 | $868K | new |
| TEXAS CAP BANCSHARES INC SU…TEXAS CAP BANCSHARES INC SUB NT F… Fixed Income | principal | 1,007,000 | $836K | +547,000 |
| HERCULES INC JR SUB DEBHERCULES INC JR SUB DEB Fixed Income | principal | 885,000 | $816K | +315,000 |
| OCCIDENTAL PETE CORP SR DEBOCCIDENTAL PETE CORP SR DEB Fixed Income | principal | 785,000 | $798K | +310,000 |
| Chemours Co/TheChemours Co/The Corporate Bond - Domestic | principal | 804,000 | $742K | +325,000 |
| CINCINNATI BELL TEL CO DEBCINCINNATI BELL TEL CO DEB Fixed Income | principal | 874,000 | $731K | +280,000 |
| MALVERN BANCORP INC SUB NTMALVERN BANCORP INC SUB NT Fixed Income | principal | 665,000 | $658K | +90,000 |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS MED Fixed Income | principal | 677,000 | $640K | +252,000 |
| SIGNET UK FIN PLC SR NTSIGNET UK FIN PLC SR NT Fixed Income | principal | 629,000 | $613K | +144,000 |
| SAFEWAY INC SR 30 YEAR DEBSAFEWAY INC SR 30 YEAR DEB Fixed Income | principal | 580,000 | $589K | +165,000 |
| RADIAN GROUP INCRADIAN GROUP INC Fixed Income | principal | 567,000 | $564K | +337,000 |
| Icahn Enterprises LP / Icah…Icahn Enterprises LP / Icahn Ente… Corporate Bond - Domestic | principal | 570,000 | $530K | +215,000 |
| US TREASURY BILL23US TREASURY BILL23 TREASURY BILLS | principal | 500,000 | $498K | new |
| UNITED STS TREAS NTS 4.250 …UNITED STS TREAS NTS 4.250 09/30/… TREASURY NOTE | principal | 500,000 | $494K | 0 |
| NEW YORK CMNTY BANCORP INC …NEW YORK CMNTY BANCORP INC FIXED-… Fixed Income | principal | 515,000 | $488K | +105,000 |
| NEXPOINT REAL ESTATE FIN IN…NEXPOINT REAL ESTATE FIN INC SR Fixed Income | principal | 540,000 | $487K | +220,000 |
| F N B CORP PAF N B CORP PA Fixed Income | principal | 500,000 | $484K | +85,000 |
| Iron Mountain IncIron Mountain Inc Corporate Bond - Domestic | principal | 550,000 | $482K | +300,000 |
| HILLENBRAND INC SR NTHILLENBRAND INC SR NT Fixed Income | principal | 505,000 | $478K | +120,000 |
| KERR MCGEE CORP NTKERR MCGEE CORP NT Fixed Income | principal | 450,000 | $463K | +175,000 |
| Scotts Miracle-Gro Co/TheScotts Miracle-Gro Co/The Corporate Bond - Domestic | principal | 540,000 | $441K | +90,000 |
| COOPER TIRE & RUBR CO NTCOOPER TIRE & RUBR CO NT Fixed Income | principal | 440,000 | $440K | +120,000 |
| FIRST MIDWEST BANCORP INC D…FIRST MIDWEST BANCORP INC DEL FXD… Fixed Income | principal | 445,000 | $436K | +150,000 |
| RADIAN GROUP INC FXD RT SR …RADIAN GROUP INC FXD RT SR NT Fixed Income | principal | 395,000 | $383K | +50,000 |
| HOMESTREET INC SR NT FULLY …HOMESTREET INC SR NT FULLY EXCHAN… Fixed Income | principal | 510,000 | $367K | +95,000 |
| Group 1 Automotive IncGroup 1 Automotive Inc Corporate Bond - Domestic | principal | 400,000 | $347K | +220,000 |
| AMERIS BANCORP FIXED/FLTG S…AMERIS BANCORP FIXED/FLTG SUB NT Fixed Income | principal | 385,000 | $339K | +75,000 |
| SYNOVUS FINL CORP SUB NTSYNOVUS FINL CORP SUB NT Fixed Income | principal | 355,000 | $330K | +85,000 |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS FX… Fixed Income | principal | 346,000 | $326K | 0 |
| CHARTER COMMUNICATIONS OPER…CHARTER COMMUNICATIONS OPER LLC Fixed Income | principal | 320,000 | $313K | +275,000 |
| TRANSDIGM INC SR SUB NTTRANSDIGM INC SR SUB NT Fixed Income | principal | 285,000 | $286K | +70,000 |
| VULCAN MATLS CO NTVULCAN MATLS CO NT Fixed Income | principal | 285,000 | $284K | new |
| PG&E CorpPG&E Corp Corporate Bond - Domestic | principal | 325,000 | $282K | +130,000 |
| VULCAN MATLS CO NTVULCAN MATLS CO NT FIXED INCOME | principal | 273,000 | $273K | +165,000 |
| ICAHN ENTERPRISES L P / ICA…ICAHN ENTERPRISES L P / ICAHN ENT… Fixed Income | principal | 276,000 | $263K | +60,000 |
| REINSURANCE GROUP AMER INCREINSURANCE GROUP AMER INC Fixed Income | principal | 270,000 | $261K | 0 |
| OCCIDENTAL PETE CORP SR NTOCCIDENTAL PETE CORP SR NT Fixed Income | principal | 260,000 | $257K | 0 |
