Geneva Advisors, LLC

13F filer, CIK 1269932, Chicago, IL

Geneva Advisors, LLC reported $5,320,767,000 across 782 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-11-09. Its ten largest share positions make up 24.53% of the portfolio.

Filed 2016-11-09 (acceptance time not in the bulk data set), ingested 2026-10-07 19:11:14 UTC13F-HR 0001144204-16-132719

Period: 2016-09-30
Reported value: $5.32B
Holdings: 782
Top 10 weight: 24.53%
New: 183
Sold out: 147

Largest buys vs the previous quarter

Security	Shares change	Approx. value
JCInew	+591,208	$27.5M
RAYTHEON COMPANYadded	+159,739	$21.7M
ELLIE MAE INCadded	+205,611	$21.7M
ABTadded	+485,019	$20.5M
BURLadded	+247,829	$20.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
BMYreduced	-479,551	-$25.9M
VANTIV INCreduced	-351,232	-$19.8M
UNPreduced	-164,506	-$16M
SBUXreduced	-220,379	-$11.9M
DGreduced	-154,371	-$10.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0001144204-16-132719, largest first. % of portfolio is the value over $5,320,767,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
DDOMINION ENERGY INC	5,759	$428K	0.01%	+497		Timeline
SYIEFSYMRISE AG	5,805	$425K	0.01%	new		Timeline
FELEFRANKLIN ELEC INC	10,369	$422K	0.01%	0		Timeline
ESEVERSOURCE ENERGY	7,764	$421K	0.01%	-157		Timeline
NUENUCOR CORP	8,485	$420K	0.01%	new		Timeline
IRMIRON MTN INC DEL	11,194	$420K	0.01%	0		Timeline
XLRESELECT SECTOR SPDR TR	12,650	$415K	0.01%	new		Timeline
APACHE CORPAPACHE CORP	6,498	$415K	0.01%	new
PRIVATEBANCORP INCPRIVATEBANCORP INC	8,956	$411K	0.01%	0
Holcim PhilippinesHolcim Philippines	1,209,900	$411K	0.01%	new
DIASTATE STR SPDR DOW JONES IND	2,243	$410K	0.01%	+21		Timeline
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P	16,129	$410K	0.01%	new
OMABGRUPO AEROPORTUARIO DEL CENT	8,661	$408K	0.01%	+20		Timeline
Dollarama Inc.Dollarama Inc.	5,206	$407K	0.01%	new
Sasol Ltd.Sasol Ltd.	14,512	$398K	0.01%	new
OMCOMNICOM GROUP INC	4,672	$397K	0.01%	0		Timeline
EXCEXELON CORP	11,927	$397K	0.01%	+1,812		Timeline
DOVDOVER CORP	5,374	$396K	0.01%	-5		Timeline
TTW PUBLIC COMPANYTTW PUBLIC COMPANY	1,266,000	$395K	0.01%	new
SARTORIUS AG-VORZUGSARTORIUS AG-VORZUG	4,735	$394K	0.01%	new
POWERSHARESPOWERSHARES	26,200	$393K	0.01%	+7,000
TATA MTRS LTDTATA MTRS LTD	9,802	$392K	0.01%	+2,306
EDCONSOLIDATED EDISON INC	5,103	$384K	0.01%	+1,413		Timeline
GMGENERAL MTRS CO	12,045	$383K	0.01%	-480		Timeline
FISFIDELITY NATL INFORMATION SV	4,956	$382K	0.01%	-7		Timeline
WORLDPAY GRP PLCWORLDPAY GRP PLC	99,565	$382K	0.01%	new
HOYA CORPHOYA CORP	9,500	$378K	0.01%	new
Continental AGContinental AG	1,793	$377K	0.01%	new
PAYXPAYCHEX INC	6,397	$370K	0.01%	+231		Timeline
AEPAMERICAN ELEC PWR CO INC	5,736	$368K	0.01%	+507		Timeline
BNYBANK OF NY MELLON CORP	9,170	$366K	0.01%	0		Timeline
NTT DoCoMo, Inc.NTT DoCoMo, Inc.	14,480	$366K	0.01%	new
BERRY GLOBAL GROUP INCBERRY GLOBAL GROUP INC	8,300	$364K	0.01%	new
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC	15,330	$364K	0.01%	0
OrpeaOrpea	4,099	$363K	0.01%	new
SJMSMUCKER J M CO	2,666	$361K	0.01%	-29		Timeline
