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Disclosery

FLOOD GAMBLE ASSOCIATES INC

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13F filer, CIK 1055954, NEW YORK, NY

FLOOD GAMBLE ASSOCIATES INC reported $222,600,000 across 59 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-10. Its ten largest share positions make up 41.19% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001062993-14-006409

Period
2014-09-30
Reported value
$223M
Holdings
59
Top 10 weight
41.19%
New
4
Sold out
1

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ICFInew+82,200$2.99M
EXASnew+75,600$1.82M
Washington Prime Groupnew+59,000$1.04M
PRLBadded+4,345$284K
FAIRWAY GROUP HLDGS CORPadded+91,700$274K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
AMGNreduced-18,410-$2.99M
ECLreduced-7,862-$874K
GILDreduced-7,653-$857K
LECOreduced-10,850-$786K
HERITAGE CRYSTAL CLEAN INCreduced-38,600-$701K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001062993-14-006409, largest first. % of portfolio is the value over $222,600,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 79,688 shares; 2014Q1: 87,408 shares; 2014Q2: 86,738 shares; 2014Q3: 68,328 shares 68,328$11.1M4.98%-18,410Timeline
ECLECOLAB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 99,840 shares; 2014Q1: 104,672 shares; 2014Q2: 104,994 shares; 2014Q3: 97,132 shares 97,132$10.8M4.85%-7,862Timeline
FASTFASTENAL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 207,715 shares; 2014Q1: 243,940 shares; 2014Q2: 243,110 shares; 2014Q3: 243,110 shares 243,110$10.7M4.81%0Timeline
IHS INCIHS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 62,200 shares; 2014Q1: 68,930 shares; 2014Q2: 68,635 shares; 2014Q3: 68,535 shares 68,535$8.98M4.03%-100
POLYPORE INTL INCPOLYPORE INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 171,298 shares; 2014Q1: 197,378 shares; 2014Q2: 195,693 shares; 2014Q3: 197,693 shares 197,693$8.68M3.9%+2,000
AZOAUTOZONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 13,954 shares; 2014Q1: 16,417 shares; 2014Q2: 16,347 shares; 2014Q3: 15,632 shares 15,632$8.65M3.89%-715Timeline
CSGPCOSTAR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 47,125 shares; 2014Q1: 52,085 shares; 2014Q2: 51,508 shares; 2014Q3: 52,208 shares 52,208$8.41M3.78%+700Timeline
LECOLINCOLN ELEC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 119,655 shares; 2014Q1: 125,025 shares; 2014Q2: 123,385 shares; 2014Q3: 112,535 shares 112,535$8.16M3.66%-10,850Timeline
WCCWESCO INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 88,545 shares; 2014Q1: 99,595 shares; 2014Q2: 98,965 shares; 2014Q3: 98,565 shares 98,565$8.12M3.65%-400Timeline
CHINA LARGE-CAPCHINA LARGE-CAPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 202,955 shares; 2014Q3: 202,605 shares 202,605$8.09M3.63%-350
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 279,800 shares; 2014Q1: 310,970 shares; 2014Q2: 310,100 shares; 2014Q3: 312,100 shares 312,100$8.05M3.62%+2,000
PRAXAIR INCPRAXAIR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 57,290 shares; 2014Q1: 62,930 shares; 2014Q2: 63,050 shares; 2014Q3: 63,050 shares 63,050$7.94M3.57%0
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 63,128 shares; 2014Q1: 75,042 shares; 2014Q2: 75,042 shares; 2014Q3: 67,389 shares 67,389$7.55M3.39%-7,653Timeline
IPGPIPG PHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 83,170 shares; 2014Q1: 94,530 shares; 2014Q2: 96,795 shares; 2014Q3: 96,945 shares 96,945$7.12M3.2%+150Timeline
IXNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 70,250 shares; 2014Q1: 78,855 shares; 2014Q2: 76,305 shares; 2014Q3: 76,305 shares 76,305$7.09M3.19%0Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 27,700 shares; 2014Q1: 32,285 shares; 2014Q2: 66,045 shares; 2014Q3: 66,125 shares 66,125$7.08M3.18%+80