| UNITED STATES TREAS BDSUNITED STATES TREAS BDS Fixed Income | principal | 250,000 | $256K | 0 |
| SCOTTS MIRACLE-GRO CO GTD F…SCOTTS MIRACLE-GRO CO GTD FXD RT … Fixed Income | principal | 270,000 | $253K | +45,000 |
| UNITED STATES TREAS BILLSUNITED STATES TREAS BILLS Fixed Income | principal | 250,000 | $249K | 0 |
| FIRST CTZNS BK & TR RALEIGH…FIRST CTZNS BK & TR RALEIGH SR NT Fixed Income | principal | 286,000 | $248K | +50,000 |
| US TREASUR NT 4.25 12/24UST…US TREASUR NT 4.25 12/24UST NOTE … TREASURY | principal | 250,000 | $247K | 0 |
| MAPLEWOOD TWP N J GEN IMPT …MAPLEWOOD TWP N J GEN IMPT BDS 20… Fixed Income | principal | 250,000 | $239K | +150,000 |
| BANCORPSOUTH BK TUPELO MISS…BANCORPSOUTH BK TUPELO MISS SUB N… Fixed Income | principal | 250,000 | $231K | 0 |
| BANC OF CALIFORNIA INCBANC OF CALIFORNIA INC FIXED | principal | 240,000 | $229K | +75,000 |
| PINNACLE FINL PARTNERS INC …PINNACLE FINL PARTNERS INC SUB NT Fixed Income | principal | 240,000 | $226K | 0 |
| BELO CORPBELO CORP FIXED | principal | 230,000 | $224K | +50,000 |
| MGM Resorts InternationalMGM Resorts International Corporate Bond - Domestic | principal | 225,000 | $220K | +160,000 |
| EL PASO ENERGY CORP MEDIUM …EL PASO ENERGY CORP MEDIUM TERM N… Fixed Income | principal | 185,000 | $201K | +80,000 |
| GTE CALIF INC DEB SER F MBI…GTE CALIF INC DEB SER F MBIA-IBC … COUPON BEARING BOND | principal | 200,000 | $198K | 0 |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS MED Fixed Income | principal | 206,000 | $196K | +86,000 |
| PG&E CorpPG&E Corp Corporate Bond - Domestic | principal | 215,000 | $195K | +75,000 |
| UNITED STATES TREAS NTS 2.7…UNITED STATES TREAS NTS 2.75 02/1… Govt Bond | principal | 210,000 | $194K | 0 |
| BAC CAP TR XIV FIXED TO FLT…BAC CAP TR XIV FIXED TO FLT RT HY… Fixed Income | principal | 250,000 | $193K | +160,000 |
| Credit Acceptance CorpCredit Acceptance Corp Corporate Bond - Domestic | principal | 190,000 | $183K | +95,000 |
| VERISIGN INCVERISIGN INC FIXED | principal | 190,000 | $182K | +50,000 |
| Allison Transmission IncAllison Transmission Inc Corporate Bond - Domestic | principal | 185,000 | $171K | +120,000 |
| Newell Brands IncNewell Brands Inc Corporate Bond - Domestic | principal | 180,000 | $170K | 0 |
| BUCKEYE PARTNERS L P FXD RT…BUCKEYE PARTNERS L P FXD RT SR NT Fixed Income | principal | 175,000 | $169K | 0 |
| MORGAN STANLEY MEDIUM TERMMORGAN STANLEY MEDIUM TERM Fixed Income | principal | 250,000 | $169K | +75,000 |
| VALLEY NATL BANCORP FXD RT …VALLEY NATL BANCORP FXD RT SUB Fixed Income | principal | 175,000 | $168K | 0 |
| VALLEY NATL BANCORP SUBVALLEY NATL BANCORP SUB Fixed Income | principal | 178,000 | $167K | +100,000 |
| CADENCE BK N A BIRMINGHAM A…CADENCE BK N A BIRMINGHAM ALA SUB… Fixed Income | principal | 174,000 | $166K | +144,000 |
| STARWOOD PPTY TR INC FXD RT…STARWOOD PPTY TR INC FXD RT SR Fixed Income | principal | 160,000 | $153K | 0 |
| LEUCADIA NATL CORPLEUCADIA NATL CORP Fixed Income | principal | 150,000 | $150K | +125,000 |
| UNION CNTY N J BDS 2018UNION CNTY N J BDS 2018 Fixed Income | principal | 150,000 | $143K | +100,000 |
| MYLAN INCMYLAN INC FIXED | principal | 140,000 | $140K | 0 |
| ALLEGIANCE BK HOUSTON TEX S…ALLEGIANCE BK HOUSTON TEX SUB NT … Fixed Income | principal | 140,000 | $137K | +120,000 |
| RANGE RES CORP GTD FXD RTRANGE RES CORP GTD FXD RT Fixed Income | principal | 140,000 | $136K | +45,000 |
| GRAPHIC PACKAGING INTL INC …GRAPHIC PACKAGING INTL INC GTD FX… Fixed Income | principal | 135,000 | $132K | 0 |
| AMSOUTHBANCORPORATION SUBDEBAMSOUTHBANCORPORATION SUBDEB FIXED INCOME | principal | 130,000 | $130K | +40,000 |
| NORFOLK SOUTHN CORP NTNORFOLK SOUTHN CORP NT Fixed Income | principal | 125,000 | $124K | new |
| OLD REP INTL CORP FIXED RAT…OLD REP INTL CORP FIXED RATE SR NT Fixed Income | principal | 125,000 | $123K | +25,000 |
| MID-AMERICA APTS L P TRIBAL…MID-AMERICA APTS L P TRIBAL BONDS… Fixed Income | principal | 120,000 | $120K | +10,000 |
