Focused Wealth Management, Inc

13F filer, CIK 1586052, Newburgh, NY

Focused Wealth Management, Inc reported $740,882,424 across 185 holdings for the quarter ended 2024-12-31, in a 13F-HR filed 2025-01-28. Its ten largest share positions make up 64.96% of the portfolio.

Filed 2025-01-28 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:55 UTC13F-HR 0001667731-25-000144

Period: 2024-12-31
Reported value: $741M
Holdings: 185
Top 10 weight: 64.96%
New: 29
Sold out: 83

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VTVadded	+78,327	$13.3M
VCITadded	+30,295	$2.43M
QQQadded	+3,377	$1.73M
SPYGadded	+14,271	$1.25M
VWOadded	+25,410	$1.12M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
XLVreduced	-71,236	-$9.8M
BNDreduced	-56,225	-$4.04M
IUSGexited	-502	-$3.83M
NDAQexited	-473	-$3.55M
WABexited	-468	-$3.55M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2024

Share positions as resolved from 13F-HR 0001667731-25-000144, largest first. % of portfolio is the value over $740,541,660, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
SPYGSPDR SERIES TRUST	1,439,216	$127M	17.08%	+14,271	Timeline
VTVVANGUARD INDEX FDS	603,370	$102M	13.79%	+78,327	Timeline
QQQINVESCO QQQ TR	137,628	$70.4M	9.5%	+3,377	Timeline
SGOVISHARES TR	347,445	$34.9M	4.71%	-17,287	Timeline
VCITVANGUARD SCOTTSDALE FDS	402,828	$32.3M	4.37%	+30,295	Timeline
AAPLAPPLE INC	104,986	$26.3M	3.55%	+414	Timeline
VYMVANGUARD WHITEHALL FDS	205,790	$26.3M	3.55%	+693	Timeline
XLFSELECT SECTOR SPDR TR	441,830	$21.4M	2.88%	+4,431	Timeline
VWOVANGUARD INTL EQUITY INDEX F	482,813	$21.3M	2.87%	+25,410	Timeline
BNDVANGUARD BD INDEX FDS	273,638	$19.7M	2.66%	-56,225	Timeline
VIGIVANGUARD WHITEHALL FDS	225,963	$18.1M	2.44%	-11,051	Timeline
BILSPDR SERIES TRUST	164,954	$15.1M	2.04%	+9,023	Timeline
MGKVANGUARD WORLD FD	36,208	$12.4M	1.68%	-447	Timeline
RSPINVESCO EXCHANGE TRADED FD T	70,169	$12.3M	1.66%	-2,459	Timeline
VBVANGUARD INDEX FDS	45,725	$11M	1.48%	+1,634	Timeline
VGTVANGUARD WORLD FD	15,917	$9.9M	1.34%	-308	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	608,359	$9.81M	1.32%	+29,709	Timeline
TSLATESLA INC	22,468	$9.07M	1.23%	+133	Timeline
BXBLACKSTONE INC	49,143	$8.47M	1.14%	+201	Timeline
VBKVANGUARD INDEX FDS	28,866	$8.08M	1.09%	+983	Timeline
AMZNAMAZON COM INC	32,206	$7.07M	0.95%	+177	Timeline
METAMETA PLATFORMS INC	11,220	$6.57M	0.89%	-49	Timeline
GOOGLALPHABET INC	34,121	$6.46M	0.87%	+234	Timeline
