FNY Investment Advisers, LLC
Follow13F filer, CIK 1742998, NEW YORK, NY
FNY Investment Advisers, LLC reported $402,476,000 across 926 holdings for the quarter ended 2026-09-30, in a 13F-HR filed 2026-10-16. Its ten largest share positions make up 29.26% of the portfolio.
Accepted , ingested 13F-HR 0001742998-26-000005
- Period
- 2026-09-30
- Reported value
- $402M
- Holdings
- 926
- Top 10 weight
- 29.26%
- New
- 327
- Sold out
- 382
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| TLTadded | +453,148 | $35.2M |
| MRNAadded | +107,600 | $20.7M |
| WBDadded | +417,689 | $12.9M |
| LITEnew | +6,520 | $6.33M |
| AMDadded | +9,479 | $5.8M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| NUVLexited | -108,951 | -$13.5M |
| NEEexited | -108,000 | -$9.48M |
| CNIexited | -43,300 | -$5.16M |
| PMexited | -27,690 | -$5.01M |
| NVDAexited | -19,143 | -$3.83M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 777 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| QQQINVESCO QQQ TR COM | put | 2,874 | $6K | +2,856 |
| SOXLDIREXION SHARES ETF TRUST DAI SEM BUL ETF | call | 1,500 | $3K | new |
| TSLATESLA INC COM | call | 52 | $2K | new |
| WBDWARNER BROS DISCOVERY INC Stock | call | 1,505 | $2K | new |
| GSATGLOBALSTAR INC COMMON STOCK | call | 539 | $2K | +257 |
| QQQINVESCO QQQ TR COM | call | 500 | $1K | new |
| MUMICRON TECHNOLOGY INC COM | put | 150 | $1K | new |
| ORCLORACLE CORP COM | call | 942 | $1K | new |
| MRNAMODERNA INC COM | put | 620 | $1K | new |
| BHFBRIGHTHOUSE FINL INC COM | call | 2,414 | $1K | +2,366 |
| KRESPDR SERIES TRUST ST STR SP REGBNK | put | 1,500 | $1K | new |
| GOOGLALPHABET INC COM | call | 34 | $0 | +29 |
| AMZNAMAZON COM INC COM | call | 892 | $0 | +889 |
| AMTAMERICAN TOWER CORP COM | call | 50 | $0 | 0 |
| BACBANK OF AMER CORP COM | call | 102 | $0 | new |
| BXBLACKSTONE INC COM | call | 13 | $0 | new |
| BABOEING CO COM | call | 296 | $0 | +281 |
| CRWVCOREWEAVE INC COM | put | 40 | $0 | new |
| CRWVCOREWEAVE INC COM | call | 14 | $0 | new |
| CRWDCROWDSTRIKE HLDGS INC COM | put | 102 | $0 | new |
| LLYELI LILLY & CO COM | call | 8 | $0 | new |
| XLESELECT SECTOR SPDR TR SHS | put | 100 | $0 | new |
| IGVISHARES TR SHS | put | 900 | $0 | new |
| IWMISHARES TR SHS | put | 470 | $0 | +250 |
| IWMISHARES TR SHS | call | 3,000 | $0 | +2,590 |
| SLVISHARES SILVER TR COM | put | 314 | $0 | +214 |
| SLVISHARES SILVER TR COM | call | 670 | $0 | +170 |
| METAMETA PLATFORMS INC COM | put | 206 | $0 | new |
| METAMETA PLATFORMS INC COM | call | 28 | $0 | new |
| MUMICRON TECHNOLOGY INC COM | call | 4 | $0 | new |
| NVDANVIDIA CORPORATION COM | call | 796 | $0 | +696 |
| ORCLORACLE CORP COM | put | 240 | $0 | new |
| PLTRPALANTIR TECHNOLOGIES INC COM | put | 30 | $0 | new |
| PLTRPALANTIR TECHNOLOGIES INC COM | call | 11 | $0 | -5 |
| PANWPALO ALTO NETWORKS INC COM | put | 26 | $0 | new |
| RTXRTX CORPORATION COM | call | 7 | $0 | new |
| HOODROBINHOOD MKTS INC COM | call | 69 | $0 | +39 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 348 | $0 | new |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 200 | $0 | 0 |