| ENBRIDGE INC 4 10/01/2023ENBRIDGE INC 4 10/01/2023 Corp Bond | principal | 115,000 | $115K | 0 |
| TRINITY INDUSTRI 4.55.24TRINITY INDUSTRI 4.55.24 CORPORATE BONDS | principal | 117,000 | $114K | +50,000 |
| SOUTHERN CO 2019ASOUTHERN CO 2019A Fixed Income | principal | 115,000 | $113K | 0 |
| Western Digital CorpWestern Digital Corp Corporate Bond - Domestic | principal | 115,000 | $110K | +90,000 |
| US TREASU NTUS TREASU NT FIX | principal | 110,000 | $109K | +10,000 |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES Fixed Income | principal | 150,000 | $109K | +125,000 |
| SLM CORP EDNOTES EDNOTES SE…SLM CORP EDNOTES EDNOTES SER B Fixed Income | principal | 145,000 | $108K | +125,000 |
| MBIA INC DEBMBIA INC DEB Fixed Income | principal | 125,000 | $101K | +90,000 |
| ENERGY TRANSFER PARTNERS L …ENERGY TRANSFER PARTNERS L P SR NT Fixed Income | principal | 100,000 | $100K | 0 |
| UNITED STATES TREAS NTS 2.6…UNITED STATES TREAS NTS 2.625 12/… Govt Bond | principal | 100,000 | $99K | 0 |
| US TREASURYUS TREASURY FIXED | principal | 100,000 | $97K | 0 |
| NORTH PLAINFIELD N J GO BDS…NORTH PLAINFIELD N J GO BDS 2015 Fixed Income | principal | 100,000 | $96K | new |
| LAWRENCE TWP N J SCH DIST B…LAWRENCE TWP N J SCH DIST BDS 2018 Fixed Income | principal | 100,000 | $95K | +50,000 |
| US TREASUR NT 2.25 PCT 02/2…US TREASUR NT 2.25 PCT 02/27UST N… US Treasury Bills | principal | 100,000 | $92K | 0 |
| OCCIDENTAL PETE CORP SR NTOCCIDENTAL PETE CORP SR NT Fixed Income | principal | 90,000 | $90K | +65,000 |
| TREEHOUSE FOODS INCTREEHOUSE FOODS INC FIXED | principal | 105,000 | $85K | +60,000 |
| DCP MIDSTREAM OPERATINGDCP MIDSTREAM OPERATING FIXED | principal | 85,000 | $84K | 0 |
| GENWORTH FINL INC FXD RTGENWORTH FINL INC FXD RT Fixed Income | principal | 95,000 | $82K | +70,000 |
| BELO CORPBELO CORP FIXED | principal | 80,000 | $80K | +55,000 |
| UNITED STATES TREAS NTSUNITED STATES TREAS NTS Fixed Income | principal | 80,000 | $80K | 0 |
| MGIC INVESTMENT CORPMGIC INVESTMENT CORP FIXED | principal | 85,000 | $79K | +60,000 |
| PREFERRED BK LOS ANGELES CA…PREFERRED BK LOS ANGELES CALIF SUB Fixed Income | principal | 100,000 | $78K | 0 |
| Service Properties TrustService Properties Trust Corporate Bond - Domestic | principal | 90,000 | $77K | new |
| US TREASU NT 4.375 10/24US…US TREASU NT 4.375 10/24UST NOTE… FIX | principal | 75,000 | $74K | 0 |
| CAPITAL ONE FINLCAPITAL ONE FINL Fixed Income | principal | 75,000 | $74K | new |
| OCCIDENTAL PETE CORP FXD RT…OCCIDENTAL PETE CORP FXD RT SR Fixed Income | principal | 75,000 | $72K | 0 |
| TransDigm IncTransDigm Inc Corporate Bond - Domestic | principal | 75,000 | $70K | +25,000 |
| YUM! BRANDS, IN 3.875 23YUM! BRANDS, IN 3.875 23 CORPORATE BONDS | principal | 70,000 | $70K | 0 |
| AMC NETWORKS INC GTD FXD RT…AMC NETWORKS INC GTD FXD RT SR NT Fixed Income | principal | 75,000 | $69K | +20,000 |
| PUBLIC SVC ENTERPRISE GROUPPUBLIC SVC ENTERPRISE GROUP Fixed Income | principal | 70,000 | $68K | 0 |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES Fixed Income | principal | 100,000 | $68K | 0 |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES Fixed Income | principal | 100,000 | $68K | 0 |
| NEW JERSEY ECONOMIC DEV AUT…NEW JERSEY ECONOMIC DEV AUTH REV Fixed Income | principal | 65,000 | $65K | new |
| Netflix, Inc 04/15/2028 4.8…Netflix, Inc 04/15/2028 4.875 Fixed Income | principal | 65,000 | $63K | +25,000 |
| ICAHN ENTERPRISES L P / ICA…ICAHN ENTERPRISES L P / ICAHN ENT… Fixed Income | principal | 65,000 | $63K | +15,000 |
| INDEPENDENT BK GROUP INC SUBINDEPENDENT BK GROUP INC SUB Fixed Income | principal | 65,000 | $62K | 0 |
| F N B CORP SUB NT FIXED TO …F N B CORP SUB NT FIXED TO FLTG Fixed Income | principal | 65,000 | $60K | new |
| UNITED FINL BANCORP INC NEW…UNITED FINL BANCORP INC NEW SUB Fixed Income | principal | 60,000 | $59K | 0 |
| REPUBLIC SVCS INC NTREPUBLIC SVCS INC NT Fixed Income | principal | 60,000 | $58K | 0 |