BACBANK OF AMER CORP	137,948	$6.06M	0.82%	+383	Timeline
JEPIJ P MORGAN EXCHANGE TRADED F	84,426	$4.86M	0.66%	+10,727	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	10,302	$4.67M	0.63%	-152	Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	317,200	$4.44M	0.6%	+39,133	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	530,178	$4.33M	0.58%	+62,658	Timeline
MSFTMICROSOFT CORP	10,207	$4.3M	0.58%	+1	Timeline
STWDSTARWOOD PPTY TR INC	185,124	$3.51M	0.47%	+25,573	Timeline
CCITIGROUP INC	44,780	$3.15M	0.43%	+1,731	Timeline
NVDANVIDIA CORPORATION	21,688	$2.91M	0.39%	-2,526	Timeline
CATCATERPILLAR INC	7,738	$2.81M	0.38%	+70	Timeline
GSGOLDMAN SACHS GROUP INC	4,798	$2.75M	0.37%	+26	Timeline
XOMEXXON MOBIL CORP	23,966	$2.58M	0.35%	-22	Timeline
PFEPFIZER INC	96,181	$2.55M	0.34%	-8,515	Timeline
IBMINTERNATIONAL BUSINESS MACHS	11,379	$2.5M	0.34%	+52	Timeline
JPMJPMORGAN CHASE & CO	10,123	$2.43M	0.33%	+45	Timeline
WMTWALMART INC	22,935	$2.07M	0.28%	-655	Timeline
DISDISNEY WALT CO	18,432	$2.05M	0.28%	-2,959	Timeline
IEFISHARES TR	19,941	$1.84M	0.25%	+6,252	Timeline
GEGE AEROSPACE	10,854	$1.81M	0.24%	+119	Timeline
KMIKINDER MORGAN INC DEL	60,430	$1.66M	0.22%	+2,211	Timeline
GOOGALPHABET INC	8,668	$1.65M	0.22%	+44	Timeline
MOALTRIA GROUP INC	30,633	$1.6M	0.22%	+3,126	Timeline
TAT&T INC	66,999	$1.53M	0.21%	+2,916	Timeline
HONHONEYWELL INTL INC	6,555	$1.48M	0.2%	-27	Timeline
VTIVANGUARD INDEX FDS	5,029	$1.46M	0.2%	-472	Timeline
INTCINTEL CORP	72,427	$1.45M	0.2%	-3,021	Timeline
JNJJOHNSON & JOHNSON	9,877	$1.43M	0.19%	-180	Timeline
IVVISHARES TR	2,160	$1.27M	0.17%	-40	Timeline
VHTVANGUARD WORLD FD	4,837	$1.23M	0.17%	-213	Timeline
MTUMISHARES TR	5,523	$1.14M	0.15%	+216	Timeline
IVWISHARES TR	11,090	$1.13M	0.15%	+7	Timeline
BLACKROCK N Y MUN INCOME TRUBLACKROCK N Y MUN INCOME TRU	110,393	$1.12M	0.15%	-8,090
NUENUCOR CORP	9,569	$1.12M	0.15%	+16	Timeline
MMM3M CO	8,389	$1.08M	0.15%	+1	Timeline
VUGVANGUARD INDEX FDS	2,515	$1.03M	0.14%	-30	Timeline
ABBVABBVIE INC	5,751	$1.02M	0.14%	-490	Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	97,261	$1.01M	0.14%	+16,482
RVTROYCE SMALL CAP TRUST INC	60,861	$962K	0.13%	+7,187	Timeline
PLTRPALANTIR TECHNOLOGIES INC	11,431	$865K	0.12%	-19	Timeline
GEVGE VERNOVA INC	2,578	$848K	0.11%	-63	Timeline
ISHARES TRISHARES TR	32,753	$764K	0.1%	+142
XLVSELECT SECTOR SPDR TR	5,446	$749K	0.1%	-71,236	Timeline
MRKMERCK & CO INC	7,520	$748K	0.1%	+128	Timeline