Itau Unibanco Holding SA PfdItau Unibanco Holding SA Pfd	33,027	$361K	0.01%	new
CHSCLCHS INC PFD CL B SER 4	12,158	$359K	0.01%	+158		Timeline
GDXVANECK ETF TRUST	13,519	$357K	0.01%	new		Timeline
RJFRAYMOND JAMES FINL INC	6,130	$357K	0.01%	0		Timeline
WEG SAWEG SA	65,100	$354K	0.01%	new
USMVISHARES TR	7,761	$353K	0.01%	-684		Timeline
KYNKAYNE ANDERSON ENERGY INFRST	17,086	$352K	0.01%	-5,559		Timeline
AIGAMERICAN INTL GROUP INC	5,909	$351K	0.01%	new		Timeline
Reckitt Benckiser Group PLCReckitt Benckiser Group PLC	3,716	$350K	0.01%	new
MELIMERCADOLIBRE INC	1,860	$344K	0.01%	new		Timeline
IHH HEALTHCARE BHDIHH HEALTHCARE BHD	222,700	$341K	0.01%	new
AMATAPPLIED MATLS INC	11,292	$340K	0.01%	+2,459		Timeline
SCHXSCHWAB STRATEGIC TR	6,561	$339K	0.01%	+301		Timeline
CDK GLOBAL INCCDK GLOBAL INC	5,911	$339K	0.01%	+105
China Construction BankChina Construction Bank	456,300	$338K	0.01%	new
GPNGLOBAL PMTS INC	4,373	$336K	0.01%	new		Timeline
VODVODAFONE GROUP PLC	11,542	$336K	0.01%	-30		Timeline
ABBNYABB LTD-SPON ADR	14,844	$334K	0.01%	-945		Timeline
DVYISHARES TR	3,890	$333K	0.01%	+1,014		Timeline
SUNSUNOCO LP/SUNOCO FIN CORP	11,400	$331K	0.01%	-305,086		Timeline
RMDRESMED INC	5,050	$327K	0.01%	0		Timeline
GDGENERAL DYNAMICS CORP	2,102	$326K	0.01%	+104		Timeline
EPHEISHARES TR	8,717	$325K	0.01%	-4,325		Timeline
TDGTRANSDIGM GROUP INC	1,119	$324K	0.01%	+170		Timeline
CEDAR FAIR L PCEDAR FAIR L P	5,633	$323K	0.01%	new
NINTENDO CO LTD KYOTO ORD I…NINTENDO CO LTD KYOTO ORD ISIN JP…	1,230	$323K	0.01%	new
SHENZHOU INTERNATI ORDFSHENZHOU INTERNATI ORDF	46,418	$323K	0.01%	new
ATRAPTARGROUP INC	4,154	$322K	0.01%	0		Timeline
ADSKAUTODESK INC	4,408	$319K	0.01%	-55		Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	17,936	$318K	0.01%	0
IVEISHARES TR	3,291	$313K	0.01%	+22		Timeline
China Mobile Ltd. F (941 HK)China Mobile Ltd. F (941 HK)	25,900	$313K	0.01%	new
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	4,340	$311K	0.01%	+1,215
ROCHE HOLDING AG-BON DE JOUIROCHE HOLDING AG-BON DE JOUI	1,250	$310K	0.01%	new
VTVVANGUARD INDEX FDS	3,550	$309K	0.01%	new		Timeline
PACWEST BANCORP DELPACWEST BANCORP DEL	7,197	$309K	0.01%	-1,866
IBBISHARES TR	1,064	$308K	0.01%	new		Timeline
RAIA DROGASIL SARAIA DROGASIL SA	15,034	$306K	0.01%	new
NWLNEWELL BRANDS INC	5,764	$304K	0.01%	+51		Timeline
AETNA INC NEWAETNA INC NEW	2,605	$301K	0.01%	new
HOUSING DEVEL FINHOUSING DEVEL FIN	14,400	$301K	0.01%	new
OIIOCEANEERING INTL INC	10,800	$297K	0.01%	new		Timeline
SK TELECOM LTDSK TELECOM LTD	13,111	$296K	0.01%	+45
Marine Harvest ASAMarine Harvest ASA	16,530	$296K	0.01%	new
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	7,975	$293K	0.01%	new
ASAZFASSA ABLOY AB-B	14,416	$293K	0.01%	new		Timeline
VVVANGUARD INDEX FDS	2,945	$292K	0.01%	+765		Timeline
VECTREN CORPVECTREN CORP	5,816	$292K	0.01%	0
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	4,718	$290K	0.01%	new
NASPERS LTD ADR N SHSNASPERS LTD ADR N SHS	16,660	$290K	0.01%	-190
CLXCLOROX CO DEL	2,304	$288K	0.01%	+1		Timeline
SBRCYSBERBANK RUSSIA	30,411	$286K	0.01%	+7,416		Timeline
ABIOMED INCABIOMED INC	2,213	$285K	0.01%	new