| SBUXSTARBUCKS CORP COM | call | 54 | $0 | new |
| UBERUBER TECHNOLOGIES INC COM | call | 10 | $0 | -17 |
| UNHUNITEDHEALTH GROUP INC COM | call | 16 | $0 | new |
| XLUSELECT SECTOR SPDR TR SHS | call | 954 | $0 | new |
| SMHVANECK ETF TRUST COM | put | 4 | $0 | +2 |
| DISDISNEY WALT CO COM | call | 10 | $0 | new |
| SHOPSHOPIFY INC CL A SUB VTG SHS | call | 450 | $0 | new |
| GLDSPDR GOLD TR GOLD SHS | call | 444 | $0 | -1,762 |
| OKTAOKTA INC STOK | call | 2 | $0 | new |
| CHWYCHEWY INC STOK | call | 10 | $0 | -20 |
| TEAMATLASSIAN CORPORATION STOK | put | 1 | $0 | new |
| RKLBROCKET LAB CORP STOK | call | 4 | $0 | new |
| CMGCHIPOTLE MEXICAN GRILL INC STOK | call | 20 | $0 | new |
| NOKNOKIA CORP SPONSORED ADR | call | 40 | $0 | new |
| MSOSADVISORSHARES TR PURE US CANNABIS | call | 166 | $0 | +42 |
| ARMARM HOLDINGS PLC SPONSORED ADS | call | 2 | $0 | new |
| SERVSERVE ROBOTICS INC COM | call | 20 | $0 | new |
| GDXVANECK ETF TRUST GOLD MINERS ETF | call | 100 | $0 | +60 |
| ENVXENOVIX CORPORATION Stock | call | 1,155 | $0 | 0 |
| FUNSIX FLAGS ENTERTAINMENT CORP Stock | call | 650 | $0 | new |
| LHXL3HARRIS TECHNOLOGIES INC Stock | call | 7 | $0 | new |
| SLABSILICON LABORATORIES INC Stock | call | 59 | $0 | -3 |
| DELLDELL TECHNOLOGIES INC Stock | call | 1 | $0 | new |
| UALUNITED AIRLS HLDGS INC Stock | call | 22 | $0 | new |
| VSHVISHAY INTERTECHNOLOGY INC Stock | call | 26 | $0 | new |
| FCXFREEPORT MCMORAN INC Stock | call | 20 | $0 | new |
| XPEVXPENG INC ADR | call | 262 | $0 | new |
| FNVFRANCO NEV CORP Stock | call | 40 | $0 | -72 |
| ASTSAST SPACEMOBILE INC Stock | call | 183 | $0 | +25 |
| COINCOINBASE GLOBAL INC Stock | call | 140 | $0 | new |
| TSCOTRACTOR SUPPLY CO Stock | call | 104 | $0 | new |
| SPCXSPACE EXPLORATION TECHN CORP Stock | call | 303 | $0 | new |
| ONON SEMICONDUCTOR CORP Stock | call | 11 | $0 | new |
| UUNITY SOFTWARE INC Stock | call | 35 | $0 | new |
| WBDWARNER BROS DISCOVERY INC Stock | put | 145 | $0 | new |
| PEVERPURE INC Stock | put | 4 | $0 | new |
| HPEHEWLETT PACKARD ENTERPRISE C Stock | call | 48 | $0 | +38 |
| XYZBLOCK INC Stock | call | 20 | $0 | new |
| QXOQXO INC Stock | put | 300 | $0 | new |
| EXPEEXPEDIA GROUP INC Stock | put | 100 | $0 | new |
| SAILSAILPOINT INC Stock | call | 41 | $0 | new |
| SMRNUSCALE PWR CORP Stock | call | 10 | $0 | new |
| RNAATRIUM THERAPEUTICS INC Stock | put | 29 | $0 | new |
| RNAATRIUM THERAPEUTICS INC Stock | call | 70 | $0 | +33 |
| SOUNSOUNDHOUND AI INC Stock | put | 25 | $0 | new |
| CIFRCIPHER DIGITAL INC Stock | put | 26 | $0 | new |
| CIFRCIPHER DIGITAL INC Stock | call | 52 | $0 | new |
| TLTISHARES TR 20 YR TR BD ETF | call | 1,752 | $0 | +1,599 |
| HACKAMPLIFY ETF TR AMPLIFY CYBERSEC | put | 400 | $0 | new |
| ARKKARK ETF TR INNOVATION ETF | put | 175 | $0 | -30 |
| HLHECLA MINING COMPANY COM | call | 165 | $0 | new |
| HIMSHIMS & HERS HEALTH INC COM CL A | call | 51 | $0 | new |
| SNAPSNAP INC CL A | call | 40 | $0 | new |
