First Allied Advisory Services, Inc.
Follow13F filer, CIK 1512647, SAN DIEGO, CA
First Allied Advisory Services, Inc. reported $2,324,907,000 across 1,061 holdings for the quarter ended 2020-03-31, in a 13F-HR filed 2020-05-08. Its ten largest share positions make up 18.89% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-20-001362
- Period
- 2020-03-31
- Reported value
- $2.32B
- Holdings
- 1,061
- Top 10 weight
- 18.89%
- New
- 70
- Sold out
- 215
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| BILadded | +161,054 | $14.8M |
| SHYadded | +167,820 | $14.5M |
| LMBSadded | +282,281 | $14.4M |
| USMVadded | +163,803 | $8.85M |
| DGRWadded | +176,442 | $6.87M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ITOTreduced | -198,364 | -$11.3M |
| FNCLexited | -212,306 | -$9.43M |
| IEFreduced | -70,417 | -$8.55M |
| GBILreduced | -77,767 | -$7.84M |
| ICVTexited | -117,995 | -$7.4M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,056 share positions
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1 | principal | 71,000 | $61K | 0 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | principal | 4,700 | $36K | new |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1 | principal | 40,000 | $28K | new |
| TCP Cap Corp Sr Conv NtTCP Cap Corp Sr Conv Nt CONV | principal | 26,000 | $23K | +11,000 |
| METAMETA PLATFORMS INC COM | principal | 500 | $1K | new |
Sold out in Q1 2020
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| FNCLFIDELITY COVINGTON TRUST | 212,306 | $9.43M | shares |
| ICVTISHARES TR | 117,995 | $7.4M | shares |
| QLDPROSHARES TR | 43,204 | $5.27M | shares |
| GCOWPACER FDS TR | 128,380 | $4.04M | shares |
| GLOBAL X FDSGLOBAL X FDS | 301,995 | $3.73M | shares |
| DGTSPDR SERIES TRUST | 35,915 | $3.21M | shares |
| KIESPDR SERIES TRUST | 90,400 | $3.2M | shares |
| EVERBRIDGE INCEVERBRIDGE INC | 34,751 | $2.71M | shares |
| UOCTINNOVATOR ETFS TRUST | 103,862 | $2.59M | shares |
| IWCISHARES TR | 25,953 | $2.58M | shares |
| RPVINVESCO EXCHANGE TRADED FD T | 34,567 | $2.4M | shares |
| KRESPDR SERIES TRUST | 39,006 | $2.27M | shares |
| DLNWISDOMTREE TR | 21,126 | $2.24M | shares |
| CDCVICTORY PORTFOLIOS II | 38,178 | $1.87M | shares |
| CFOVICTORY PORTFOLIOS II | 35,101 | $1.85M | shares |
| FNBF N B CORP | 112,570 | $1.43M | shares |
| SYBTSTOCK YDS BANCORP INC | 34,625 | $1.42M | shares |
| PSCTINVESCO EXCH TRADED FD TR II | 14,686 | $1.41M | shares |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 27,520 | $1.41M | shares |
| VSDAVICTORY PORTFOLIOS II | 30,559 | $1.09M | shares |
| SPDR SERIES TRUSTSPDR SERIES TRUST | 44,568 | $1.05M | shares |
| DWMWISDOMTREE TR | 18,801 | $1M | shares |
| INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INC | 58,082 | $966K | shares |
| ETF MANAGERS TRETF MANAGERS TR | 78,100 | $966K | shares |
| VIOOVANGUARD ADMIRAL FDS INC | 6,170 | $937K | shares |
| NEWTNEWTEKONE INC | 39,548 | $888K | shares |
| VSTVISTRA CORP | 37,943 | $877K | shares |
| ITBISHARES TR | 18,341 | $815K | shares |
| CIENCIENA CORP | 18,884 | $804K | shares |
| AQUA AMERICA INCAQUA AMERICA INC | 16,535 | $777K | shares |
| EPREPR PPTYS | 10,870 | $763K | shares |
| BKRBAKER HUGHES COMPANY | 29,214 | $746K | shares |
| ANGLVANECK ETF TRUST | 23,950 | $711K | shares |
| WTPIWISDOMTREE TR | 23,625 | $671K | shares |
| GTOINVESCO ACTIVELY MANAGED EXC | 11,603 | $628K | shares |
