GRASSI INVESTMENT MANAGEMENT LLC

13F filer, CIK 1135126, MOUNTAIN VIEW, CA

GRASSI INVESTMENT MANAGEMENT LLC reported $379,305,000 across 133 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2014-04-30. Its ten largest share positions make up 23.57% of the portfolio.

Filed 2014-04-30 (acceptance time not in the bulk data set), ingested 2026-10-07 19:42:28 UTC13F-HR 0001348554-14-000004

Period: 2013-09-30
Reported value: $379M
Holdings: 133
Top 10 weight: 23.57%
New: 15
Sold out: 27

Largest buys vs the previous quarter

Security	Shares change	Approx. value
BACnew	+733,131	$10.1M
AIGnew	+141,935	$6.9M
AMATnew	+389,546	$6.83M
BAnew	+47,600	$5.59M
ABTnew	+136,370	$4.53M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
Bank of Americaexited	-736,721	-$9.47M
AMERICAN INTERNATIONAL GROU…exited	-137,250	-$6.13M
ABBOTT LABORATORIESexited	-143,420	-$5M
Applied Materialsexited	-327,140	-$4.88M
Lineage, Inc.exited	-105,768	-$3.51M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0001348554-14-000004, largest first. % of portfolio is the value over $379,305,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
PGPROCTER & GAMBLE CO	243,720	$18.4M	4.86%	-954	Timeline
BACBANK OF AMER CORP	733,131	$10.1M	2.67%	new	Timeline
FORWARD INDUSTRIES INC COM …FORWARD INDUSTRIES INC COM NEW	536,545	$9.05M	2.39%	+26,440
GENERAL ELEC COGENERAL ELEC CO	367,728	$8.79M	2.32%	-1,492
PLDPROLOGIS INC.	225,800	$8.49M	2.24%	+6,600	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	145,876	$7.32M	1.93%	+1,351
WFCWELLS FARGO & CO	169,987	$7.02M	1.85%	-11,629	Timeline
AIGAMERICAN INTL GROUP INC	141,935	$6.9M	1.82%	new	Timeline
AMATAPPLIED MATLS INC	389,546	$6.83M	1.8%	new	Timeline
CITIGROUP INCCITIGROUP INC	133,210	$6.46M	1.7%	+7,010
EPDENTERPRISE PRODS PARTNERS L	104,254	$6.36M	1.68%	-2,009	Timeline
TRVTRAVELERS COMPANIES INC	71,495	$6.06M	1.6%	+3,050	Timeline
PFEPFIZER INC	205,915	$5.92M	1.56%	+3,515	Timeline
ABBVABBVIE INC	131,060	$5.86M	1.55%	+550	Timeline
JNJJOHNSON & JOHNSON	67,124	$5.82M	1.53%	+2,457	Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	98,555	$5.77M	1.52%	+2,368
VZVERIZON COMMUNICATIONS INC	123,108	$5.75M	1.51%	+39,307	Timeline
PEPPEPSICO INC	70,943	$5.64M	1.49%	-1,397	Timeline
BABOEING CO	47,600	$5.59M	1.47%	new	Timeline
BMYBRISTOL-MYERS SQUIBB CO	117,915	$5.46M	1.44%	+3,000	Timeline
MMM3M CO	44,640	$5.33M	1.41%	+775	Timeline
SEADRILL ORDSEADRILL ORD	114,800	$5.17M	1.36%	-2,300
MERCK &COINCMERCK &COINC	106,427	$5.07M	1.34%	+2,225
JPMJPMORGAN CHASE & CO	97,500	$5.04M	1.33%	+5,250	Timeline
HONHONEYWELL INTL INC	60,414	$5.02M	1.32%	+2,770	Timeline
LMTLOCKHEED MARTIN CORP	38,895	$4.96M	1.31%	-400	Timeline
FRCBFIRST REP BK SAN FRANCISCO CAL	104,000	$4.85M	1.28%	0	Timeline
MOALTRIA GROUP INC	140,359	$4.82M	1.27%	+2,770	Timeline
Dow Chemical CompanyDow Chemical Company	125,060	$4.8M	1.27%	+3,190
IPINTERNATIONAL PAPER CO	106,387	$4.77M	1.26%	+3,193	Timeline
YAHOO INCYAHOO INC	164,422	$4.71M	1.24%	+23,472
