First Allied Advisory Services, Inc.

13F filer, CIK 1512647, SAN DIEGO, CA

First Allied Advisory Services, Inc. reported $2,917,634,000 across 1,153 holdings for the quarter ended 2019-03-31, in a 13F-HR filed 2019-05-06. Its ten largest share positions make up 18.21% of the portfolio.

Filed 2019-05-06 (acceptance time not in the bulk data set), ingested 2026-10-07 18:56:23 UTC13F-HR 0001085146-19-001353

Period: 2019-03-31
Reported value: $2.92B
Holdings: 1,153
Top 10 weight: 18.21%
New: 140
Sold out: 56

Largest buys vs the previous quarter

Security	Shares change	Approx. value
DGROadded	+364,306	$13.4M
ITOTadded	+189,477	$12.2M
FLRNadded	+382,430	$11.7M
FTSMadded	+193,966	$11.6M
TOTLadded	+191,769	$9.26M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
VFHreduced	-178,080	-$11.5M
BILreduced	-113,611	-$10.4M
AGGreduced	-62,620	-$6.83M
GABreduced	-1,091,794	-$6.73M
GLOBAL X FDSreduced	-707,590	-$6.28M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2019

Share positions as resolved from 13F-HR 0001085146-19-001353, largest first. % of portfolio is the value over $2,917,623,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
CMGCHIPOTLE MEXICAN GRILL INC	317	$222K	0.01%	new	Timeline
LWLAMB WESTON HLDGS INC	3,010	$222K	0.01%	+93	Timeline
LITGLOBAL X FDS	7,806	$222K	0.01%	new	Timeline
FDUSFIDUS INVT CORP	14,410	$222K	0.01%	0	Timeline
NRKNUVEEN NY AMT FREE	17,478	$222K	0.01%	0	Timeline
REZISHARES TR	3,124	$221K	0.01%	new	Timeline
FXOFIRST TR EXCHANGE-TRADED FD	7,333	$221K	0.01%	-4,230	Timeline
APACHE CORPAPACHE CORP	6,272	$221K	0.01%	new
NCLHNORWEGIAN CRUISE LINE HLDGS	4,017	$220K	0.01%	new	Timeline
CDWCDW CORP	2,280	$220K	0.01%	-329	Timeline
OLEDUNIVERSAL DISPLAY CORP	1,440	$220K	0.01%	new	Timeline
PMOFRANKLIN MUN OPPORTUNITIES T	18,040	$220K	0.01%	+900	Timeline
WABCO HLDGS INCWABCO HLDGS INC	1,678	$220K	0.01%	new
TRANSCANADA CORPTRANSCANADA CORP	4,848	$220K	0.01%	new
PSCHINVESCO EXCH TRADED FD TR II	1,910	$220K	0.01%	new	Timeline
ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INC	2,082	$219K	0.01%	new
SRGSERITAGE GROWTH PPTYS	4,929	$219K	0.01%	new	Timeline
INTUINTUIT	833	$218K	0.01%	new	Timeline
INCYINCYTE CORP	2,515	$218K	0.01%	new	Timeline
RDNTRADNET INC	17,525	$218K	0.01%	new	Timeline
FCVTFIRST TR EXCHANGE-TRADED FD	7,191	$218K	0.01%	-2,133	Timeline
SITESITEONE LANDSCAPE SUPPLY INC	3,774	$217K	0.01%	new	Timeline
DOXAMDOCS LTD	4,059	$216K	0.01%	new	Timeline
AAPADVANCE AUTO PARTS INC	1,267	$216K	0.01%	new	Timeline
MSIMOTOROLA SOLUTIONS INC	1,531	$215K	0.01%	new	Timeline
PACWEST BANCORP DELPACWEST BANCORP DEL	5,710	$215K	0.01%	new
MPLXMPLX LP	6,521	$214K	0.01%	new	Timeline