| SIMMONS FIRST NATL CORPSIMMONS FIRST NATL CORP Fixed Income | principal | 60,000 | $58K | new |
| Range Resources CorpRange Resources Corp Corporate Bond - Domestic | principal | 55,000 | $56K | +20,000 |
| MGM Resorts InternationalMGM Resorts International Corporate Bond - Domestic | principal | 55,000 | $51K | new |
| UNITED STATES TREAS NTSUNITED STATES TREAS NTS Fixed Income | principal | 50,000 | $50K | new |
| NEW YORK N Y CITY MUN WTR F…NEW YORK N Y CITY MUN WTR FIN AUT… Municipal Bond | principal | 50,000 | $49K | 0 |
| HUGHES SATELLITE SYS CORP G…HUGHES SATELLITE SYS CORP GTD Fixed Income | principal | 55,000 | $49K | 0 |
| PNC FINL SVCS GROUP INC FXD…PNC FINL SVCS GROUP INC FXD RT Fixed Income | principal | 50,000 | $49K | 0 |
| UNITED STS TREAS BILLSUNITED STS TREAS BILLS Fixed Income | principal | 50,000 | $49K | new |
| US TREASURYUS TREASURY FIXED | principal | 50,000 | $48K | new |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES Fixed Income | principal | 62,000 | $45K | +12,000 |
| OCCIDENTAL PETE CORP NTOCCIDENTAL PETE CORP NT Fixed Income | principal | 45,000 | $44K | 0 |
| UNITED STATES TREAS NTS 2.7…UNITED STATES TREAS NTS 2.75 02/1… Govt Bond | principal | 40,000 | $40K | 0 |
| UNITED STS TREAS NTSUNITED STS TREAS NTS Fixed Income | principal | 40,000 | $40K | 0 |
| US TREASUR NT 1.25 08/31UST…US TREASUR NT 1.25 08/31UST NOTE … TREASURY | principal | 50,000 | $39K | 0 |
| US TREASU NT 0.125 02/24US TREASU NT 0.125 02/24 TREASURY | principal | 40,000 | $39K | 0 |
| US TREASUR NTUS TREASUR NT FIX | principal | 40,000 | $38K | 0 |
| PUERTO RICO PUB FINCORPPUERTO RICO PUB FINCORP FIXED INCOME | principal | 35,000 | $37K | 0 |
| WILLIAMS COS INC FXD RT NTWILLIAMS COS INC FXD RT NT Fixed Income | principal | 35,000 | $35K | 0 |
| UNITED AIRLS HLDGS INC GTDUNITED AIRLS HLDGS INC GTD Fixed Income | principal | 35,000 | $35K | +25,000 |
| LIBERTY MEDIA CORP FIXED RT…LIBERTY MEDIA CORP FIXED RT SR DEB Fixed Income | principal | 100,000 | $32K | +45,000 |
| UNITED STATES TREAS BDSUNITED STATES TREAS BDS Fixed Income | principal | 30,000 | $31K | new |
| CENTURYLINK INC SR NT SER X…CENTURYLINK INC SR NT SER X FULLY… Fixed Income | principal | 37,000 | $31K | new |
| Methanex CorpMethanex Corp Corporate Bond - Foreign US$ | principal | 33,000 | $30K | 0 |
| PLAINSBORO TWP N J UNTLD TA…PLAINSBORO TWP N J UNTLD TAX SPL Fixed Income | principal | 30,000 | $30K | new |
| GOLDMAN SACHS GROUP INC DEP…GOLDMAN SACHS GROUP INC DEP SHS Fixed Income | principal | 30,000 | $30K | 0 |
| CVS HEALTH CORP SR NTCVS HEALTH CORP SR NT Fixed Income | principal | 30,000 | $30K | new |
| INDIANA BD BK SEW WKS REVINDIANA BD BK SEW WKS REV Fixed Income | principal | 30,000 | $30K | 0 |
| ENBRIDGE INC SR NTENBRIDGE INC SR NT Fixed Income | principal | 30,000 | $30K | new |
| HILLTOP HLDGS INC SUB NTHILLTOP HLDGS INC SUB NT Fixed Income | principal | 35,000 | $28K | new |
| UNITED STATES TREAS NTS 2.2…UNITED STATES TREAS NTS 2.25 01/3… Govt Bond | principal | 25,000 | $25K | 0 |
| ROSEVILLE CALIF NATGAS FING…ROSEVILLE CALIF NATGAS FING AUTH … FIXED INCOME | principal | 25,000 | $25K | 0 |
| US TREASUR NT 3.06/24US TREASUR NT 3.06/24 TREASURY | principal | 25,000 | $25K | new |
| ENBRIDGE INC SR NTENBRIDGE INC SR NT Fixed Income | principal | 25,000 | $25K | 0 |
| GOLDMAN SACHS GROUP INC SR …GOLDMAN SACHS GROUP INC SR NT Fixed Income | principal | 25,000 | $25K | new |
| US TREASUR NT 2.5 0124US TREASUR NT 2.5 0124 NOT | principal | 25,000 | $25K | 0 |
| WEBSTER FINL CORP WATERBURYWEBSTER FINL CORP WATERBURY Fixed Income | principal | 25,000 | $25K | 0 |
| INDIANA BD BK SEW WKS REVINDIANA BD BK SEW WKS REV Fixed Income | principal | 25,000 | $25K | new |
| US TREASURY BILL23US TREASURY BILL23 TREASURY BILLS | principal | 25,000 | $25K | new |
| US TREASU NT 0.375 10/23US TREASU NT 0.375 10/23 TREASURY | principal | 25,000 | $25K | 0 |