| ALBALBEMARLE CORP COM | call | 149 | $0 | +29 |
| FLRFLUOR CORP COM | call | 51 | $0 | new |
| INFQINFLEQTION INC COM SHS | call | 12 | $0 | -93 |
| ITGRINTEGER HLDGS CORP COM | call | 35 | $0 | new |
| CARAVIS BUDGET GROUP INC COM | call | 50 | $0 | new |
| CZRCAESARS ENTERTAINMENT INC NE COM | call | 10 | $0 | new |
| PBFPBF ENERGY INC CL A | put | 25 | $0 | new |
| BTUPEABODY ENGR CORP COM | call | 300 | $0 | new |
| NGNOVAGOLD RESOURCES INC COM NEW | call | 303 | $0 | +202 |
| LNTHLANTHEUS HLDGS INC COM | call | 30 | $0 | new |
| SMGSCOTTS MIRACLE-GRO CO CL A | call | 7 | $0 | -3 |
| CBZCBIZ INC COM | call | 89 | $0 | new |
| ECHOECHOSTAR CORP CL A | call | 37 | $0 | new |
| TLRYTILRAY BRANDS INC COM | call | 600 | $0 | +15 |
| VIAVVIAVI SOLUTIONS INC COM | call | 100 | $0 | new |
| VKTXVIKING THERAPEUTICS INC COM | call | 72 | $0 | -92 |
| MKTXMARKETAXESS HLDGS INC COM | call | 180 | $0 | new |
| BLNKBLINK CHARGING CO COM | call | 150 | $0 | new |
| MBLYMOBILEYE GLOBAL INC COMMON CLASS A | call | 101 | $0 | new |
| METCRAMACO RES INC COM CL A | call | 400 | $0 | -271 |
| LWLGLIGHTWAVE LOGIC INC COM | call | 101 | $0 | +17 |
| MUXMCEWEN INC. COM NEW | call | 1,197 | $0 | +1,087 |
| CENXCENTURY ALUM CO COM | call | 251 | $0 | new |
| DSGRDISTRIBUTION SOLUTIONS GRP I COM | call | 20 | $0 | new |
| IMXIINTERNATIONAL MONEY EXPRESS COM | put | 100 | $0 | new |
| IMXIINTERNATIONAL MONEY EXPRESS COM | call | 350 | $0 | -847 |
| ATKRATKORE INC COMMON STOCK | call | 50 | $0 | new |
| CODICOMPASS DIVERSIFIED COMMON STOCK | call | 100 | $0 | -400 |
| IEIVANHOE ELECTRIC INC COMMON STOCK | call | 2,047 | $0 | +1,547 |
| SGMTSAGIMET BIOSCIENCES INC COMMON STOCK | call | 40 | $0 | new |
| JRVRJAMES RIV GROUP HOLDINGS INC COMMON STOCK | call | 50 | $0 | new |
| PURRHYPERLIQUID STRATEGIES INC COMMON STOCK | call | 51 | $0 | new |
| UGLPROSHARES TR II ULTRA GOLD | call | 50 | $0 | 0 |
| VXXBARCLAYS BANK PLC IPATH S&P 500 SH | call | 100 | $0 | new |
| USOUNITED STS OIL FD LP COM | put | 220 | $0 | +35 |
| ATYRATYR PHARMA INC COM NEW | put | 15 | $0 | 0 |
| SASEABRIDGE GOLD INC Stock | call | 4,097 | $0 | +2,233 |
| JETSETF SER SOLUTIONS ETF | call | 51 | $0 | new |
| SNDLSNDL INC COM | call | 15 | $0 | 0 |
| CRAKVANECK ETF TRUST OIL REFINERS ETF | put | 100 | $0 | new |
| ASML HLDG NVASML HLDG NV CALL | call | 1 | $0 | new |
| CAPRI HOLDINGS LIMITEDCAPRI HOLDINGS LIMITED CALL | call | 45 | $0 | new |
| WVEWAVE LIFE SCIENCES INC COM | call | 50 | $0 | new |
| VILLAGE FARMS INTL INCVILLAGE FARMS INTL INC CALL | call | 145 | $0 | new |
| IREN LIMITEDIREN LIMITED CALL | call | 125 | $0 | new |
| LITHIUM ARGENTINA AGLITHIUM ARGENTINA AG COM SHS | call | 886 | $0 | new |
| AMBARELLA INCAMBARELLA INC SHS | call | 11 | $0 | new |
| CAPRI HOLDINGS LIMITEDCAPRI HOLDINGS LIMITED SHS | put | 15 | $0 | new |
| CRONOS GROUP INCCRONOS GROUP INC COM | call | 60 | $0 | new |
| ZIM INTEGRATED SHIPPING SERVZIM INTEGRATED SHIPPING SERV SHS | call | 200 | $0 | new |
| TREKOR METALS LTDTREKOR METALS LTD COM | call | 501 | $0 | new |