AMATAPPLIED MATLS INC	4,588	$746K	0.1%	-1,154	Timeline
NFLXNETFLIX INC.	791	$705K	0.1%	+1	Timeline
AIC3 AI INC	20,175	$695K	0.09%	-575	Timeline
SHOPSHOPIFY INC	6,398	$680K	0.09%	-875	Timeline
AHRAMERICAN HEALTHCARE REIT INC	23,681	$673K	0.09%	-108	Timeline
NEENEXTERA ENERGY INC	9,357	$671K	0.09%	+30	Timeline
CRMSALESFORCE INC	1,994	$667K	0.09%	+28	Timeline
ORCLORACLE CORP	3,959	$660K	0.09%	+1	Timeline
SMCISUPER MICRO COMPUTER INC	21,163	$645K	0.09%	new	Timeline
JEPQJ P MORGAN EXCHANGE TRADED F	11,264	$635K	0.09%	+4,024	Timeline
CSCOCISCO SYS INC	10,555	$625K	0.08%	+648	Timeline
KMBKIMBERLY-CLARK CORP	4,648	$609K	0.08%	+4	Timeline
SPYDSPDR SERIES TRUST	13,780	$596K	0.08%	-72	Timeline
VZVERIZON COMMUNICATIONS INC	14,518	$581K	0.08%	+152	Timeline
PINSPINTEREST INC	19,984	$580K	0.08%	+44	Timeline
TTDTHE TRADE DESK INC	4,805	$565K	0.08%	-10	Timeline
PGPROCTER & GAMBLE CO	3,342	$560K	0.08%	+66	Timeline
LLYELI LILLY & CO	691	$533K	0.07%	-11	Timeline
PULSPGIM ETF TR	10,717	$531K	0.07%	+139	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	863	$506K	0.07%	+129	Timeline
SCHGSCHWAB STRATEGIC TR	17,717	$494K	0.07%	+14,053	Timeline
VIGVANGUARD SPECIALIZED FUNDS	2,386	$467K	0.06%	+16	Timeline
UNPUNION PAC CORP	1,965	$448K	0.06%	+9	Timeline
VFHVANGUARD WORLD FD	3,778	$446K	0.06%	-4	Timeline
PRTAPROTHENA CORP PLC	32,129	$445K	0.06%	new	Timeline
ROKUROKU INC	5,895	$438K	0.06%	+30	Timeline
BONDPIMCO ETF TR	4,831	$437K	0.06%	-707	Timeline
AONAON PLC	1,214	$436K	0.06%	-24	Timeline
CLCOLGATE PALMOLIVE CO	4,764	$433K	0.06%	+4	Timeline
OREALTY INCOME CORP	8,087	$432K	0.06%	-214	Timeline
ETNEATON CORP PLC	1,278	$424K	0.06%	0	Timeline
HDHOME DEPOT INC	1,082	$421K	0.06%	+25	Timeline
OEFISHARES TR	1,353	$391K	0.05%	+3	Timeline
ACHRARCHER AVIATION INC	40,000	$390K	0.05%	0	Timeline
IBTGISHARES TR	16,863	$385K	0.05%	+532	Timeline
NVONOVO-NORDISK A S	4,363	$375K	0.05%	-973	Timeline
BKLNINVESCO EXCH TRADED FD TR II	17,448	$368K	0.05%	new	Timeline
IBTHISHARES TR	16,558	$368K	0.05%	+2,667	Timeline
HYDVANECK ETF TRUST	7,073	$367K	0.05%	-38	Timeline
ONEQFIDELITY COMWLTH TR	4,821	$367K	0.05%	-120	Timeline
EDCONSOLIDATED EDISON INC	4,000	$357K	0.05%	+173	Timeline
PMPHILIP MORRIS INTL INC	2,950	$355K	0.05%	+28	Timeline
VVISA INC	1,115	$352K	0.05%	-17	Timeline
MTBM & T BK CORP	1,731	$325K	0.04%	-540	Timeline
SPYVSPDR SERIES TRUST	6,359	$325K	0.04%	+143	Timeline
OKEONEOK INC NEW	3,230	$324K	0.04%	+29	Timeline
PEPPEPSICO INC	2,122	$323K	0.04%	-62	Timeline