| UALUNITED AIRLS HLDGS INC | 7,005 | $617K | shares |
| DBX ETF TRDBX ETF TR | 21,173 | $611K | shares |
| GSLCGOLDMAN SACHS ETF TR | 9,343 | $603K | shares |
| FNFFIDELITY NATL FINL INC | 12,330 | $558K | shares |
| VCLTVANGUARD SCOTTSDALE FDS | 5,424 | $549K | shares |
| AON PLCAON PLC | 2,596 | $536K | shares |
| PDIPIMCO DYNAMIC INCOME FD | 15,978 | $521K | shares |
| TOLTOLL BROTHERS INC | 12,847 | $510K | shares |
| ITGARTNER INC | 3,260 | $504K | shares |
| INGERSOLL-RAND PLCINGERSOLL-RAND PLC | 3,684 | $493K | shares |
| ARCONIC INCARCONIC INC | 15,840 | $489K | shares |
| IATISHARES TR | 9,377 | $477K | shares |
| LENLENNAR CORP | 8,308 | $466K | shares |
| ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INC | 3,766 | $457K | shares |
| PHMPULTE GROUP INC | 11,123 | $430K | shares |
| PTLCPACER FDS TR | 12,685 | $425K | shares |
| FLJPFRANKLIN TEMPLETON ETF TR | 16,245 | $424K | shares |
| PFLTPENNANTPARK FLOATING RATE CA | 34,784 | $421K | shares |
| TPVGTRIPLEPOINT VENTURE GROWTH B | 29,296 | $416K | shares |
| AFGAMERICAN FINANCIAL GROUP INC | 3,546 | $391K | shares |
| ORLYOREILLY AUTOMOTIVE INC | 884 | $387K | shares |
| Cyber Security ETFCyber Security ETF | 9,186 | $380K | shares |
| FANGDIAMONDBACK ENERGY INC | 4,074 | $376K | shares |
| MOSMOSAIC CO | 17,078 | $374K | shares |
| PCARPACCAR INC | 4,730 | $373K | shares |
| SNVSYNOVUS FINANCIAL CORP | 9,490 | $372K | shares |
| ACWIISHARES TR | 4,551 | $361K | shares |
| PACWEST BANCORP DELPACWEST BANCORP DEL | 9,451 | $361K | shares |
| DGSWISDOMTREE TR | 7,492 | $360K | shares |
| PTNQPACER FDS TR | 8,850 | $358K | shares |
| QTECFIRST TR EXCHANGE-TRADED FD | 3,547 | $356K | shares |
| AMCOR PLCAMCOR PLC | 33,319 | $356K | shares |
| RFVINVESCO EXCHANGE TRADED FD T | 5,149 | $355K | shares |
| PDBCINVESCO ACTVELY MNGD ETC FD | 21,280 | $354K | shares |
| PFGPRINCIPAL FINANCIAL GROUP IN | 6,319 | $353K | shares |
| LTCLTC PPTYS INC | 7,936 | $351K | shares |
| IXJISHARES TR | 5,021 | $344K | shares |
| HXLHEXCEL CORP NEW | 4,680 | $344K | shares |
| ATHENE HOLDING LTDATHENE HOLDING LTD | 7,163 | $337K | shares |
| RCLROYAL CARIBBEAN GROUP | 2,520 | $333K | shares |
| RLRALPH LAUREN CORP | 2,792 | $333K | shares |
| CDK GLOBAL INCCDK GLOBAL INC | 5,989 | $331K | shares |
| IPATH DJ-UBS COCOA SUBINDEXIPATH DJ-UBS COCOA SUBINDEX | 11,341 | $331K | shares |
| FYCFIRST TR EXCHANGE-TRADED ALP | 7,026 | $327K | shares |
| MTBM & T BK CORP | 1,890 | $325K | shares |
| KMXCARMAX INC | 3,745 | $324K | shares |
| KSSKOHLS CORP | 6,473 | $324K | shares |
| CTASCINTAS CORP | 1,190 | $323K | shares |
| STORE CAP CORPSTORE CAP CORP | 8,674 | $323K | shares |
| LPLALPL FINL HLDGS INC | 3,489 | $321K | shares |
| STESTERIS PLC | 2,113 | $321K | shares |
| CCLCARNIVAL CORP | 6,428 | $321K | shares |
| GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDA | 82,400 | $313K | shares |
| FAFFIRST AMERN FINL CORP | 5,346 | $312K | shares |
| ELANELANCO ANIMAL HEALTH INC | 10,410 | $309K | shares |
| SEICSEI INVTS CO | 4,686 | $309K | shares |
| SPRSPIRIT AEROSYSTEMS HLDGS INC | 4,165 | $305K | shares |
| WSOWATSCO INC | 1,695 | $302K | shares |
| FXRFIRST TR EXCHANGE-TRADED FD | 6,656 | $302K | shares |
| DXJWISDOMTREE TR | 5,634 | $302K | shares |
| IPKWINVESCO EXCH TRADED FD TR II | 9,038 | $302K | shares |
| NUSCNUSHARES ETF TR | 9,631 | $300K | shares |