DOVDOVER CORP	2,332	$213K	0.01%	new	Timeline
BGSB & G FOODS INC	8,688	$212K	0.01%	+1,281	Timeline
SAPSAP SE	1,825	$211K	0.01%	new	Timeline
RZGINVESCO EXCHANGE TRADED FD T	1,870	$211K	0.01%	new	Timeline
MMACYS INC	8,542	$210K	0.01%	-3,220	Timeline
SBACSBA COMMUNICATIONS CORP	1,060	$209K	0.01%	new	Timeline
GBCIGLACIER BANCORP INC NEW	5,214	$209K	0.01%	+65	Timeline
PCNPIMCO CORPORATE & INCM STRG	12,245	$209K	0.01%	-400	Timeline
ACWIISHARES TR	2,857	$208K	0.01%	-8,350	Timeline
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USD	3,950	$208K	0.01%	-1,200
ICLRICON PUB LTD CO	1,480	$207K	0.01%	new	Timeline
ODFLOLD DOMINION FREIGHT LINE IN	1,436	$207K	0.01%	-346	Timeline
XLCSELECT SECTOR SPDR TR	4,339	$206K	0.01%	-9,204	Timeline
FIRST TR/ABERDEEN EMERG OPTFIRST TR/ABERDEEN EMERG OPT	14,795	$206K	0.01%	+849
INNOVATOR ETFS TR IIINNOVATOR ETFS TR II	8,787	$205K	0.01%	new
HXLHEXCEL CORP NEW	3,002	$204K	0.01%	new	Timeline
GBABGUGGENHEIM TAXABLE MUNICP BO	8,983	$204K	0.01%	new	Timeline
AIGAMERICAN INTL GROUP INC	4,645	$203K	0.01%	-833	Timeline
ISCGISHARES TR	1,012	$202K	0.01%	-544	Timeline
NTRNUTRIEN LTD	3,835	$202K	0.01%	new	Timeline
FHBFIRST HAWAIIAN INC	7,524	$202K	0.01%	new	Timeline
SPLUNK INCSPLUNK INC	1,657	$202K	0.01%	new
WTMFWISDOMTREE TR	5,154	$201K	0.01%	new	Timeline
BOTZGLOBAL X FDS	9,840	$200K	0.01%	-3,084	Timeline
NUVEEN TX ADV TOTAL RET STRGNUVEEN TX ADV TOTAL RET STRG	17,341	$199K	0.01%	-1,800
STMSTMICROELECTRONICS N V	13,259	$198K	0.01%	-3,517	Timeline
VMOINVESCO MUN OPPORTUNIT TR	16,405	$197K	0.01%	-1,500	Timeline
BBBLACKBERRY LTD	19,605	$197K	0.01%	-610	Timeline
PHYSICIANS REALTY TRUSTPHYSICIANS REALTY TRUST	10,374	$195K	0.01%	new
BLACKROCK MUNIHOLDINGS FD IIBLACKROCK MUNIHOLDINGS FD II	12,965	$191K	0.01%	+116
NUVNUVEEN MUN VALUE FD INC	18,916	$190K	0.01%	0	Timeline
MQYBLACKROCK MUNIYILD QULT FD I	13,262	$187K	0.01%	0	Timeline
FIRST TR DYNAMIC EUROPE EQUIFIRST TR DYNAMIC EUROPE EQUI	13,075	$187K	0.01%	0
ETVEATON VANCE TAX-MANAGED BUY-	12,110	$183K	0.01%	+91	Timeline
HTGCHERCULES CAPITAL INC	14,356	$181K	0.01%	-1,391	Timeline
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	20,850	$178K	0.01%	+150
PGXINVESCO EXCH TRADED FD TR II	12,104	$176K	0.01%	-2,975	Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	15,595	$175K	0.01%	+4,447	Timeline
EVFEATON VANCE SR INCOME TR	28,569	$175K	0.01%	-2,347	Timeline
PPTFRANKLIN PREMIER INCOME TR	33,662	$174K	0.01%	-2,250	Timeline
BLACKROCK MUN BD TRBLACKROCK MUN BD TR	11,737	$170K	0.01%	0
BHKBLACKROCK CORE BD TR	12,558	$169K	0.01%	+970	Timeline
URAGLOBAL X FDS	13,435	$169K	0.01%	+884	Timeline
KTFDWS MUN INCOME TR	15,272	$169K	0.01%	0	Timeline