STEINHOFF INT H NVSTEINHOFF INT H NV	49,600	$284K	0.01%	new
IJHISHARES TR	1,804	$279K	0.01%	-802		Timeline
GLWCORNING INC	11,742	$278K	0.01%	+100		Timeline
DKILFDAIKIN INDUSTRIES LTD	3,000	$277K	0.01%	new		Timeline
Pandora A/SPandora A/S	2,272	$275K	0.01%	new
OLEDUNIVERSAL DISPLAY CORP	4,935	$274K	0.01%	0		Timeline
Allstate 6.625Allstate 6.625	10,104	$274K	0.01%	new
ALLALLSTATE CORP	3,941	$273K	0.01%	+208		Timeline
IJJISHARES TR	2,037	$271K	0.01%	-50		Timeline
INC RESH HLDGS INCINC RESH HLDGS INC	6,085	$271K	0.01%	new
IVWISHARES TR	2,212	$269K	0.01%	-317		Timeline
INFYINFOSYS LTD	16,891	$267K	0.01%	-8,392		Timeline
UAAUNDER ARMOUR INC	6,905	$267K	0.01%	-30		Timeline
VOTVANGUARD INDEX FDS	2,484	$264K	<0.01%	new		Timeline
RED HAT INCRED HAT INC	3,271	$264K	<0.01%	-390
HESAFHERMES INTERNATIONAL	649	$264K	<0.01%	new		Timeline
PEDEVCO CORPPEDEVCO CORP	1,459,865	$263K	<0.01%	-20,000
CAGCONAGRA BRANDS INC	5,560	$262K	<0.01%	0		Timeline
DLRDIGITAL RLTY TR INC	2,701	$262K	<0.01%	+29		Timeline
PRGOPERRIGO CO PLC	2,834	$262K	<0.01%	-820		Timeline
AWKAMERICAN WTR WKS CO INC NEW	3,483	$261K	<0.01%	-39		Timeline
Smith & Nephew PLCSmith & Nephew PLC	16,209	$261K	<0.01%	new
Tokio Marine Holdings Inc.Tokio Marine Holdings Inc.	6,830	$258K	<0.01%	new
VITASOY INTERNATIONAL HOLDI…VITASOY INTERNATIONAL HOLDINGS	127,500	$257K	<0.01%	new
DPGDUFF & PHELPS UTLITY AND INF	15,000	$256K	<0.01%	0		Timeline
TGTTARGET CORP	3,707	$255K	<0.01%	-377		Timeline
GSGOLDMAN SACHS GROUP INC	1,574	$254K	<0.01%	-11,103		Timeline
CALBEE INCCALBEE INC	6,750	$254K	<0.01%	new
IWVISHARES TR	1,977	$253K	<0.01%	-729		Timeline
ANGLOGOLD ASHANTIANGLOGOLD ASHANTI	15,600	$252K	<0.01%	new
AALAMERICAN AIRLINES GROUP INC	6,769	$248K	<0.01%	-1,398		Timeline
JULIUS BAER GROUP LRD ORD.JULIUS BAER GROUP LRD ORD.	6,093	$248K	<0.01%	new
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	3,834	$247K	<0.01%	-167
WELLWELLTOWER INC	3,292	$246K	<0.01%	+199		Timeline
CSXCSX CORP	7,997	$244K	<0.01%	0		Timeline
ISHARESISHARES	30,000	$243K	<0.01%	0
KASIKORNBANK PUBLIC CO LTD …KASIKORNBANK PUBLIC CO LTD LOC	44,900	$243K	<0.01%	new
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	5,580	$241K	<0.01%	new
KMXCARMAX INC	4,500	$240K	<0.01%	0		Timeline
POSCOPOSCO	1,160	$239K	<0.01%	new
ALIMENTATION COUCHE-TARD -BALIMENTATION COUCHE-TARD -B	4,900	$238K	<0.01%	new
XLBSELECT SECTOR SPDR TR	4,956	$237K	<0.01%	+36		Timeline
BMOBANK OF MONTREAL	3,600	$236K	<0.01%	-73		Timeline
UAUNDER ARMOUR INC	6,880	$233K	<0.01%	-32		Timeline
ISTAR INC. 7.875 PERCENT PF…ISTAR INC. 7.875 PERCENT PFD PFD …	9,502	$233K	<0.01%	+189
MSAMSA SAFETY INC	4,000	$232K	<0.01%	0		Timeline
WMBWILLIAMS COS INC	7,533	$231K	<0.01%	new		Timeline
NICNICOLET BANKSHARES INC	6,000	$230K	<0.01%	0		Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	3,360	$228K	<0.01%	0
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION	1,994	$228K	<0.01%	0
FBINFORTUNE BRANDS INNOVATIONS I	3,890	$226K	<0.01%	new		Timeline
FPRA PIMCO VIT Total Return…FPRA PIMCO VIT Total Return (9	17,060	$226K	<0.01%	new	The CUSIP as filed is malformed.