| DRIDARDEN RESTAURANTS INC | 2,760 | $299K | shares |
| AMEAMETEK INC | 2,970 | $294K | shares |
| SPOTSPOTIFY TECHNOLOGY S A | 1,961 | $289K | shares |
| GLPIGAMING & LEISURE P | 6,656 | $289K | shares |
| PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO | 1,864 | $286K | shares |
| HOGHARLEY DAVIDSON INC | 7,549 | $282K | shares |
| EGEVEREST GROUP LTD | 1,029 | $281K | shares |
| FOOT LOCKER INCFOOT LOCKER INC | 7,244 | $281K | shares |
| EOGEOG RES INC | 3,383 | $280K | shares |
| BYNDBEYOND MEAT INC | 3,694 | $280K | shares |
| RWLINVESCO EXCH TRADED FD TR II | 4,780 | $276K | shares |
| BLOKAMPLIFY ETF TR | 14,592 | $274K | shares |
| CALFPACER FDS TR | 10,115 | $272K | shares |
| TAPMOLSON COORS BEVERAGE CO | 5,009 | $271K | shares |
| HASHASBRO INC | 2,543 | $270K | shares |
| MFDXPIMCO EQUITY SER | 10,428 | $270K | shares |
| SYFSYNCHRONY FINANCIAL | 7,439 | $266K | shares |
| ONON SEMICONDUCTOR CORP | 10,921 | $266K | shares |
| RDNTRADNET INC | 13,080 | $266K | shares |
| IONSIONIS PHARMACEUTICALS INC | 4,332 | $265K | shares |
| TPRTAPESTRY INC | 9,953 | $264K | shares |
| BBYBEST BUY INC | 3,056 | $264K | shares |
| LWLAMB WESTON HLDGS INC | 3,015 | $263K | shares |
| RRYDER SYS INC | 4,874 | $262K | shares |
| RFGINVESCO EXCHANGE TRADED FD T | 1,700 | $261K | shares |
| JAZZJAZZ PHARMACEUTICALS PLC | 1,757 | $260K | shares |
| LAMRLAMAR ADVERTISING CO | 2,888 | $260K | shares |
| FXOFIRST TR EXCHANGE-TRADED FD | 7,786 | $260K | shares |
| CPRTCOPART INC | 2,839 | $259K | shares |
| TECHBIO-TECHNE CORP | 1,143 | $255K | shares |
| PCYINVESCO EXCH TRADED FD TR II | 8,401 | $252K | shares |
| NRGNRG ENERGY INC | 6,293 | $250K | shares |
| STATE STREETSTATE STREET | 3,425 | $248K | shares |
| CRUSCIRRUS LOGIC INC | 2,994 | $246K | shares |
| IQVIQVIA HLDGS INC | 1,582 | $244K | shares |
| BAHBOOZ ALLEN HAMILTON HLDG COR | 3,458 | $244K | shares |
| TDTORONTO DOMINION BK ONT | 4,310 | $243K | shares |
| PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC | 18,049 | $243K | shares |
| LIFE STORAGE INCLIFE STORAGE INC | 2,236 | $241K | shares |
| AOAISHARES TR | 4,100 | $238K | shares |
| LIILENNOX INTL INC | 983 | $236K | shares |
| MCHPMICROCHIP TECHNOLOGY INC. | 2,295 | $235K | shares |
| WATWATERS CORP | 1,005 | $234K | shares |
| PSCHINVESCO EXCH TRADED FD TR II | 1,808 | $234K | shares |
| APTIV PLCAPTIV PLC | 2,442 | $233K | shares |
| FXUFIRST TR EXCHANGE-TRADED FD | 7,941 | $231K | shares |
| AOSSMITH A O CORP | 4,845 | $230K | shares |
| NCLHNORWEGIAN CRUISE LINE HLDGS | 3,902 | $229K | shares |
| FOXFOX CORP | 6,268 | $229K | shares |
| XRTSPDR SERIES TRUST | 4,993 | $229K | shares |
| GBCIGLACIER BANCORP INC NEW | 4,958 | $228K | shares |
| AMNAMN HEALTHCARE SVCS INC | 3,642 | $228K | shares |
| FIRST TR DYNAMIC EUROPE EQUIFIRST TR DYNAMIC EUROPE EQUI | 15,187 | $228K | shares |
| QRVOQORVO INC | 1,912 | $226K | shares |
| GQREFLEXSHARES TR | 3,510 | $226K | shares |
| SONSONOCO PRODS CO | 3,687 | $224K | shares |
| IYZISHARES TR | 7,544 | $224K | shares |
| HOLLYFRONTIER CORPHOLLYFRONTIER CORP | 4,417 | $222K | shares |
| REZISHARES TR | 2,926 | $221K | shares |
| XRAYDENTSPLY SIRONA INC | 3,906 | $221K | shares |
| SUSAISHARES TR | 1,648 | $221K | shares |
| MLNVANECK ETF TRUST | 10,500 | $221K | shares |
| IGEISHARES TR | 7,413 | $221K | shares |
| KLACKLA CORP | 1,224 | $219K | shares |