DFUSDIMENSIONAL ETF TRUST	4,985	$318K	0.04%	+18	Timeline
TERTERADYNE INC	2,435	$307K	0.04%	0	Timeline
SPTMSPDR SERIES TRUST	4,220	$301K	0.04%	-151	Timeline
DOCNDIGITALOCEAN HLDGS INC	8,406	$286K	0.04%	-117	Timeline
AMDADVANCED MICRO DEVICES INC	2,361	$285K	0.04%	+747	Timeline
AWKAMERICAN WTR WKS CO INC NEW	2,257	$281K	0.04%	+12	Timeline
DIASTATE STR SPDR DOW JONES IND	656	$279K	0.04%	-5	Timeline
CVXCHEVRON CORPORATION	1,915	$277K	0.04%	+59	Timeline
UNHUNITEDHEALTH GROUP INC	540	$273K	0.04%	-37	Timeline
CWBSPDR SERIES TRUST	3,504	$273K	0.04%	-665	Timeline
MAINMAIN STR CAP CORP	4,638	$272K	0.04%	+34	Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	18,058	$271K	0.04%	+120	Timeline
ADMARCHER DANIELS MIDLAND CO	5,341	$270K	0.04%	+1	Timeline
BMYBRISTOL-MYERS SQUIBB CO	4,530	$256K	0.03%	+39	Timeline
USBUS BANCORP	5,324	$255K	0.03%	+352	Timeline
SYKSTRYKER CORPORATION	702	$253K	0.03%	+1	Timeline
HUBSHUBSPOT INC	361	$252K	0.03%	-20	Timeline
EIXEDISON INTL	3,144	$251K	0.03%	+2	Timeline
BABAALIBABA GROUP HLDG LTD	2,938	$249K	0.03%	+703	Timeline
FCXFREEPORT MCMORAN INC	6,425	$245K	0.03%	-562	Timeline
MUBISHARES TR	2,290	$244K	0.03%	0	Timeline
IJHISHARES TR	3,882	$242K	0.03%	+13	Timeline
TRVTRAVELERS COMPANIES INC	1,001	$241K	0.03%	+54	Timeline
GEHCGE HEALTHCARE TECHNOLOGIES I	3,071	$240K	0.03%	-85	Timeline
NBTBNBT BANCORP INC	4,919	$235K	0.03%	+22	Timeline
GLDSPDR GOLD TR	941	$228K	0.03%	0	Timeline
COINCOINBASE GLOBAL INC	915	$227K	0.03%	new	Timeline
TOSTTOAST INC	6,221	$227K	0.03%	new	Timeline
CITHE CIGNA GROUP	812	$224K	0.03%	+4	Timeline
WSMWILLIAMS SONOMA INC	1,200	$222K	0.03%	new	Timeline
IWFISHARES TR	552	$222K	0.03%	0	Timeline
DALDELTA AIR LINES INC	3,652	$221K	0.03%	new	Timeline
XPLSOLITARIO RESOURCES CORP	370,900	$220K	0.03%	0	Timeline
SCHVSCHWAB STRATEGIC TR	8,413	$219K	0.03%	+5,625	Timeline
ISRGINTUITIVE SURGICAL INC	418	$218K	0.03%	new	Timeline
UBERUBER TECHNOLOGIES INC	3,603	$217K	0.03%	new	Timeline
VOOVANGUARD INDEX FDS	398	$214K	0.03%	-46	Timeline
IAUISHARES GOLD TR	4,312	$213K	0.03%	new	Timeline
VYMIVANGUARD WHITEHALL FDS	3,127	$212K	0.03%	new	Timeline
CHWYCHEWY INC	6,196	$208K	0.03%	new	Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	13,053	$195K	0.03%	+11	Timeline
CRISCURIS INC	59,204	$181K	0.02%	+5,138	Timeline
ETVEATON VANCE TAX-MANAGED BUY-	12,248	$176K	0.02%	-1,886	Timeline
PCTPURECYCLE TECHNOLOGIES INC	16,605	$170K	0.02%	+3,620	Timeline