HPEHEWLETT PACKARD ENTERPRISE C	9,876	$225K	<0.01%	-789		Timeline
MGEEMGE ENERGY INC	3,973	$225K	<0.01%	0		Timeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	7,930	$225K	<0.01%	-400
VANTIV INCVANTIV INC	3,980	$224K	<0.01%	-351,232
KOREA ELEC POWER CORP-SP ADRKOREA ELEC POWER CORP-SP ADR	4,488	$220K	<0.01%	new
INTERCONTL HOTELS ORD GBP0.…INTERCONTL HOTELS ORD GBP0.208521…	5,323	$219K	<0.01%	new
UYGPROSHARES TR	3,000	$218K	<0.01%	new		Timeline
Antofagasta PlcAntofagasta Plc	3,518	$218K	<0.01%	new
IWOISHARES TR	1,449	$216K	<0.01%	new		Timeline
BHP GROUP LTD SHSBHP GROUP LTD SHS	12,574	$215K	<0.01%	new
JC Decaux SA ACTJC Decaux SA ACT	6,589	$213K	<0.01%	new
SWKSTANLEY BLACK & DECKER INC	1,697	$209K	<0.01%	new		Timeline
CENTURY PACIFIC FOCENTURY PACIFIC FO	624,400	$209K	<0.01%	new
KOSE CORPORATIONKOSE CORPORATION	2,057	$209K	<0.01%	new
AAALCOA CORP	20,545	$208K	<0.01%	new		Timeline
NIDEC CORPORATIONNIDEC CORPORATION	2,280	$208K	<0.01%	new
VSSVANGUARD INTL EQUITY INDEX F	2,060	$205K	<0.01%	new		Timeline
ECO STIM ENERGY SOLUTIONS INECO STIM ENERGY SOLUTIONS IN	95,667	$205K	<0.01%	0
IEMGISHARES INC	4,442	$203K	<0.01%	new		Timeline
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P	5,476	$203K	<0.01%	new
MARMARRIOTT INTL INC NEW	2,999	$202K	<0.01%	-56		Timeline
BNC BancorpBNC Bancorp	8,300	$202K	<0.01%	new
GLPIGAMING & LEISURE P	6,000	$201K	<0.01%	0		Timeline
TOTLSSGA ACTIVE ETF TR	4,002	$201K	<0.01%	new		Timeline
FHBFIRST HAWAIIAN INC	7,450	$200K	<0.01%	new		Timeline
DSGRDISTRIBUTION SOLUTIONS GRP I	11,068	$196K	<0.01%	0		Timeline
Life Healthcare Group Holdi…Life Healthcare Group Holdings	70,362	$194K	<0.01%	new
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	13,067	$192K	<0.01%	new
ITUBITAU UNIBANCO HLDG S A	17,066	$187K	<0.01%	-12,656		Timeline
AGRICULTURAL BK CHAGRICULTURAL BK CH	436,500	$187K	<0.01%	new
ORIX Corp.ORIX Corp.	12,600	$184K	<0.01%	new
CICHYCHINA CONSTRUCT-UNSPON ADR	11,800	$177K	<0.01%	new		Timeline
D&L INDUSTRIESD&L INDUSTRIES	722,000	$170K	<0.01%	new
TELKOM INDONESIATELKOM INDONESIA	510,000	$169K	<0.01%	new
Stora Enso Oyj Ser'r'npvStora Enso Oyj Ser'r'npv	18,960	$168K	<0.01%	new
RDNRADIAN GROUP INC	12,206	$165K	<0.01%	0		Timeline
HPQHP INC	10,634	$165K	<0.01%	-286		Timeline
JAMES HARDIE INDS ORDFJAMES HARDIE INDS ORDF	10,545	$164K	<0.01%	new
Alsea Sab De CV OrdfAlsea Sab De CV Ordf	47,388	$161K	<0.01%	new
HON HAI PRECISION INDUSTRY …HON HAI PRECISION INDUSTRY GDR	30,969	$156K	<0.01%	new
GRUMA SAB DE CVGRUMA SAB DE CV	11,478	$151K	<0.01%	new
WNCWABASH NATL CORP	10,561	$150K	<0.01%	new		Timeline
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP	13,610	$149K	<0.01%	-82
FORTUNE REAL ESTATE INVESTM…FORTUNE REAL ESTATE INVESTMENT	115,000	$143K	<0.01%	new
GRUPO FINANCIERO BANORTEGRUPO FINANCIERO BANORTE	25,603	$134K	<0.01%	new
SM PRIME HLDGS INC SHSSM PRIME HLDGS INC SHS	224,250	$131K	<0.01%	new
AGFIRST MAJESTIC SILVER CORP	12,300	$127K	<0.01%	+300		Timeline
PetroChina Co. LtdPetroChina Co. Ltd	185,000	$121K	<0.01%	new
IMMUNOMEDICS INCIMMUNOMEDICS INC	33,935	$110K	<0.01%	0
BDJBLACKROCK ENHANCED EQUITY DI	13,226	$104K	<0.01%	0		Timeline
XPLORE TECHNOLOGIES CORPXPLORE TECHNOLOGIES CORP	43,571	$104K	<0.01%	-5,907