| UNITED STS TREAS NTSUNITED STS TREAS NTS Fixed Income | principal | 25,000 | $25K | 0 |
| UNITED STS TREAS NTSUNITED STS TREAS NTS Fixed Income | principal | 25,000 | $25K | 0 |
| UNITED STATES TREAS NTS 2.2…UNITED STATES TREAS NTS 2.25 11/1… Govt Bond | principal | 25,000 | $24K | 0 |
| PUERTO RICO COMWLTH 0 43GO …PUERTO RICO COMWLTH 0 43GO UTX … FIX | principal | 48,994 | $24K | +969 |
| NEW JERSEY ECONOMIC DEV AUT…NEW JERSEY ECONOMIC DEV AUTH REV … Fixed Income | principal | 25,000 | $24K | 0 |
| NEW YORK N Y CITY TRANSITIO…NEW YORK N Y CITY TRANSITIONAL FI… Fixed Income | principal | 25,000 | $24K | new |
| NORTH BERGEN TWP N J GEN IM…NORTH BERGEN TWP N J GEN IMPT BDS Fixed Income | principal | 25,000 | $24K | 0 |
| WILLIAMS COS INC NTWILLIAMS COS INC NT FIXED INCOME | principal | 20,000 | $23K | 0 |
| RADIAN GROUP INCRADIAN GROUP INC FIXED | principal | 25,000 | $23K | new |
| Hanesbrands IncHanesbrands Inc Corporate Bond - Domestic | principal | 25,000 | $23K | 0 |
| NEW YORK N Y CITY HSG DEV C…NEW YORK N Y CITY HSG DEV CORP MU… Fixed Income | principal | 25,000 | $23K | new |
| NEW YORK N Y CITY TRANSITIO…NEW YORK N Y CITY TRANSITIONAL FI… Fixed Income | principal | 25,000 | $23K | new |
| NEW YORK ST HSG FIN AGY REV…NEW YORK ST HSG FIN AGY REV REV B… Fixed Income | principal | 25,000 | $23K | new |
| BROOKLYN ARENA LOC DEV CORP…BROOKLYN ARENA LOC DEV CORP N Y P… Fixed Income | principal | 25,000 | $23K | new |
| CHEMUNG CNTY N Y GO PUB IMP…CHEMUNG CNTY N Y GO PUB IMPT BDS … Fixed Income | principal | 25,000 | $23K | new |
| Olin CorpOlin Corp Corporate Bond - Domestic | principal | 25,000 | $22K | new |
| Teva Pharmaceutical Finance…Teva Pharmaceutical Finance Nethe… Corporate Bond - Foreign US$ | principal | 25,000 | $22K | 0 |
| WENDYS INTLWENDYS INTL Bond | principal | 22,000 | $22K | +17,000 |
| UNITED STATES TREASURY NOTESUNITED STATES TREASURY NOTES U.S. Treasury Notes (Incl Ips) | principal | 20,000 | $22K | new |
| B&G Foods IncB&G Foods Inc Corporate Bond - Domestic | principal | 25,000 | $21K | new |
| NEW YORK ST HSG FIN AGY REV…NEW YORK ST HSG FIN AGY REV AFFOR… Fixed Income | principal | 25,000 | $21K | new |
| SAFEWAY INC NTSAFEWAY INC NT Fixed Income | principal | 20,000 | $21K | 0 |
| HUDSON CNTY N J IMPT AUTH W…HUDSON CNTY N J IMPT AUTH WATERFR… Fixed Income | principal | 20,000 | $20K | +15,000 |
| METROPOLITAN TRANSN AUTH N …METROPOLITAN TRANSN AUTH N Y REV Fixed Income | principal | 25,000 | $20K | new |
| PUERTO RICO MUN FIN AGY REF…PUERTO RICO MUN FIN AGY REF BDS Fixed Income | principal | 20,000 | $20K | 0 |
| SALT LAKE CNTY UTAH SALES T…SALT LAKE CNTY UTAH SALES TAX REV… Fixed Income | principal | 20,000 | $20K | new |
| CONSTELLATION BRANDS INC GT…CONSTELLATION BRANDS INC GTD FXD … Fixed Income | principal | 20,000 | $20K | 0 |
| SOUTHAMPTON TOWN N YSOUTHAMPTON TOWN N Y Fixed Income | principal | 20,000 | $20K | 0 |
| SLM CORP EDNOTESEDNOTESSLM CORP EDNOTESEDNOTES FIXED INCOME | principal | 26,000 | $19K | new |
| OAKTREE SPECIALTY LENDOAKTREE SPECIALTY LEND FIXED | principal | 20,000 | $19K | 0 |
| US TREASU NT 2.125 11/24UST…US TREASU NT 2.125 11/24UST NOTE … TREASURY | principal | 20,000 | $19K | 0 |
| US TREASUR NT 2.5 01 25UST …US TREASUR NT 2.5 01 25UST NOTE D… NOT | principal | 20,000 | $19K | 0 |
| NEW JERSEY ST EDL FACS AUTH…NEW JERSEY ST EDL FACS AUTH REV R… Fixed Income | principal | 20,000 | $19K | 0 |
| NEW YORK ST TWY AUTH GEN RE…NEW YORK ST TWY AUTH GEN REV JR I… Fixed Income | principal | 20,000 | $19K | new |
| CAPITAL ONE FINL CORP FXD R…CAPITAL ONE FINL CORP FXD RT SR NT Fixed Income | principal | 20,000 | $19K | 0 |
| TransDigm IncTransDigm Inc Corporate Bond - Domestic | principal | 20,000 | $18K | 0 |
| DEVON ENERGY CORP NEW NTDEVON ENERGY CORP NEW NT Fixed Income | principal | 20,000 | $18K | new |
| NEW YORK N Y CITY TRANSITIO…NEW YORK N Y CITY TRANSITIONAL FI… Fixed Income | principal | 20,000 | $17K | new |
