Skip to content
Disclosery

FinTrust Investment Advisory Services, LLC

Follow

13F filer, CIK 1477812, Greenville, SC

FinTrust Investment Advisory Services, LLC reported $104,263,000 across 111 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-10-26. Its ten largest share positions make up 50.42% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001144204-17-054257

Period
2017-09-30
Reported value
$104M
Holdings
111
Top 10 weight
50.42%
New
Sold out

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001144204-17-054257, largest first. % of portfolio is the value over $104,263,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
Invesco S&P 500 Pure GrowthInvesco S&P 500 Pure GrowthQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 87,419 shares 87,419$8.74M8.39%
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 74,500 shares 74,500$8.46M8.12%Timeline
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 443,087 shares 443,087$8.4M8.06%
Rydex S&P 500 Pure Value EtfRydex S&P 500 Pure Value EtfQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 107,302 shares 107,302$6.6M6.33%
POWERSHARES GLOBAL ETF FDPOWERSHARES GLOBAL ETF FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 207,859 shares 207,859$4.62M4.43%
BB & T CORPBB & T CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 97,571 shares 97,571$4.58M4.39%
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 20,774 shares 20,774$3.2M3.07%Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 16,695 shares 16,695$2.99M2.87%Timeline
LEMBISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 52,032 shares 52,032$2.51M2.41%Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 62,683 shares 62,683$2.46M2.35%Timeline
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 26,485 shares 26,485$2.22M2.13%Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 21,610 shares 21,610$2.16M2.07%Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 23,420 shares 23,420$1.92M1.84%Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 31,100 shares 31,100$1.54M1.48%Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 13,943 shares 13,943$1.33M1.28%Timeline
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 13,996 shares 13,996$1.08M1.03%Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 14,915 shares 14,915$946K0.91%Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 12,694 shares 12,694$946K0.91%Timeline
IWNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 7,615 shares 7,615$945K0.91%Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 8,037 shares 8,037$944K0.91%Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 26,038 shares 26,038$930K0.89%Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 24,060 shares 24,060$916K0.88%Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 6,812 shares 6,812$886K0.85%Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 34,030 shares 34,030$886K0.85%
BPBP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 21,467 shares 21,467$825K0.79%Timeline
SOSOUTHERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 16,573 shares 16,573$814K0.78%Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 802 shares 802$771K0.74%Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 16,946 shares 16,946$759K0.73%Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 772 shares 772$740K0.71%Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 2,713 shares 2,713$690K0.66%Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 26,827 shares 26,827$649K0.62%
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 3,649 shares 3,649$624K0.6%Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 9,709 shares 9,709$619K0.59%Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 4,863 shares 4,863$606K0.58%Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 5,495 shares 5,495$602K0.58%Timeline
VMOINVESCO MUN OPPORTUNIT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 45,000 shares 45,000$585K0.56%Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 6,549 shares 6,549$582K0.56%Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 5,014 shares 5,014$582K0.56%
IQIINVESCO QUALITY MUN INCOME TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 45,000 shares 45,000$576K0.55%Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 7,316 shares 7,316$572K0.55%Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 5,105 shares 5,105$569K0.55%Timeline
SCHGSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 8,517 shares 8,517$563K0.54%Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 12,475 shares 12,475$561K0.54%Timeline
ENBENBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 13,123 shares 13,123$549K0.53%Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 10,347 shares 10,347$536K0.51%Timeline
SCHXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 8,178 shares 8,178$491K0.47%Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 3,290 shares 3,290$482K0.46%Timeline
SCHVSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 9,219 shares 9,219$478K0.46%Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 5,773 shares 5,773$469K0.45%Timeline
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 38,384 shares 38,384$459K0.44%Timeline
DOWDUPONT INCDOWDUPONT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 6,539 shares 6,539$453K0.43%