GOLDSOURCE MINES INC FGOLDSOURCE MINES INC F	310,725	$103K	<0.01%	-40,144
CHINA ST CONST INT ORDFCHINA ST CONST INT ORDF	77,200	$102K	<0.01%	new
OSBCOLD SECOND BANCORP INC DEL	12,180	$101K	<0.01%	new		Timeline
MOTOR SICHMOTOR SICH	18,120	$98K	<0.01%	new
SBSCOMPANHIA DE SANEAMENTO BASI	10,385	$96K	<0.01%	-220		Timeline
FIRST COMMUNITY FINANCIAL P…FIRST COMMUNITY FINANCIAL PART	10,000	$95K	<0.01%	0
STAKEHOLDER GOLD CO FSTAKEHOLDER GOLD CO F	166,000	$92K	<0.01%	+10,000
TRANSURBAN GROUP ORDTRANSURBAN GROUP ORD	10,000	$87K	<0.01%	new
RITEAID CORPRITEAID CORP	10,700	$82K	<0.01%	-6,405
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	19,766	$82K	<0.01%	+8,295
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	17,200	$72K	<0.01%	-2,000
PAN UNITED CORP ORDFPAN UNITED CORP ORDF	162,000	$72K	<0.01%	new
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL A	16,085	$70K	<0.01%	-1,800
IPATH S&P GSCI CRUDE OI…IPATH S&P GSCI CRUDE OIL TOTAL	11,700	$68K	<0.01%	new
ECTMECA MARCELLUS TRUST I COM UNIT	30,000	$66K	<0.01%	0		Timeline
LINGKARAN TRANS KOLINGKARAN TRANS KO	46,500	$65K	<0.01%	new
CPSSCONSUMER PORTFOLIO SVCS INC	14,000	$64K	<0.01%	0		Timeline
MANDARIN ORIENTAL INTL LTDMANDARIN ORIENTAL INTL LTD	49,000	$64K	<0.01%	new
SECURITY BANK CORPSECURITY BANK CORP	12,600	$63K	<0.01%	new
SEADRILL ORDSEADRILL ORD	24,190	$57K	<0.01%	new
HENDERSON GROUP PL ORDFHENDERSON GROUP PL ORDF	18,339	$54K	<0.01%	new
ELTPELITE PHARMACEUTICAL	293,180	$52K	<0.01%	0		Timeline
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	10,865	$52K	<0.01%	+865
GNWGENWORTH FINL INC	10,000	$50K	<0.01%	0		Timeline
Sats LTDSats LTD	13,500	$49K	<0.01%	new
Tinka Res Ltd Com FTinka Res Ltd Com F	332,290	$46K	<0.01%	-400,000
TMB BANK PUBLIC COTMB BANK PUBLIC CO	745,000	$46K	<0.01%	new
SHENG SIONG GROUPSHENG SIONG GROUP	59,500	$46K	<0.01%	new
DHTDHT HOLDINGS INC	10,000	$42K	<0.01%	new		Timeline
CHONGQING RURAL COCHONGQING RURAL CO	68,000	$42K	<0.01%	new
POLYMET MINING CORPPOLYMET MINING CORP	49,101	$39K	<0.01%	0
ARA ASSET MANAGEMEARA ASSET MANAGEME	36,000	$36K	<0.01%	new
CHINA RAILWAY CONSCHINA RAILWAY CONS	29,300	$33K	<0.01%	new
NAGENIAGEN BIOSCIENCE INC	10,000	$30K	<0.01%	new		Timeline
GOLDQUEST MINING CORP (Cana…GOLDQUEST MINING CORP (Canadia	80,000	$27K	<0.01%	0
BOOKER GROUPBOOKER GROUP	11,070	$26K	<0.01%	new
ARENA PHARMECEUTICALS INCARENA PHARMECEUTICALS INC	10,000	$18K	<0.01%	0
BELLEROPHON THERAPEUTICS INCBELLEROPHON THERAPEUTICS INC	12,500	$18K	<0.01%	0
CHINA MACHINERY ENCHINA MACHINERY EN	29,000	$17K	<0.01%	new
DUOS TECHNOLOGIES GROUP INC…DUOS TECHNOLOGIES GROUP INC CO	175,373	$13K	<0.01%	0
DNNDENISON MINES CORP	25,000	$12K	<0.01%	0		Timeline
GALAXY RESOURCES LTD P SHSGALAXY RESOURCES LTD P SHS	50,000	$12K	<0.01%	0
BKF CAP GROUP INC COMBKF CAP GROUP INC COM	17,000	$11K	<0.01%	0
TITAN MEDICAL INC.TITAN MEDICAL INC.	35,600	$10K	<0.01%	0
CUMULUS MEDIA INC.CUMULUS MEDIA INC.	30,000	$10K	<0.01%	new
ADAMERA MINERALS CO FADAMERA MINERALS CO F	150,000	$10K	<0.01%	+50,000
PETROSONIC ENERGY INC COMPETROSONIC ENERGY INC COM	1,248,500	$9K	<0.01%	0
NORTHERN SHIELD RESOURCES I…NORTHERN SHIELD RESOURCES INC	60,000	$9K	<0.01%	0
PREIFPRECIPITATE GOLD CORPORATION C	50,000	$9K	<0.01%	0		Timeline