| XANADU QUANTUM TECHNOLO LTDXANADU QUANTUM TECHNOLO LTD SUB VTG B | call | 905 | $0 | new |
| GENIUS SPORTS LIMITEDGENIUS SPORTS LIMITED SHARES CL A | call | 115 | $0 | new |
| ALGOMA STL GROUP INCALGOMA STL GROUP INC COM | call | 703 | $0 | new |
| SIGMA LITHIUM CORPORATIONSIGMA LITHIUM CORPORATION COM | call | 623 | $0 | new |
| GFL ENVIRONMENTAL INCGFL ENVIRONMENTAL INC CALL | call | 750 | $0 | new |
| SOLARIS RES INCSOLARIS RES INC CALL | call | 251 | $0 | new |
Sold out in Q3 2026
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 382. All 382
| Security | Shares before | Value before | Type |
|---|---|---|---|
| NUVLNUVALENT INC | 108,951 | $13.5M | shares |
| NEENEXTERA ENERGY INC | 108,000 | $9.48M | shares |
| CNICANADIAN NATL RY CO | 43,300 | $5.16M | shares |
| PMPHILIP MORRIS INTL INC | 27,690 | $5.01M | shares |
| NVDANVIDIA CORPORATION | 19,143 | $3.83M | shares |
| ATIIARCHIMEDES TECH SPAC PARTNER | 327,200 | $3.53M | shares |
| FNVFRANCO NEV CORP | 16,457 | $3.43M | shares |
| SPRING VALEY ACQUISTION III…SPRING VALEY ACQUISTION III CL A … | 325,270 | $3.34M | shares |
| BCARD. BORAL ARC ACQ I CORP. | 288,889 | $3.01M | shares |
| AZNASTRAZENECA PLC | 200 | $2.82M | shares |
| AVNSAVANOS MED INC | 103,500 | $2.58M | shares |
| SPYINEOS ETF TRUST | 37,000 | $1.96M | shares |
| BBCQBLEICHROEDER ACQUISITI CORP | 187,620 | $1.94M | shares |
| FRNMPERCEPTIVE CAP SOLUTIONS COR | 160,465 | $1.75M | shares |
| EAELECTRONIC ARTS INC | 8,010 | $1.64M | shares |
| AMZNAMAZON COM INC | 6,720 | $1.6M | shares |
| AESAES CORP | 100,100 | $1.47M | shares |
| SYNASYNAPTICS INC | 11,500 | $1.43M | shares |
| NFGNATIONAL FUEL GAS CO | 17,500 | $1.35M | shares |
| XBISPDR SERIES TRUST | 7,385 | $1.17M | shares |
| AZUXYAZUL S A SPONSORED 144A BRA 144A … | 117,647 | $1.07M | shares |
| TDTORONTO DOMINION BK ONT | 8,600 | $1.04M | shares |
| EMBJEMBRAER S.A. | 16,200 | $1.03M | shares |
| IWMISHARES TR | 3,375 | $1.01M | shares |
| CSCOCISCO SYS INC | 8,500 | $998K | shares |
| VVISA INC | 2,863 | $982K | shares |
| CBRLCRACKER BARREL OLD CTRY STOR | 17,000 | $906K | shares |
| GTLSCHART INDS INC | 4,260 | $890K | shares |
| ACMRACM RESH INC | 7,000 | $888K | shares |
| QQQINEOS ETF TRUST | 15,300 | $868K | shares |
| HUTHUT 8 CORP | 7,405 | $854K | shares |
| SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS | 849 | $819K | shares |
| MUXMCEWEN INC. | 44,988 | $815K | shares |
| BIDUBAIDU INC | 6,999 | $799K | shares |
| CATCATERPILLAR INC | 750 | $798K | shares |
| FIXCOMFORT SYS USA INC | 400 | $792K | shares |
| DISDISNEY WALT CO | 8,000 | $770K | shares |
| FTNTFORTINET INC | 5,000 | $768K | shares |
| KMBKIMBERLY-CLARK CORP | 6,965 | $764K | shares |
| VSXYVICTORIAS SECRET AND CO | 9,000 | $751K | shares |
| DAVEDAVE INC | 2,000 | $745K | shares |
| AMKRAMKOR TECHNOLOGY INC | 8,311 | $716K | shares |
| SPCXSPACE EXPLORATION TECHN CORP | 4,161 | $710K | shares |
| James Hardie Industries PLCJames Hardie Industries PLC | 26,400 | $691K | shares |