GBDCGOLUB CAP BDC INC	10,633	$161K	0.02%	+285	Timeline
OUSTOUSTER INC	13,008	$159K	0.02%	new	Timeline
FSLYFASTLY INC	15,704	$148K	0.02%	-991	Timeline
KOPNKOPIN CORP	106,737	$145K	0.02%	new	Timeline
DSUBLACKROCK DEBT STRATEGIES FD	12,477	$134K	0.02%	+100	Timeline
FFORD MTR CO	12,420	$123K	0.02%	+1,687	Timeline
HYTBLACKROCK CORPOR HI YLD FD I	11,742	$115K	0.02%	-96	Timeline
BGCBGC GROUP INC	11,171	$101K	0.01%	new	Timeline
RBKBRHINEBECK BANCORP INC	10,000	$96.7K	0.01%	0	Timeline
STKLSUNOPTA INC	10,290	$79.2K	0.01%	0	Timeline
NNNEXTNAV INC	4,000	$62.2K	0.01%	new	Timeline
SOTKSONO TEK CORP	12,343	$49.5K	0.01%	0	Timeline
KEYKEYCORP	1,432	$24.5K	<0.01%	new	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
FSLRFIRST SOLAR INC Stock	put	8,000	$218K	new
OUSTOUSTER INC Stock	call	7,000	$29.1K	new
BACBANK OF AMER CORP COM	call	8,400	$22.8K	+7,400
BABAALIBABA GROUP HLDG LTD SPONSORED ADS	call	5,000	$19.4K	new
NNOXNANO X IMAGING LTD ORD SHS	call	10,000	$11.4K	new
TOSTTOAST INC STOK	call	2,000	$10.7K	new
AAPLAPPLE INC COM	call	200	$9.72K	-400
ROKUROKU INC Stock	call	5,000	$8.35K	new
NNNEXTNAV INC COMMON STOCK	put	8,000	$5.06K	new
NVDANVIDIA CORPORATION COM	call	1,000	$3.56K	new
NFGNATIONAL FUEL GAS CO Stock	call	10,000	$2.06K	new
KEYKEYCORP Stock	call	13,000	$520	new
PINSPINTEREST INC Stock	call	8,000	$380	new
MSFTMICROSOFT CORP COM	call	500	$140	new
CVXCHEVRON CORPORATION COM	call	2,200	$22	0

Sold out in Q4 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
CRMSALESFORCE INC	14,000	$3.83M	call
IUSGISHARES TR	502	$3.83M	shares
COSTCOSTCO WHOLESALE CORPORATION	4,000	$3.55M	put
COSTCOSTCO WHOLESALE CORPORATION	4,000	$3.55M	call
WABWABTEC	468	$3.55M	shares
NDAQNASDAQ INC	473	$3.55M	shares
DISDISNEY WALT CO	20,000	$1.92M	call
ABATAMERICAN BATTERY TECHNOLOGY	507	$1.92M	shares
KIMKIMCO REALTY CORP	498	$1.24M	shares
OCOWENS CORNING NEW	7,000	$1.24M	put
WFCWELLS FARGO & CO	20,000	$1.13M	call
OGNORGANON & CO	509	$1.13M	shares
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC	2,092	$871K	shares
HONHONEYWELL INTL INC	3,000	$620K	put
DECKDECKERS OUTDOOR CORP	444	$620K	shares
ABBVABBVIE INC	3,000	$592K	call
CSXCSX CORP	479	$547K	shares
LYVLIVE NATION ENTERTAINMENT IN	5,000	$547K	put
IIPRINNOVATIVE INDL PPTYS INC	3,842	$517K	shares
SCHOSCHWAB STRATEGIC TR	10,352	$507K	shares
MDTMEDTRONIC PLC	5,600	$504K	call
XVVISHARES TR	481	$504K	shares
TPRTAPESTRY INC	10,000	$470K	put
HITIHIGH TIDE INC	500	$470K	shares