QUATERRA RES INCQUATERRA RES INC	136,175	$8K	<0.01%	0
GLYECO INC COMGLYECO INC COM	73,500	$8K	<0.01%	0
Pure Energy MineralsPure Energy Minerals	10,000	$6K	<0.01%	new
WALKER INNOVATION INC COMWALKER INNOVATION INC COM	10,000	$5K	<0.01%	0
GENERAL MOLY INC COMGENERAL MOLY INC COM	13,518	$4K	<0.01%	0
LEEPLEEP	723,000	$4K	<0.01%	0
KBLBKRAIG BIOCRAFT LABORATORIES IN	62,500	$3K	<0.01%	new		Timeline
ENERGIZER RES INC COMENERGIZER RES INC COM	50,000	$3K	<0.01%	0
CANUC RES CORP CDA NEW FCANUC RES CORP CDA NEW F	40,000	$3K	<0.01%	0
Ethos Gold CorpEthos Gold Corp	10,000	$2K	<0.01%	0
COLORADO RESOURCES LTD FCOLORADO RESOURCES LTD F	11,000	$2K	<0.01%	0
LAKES OIL NLLAKES OIL NL	2,666,666	$2K	<0.01%	new
PHARMACYTE BIOTECH INCPHARMACYTE BIOTECH INC	21,000	$1K	<0.01%	new
MJNAMEDICAL MARIJUANA, INC. COMMON	20,000	$1K	<0.01%	0		Timeline
ECOSPHERE TECHNOLOGIES INC …ECOSPHERE TECHNOLOGIES INC COM	30,980	$1K	<0.01%	0
MULTICELL TECHS INC NEWMULTICELL TECHS INC NEW	3,395,000	$1K	<0.01%	0
CREATIVE EDGE NUTRITION INCCREATIVE EDGE NUTRITION INC	20,000	$0	0%	0	Value filed as zero, left out of ratios.
FIRST HORIZON NAT'L FR…FIRST HORIZON NAT'L FRACTION…	214,434	$0	0%	0	Value filed as zero, left out of ratios.
CMKM DIAMONDS INC XXXCMKM DIAMONDS INC XXX	1,999,994	$0	0%	new	Value filed as zero, left out of ratios.
CASAVANT INTL MNG CORPCASAVANT INTL MNG CORP	51,200	$0	0%	0	Value filed as zero, left out of ratios.
IBIZ TECHNOLOGY CORP COM NEWIBIZ TECHNOLOGY CORP COM NEW	40,000	$0	0%	0	Value filed as zero, left out of ratios.
HEALTH SCIENCES GROUP INCHEALTH SCIENCES GROUP INC	1,000,000	$0	0%	0	Value filed as zero, left out of ratios.
CUBIC ENERGY INCCUBIC ENERGY INC	23,252	$0	0%	0	Value filed as zero, left out of ratios.
AMANTA RESOURCES LTD FAMANTA RESOURCES LTD F	14,000	$0	0%	0	Value filed as zero, left out of ratios.
NEXICON INC NEWNEXICON INC NEW	100,000	$0	0%	0	Value filed as zero, left out of ratios.
OUTDOORPARTNER MEDIA CPFOUTDOORPARTNER MEDIA CPF	20,000	$0	0%	0	Value filed as zero, left out of ratios.
STATMON TECHNOLOGIES CPSTATMON TECHNOLOGIES CP	11,000	$0	0%	0	Value filed as zero, left out of ratios.
W M D HOLDINGS GROUP INCW M D HOLDINGS GROUP INC	222,750	$0	0%	0	Value filed as zero, left out of ratios.
BLUE EARTH INC COMBLUE EARTH INC COM	30,600	$0	0%	0	Value filed as zero, left out of ratios.
Fuqi Intl Inc NewFuqi Intl Inc New	10,000	$0	0%	0	Value filed as zero, left out of ratios.
AMERICAN EAGLE ENERGYAMERICAN EAGLE ENERGY	16,592	$0	0%	0	Value filed as zero, left out of ratios.
AMERICAN GREEN INC COMAMERICAN GREEN INC COM	100,000	$0	0%	0	Value filed as zero, left out of ratios.
Xhibit Corp IncXhibit Corp Inc	30,100	$0	0%	0	Value filed as zero, left out of ratios.
VIEW SYSTEMS INCVIEW SYSTEMS INC	200,000	$0	0%	0	Value filed as zero, left out of ratios.
LIFE EXCHANGE INCLIFE EXCHANGE INC	14,465	$0	0%	0	Value filed as zero, left out of ratios.
MED BIOGENE INC FMED BIOGENE INC F	10,000	$0	0%	0	Value filed as zero, left out of ratios.
AFFINITY GOLD CORP COMAFFINITY GOLD CORP COM	25,000	$0	0%	new	Value filed as zero, left out of ratios.
CONCORDIA INTL CORP COM144ACONCORDIA INTL CORP COM144A	17,349	$0	0%	new	Value filed as zero, left out of ratios.