KIOKKR INCOME OPPORTUNITIES FD	10,879	$168K	0.01%	+800	Timeline
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INC	14,607	$167K	0.01%	0
NMFCNEW MTN FIN CORP	12,083	$165K	0.01%	new	Timeline
XMVFXBLACKROCK MUNIVEST FUND	18,202	$163K	0.01%	+1,571	Timeline
XDHYXCREDIT SUISSE HIGH YIELD CRE	65,000	$160K	0.01%	+9,000	Timeline
SMFGSUMITOMO MITSUI FIN GRP INC	22,521	$159K	0.01%	-1,412	Timeline
CLFCLEVELAND-CLIFFS INC NEW	15,583	$156K	0.01%	+5,120	Timeline
GNWGENWORTH FINL INC	40,275	$154K	0.01%	-866	Timeline
SGMOQSANGAMO THERAPEUTICS INC	16,115	$154K	0.01%	-84	Timeline
NMZNUVEEN MUN HIGH INCOME OPPOR	11,315	$153K	0.01%	0	Timeline
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP	10,546	$151K	0.01%	-2,328
ENCANA CORPENCANA CORP	21,278	$151K	0.01%	+6,742
PFLTPENNANTPARK FLOATING RATE CA	11,799	$149K	0.01%	new	Timeline
EATON VANCE CALIFORNIA MUNI…EATON VANCE CALIFORNIA MUNI BO	13,890	$149K	0.01%	0
BLWBLACKROCK LTD DURATION INCOM	10,140	$147K	0.01%	-1,653	Timeline
FHNFIRST HORIZON CORPORATION	10,281	$144K	<0.01%	new	Timeline
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA	10,681	$144K	<0.01%	0
BDJBLACKROCK ENHANCED EQUITY DI	16,700	$143K	<0.01%	-800	Timeline
MRCCMONROE CAP CORP	11,697	$141K	<0.01%	new	Timeline
XBTAXBLACKROCK LNG-TRM MUNI ADV	11,610	$140K	<0.01%	0	Timeline
KANDI TECHNOLOGIES GROUP INCKANDI TECHNOLOGIES GROUP INC	25,000	$140K	<0.01%	0
VALEVALE S A	10,102	$139K	<0.01%	new	Timeline
CPRXCATALYST PHARMACEUTICALS INC	27,000	$138K	<0.01%	0	Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	24,098	$136K	<0.01%	+622
OIAINVESCO MUNI INCOME OPP TRST	17,467	$136K	<0.01%	0	Timeline
GPKGRAPHIC PACKAGING HLDG CO	10,456	$134K	<0.01%	-1,124	Timeline
KTKT CORP	10,359	$131K	<0.01%	-2,843	Timeline
MMUWESTERN ASSET MANAGED MUNS F	10,000	$131K	<0.01%	0	Timeline
WASHINGTON PRIME GROUP NEWWASHINGTON PRIME GROUP NEW	23,277	$131K	<0.01%	+3,131
NOKNOKIA CORP	23,057	$129K	<0.01%	+4,414	Timeline
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN	23,145	$128K	<0.01%	-1,240
ERICTELEFONAKTIEBOLAGET LM ERICS	13,918	$127K	<0.01%	-413	Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	12,938	$126K	<0.01%	-553	Timeline
DNPDNP SELECT INCOME FD INC	10,796	$124K	<0.01%	new	Timeline
EHIWESTERN ASSET GBL HIGH INC F	12,995	$124K	<0.01%	+871	Timeline
BWGBRANDYWINEGBL GBL INCM OPP F	11,216	$124K	<0.01%	-9	Timeline
PHKPIMCO HIGH INCOME FD	13,042	$119K	<0.01%	-510	Timeline
AGENUS INCAGENUS INC	40,000	$119K	<0.01%	0
XMCRXMFS CHARTER INCOME TR	14,845	$118K	<0.01%	+40	Timeline
SIDCOMPANHIA SIDERURGICA NACION	27,600	$117K	<0.01%	new	Timeline
SNAPSNAP INC	10,495	$115K	<0.01%	new	Timeline