| VERITEX HLDGS INC SUB NTVERITEX HLDGS INC SUB NT Fixed Income | principal | 20,000 | $17K | 0 |
| PUERTO RICO PUB FINCORPPUERTO RICO PUB FINCORP FIXED INCOME | principal | 15,000 | $16K | 0 |
| Reworld Holding CorpReworld Holding Corp Corporate Bond - Domestic | principal | 20,000 | $16K | new |
| UNITEDHEALTH GROUP INCUNITEDHEALTH GROUP INC Fixed Income | principal | 15,000 | $15K | new |
| MURPHY OIL CORP NTMURPHY OIL CORP NT Fixed Income | principal | 15,000 | $15K | 0 |
| NEW YORK N Y CITY MUN WTR F…NEW YORK N Y CITY MUN WTR FIN AUT… Fixed Income | principal | 20,000 | $15K | new |
| OCCIDENTAL PETE CORP SR NTOCCIDENTAL PETE CORP SR NT Fixed Income | principal | 15,000 | $15K | new |
| ALBERTSONS INC DEBALBERTSONS INC DEB Fixed Income | principal | 15,000 | $15K | new |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS ME… Fixed Income | principal | 15,000 | $15K | 0 |
| AMERICAN EXPRESS CO NTAMERICAN EXPRESS CO NT Fixed Income | principal | 15,000 | $15K | new |
| ARES CAP CORP NTARES CAP CORP NT Fixed Income | principal | 15,000 | $15K | 0 |
| DEVON ENERGY CORP NEW NTDEVON ENERGY CORP NEW NT Fixed Income | principal | 15,000 | $15K | new |
| GENERAL ELEC CAP CORP INTER…GENERAL ELEC CAP CORP INTERNOTES … Fixed Income | principal | 15,000 | $15K | new |
| BANK AMER CORP FXD RT SUB N…BANK AMER CORP FXD RT SUB NT SER L Fixed Income | principal | 15,000 | $15K | new |
| CLEVELAND ELEC ILLUM CO 1ST…CLEVELAND ELEC ILLUM CO 1ST MTG BD Fixed Income | principal | 15,000 | $15K | new |
| US TREASUR NT 0.75 1223US TREASUR NT 0.75 1223 NOT | principal | 15,000 | $15K | 0 |
| BATAVIA ILL GO REF BDS 2019BATAVIA ILL GO REF BDS 2019 Fixed Income | principal | 15,000 | $15K | 0 |
| CHARTER COMMUNICATIONS OPER…CHARTER COMMUNICATIONS OPER LLC Fixed Income | principal | 15,000 | $15K | 0 |
| ARLINGTON MASS GO MUN PURP …ARLINGTON MASS GO MUN PURP LN Fixed Income | principal | 15,000 | $15K | 0 |
| US TREASURYUS TREASURY FIXED | principal | 15,000 | $14K | 0 |
| JPMORGAN CHASE & COJPMORGAN CHASE & CO Corporate Bond | principal | 15,000 | $14K | 0 |
| TROY N Y CAP RESOURCE CORP …TROY N Y CAP RESOURCE CORP REV REV Fixed Income | principal | 15,000 | $14K | new |
| NEW YORK ST MTG AGY HOMEOWN…NEW YORK ST MTG AGY HOMEOWNER MTG… Fixed Income | principal | 15,000 | $14K | new |
| PUERTO RICO COMWLTH GOPUERTO RICO COMWLTH GO Fixed Income | principal | 36,526 | $14K | 0 |
| CAPITAL ONE FINL CORPCAPITAL ONE FINL CORP Fixed Income | principal | 15,000 | $14K | 0 |
| MBIA INC DEBMBIA INC DEB Fixed Income | principal | 15,000 | $13K | new |
| CITIGROUP GLOBAL MKTS HLDGS…CITIGROUP GLOBAL MKTS HLDGS INC M… Fixed Income | principal | 13,000 | $13K | new |
| AMERICAN EXPRESS COAMERICAN EXPRESS CO Fixed Income | principal | 13,000 | $13K | 0 |
| SLM CORP EDNOTES EDNOTES SE…SLM CORP EDNOTES EDNOTES SER B Fixed Income | principal | 16,000 | $12K | 0 |
| PUERTO RICO COM 5.625 29GO …PUERTO RICO COM 5.625 29GO UTX … FIX | principal | 10,254 | $11K | +211 |
| PUERTO RICO COM 5.625 27GO …PUERTO RICO COM 5.625 27GO UTX … FIX | principal | 10,423 | $11K | +215 |
| PUERTO RICO COM 5.375&#…PUERTO RICO COM 5.375%25G… FIX | principal | 10,516 | $11K | +217 |
| PITNEY BOWES INC GLOBAL MED…PITNEY BOWES INC GLOBAL MEDIUM TE… Fixed Income | principal | 18,000 | $11K | new |
| UNITED STATES TREAS NTS 2.2…UNITED STATES TREAS NTS 2.25 11/1… Govt Bond | principal | 10,000 | $10K | 0 |
| UNITED STATES TREAS NTS 2.7…UNITED STATES TREAS NTS 2.75 11/1… Govt Bond | principal | 10,000 | $10K | 0 |
| UNITED STATES TREAS NTS 2.5…UNITED STATES TREAS NTS 2.5 05/15… Govt Bond | principal | 10,000 | $10K | 0 |
| PUERTO RICO COMW 5.75 31GO …PUERTO RICO COMW 5.75 31GO UTX … FIX | principal | 9,960 | $10K | +205 |
| US TREASUR NT 2.5.05/24US TREASUR NT 2.5.05/24 TREASURY | principal | 10,000 | $10K | 0 |
| JPMORGAN CHASE FINL CO LLC …JPMORGAN CHASE FINL CO LLC GLOBAL… Fixed Income | principal | 10,000 | $10K | new |