HARRINGTON WEST FINL COMHARRINGTON WEST FINL COM	48,554	$0	0%	0	Value filed as zero, left out of ratios.
POWER CLOUDS INC COMPOWER CLOUDS INC COM	19,000	$0	0%	new	Value filed as zero, left out of ratios.
EUROPEAN METALS CORP FEUROPEAN METALS CORP F	100,000	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 147. All 147

Security	Shares before	Value before	Type
MCKMCKESSON CORP	35,856	$6.69M	shares
ARM HLDGS PLCARM HLDGS PLC	134,148	$6.11M	shares
NVONOVO-NORDISK A S	47,174	$2.54M	shares
BEIJING ENTERPRISES WATER G…BEIJING ENTERPRISES WATER GROU	3,328,700	$2M	shares
E M C CORP MASSE M C CORP MASS	69,941	$1.9M	shares
FULL CIRCLE CAP CORP NT 8.2…FULL CIRCLE CAP CORP NT 8.25%	74,300	$1.89M	shares
RAFFLES MEDICAL NPV (POST C…RAFFLES MEDICAL NPV (POST CONS	1,557,771	$1.75M	shares
NOVARTIS AG-REG SHS (SWITZE…NOVARTIS AG-REG SHS (SWITZERLAND)	20,515	$1.68M	shares
EXAMWORKS GROUP INC COMEXAMWORKS GROUP INC COM	47,939	$1.67M	shares
TENCENT HOLDINGS LTDTENCENT HOLDINGS LTD	73,600	$1.67M	shares
Veolia Environnement SA ORDVeolia Environnement SA ORD	70,360	$1.52M	shares
FANUC CORPFANUC CORP	9,447	$1.51M	shares
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…	32,248	$1.49M	shares
THAI TAP WATER SUPPLY - NVDRTHAI TAP WATER SUPPLY - NVDR	4,394,440	$1.4M	shares
PARKWAY LIFE REIT FPARKWAY LIFE REIT F	769,200	$1.38M	shares
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	30,387	$1.34M	shares
SYDNEY AIRPORTSYDNEY AIRPORT	244,205	$1.26M	shares
COMPASS GROUP PLCCOMPASS GROUP PLC	66,115	$1.25M	shares
SM INVESTMENTS CORPORATSM INVESTMENTS CORPORAT	60,963	$1.25M	shares
BEIJING CAP INTL ORDBEIJING CAP INTL ORD	1,108,700	$1.2M	shares
LDR HLDG CORPLDR HLDG CORP	30,529	$1.13M	shares
NESTLE SA-REGISTEREDNESTLE SA-REGISTERED	14,559	$1.12M	shares
PROMISSORY NOTE DTD 10/14/2…PROMISSORY NOTE DTD 10/14/2014	1,000,000	$1M	shares
GEELY AUTOMOBILE HOLDINGS L…GEELY AUTOMOBILE HOLDINGS LTD	1,764,900	$953K	shares
IBNICICI BK LTD	122,758	$881K	shares
CHINA STATE CONSTRUCTION IN…CHINA STATE CONSTRUCTION INTL	662,930	$873K	shares
WPP PLCWPP PLC	41,490	$857K	shares
ROCHE HOLDING AG-GENUSSCHEINROCHE HOLDING AG-GENUSSCHEIN	3,110	$816K	shares
PARTNERRE LTD 7.25% PFD EPARTNERRE LTD 7.25% PFD E	26,218	$790K	shares
LINDE AGLINDE AG	5,325	$741K	shares
BSXBOSTON SCIENTIFIC CORP	28,294	$661K	shares
SAMBOSTON BEER INC	3,732	$638K	shares
AMOREPACIFIC ORDAMOREPACIFIC ORD	1,680	$629K	shares
AIA GROUP LTDAIA GROUP LTD	105,100	$628K	shares
ROYAL DUTCH SHELL PLC-B SHSROYAL DUTCH SHELL PLC-B SHS	21,000	$576K	shares
SUEZ ENVIRONNEMENTSUEZ ENVIRONNEMENT	35,035	$547K	shares
SHIRE PLCSHIRE PLC	2,896	$533K	shares
DIAGEO PLCDIAGEO PLC	18,655	$518K	shares
INDOFOOD CBP SUKSEINDOFOOD CBP SUKSE	385,300	$504K	shares
csus3526133csus3526133	500	$500K	shares
HERMES INTERNATIONALHERMES INTERNATIONAL	1,284	$480K	shares
KEYENCE CORPKEYENCE CORP	685	$459K	shares
Public Storage 6.35% Pfd Se…Public Storage 6.35% Pfd Series R	17,833	$449K	shares
SAMSUNG ELECTRONICS CO LTDSAMSUNG ELECTRONICS CO LTD	354	$438K	shares
SASOLSASOL	15,457	$415K	shares
NTT DOCOMO INCNTT DOCOMO INC	15,500	$415K	shares