CVXCHEVRON CORPORATION	38,067	$4.62M	1.22%	-1,695	Timeline
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	87,815	$4.61M	1.22%	-3,600
HDHOME DEPOT INC	60,516	$4.59M	1.21%	-793	Timeline
ABTABBOTT LABORATORIES	136,370	$4.53M	1.19%	new	Timeline
CATCATERPILLAR INC	53,850	$4.49M	1.18%	+8,140	Timeline
COPCONOCOPHILLIPS	64,209	$4.46M	1.18%	-1,210	Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	41,104	$4.43M	1.17%	-299
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	89,175	$4.35M	1.15%	-917
MSMORGAN STANLEY	158,500	$4.27M	1.13%	+19,100	Timeline
SNYSANOFI SA	83,017	$4.2M	1.11%	-15,800	Timeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	166,600	$4.15M	1.09%	-8,550
AAPLAPPLE INC	8,471	$4.04M	1.06%	new	Timeline
UNPUNION PAC CORP	25,675	$3.99M	1.05%	-1,100	Timeline
MARKWEST ENERGY PARTNERS L PMARKWEST ENERGY PARTNERS L P	55,060	$3.98M	1.05%	-300
NUENUCOR CORP	76,858	$3.77M	0.99%	+401	Timeline
XOMEXXON MOBIL CORP	43,600	$3.75M	0.99%	+250	Timeline
HIGHARTFORD INSURANCE GROUP INC	120,276	$3.74M	0.99%	+13,475	Timeline
INTCINTEL CORP	155,750	$3.57M	0.94%	+38,350	Timeline
HCP INCHCP INC	86,025	$3.52M	0.93%	+3,100
WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LP	57,375	$3.45M	0.91%	+75
TAT&T INC	100,871	$3.41M	0.9%	-11,055	Timeline
KKR & CO LPKKR & CO LP	162,000	$3.33M	0.88%	+2,000
LLYELI LILLY & CO	65,335	$3.29M	0.87%	+10	Timeline
PMPHILIP MORRIS INTL INC	36,926	$3.2M	0.84%	+706	Timeline
VVISA INC	16,466	$3.15M	0.83%	0	Timeline
VNOVORNADO RLTY TR	36,880	$3.1M	0.82%	0	Timeline
NSRGYNESTLE SA-SPONS ADR	43,650	$3.04M	0.8%	-50	Timeline
GISGENERAL MILLS INC	62,159	$2.98M	0.79%	-155	Timeline
ETENERGY TRANSFER L P	43,500	$2.86M	0.75%	0	Timeline
EMREMERSON ELEC CO	41,400	$2.68M	0.71%	0	Timeline
MSFTMICROSOFT CORP	77,200	$2.57M	0.68%	+2,200	Timeline
WMTWALMART INC	34,536	$2.55M	0.67%	-195	Timeline
RHIROBERT HALF INC.	65,000	$2.54M	0.67%	0	Timeline
Targa Resources Partners, LPTarga Resources Partners, LP	48,002	$2.47M	0.65%	-2,006
KKELLANOVA	41,200	$2.42M	0.64%	0	Timeline
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P	46,232	$2.41M	0.63%	-3,923
MONSANTO CO NEWMONSANTO CO NEW	22,650	$2.36M	0.62%	+50
CAGCONAGRA BRANDS INC	71,900	$2.18M	0.57%	-44,965	Timeline
EXPRESS SCRIPTS INCEXPRESS SCRIPTS INC	34,250	$2.12M	0.56%	+4,100
IBMINTERNATIONAL BUSINESS MACHS	11,427	$2.12M	0.56%	0	Timeline
UNILEVER N VUNILEVER N V	55,600	$2.1M	0.55%	+100
PAAPLAINS ALL AMERN PIPELINE L	38,299	$2.02M	0.53%	-2,297	Timeline
AXPAMERICAN EXPRESS CO	24,935	$1.88M	0.5%	new	Timeline
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TR	55,867	$1.3M	0.34%	+2,172
APACHE CORPAPACHE CORP	14,150	$1.21M	0.32%	new
KMIKINDER MORGAN INC DEL	32,625	$1.16M	0.31%	+11,475	Timeline
SWKSTANLEY BLACK & DECKER INC	12,651	$1.15M	0.3%	+101	Timeline
GAPGAP INC	27,300	$1.1M	0.29%	0	Timeline
DLRDIGITAL RLTY TR INC	19,750	$1.05M	0.28%	+4,250	Timeline
DENBURY RES INCDENBURY RES INC	55,900	$1.03M	0.27%	-250
OXYOCCIDENTAL PETE CORP	10,281	$962K	0.25%	+989	Timeline