| CARLYLE GROUP L PCARLYLE GROUP L P | 6,802 | $219K | shares |
| CRLCHARLES RIV LABS INTL INC | 1,404 | $215K | shares |
| BOTZGLOBAL X FDS | 9,716 | $215K | shares |
| CASHPATHWARD FINANCIAL INC | 5,962 | $214K | shares |
| INTERPUBLIC GROUP COSINTERPUBLIC GROUP COS | 8,967 | $214K | shares |
| KIMKIMCO REALTY CORP | 10,137 | $213K | shares |
| BITBLACKROCK MULTI SECTOR INC T | 13,129 | $213K | shares |
| HEIHEICO CORP NEW | 1,858 | $212K | shares |
| NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC | 11,973 | $212K | shares |
| FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD | 5,347 | $212K | shares |
| DSIISHARES TR | 1,752 | $211K | shares |
| VONGVANGUARD SCOTTSDALE FDS | 1,170 | $211K | shares |
| AAGILENT TECHNOLOGIES INC | 2,468 | $211K | shares |
| CNACNA FINL CORP | 4,691 | $210K | shares |
| O'Shares FTSE U.S. Quality …O'Shares FTSE U.S. Quality Divid | 5,666 | $210K | shares |
| BRKRBRUKER CORP | 4,122 | $209K | shares |
| WYWEYERHAEUSER CO | 6,892 | $208K | shares |
| GBABGUGGENHEIM TAXABLE MUNICP BO | 8,820 | $207K | shares |
| NUVASIVE INCNUVASIVE INC | 2,672 | $206K | shares |
| RGAREINSURANCE GROUP AMER INC | 1,257 | $205K | shares |
| FIRST TR/ABERDEEN EMERG OPTFIRST TR/ABERDEEN EMERG OPT | 14,345 | $205K | shares |
| FHBFIRST HAWAIIAN INC | 7,076 | $204K | shares |
| IOOISHARES TR | 3,759 | $203K | shares |
| MSMMSC INDL DIRECT INC | 2,622 | $203K | shares |
| TTEKTETRA TECH INC NEW | 2,359 | $203K | shares |
| SINCLAIR BROADCAST GROUP INCSINCLAIR BROADCAST GROUP INC | 6,104 | $203K | shares |
| INGING GROEP N.V. | 16,592 | $202K | shares |
| JBHTHUNT J B TRANS SVCS INC | 1,739 | $202K | shares |
| MAAMID-AMER APT CMNTYS INC | 1,499 | $201K | shares |
| RYROYAL BK CDA | 2,517 | $201K | shares |
| VNOVORNADO RLTY TR | 3,028 | $201K | shares |
| HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION | 1,566 | $201K | shares |
| VYXNCR VOYIX CORPORATION | 5,715 | $200K | shares |
| L BRANDS INCL BRANDS INC | 11,034 | $196K | shares |
| BRSLBRIGHTSTAR LOTTERY PLC | 12,212 | $183K | shares |
| GPKGRAPHIC PACKAGING HLDG CO | 10,273 | $172K | shares |
| BHKBLACKROCK CORE BD TR | 11,673 | $170K | shares |
| TRANSLATE BIO INC.TRANSLATE BIO INC. | 19,000 | $155K | shares |
| FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INC | 11,618 | $139K | shares |
| EATON VANCE CALIFORNIA MUNI…EATON VANCE CALIFORNIA MUNI BO | 10,048 | $112K | shares |
| GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN | 22,830 | $98K | shares |
| ENCANA CORPENCANA CORP | 19,374 | $91K | shares |
| PHKPIMCO HIGH INCOME FD | 11,520 | $87K | shares |
| BCXBLACKROCK RES & COMMODITIES | 10,172 | $82K | shares |
| BGC PARTNERS INCBGC PARTNERS INC | 13,543 | $80K | shares |
| INTELSAT S AINTELSAT S A | 10,150 | $72K | shares |
| APHRIA INCAPHRIA INC | 11,402 | $59K | shares |
| NEUROMETRIX INCNEUROMETRIX INC | 13,000 | $56K | shares |
| CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART | 13,858 | $51K | shares |
| UMCUNITED MICROELECTRONICS CORP | 17,321 | $46K | shares |
| AK STEEL HOLDING CORPAK STEEL HOLDING CORP | 10,379 | $34K | shares |
| VEON LTDVEON LTD | 10,862 | $29K | shares |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP | 40,000 | $7K | put |
| ROKUROKU INC | 200 | $0 | call |
How Q1 2020 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-20-001362 | base | 2020-05-08 | acceptance time not in the bulk data set |