HOLCIM PHILIPPINES ORD F TE…HOLCIM PHILIPPINES ORD F TENDE	1,294,900	$415K	shares
GARRISON CAP INCGARRISON CAP INC	40,585	$410K	shares
SYMRISE AGSYMRISE AG	5,945	$403K	shares
AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP	20,000	$396K	shares
STZCONSTELLATION BRANDS INC	2,332	$386K	shares
RECKITT BENCKISER GROUP PLCRECKITT BENCKISER GROUP PLC	3,860	$385K	shares
ABB LTDABB LTD	19,520	$382K	shares
ASSA ABLOYASSA ABLOY	18,676	$380K	shares
DOLLARAMA INC DOL CNDOLLARAMA INC DOL CN	5,330	$372K	shares
CHINA MACHY ENGR ORD FCHINA MACHY ENGR ORD F	558,500	$362K	shares
USFDUS FOODS HLDG CORP	14,900	$361K	shares
AMADEUS IT HOLDING SAAMADEUS IT HOLDING SA	8,230	$359K	shares
ORPEAORPEA	4,241	$349K	shares
JAMES HARDIE INDUS CDIJAMES HARDIE INDUS CDI	22,140	$338K	shares
IHH HEALTHCARE BHDIHH HEALTHCARE BHD	205,500	$337K	shares
CONTINENTAL AGCONTINENTAL AG	1,793	$337K	shares
HOYA CORPHOYA CORP	9,500	$334K	shares
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	11,909	$330K	shares
AGGREKOAGGREKO	19,360	$329K	shares
PANDORA A/SPANDORA A/S	2,272	$307K	shares
BUMUNGRAD HOSPITAL PUBILC C…BUMUNGRAD HOSPITAL PUBILC CO L	58,600	$305K	shares
MARINE HARVESTMARINE HARVEST	18,215	$304K	shares
NINTENDO CO LTDNINTENDO CO LTD	2,150	$304K	shares
CALBEE INCCALBEE INC	6,750	$278K	shares
SMITH & NEPHEW PLCSMITH & NEPHEW PLC	16,209	$273K	shares
INTERCONTL HOTELSINTERCONTL HOTELS	7,399	$271K	shares
WORLDPAY GRP PLCWORLDPAY GRP PLC	70,565	$255K	shares
TOKIO MARINE HLDGTOKIO MARINE HLDG	7,600	$248K	shares
JULIUS BAER GRUPPEJULIUS BAER GRUPPE	6,093	$242K	shares
SARTORIUS AGSARTORIUS AG	3,260	$240K	shares
KOSE CORPORATIONKOSE CORPORATION	2,857	$238K	shares
JC DECAUX SAJC DECAUX SA	7,000	$236K	shares
EUROCASH SAEUROCASH SA	19,445	$227K	shares
EPAMEPAM SYS INC	3,339	$215K	shares
AEEAMEREN CORP	4,008	$215K	shares
BHP BILLITON LTD NPVBHP BILLITON LTD NPV	14,966	$208K	shares
GPO AERO CENT NORTGPO AERO CENT NORT	34,524	$204K	shares
ITAU UNIBANCO HOLDING S-PREFITAU UNIBANCO HOLDING S-PREF	21,167	$200K	shares
UNIVERSAL ROBINA CORPUNIVERSAL ROBINA CORP	44,100	$195K	shares
SM PRIME HOLDINGS INCSM PRIME HOLDINGS INC	334,250	$194K	shares
ALCOA INCALCOA INC	19,888	$184K	shares
MOTOR SICH JSC SPON GDR REG…MOTOR SICH JSC SPON GDR REG S	24,420	$181K	shares
ORIX CORPORIX CORP	13,890	$176K	shares
LIFE HEALTHCARE GROUP HOLDINLIFE HEALTHCARE GROUP HOLDIN	70,619	$173K	shares
STORA ENSO OYJSTORA ENSO OYJ	20,880	$166K	shares
PETROCHINA CO LTD ORD FPETROCHINA CO LTD ORD F	226,300	$154K	shares
GRUMA SAB DE CVGRUMA SAB DE CV	10,694	$154K	shares
AGRICULTURAL BANK OF CHINA …AGRICULTURAL BANK OF CHINA LIM	420,000	$153K	shares
CIBEYCOMMERCIAL INTERNATIONAL BK LT	41,797	$151K	shares
OXFORD LANE CAP CORPOXFORD LANE CAP CORP	18,150	$150K	shares
SHENZHOU INTERNATIONAL GROUPSHENZHOU INTERNATIONAL GROUP	30,418	$147K	shares
D&L INDUSTRIESD&L INDUSTRIES	695,000	$147K	shares
VITASOY INTLVITASOY INTL	80,700	$146K	shares
AIRPORTS OF THAILAAIRPORTS OF THAILA	13,000	$144K	shares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001144204-16-132719	base		2016-11-09	acceptance time not in the bulk data set	2026-10-07 19:11:14 UTC