| NEW YORK N Y CITY HSG DEV C…NEW YORK N Y CITY HSG DEV CORP MU… Fixed Income | principal | 10,000 | $10K | new |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS ME… Fixed Income | principal | 10,000 | $10K | 0 |
| ANADARKO PETE CORP FIXED RA…ANADARKO PETE CORP FIXED RATE NOT… Fixed Income | principal | 10,000 | $10K | 0 |
| CLIFTON N J GO BDS 2013CLIFTON N J GO BDS 2013 Fixed Income | principal | 10,000 | $10K | 0 |
| US TREASUR NT 2.25 1223US TREASUR NT 2.25 1223 NOT | principal | 10,000 | $10K | 0 |
| OSSEO MINN INDPT SCH DISTOSSEO MINN INDPT SCH DIST Fixed Income | principal | 10,000 | $10K | 0 |
| BERKELEY CNTY W VA BRD EDBERKELEY CNTY W VA BRD ED Fixed Income | principal | 10,000 | $10K | 0 |
| CLINTON CONN GO BDSCLINTON CONN GO BDS Fixed Income | principal | 10,000 | $10K | 0 |
| US TREASUR NT 2 11/26UST NO…US TREASUR NT 2 11/26UST NOTE DUE… TREASURY | principal | 10,000 | $9K | 0 |
| United States Treasury Note…United States Treasury Notes 2.37… Fixed Income | principal | 10,000 | $9K | 0 |
| TRIUMPH BANCORP INC SUB NT …TRIUMPH BANCORP INC SUB NT FIXED Fixed Income | principal | 10,000 | $9K | 0 |
| UNITED CMNTY BKS INC FIXED …UNITED CMNTY BKS INC FIXED TO FLTG Fixed Income | principal | 10,000 | $9K | 0 |
| UNIVERSITY P R UNIV REVS RE…UNIVERSITY P R UNIV REVS REV BDS … Fixed Income | principal | 10,000 | $9K | 0 |
| OCEANFIRST FINL CORP SUB NT…OCEANFIRST FINL CORP SUB NT FXD/F… Fixed Income | principal | 10,000 | $9K | 0 |
| SHELBY CNTY TENN HEALTH EDL…SHELBY CNTY TENN HEALTH EDL & HSG… Fixed Income | principal | 10,000 | $9K | new |
| US TREASU NT 1.375 11/31UST…US TREASU NT 1.375 11/31UST NOTE … NOT | principal | 10,000 | $8K | 0 |
| US TREASU NT 1.125 02/31UST…US TREASU NT 1.125 02/31UST NOTE … FIX | principal | 10,000 | $8K | 0 |
| PUERTO RICO COMWLTH 4 46GO …PUERTO RICO COMWLTH 4 46GO UTX … FIX | principal | 10,301 | $8K | +212 |
| PUERTO RICO COMWLTH 4 41GO …PUERTO RICO COMWLTH 4 41GO UTX … FIX | principal | 9,902 | $8K | +204 |
| PUERTO RICO COMWLTH 4 33GO …PUERTO RICO COMWLTH 4 33GO UTX … FIX | principal | 9,442 | $8K | +195 |
| PUERTO RICO COMWLTH 0 33GO …PUERTO RICO COMWLTH 0 33GO UTX … FIX | principal | 12,152 | $7K | +251 |
| PUERTO RICO COMWLTH 4 35GO …PUERTO RICO COMWLTH 4 35GO UTX … FIX | principal | 8,486 | $7K | +175 |
| United States Treasury Note…United States Treasury Note/Bond US Government Note/Bond | principal | 10,000 | $7K | 0 |
| PUERTO RICO COMWLTH 4 37GO …PUERTO RICO COMWLTH 4 37GO UTX … FIX | principal | 7,284 | $6K | +150 |
| JPMORGAN CHASE & CO FXD RT …JPMORGAN CHASE & CO FXD RT NT Fixed Income | principal | 6,000 | $6K | new |
| PRIFA SER 2005APRIFA SER 2005A Fixed Income | principal | 10,000 | $6K | new |
| PUERTO RICO COMWLTH GOPUERTO RICO COMWLTH GO Fixed Income | principal | 11,840 | $6K | 0 |
| AMC NETWORKS INC GTD FXD RT…AMC NETWORKS INC GTD FXD RT SR Fixed Income | principal | 6,000 | $6K | new |
| US Treasury 10-Year 2.375PC…US Treasury 10-Year 2.375PCT Note Bond | principal | 5,000 | $5K | 0 |
| UNITED STATES TREAS NTS 2 0…UNITED STATES TREAS NTS 2 02/15/2… Govt Bond | principal | 5,000 | $5K | 0 |
| RUBIDOUX CALIF CMNTYSVCS DI…RUBIDOUX CALIF CMNTYSVCS DIST CTF… FIXED INCOME | principal | 5,000 | $5K | 0 |
| US TREASU NT 1.12501/25UST …US TREASU NT 1.12501/25UST NOTE … FIX | principal | 5,000 | $5K | 0 |
| PUERTO RICO ELEC PWR AUTH P…PUERTO RICO ELEC PWR AUTH PWR Fixed Income | principal | 20,000 | $5K | 0 |
| SEAGATE HDD CAYMAN GTD SR NTSEAGATE HDD CAYMAN GTD SR NT Fixed Income | principal | 5,000 | $5K | new |
| SLM CORP EDNOTES STEPSLM CORP EDNOTES STEP Fixed Income | principal | 5,000 | $5K | new |
| GOLDMAN SACHS GROUP INC MED…GOLDMAN SACHS GROUP INC MEDIUM TE… Fixed Income | principal | 5,000 | $5K | new |
| UNITED STATES TREAS NTSUNITED STATES TREAS NTS Fixed Income | principal | 5,000 | $4K | 0 |
| PUERTO RICO COMWLTH GOPUERTO RICO COMWLTH GO Fixed Income | principal | 26,963 | $4K | 0 |
| ALLEGIANCE BANCSHARES INC S…ALLEGIANCE BANCSHARES INC SUB NT Fixed Income | principal | 5,000 | $4K | 0 |