MDLZMONDELEZ INTL INC	30,250	$950K	0.25%	-1,950	Timeline
ACCESS MIDSTREAM PARTNERS LACCESS MIDSTREAM PARTNERS L	19,550	$944K	0.25%	-1,550
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	9,975	$928K	0.24%	new
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	20,200	$914K	0.24%	+1,850
INGRINGREDION INC	13,050	$864K	0.23%	-803	Timeline
ORCLORACLE CORP	25,611	$850K	0.22%	-100	Timeline
QCOMQUALCOMM INC	11,575	$779K	0.21%	+150	Timeline
HALHALLIBURTON CO	14,400	$693K	0.18%	-200	Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	12,250	$691K	0.18%	0
WALGREEN COWALGREEN CO	12,600	$678K	0.18%	0
VTRVENTAS INC	11,000	$676K	0.18%	0	Timeline
FLOFLOWERS FOODS INC	30,000	$643K	0.17%	-15,000	Timeline
RIGTRANSOCEAN LTD	14,000	$623K	0.16%	+1,100	Timeline
SBA COMMUNICATIONS CORPSBA COMMUNICATIONS CORP	7,650	$616K	0.16%	+550
AMERICAN CAMPUS COMMUNITIESAMERICAN CAMPUS COMMUNITIES	17,600	$601K	0.16%	new
SPGSIMON PPTY GROUP INC NEW	4,020	$596K	0.16%	0	Timeline
CSCOCISCO SYS INC	25,293	$593K	0.16%	+3,757	Timeline
BENFRANKLIN TEMPLETON INC	10,800	$546K	0.14%	+7,200	Timeline
CPTCAMDEN PPTY TR	8,800	$541K	0.14%	0	Timeline
HEWLETT PACKARD COHEWLETT PACKARD CO	25,600	$537K	0.14%	0
LAM RESEARCH CORPLAM RESEARCH CORP	10,350	$530K	0.14%	-450
KIMKIMCO REALTY CORP	26,200	$529K	0.14%	-4,004	Timeline
AVBAVALONBAY CMNTYS INC	4,135	$526K	0.14%	new	Timeline
LEGACY RESERVES LPLEGACY RESERVES LP	19,206	$519K	0.14%	-497
CLXCLOROX CO DEL	6,000	$490K	0.13%	0	Timeline
SLBSLB LIMITED	5,525	$488K	0.13%	-25	Timeline
SCHWCHARLES SCHWAB CORP (THE)	22,899	$484K	0.13%	+150	Timeline
TRGPTARGA RES CORP	6,600	$482K	0.13%	-300	Timeline
MACMACERICH CO	8,353	$471K	0.12%	-1,100	Timeline
TRANSCANADA CORPTRANSCANADA CORP	10,000	$439K	0.12%	0
DTEGYDEUTSCHE TELEKOM AG-SPON ADR	26,600	$388K	0.1%	-1,175	Timeline
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P	11,950	$364K	0.1%	-850
DVNDEVON ENERGY CORP NEW	6,200	$358K	0.09%	-700	Timeline
WILLIAMS PARTNERS L PWILLIAMS PARTNERS L P	6,650	$352K	0.09%	-50
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P	10,600	$351K	0.09%	0
THL CREDIT INCTHL CREDIT INC	22,500	$351K	0.09%	new
HESS CORPHESS CORP	4,450	$344K	0.09%	-200
METAMETA PLATFORMS INC	6,515	$327K	0.09%	-50,750	Timeline
CMICUMMINS INC	2,445	$325K	0.09%	0	Timeline
REGENCY CENTERSREGENCY CENTERS	6,400	$309K	0.08%	0
ATLAS PIPELINE PARTNERS LPATLAS PIPELINE PARTNERS LP	7,450	$289K	0.08%	new
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN	5,000	$265K	0.07%	-250
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	3,100	$247K	0.07%	new
EQM MIDSTREAM PARTNERS LPEQM MIDSTREAM PARTNERS LP	4,600	$226K	0.06%	-1,850
AVIV REIT INCAVIV REIT INC	9,700	$221K	0.06%	new
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES IN	10,825	$207K	0.05%	-2,930
GoogleGoogle	235	$206K	0.05%	0
TAUBMAN CTRS INCTAUBMAN CTRS INC	3,000	$202K	0.05%	0
KEYKEYCORP	12,000	$137K	0.04%	-1,500	Timeline
COMM BK BAY OAKLAND CACOMM BK BAY OAKLAND CA	30,000	$123K	0.03%	0
APOLLO INVT CORPAPOLLO INVT CORP	10,000	$82K	0.02%	0