BABOEING CO	3,031	$461K	shares
SNOWSNOWFLAKE INC	4,000	$459K	call
UAUNDER ARMOUR INC	474	$459K	shares
EEMISHARES TR	437	$365K	shares
HHYATT HOTELS CORP	2,400	$365K	put
MSMORGAN STANLEY	3,400	$354K	call
IGPTINVESCO EXCHANGE TRADED FD T	462	$354K	shares
PGRPROGRESSIVE CORP	511	$326K	shares
REDFIN CORPREDFIN CORP	26,000	$326K	call
MPCMARATHON PETE CORP	436	$324K	shares
ESMLISHARES TR	403	$273K	shares
PANWPALO ALTO NETWORKS INC	800	$273K	call
ENBENBRIDGE INC	497	$258K	shares
DOCNDIGITALOCEAN HLDGS INC	6,400	$258K	call
SLBSLB LIMITED	6,000	$252K	call
ILMNILLUMINA INC	485	$252K	shares
VEAVANGUARD TAX-MANAGED FDS	427	$246K	shares
TTWOTAKE-TWO INTERACTIVE SOFTWAR	1,600	$246K	call
MRVLMARVELL TECHNOLOGY INC	3,200	$231K	put
BWABORGWARNER INC	456	$231K	shares
CCITIGROUP INC	3,600	$225K	call
FXRFIRST TR EXCHANGE-TRADED FD	464	$225K	shares
TSMTAIWAN SEMICONDUCTOR MANUFAC	500	$221K	shares
NCNONCINO INC	7,000	$221K	put
DXCDXC TECHNOLOGY CO	10,093	$209K	shares
VGITVANGUARD SCOTTSDALE FDS	3,433	$207K	shares
SYYSYSCO CORP	475	$206K	shares
GTLBGITLAB INC	4,000	$206K	call
USRTISHARES TR	485	$205K	shares
APPNAPPIAN CORP	6,000	$205K	call
CEGCONSTELLATION ENERGY CORP	785	$204K	shares
WPCWP CAREY INC	3,269	$204K	shares
RHRH	608	$203K	shares
AVXLANAVEX LIFE SCIENCES CORP	500	$203K	shares
FROGJFROG LTD	7,000	$203K	call
PAASPAN AMERN SILVER CORP	7,000	$198K	call
SOFISOFI TECHNOLOGIES INC	24,000	$189K	call
XYZBLOCK INC	2,600	$175K	call
DXCMDEXCOM INC	2,000	$134K	call
COSTCOSTCO WHOLESALE CORPORATION	135	$120K	shares
CIONCION INVT CORP	10,059	$120K	shares
XYZBLOCK INC	1,430	$96K	shares
MDTMEDTRONIC PLC	976	$87.8K	shares
DXCMDEXCOM INC	1,308	$87.7K	shares
MPTMEDICAL PROPERTIES TRUST INC	14,702	$86K	shares
WFCWELLS FARGO & CO	1,415	$79.9K	shares
GTLBGITLAB INC	1,300	$67K	shares
FROGJFROG LTD	2,200	$63.9K	shares
PAASPAN AMERN SILVER CORP	3,000	$62.6K	shares
PANWPALO ALTO NETWORKS INC	175	$59.8K	shares
EOSEEOS ENERGY ENTERPRISES INC	15,500	$46K	shares
SLBSLB LIMITED	788	$33.1K	shares
PRPLPURPLE INNOVATION INC	30,000	$29.7K	shares
MRVLMARVELL TECHNOLOGY INC	368	$26.5K	shares
MSMORGAN STANLEY	103	$10.7K	shares
SOFISOFI TECHNOLOGIES INC	1,194	$9.38K	shares
SNOWSNOWFLAKE INC	80	$9.19K	shares
NCNONCINO INC	50	$1.58K	shares
TTWOTAKE-TWO INTERACTIVE SOFTWAR	8	$1.23K	shares

How Q4 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001667731-25-000144	base		2025-01-28	acceptance time not in the bulk data set	2026-10-07 18:25:55 UTC