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 3,732 shares 3,732$452K0.43%Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 4,415 shares 4,415$435K0.42%Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 2,525 shares 2,525$413K0.4%Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 12,257 shares 12,257$412K0.4%Timeline
DGSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 8,301 shares 8,301$407K0.39%Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 4,468 shares 4,468$406K0.39%Timeline
CCLCARNIVAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 6,260 shares 6,260$404K0.39%Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 9,865 shares 9,865$401K0.38%
IGIBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 3,506 shares 3,506$386K0.37%Timeline
SCHASCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 5,695 shares 5,695$384K0.37%Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 6,892 shares 6,892$380K0.36%Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 14,855 shares 14,855$376K0.36%Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 4,570 shares 4,570$365K0.35%Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 8,385 shares 8,385$365K0.35%Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 4,413 shares 4,413$362K0.35%Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 2,703 shares 2,703$357K0.34%Timeline
BBNBLACKROCK TAX MUNICPAL BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 15,100 shares 15,100$353K0.34%Timeline
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 9,238 shares 9,238$348K0.33%Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 1,503 shares 1,503$339K0.33%Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 1,813 shares 1,813$338K0.32%Timeline
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 2,854 shares 2,854$338K0.32%Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 345 shares 345$336K0.32%Timeline
ALLALLSTATE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 3,586 shares 3,586$330K0.32%Timeline
SCHDSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 6,879 shares 6,879$322K0.31%Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 2,179 shares 2,179$318K0.3%
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 4,039 shares 4,039$314K0.3%Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 3,771 shares 3,771$313K0.3%Timeline
VFHVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 4,698 shares 4,698$307K0.29%Timeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 3,735 shares 3,735$303K0.29%Timeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 3,787 shares 3,787$303K0.29%Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 1,198 shares 1,198$301K0.29%Timeline
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 3,140 shares 3,140$294K0.28%Timeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 2,066 shares 2,066$292K0.28%Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 2,624 shares 2,624$291K0.28%Timeline
EMBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 2,351 shares 2,351$274K0.26%Timeline
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 10,000 shares 10,000$260K0.25%
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 7,337 shares 7,337$250K0.24%Timeline
SPSBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 8,163 shares 8,163$250K0.24%Timeline
BROADCOM LTDBROADCOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 1,030 shares 1,030$250K0.24%
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 5,145 shares 5,145$248K0.24%Timeline
SCHBSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 4,041 shares 4,041$246K0.24%Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 1,038 shares 1,038$240K0.23%Timeline
KKR & CO LPKKR & CO LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 11,745 shares 11,745$239K0.23%
PRUPRUDENTIAL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 2,211 shares 2,211$235K0.23%Timeline
VGTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 1,529 shares 1,529$232K0.22%Timeline
VDEVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 2,430 shares 2,430$227K0.22%Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 1,870 shares 1,870$227K0.22%Timeline
IGSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 2,096 shares 2,096$221K0.21%Timeline
DWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 5,464 shares 5,464$221K0.21%Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 1,798 shares 1,798$216K0.21%Timeline
Chesapeake Energy Corp PFD …Chesapeake Energy Corp PFD ConvQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 4,269 shares 4,269$216K0.21%
VBRVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 1,685 shares 1,685$215K0.21%Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 13,769 shares 13,769$215K0.21%Timeline
ALPS ETF TRALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 19,019 shares 19,019$213K0.2%
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 3,314 shares 3,314$212K0.2%Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 1,144 shares 1,144$210K0.2%Timeline
VYMVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 2,586 shares 2,586$210K0.2%Timeline
UNILEVER PLCUNILEVER PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 3,508 shares 3,508$203K0.19%
USIGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 1,792 shares 1,792$201K0.19%Timeline
AEGON N VAEGON N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not loaded; 2016Q3: not loaded; 2016Q4: not loaded; 2017Q1: not loaded; 2017Q2: not loaded; 2017Q3: 10,985 shares 10,985$64K0.06%

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001144204-17-054257 base2017-10-26acceptance time not in the bulk data set