VVRINVESCO SR INCOME TR	27,075	$114K	<0.01%	0	Timeline
TEITEMPLETON EMERGING MKTS INCO	10,730	$109K	<0.01%	-355	Timeline
CIGCIA ENERGETICA DE MINAS GERA	30,861	$107K	<0.01%	+7,167	Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	26,007	$107K	<0.01%	+7,294
SPPPSPROTT ASSET MANAGEMENT LP	10,000	$106K	<0.01%	0	Timeline
ETWEATON VANCE TAX-MANAGED GLOB	10,335	$101K	<0.01%	new	Timeline
TRUSTCO BK CORP N YTRUSTCO BK CORP N Y	13,000	$101K	<0.01%	0
XEXGXEATON VANCE TAX-MANAGED GLOB	11,406	$92K	<0.01%	new	Timeline
HIOWESTERN ASSET HIGH INCOME OP	17,696	$85K	<0.01%	-11	Timeline
LYGLLOYDS BANKING GROUP PLC	25,217	$82K	<0.01%	-154	Timeline
BCXBLACKROCK RES & COMMODITIES	10,008	$81K	<0.01%	new	Timeline
NOVAVAX INCNOVAVAX INC	140,500	$77K	<0.01%	0
XBGYXBLACKROCK ENHANCED INTL DIV	13,460	$75K	<0.01%	-14	Timeline
GFIGOLD FIELDS LTD	19,394	$71K	<0.01%	new	Timeline
REFRRESEARCH FRONTIERS INC	29,212	$63K	<0.01%	0	Timeline
OAKTREE SPECIALTY LENDING C…OAKTREE SPECIALTY LENDING CORP	11,849	$62K	<0.01%	+98
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL IN	10,951	$58K	<0.01%	new
ABEVAMBEV SA	12,757	$53K	<0.01%	-7,300	Timeline
UMCUNITED MICROELECTRONICS CORP	26,126	$48K	<0.01%	+15,684	Timeline
AEGON N VAEGON N V	10,215	$48K	<0.01%	-19,682
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	13,335	$48K	<0.01%	0
MINABERDEEN INTER INCOME FD	12,144	$45K	<0.01%	-533	Timeline
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	16,304	$43K	<0.01%	-5
NATNORDIC AMERICAN TANKERS LIMI	19,950	$40K	<0.01%	0	Timeline
JUST ENERGY GROUP INCJUST ENERGY GROUP INC	11,734	$40K	<0.01%	-951
HMYHARMONY GOLD MNG LTD	19,195	$37K	<0.01%	-129	Timeline
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	14,798	$37K	<0.01%	+1,522
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS	44,305	$30K	<0.01%	-2,586
PENNEY J C INCPENNEY J C INC	19,500	$26K	<0.01%	+500
NANTKWEST INCNANTKWEST INC	15,773	$26K	<0.01%	+3,031
QUICKLOGIC CORPQUICKLOGIC CORP	36,000	$22K	<0.01%	0
VEON LTDVEON LTD	10,069	$21K	<0.01%	new
TURQUOISE HILL RESOURCES LTDTURQUOISE HILL RESOURCES LTD	12,954	$20K	<0.01%	new
ONCOSEC MED INCONCOSEC MED INC	35,000	$19K	<0.01%	0
DNNDENISON MINES CORP	34,500	$18K	<0.01%	0	Timeline
AERPIO PHARMACEUTICALS INCAERPIO PHARMACEUTICALS INC	16,000	$15K	<0.01%	new
SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SA	14,376	$14K	<0.01%	new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
DOWDUPONT INCDOWDUPONT INC COM	call	10,000	$10K	new
WMTWALMART INC COM	put	14,900	$1K	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1	principal	71,000	$71K	new
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INC NOTE 4.50012/1	principal	50,000	$50K	0