| APGEAPOGEE THERAPEUTICS INC | 5,000 | $663K | shares |
| AMPGAMPLITECH GROUP INC | 92,500 | $643K | shares |
| CRH PLC ADSCRH PLC ADS | 5,978 | $639K | shares |
| BKSYBLACKSKY TECHNOLOGY INC | 21,891 | $611K | shares |
| GBFHGBANK FINL HLDGS INC | 20,100 | $609K | shares |
| BBYBEST BUY INC | 7,700 | $584K | shares |
| PDCPERPETUALS.COM LTD | 97,281 | $573K | shares |
| UMCUNITED MICROELECTRONICS CORP | 20,000 | $544K | shares |
| OPTUOPTIMUM COMMUNICATIONS INC | 373,164 | $541K | shares |
| FICOFAIR ISAAC CORP | 398 | $475K | shares |
| BFLYBUTTERFLY NETWORK INC | 55,000 | $463K | shares |
| NGLOYANGLO AMERICAN PLC-SPONS ADR | 18,622 | $460K | shares |
| HUNHUNTSMAN CORP | 43,174 | $458K | shares |
| DOCNDIGITALOCEAN HLDGS INC | 2,865 | $449K | shares |
| INDIINDIE SEMICONDUCTOR INC | 100,000 | $449K | shares |
| NUENUCOR CORP | 2,000 | $445K | shares |
| VSHVISHAY INTERTECHNOLOGY INC | 8,250 | $443K | shares |
| OWLTOWLET INC | 75,979 | $436K | shares |
| TDWTIDEWATER INC NEW | 6,000 | $399K | shares |
| ZONEZONE FRONTIER INC | 475,824 | $390K | shares |
| APPAPPLOVIN CORP | 750 | $386K | shares |
| STUBSTUBHUB HLDGS INC | 30,000 | $386K | shares |
| TSLATESLA INC | 889 | $373K | shares |
| AJNMYAJINOMOTO CO INC ADR (JAPAN) | 10,000 | $364K | shares |
| LVMUYLVMH MOET HENNESSY-UNSP ADR | 3,183 | $352K | shares |
| ESPRESPERION THERAPEUTICS INC NE | 110,000 | $347K | shares |
| HIMSHIMS & HERS HEALTH INC | 10,010 | $347K | shares |
| INBCINBANKSHARES CORP COM | 26,000 | $344K | shares |
| UMACUNUSUAL MACHS INC | 15,000 | $334K | shares |
| NMADNOMAD PWR SOLUTIONS INC | 44,566 | $330K | shares |
| VERUVERU INC | 105,081 | $328K | shares |
| CVVCVD EQUIP CORP | 41,117 | $305K | shares |
| KLARKLARNA GROUP PLC | 15,000 | $303K | shares |
| SEADRILL ORDSEADRILL ORD | 8,000 | $302K | shares |
| DBRGDIGITALBRIDGE GROUP INC | 18,650 | $294K | shares |
| CIENCIENA CORP | 600 | $294K | shares |
| RGENREPLIGEN CORP | 2,140 | $291K | shares |
| NAVNNAVAN INC | 12,500 | $285K | shares |
| ITAISHARES TR | 1,164 | $282K | shares |
| SHAZSHARONAI HOLDINGS INC | 3,147 | $266K | shares |
| WDCWESTERN DIGITAL CORP | 406 | $259K | shares |
| KWEBKRANESHARES TRUST | 10,474 | $256K | shares |
| NIONIO INC | 50,000 | $253K | shares |
| TUSKMAMMOTH ENERGY SVCS INC | 76,481 | $248K | shares |
| HDHOME DEPOT INC | 695 | $245K | shares |
| XENEXENON PHARMACEUTICALS INC | 4,000 | $241K | shares |
| BLZEBACKBLAZE INC | 15,000 | $237K | shares |
| NNNEXTNAV INC | 13,245 | $236K | shares |
| SPOTSPOTIFY TECHNOLOGY S A | 498 | $228K | shares |
| NHICNEWHOLD INVT CORP III | 20,000 | $217K | shares |
| XLFSELECT SECTOR SPDR TR | 3,900 | $209K | shares |
| CIBGRUPO CIBEST SA | 2,600 | $206K | shares |
| TET1 ENERGY INC | 20,894 | $198K | shares |
| ALBALBEMARLE CORP | 1,300 | $175K | shares |
| IAIISHARES TR | 1,000 | $175K | shares |
| ARIS WATER SOLUTIONS INCARIS WATER SOLUTIONS INC | 11,500 | $171K | shares |
How Q3 2026 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001742998-26-000005 | base | 2026-10-16 |