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 147,207 shares; 2014Q1: 164,222 shares; 2014Q2: 165,092 shares; 2014Q3: 165,292 shares 165,292$6.97M3.13%+200Timeline
EXPDEXPEDITORS INTL WASH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 140,205 shares; 2014Q1: 156,320 shares; 2014Q2: 159,915 shares; 2014Q3: 159,615 shares 159,615$6.81M3.06%-300Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 88,330 shares; 2014Q1: 97,962 shares; 2014Q2: 97,662 shares; 2014Q3: 97,662 shares 97,662$6.58M2.95%0
Liberty Global Series CLiberty Global Series CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 32,387 shares; 2014Q1: 146,898 shares; 2014Q2: 145,538 shares; 2014Q3: 145,538 shares 145,538$6.47M2.91%0
PRLBPROTO LABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 62,895 shares; 2014Q1: 91,920 shares; 2014Q2: 91,085 shares; 2014Q3: 95,430 shares 95,430$6.24M2.8%+4,345Timeline
RITCHIE BROS AUCTIONEERSRITCHIE BROS AUCTIONEERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 231,477 shares; 2014Q1: 249,182 shares; 2014Q2: 248,232 shares; 2014Q3: 248,232 shares 248,232$6.05M2.72%0
CORPORATE EXECUTIVE BRD COCORPORATE EXECUTIVE BRD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 79,852 shares; 2014Q1: 81,392 shares; 2014Q2: 81,442 shares; 2014Q3: 80,942 shares 80,942$5.96M2.68%-500
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 47,382 shares; 2014Q1: 55,973 shares; 2014Q2: 55,973 shares; 2014Q3: 50,130 shares 50,130$4.89M2.2%-5,843Timeline
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 120,244 shares; 2014Q1: 103,970 shares; 2014Q2: 102,738 shares; 2014Q3: 100,238 shares 100,238$4.71M2.11%-2,500Timeline
GOOGLE INCGOOGLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 7,381 shares; 2014Q3: 7,381 shares 7,381$4.13M1.85%0
GoogleGoogleQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 6,771 shares; 2014Q1: 7,349 shares; 2014Q2: 7,216 shares; 2014Q3: 7,216 shares 7,216$4.1M1.84%0
LIBERTY GLOBAL INC SER ALIBERTY GLOBAL INC SER AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 70,414 shares; 2014Q1: 79,142 shares; 2014Q2: 78,782 shares; 2014Q3: 76,842 shares 76,842$3.49M1.57%-1,940
ICFIICF INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 82,200 shares 82,200$2.99M1.34%newTimeline
FEDERAL REALTY INVESTMENT T…FEDERAL REALTY INVESTMENT TRUSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 17,610 shares; 2014Q1: 21,238 shares; 2014Q2: 21,028 shares; 2014Q3: 21,028 shares 21,028$2.77M1.24%0
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 75,600 shares 75,600$1.82M0.82%newTimeline
ACTUANT CORPACTUANT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 51,122 shares; 2014Q1: 41,902 shares; 2014Q2: 41,702 shares; 2014Q3: 41,202 shares 41,202$1.31M0.59%-500
Equitable Resources IncEquitable Resources IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 8,744 shares; 2014Q1: 12,344 shares; 2014Q2: 12,344 shares; 2014Q3: 12,244 shares 12,244$1.15M0.52%-100
FAIRWAY GROUP HLDGS CORPFAIRWAY GROUP HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 238,500 shares; 2014Q1: 273,610 shares; 2014Q2: 272,910 shares; 2014Q3: 364,610 shares 364,610$1.09M0.49%+91,700
Washington Prime GroupWashington Prime GroupQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 59,000 shares 59,000$1.04M0.47%new
HERITAGE CRYSTAL CLEAN INCHERITAGE CRYSTAL CLEAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 84,300 shares; 2014Q1: 89,900 shares; 2014Q2: 89,900 shares; 2014Q3: 51,300 shares 51,300$931K0.42%-38,600
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 9,800 shares; 2014Q1: 14,200 shares; 2014Q2: 14,200 shares; 2014Q3: 14,200 shares 14,200$826K0.37%0Timeline
BIIBBIOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 1,830 shares; 2014Q2: 1,830 shares; 2014Q3: 1,830 shares 1,830$588K0.26%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 4,849 shares; 2014Q1: 5,113 shares; 2014Q2: 5,113 shares; 2014Q3: 5,113 shares 5,113$494K0.22%0Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 5,988 shares; 2014Q1: 6,538 shares; 2014Q2: 6,538 shares; 2014Q3: 6,538 shares 6,538$490K0.22%0Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,374 shares; 2014Q1: 3,282 shares; 2014Q2: 3,282 shares; 2014Q3: 2,782 shares 2,782$457K0.21%-500Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 4,438 shares; 2014Q2: 4,438 shares; 2014Q3: 4,438 shares 4,438$427K0.19%0Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 425 shares; 2014Q1: 525 shares; 2014Q2: 3,738 shares; 2014Q3: 3,738 shares 3,738$404K0.18%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 6,186 shares; 2014Q1: 7,847 shares; 2014Q2: 6,924 shares; 2014Q3: 6,656 shares 6,656$334K0.15%-268Timeline
ETDETHAN ALLEN INTERIORS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 10,000 shares; 2014Q2: 10,000 shares; 2014Q3: 10,000 shares 10,000$283K0.13%0Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 2,728 shares; 2014Q1: 2,728 shares; 2014Q2: 2,728 shares; 2014Q3: 2,728 shares 2,728$269K0.12%0Timeline
MEDTRONIC INCMEDTRONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 113,074 shares; 2014Q1: 4,350 shares; 2014Q2: 3,950 shares; 2014Q3: 3,950 shares 3,950$269K0.12%0
BEAZER HOMES USA INCBEAZER HOMES USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 13,400 shares; 2014Q2: 13,400 shares; 2014Q3: 13,400 shares 13,400$240K0.11%0
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 6,569 shares; 2014Q1: 7,153 shares; 2014Q2: 7,153 shares; 2014Q3: 6,606 shares 6,606$230K0.1%-547Timeline
BERKSHIRE HATHAWAY INC DELBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,624 shares; 2014Q3: 1,624 shares 1,624$228K0.1%0
ARWARROW ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 3,760 shares; 2014Q2: 3,760 shares; 2014Q3: 3,760 shares 3,760$214K0.1%0Timeline
PFIZER INCPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 6,811 shares; 2014Q1: 6,811 shares; 2014Q2: 6,811 shares; 2014Q3: 6,811 shares 6,811$204K0.09%0
PALL CORPPALL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 2,200 shares 2,200$201K0.09%new
CHIQGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 14,200 shares; 2014Q2: 14,200 shares; 2014Q3: 14,200 shares 14,200$196K0.09%0Timeline
MITKMITEK SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 36,980 shares; 2014Q1: 50,380 shares; 2014Q2: 50,380 shares; 2014Q3: 50,380 shares 50,380$140K0.06%0Timeline
AMERICAN SUPERCONDUCTOR CORPAMERICAN SUPERCONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 50,000 shares; 2014Q1: 60,000 shares; 2014Q2: 60,000 shares; 2014Q3: 60,000 shares 60,000$79K0.04%0
SAVE THE WORLD AIR INCSAVE THE WORLD AIR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 10,000 shares; 2014Q2: 10,000 shares; 2014Q3: 10,000 shares 10,000$7K<0.01%0
SCIENTIFIC LEARNINGSCIENTIFIC LEARNINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: 17,000 shares; 2014Q1: 39,000 shares; 2014Q2: 25,000 shares; 2014Q3: 25,000 shares 25,000$3K<0.01%0
CITIGOLD CORPCITIGOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: not reported; 2014Q1: 60,000 shares; 2014Q2: 60,000 shares; 2014Q3: 60,000 shares 60,000$1K<0.01%0

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PROVIDENCE RESPROVIDENCE RES11,000$27Kshares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001062993-14-006409 base2014-11-10acceptance time not in the bulk data set