Sold out in Q1 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
SONSONOCO PRODS CO	100,757	$5.39M	shares
HISFFIRST TR EXCHANGE-TRADED FD	35,747	$1.66M	shares
BKLNINVESCO EXCH TRADED FD TR II	49,339	$1.08M	shares
IYCISHARES TR	4,022	$731K	shares
QABAFIRST TR EXCHANGE-TRADED FD	15,029	$647K	shares
ISHARES TRISHARES TR	26,140	$617K	principal
NOWSERVICENOW INC	3,396	$607K	shares
ISHARES TRISHARES TR	22,961	$598K	principal
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	41,736	$597K	shares
ISHARES TRISHARES TR	23,230	$596K	principal
BANK OF AMER CORPBANK OF AMER CORP	428	$536K	shares
NFRAFLEXSHARES TR	9,803	$428K	shares
SVXYPROSHARES TR II	10,000	$423K	shares
CRMTAMERICAS CAR-MART INC	5,000	$362K	shares
CMACOMERICA INC	4,752	$326K	shares
VOOVVANGUARD ADMIRAL FDS INC	3,344	$324K	shares
MICHAEL KORS HLDGS LTDMICHAEL KORS HLDGS LTD	8,194	$311K	shares
ADMARCHER DANIELS MIDLAND CO	7,410	$304K	shares
Lincoln National CorporatLincoln National Corporat	11,651	$298K	shares
SONYSONY GROUP CORP	5,685	$274K	shares
AERAERCAP HOLDINGS NV	6,477	$260K	shares
IFFINTERNATIONAL FLAVORS&FRAGRA	1,890	$252K	shares
CRONCRONOS GROUP INC	23,875	$251K	shares
WYWEYERHAEUSER CO	10,935	$239K	shares
FXUFIRST TR EXCHANGE-TRADED FD	8,906	$239K	shares
HOLLYFRONTIER CORPHOLLYFRONTIER CORP	4,484	$237K	shares
DPZDOMINOS PIZZA INC	954	$235K	shares
TALLGRASS ENERGY LPTALLGRASS ENERGY LP	9,478	$231K	shares
IRMIRON MTN INC DEL	7,137	$228K	shares
IOOISHARES TR	5,244	$221K	shares
DVADAVITA INC	4,260	$218K	shares
UNITI GROUP INCUNITI GROUP INC	13,598	$212K	shares
STERIS LTDSTERIS LTD	1,909	$206K	shares
CHDCHURCH & DWIGHT CO INC	3,094	$202K	shares
NUVASIVE INCNUVASIVE INC	4,088	$202K	shares
FXNFIRST TR EXCHANGE-TRADED FD	17,197	$201K	shares
DLBDOLBY LABORATORIES INC	3,311	$200K	shares
SBRASABRA HEALTH CARE REIT INC	11,492	$190K	shares
PDBCINVESCO ACTVELY MNGD ETC FD	11,418	$171K	shares
EATON VANCE MUN BD FD IIEATON VANCE MUN BD FD II	14,964	$165K	shares
DIPLOMAT PHARMACY INCDIPLOMAT PHARMACY INC	11,174	$150K	shares
WIWWESTERN AST INFL LKD OPP & I	14,435	$146K	shares
INNSUMMIT HOTEL PPTYS	14,071	$136K	shares
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION	123,000	$123K	principal
VNETVNET GROUP INC	12,998	$108K	shares
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	23,818	$104K	shares
GLOCLOUGH GLOBAL OPPORTUNITIES	11,447	$95K	shares
ACHACCENDRA HEALTH INC	10,460	$71K	shares
CHIASMA INCCHIASMA INC	18,650	$58K	shares
THERAPEUTICSMD INCTHERAPEUTICSMD INC	13,475	$51K	shares
ENSCO PLCENSCO PLC	13,729	$49K	shares
CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L P	17,150	$37K	shares
YRC WORLDWIDE INCYRC WORLDWIDE INC	11,000	$35K	shares
QQQINVESCO QQQ TR	2,500	$33K	put
SPYSTATE STR SPDR S&P 500 ETF T	1,900	$22K	put
TSNTYSON FOODS INC	11,300	$7K	put

How Q1 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-19-001353	base		2019-05-06	acceptance time not in the bulk data set	2026-10-07 18:56:23 UTC