| PUERTO RICO COMWLTH HWYSPUERTO RICO COMWLTH HWYS Fixed Income | principal | 3,182 | $3K | 0 |
| PUERTO RICO COMWLTH HWYSPUERTO RICO COMWLTH HWYS Fixed Income | principal | 3,541 | $2K | 0 |
| PUERTO RICO COMWLTH GOPUERTO RICO COMWLTH GO Fixed Income | principal | 1,535 | $1K | -1,551 |
| PUERTO RICO COMWLTH HWYSPUERTO RICO COMWLTH HWYS Fixed Income | principal | 2,069 | $1K | 0 |
| FEDERAL HOME LN MTGCORP PAR…FEDERAL HOME LN MTGCORP PARTN FIXED INCOME | principal | 15,000 | $0 | new |
| FEDERAL HOME LN MTGCORP PAR…FEDERAL HOME LN MTGCORP PARTN FIXED INCOME | principal | 5,000 | $0 | new |
| FEDERAL HOME LN MTGCORP PAR…FEDERAL HOME LN MTGCORP PARTN FIXED INCOME | principal | 5,000 | $0 | new |
| FNMA GTD MTG PASS THRU CTFSFNMA GTD MTG PASS THRU CTFS Fixed Income | principal | 8,336 | $0 | new |
Sold out in Q3 2023
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| UNITED STATES TREASURY BILL…UNITED STATES TREASURY BILLS BILL | 500,000 | $499K | principal |
| UNITED STATES TREASURY NOTEUNITED STATES TREASURY NOTE | 500,000 | $499K | principal |
| UNITED STATES TREASURY BILL…UNITED STATES TREASURY BILLS BILL | 500,000 | $498K | principal |
| UNITED STATES TREASURY BILL…UNITED STATES TREASURY BILLS BILL | 500,000 | $495K | principal |
| UNITED STATES TREAS BDSUNITED STATES TREAS BDS | 350,000 | $350K | principal |
| AMTRUST FINL SVCS INC NTAMTRUST FINL SVCS INC NT | 279,000 | $277K | principal |
| UNITED STATES TREASURY BILL…UNITED STATES TREASURY BILLS BILL | 250,000 | $248K | principal |
| UNITED STATES TREASURY BILL…UNITED STATES TREASURY BILLS BILL | 200,000 | $198K | principal |
| DVADAVITA INC | 900 | $90K | shares |
| DEDEERE & CO | 200 | $81K | shares |
| RGAREINSURANCE GROUP AMER INC | 550 | $76K | shares |
| GLDSPDR GOLD TR | 335 | $60K | shares |
| ESCALON CALIF UNI SCHESCALON CALIF UNI SCH | 50,000 | $50K | principal |
| SMHVANECK ETF TRUST | 300 | $46K | shares |
| TRANSDIGM INC GTD FXD RT SR…TRANSDIGM INC GTD FXD RT SR SUB | 45,000 | $44K | principal |
| WELLWELLTOWER INC | 500 | $40K | shares |
| KINDER MORGAN ENERGY PARTNE…KINDER MORGAN ENERGY PARTNERS | 26,000 | $26K | principal |
| WELLS FARGOWELLS FARGO | 25,000 | $25K | principal |
| FASTFASTENAL CO | 400 | $24K | shares |
| GMGENERAL MTRS CO | 600 | $23K | shares |
| STRAFFORD CNTY N HSTRAFFORD CNTY N H | 20,000 | $20K | principal |
| UNITED STATES TREASURY BILL…UNITED STATES TREASURY BILLS BILL | 20,000 | $20K | principal |
| VALLEY NATL BANCORP FXD RT …VALLEY NATL BANCORP FXD RT SUB | 20,000 | $20K | principal |
| WTWWILLIS TOWERS WATSON PLC LTD | 75 | $18K | shares |
| ENERGY TRANSFER PARTNERS L PENERGY TRANSFER PARTNERS L P | 15,000 | $15K | principal |
| ITRIITRON INC | 150 | $11K | shares |
| CCICROWN CASTLE INC | 100 | $11K | shares |
| BANK OF AMERICA, 5.15percen…BANK OF AMERICA, 5.15percent24CD … | 10,000 | $10K | principal |
| LINCOLN NATIONAL CORP INDLINCOLN NATIONAL CORP IND | 10,000 | $10K | principal |
| BANK NEW YORK MELLON CORPBANK NEW YORK MELLON CORP | 10,000 | $10K | principal |
| JPMORGAN CHASE BK N AJPMORGAN CHASE BK N A | 6,000 | $6K | principal |
| BXMTBLACKSTONE MORTGAGE TRUST IN | 250 | $5K | shares |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 156 | $5K | shares |
| PUERTO RICOPUERTO RICO | 5,164 | $5K | principal |
| WBSWEBSTER FINL CORP | 116 | $4K | shares |
| LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-C | 38 | $3K | shares |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 78 | $3K | shares |
| ARKWARK ETF TR | 25 | $1K | shares |
| LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE | 18 | $1K | shares |
| LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES C | 14 | $1K | shares |
| QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INC | 200 | $1K | shares |
How Q3 2023 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001519113-23-000004 | base | 2023-11-13 | acceptance time not in the bulk data set |