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
Bank of AmericaBank of America	736,721	$9.47M	shares
AMERICAN INTERNATIONAL GROU…AMERICAN INTERNATIONAL GROUP INC	137,250	$6.13M	shares
ABBOTT LABORATORIESABBOTT LABORATORIES	143,420	$5M	shares
Applied MaterialsApplied Materials	327,140	$4.88M	shares
Lineage, Inc.Lineage, Inc.	105,768	$3.51M	shares
APPLE INCAPPLE INC	7,270	$2.88M	shares
DEDEERE & CO	31,100	$2.53M	shares
PSTPROSHARES TR	83,000	$2.45M	shares
VODAFONE GP PLCVODAFONE GP PLC	82,508	$2.37M	shares
American ExpressAmerican Express	24,935	$1.86M	shares
APACHE CORPAPACHE CORP	13,850	$1.16M	shares
AMERICAN CAMPUS CMNTYS INCAMERICAN CAMPUS CMNTYS INC	18,600	$756K	shares
ANADARKO PETE CORPANADARKO PETE CORP	8,700	$748K	shares
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	8,254	$588K	shares
AVALONBAY CMNTYS INCAVALONBAY CMNTYS INC	4,135	$558K	shares
MPTMEDICAL PROPERTIES TRUST INC	34,025	$487K	shares
IWMISHARES TR	4,800	$466K	shares
DIASTATE STR SPDR DOW JONES IND	2,975	$442K	shares
XLISELECT SECTOR SPDR TR	9,550	$407K	shares
CRMSALESFORCE INC	10,406	$397K	shares
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	8,500	$324K	shares
ATLAS PIPELINE PARTNERS LATLAS PIPELINE PARTNERS L	7,722	$295K	shares
XLBSELECT SECTOR SPDR TR	7,565	$290K	shares
XLFSELECT SECTOR SPDR TR	14,425	$280K	shares
REGENCY ENERGY PARTNERS MLREGENCY ENERGY PARTNERS ML	10,147	$274K	shares
DSXDIANA SHIPPING INC	21,800	$219K	shares
NUVEEN CALIF QUALITY INCM MUNUVEEN CALIF QUALITY INCM MU	14,000	$216K	shares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001348554-14-000004	base		2014-04-30	acceptance time not in the bulk data set	2026-10-07 19:42:28 UTC