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Disclosery

FIC CAPITAL INC

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13F filer, CIK 1512251, NEW YORK, NY

FIC CAPITAL INC reported $225,700,000 across 118 holdings for the quarter ended 2017-03-31, in a 13F-HR filed 2017-05-12. Its ten largest share positions make up 35.04% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001512251-17-000003

Period
2017-03-31
Reported value
$226M
Holdings
118
Top 10 weight
35.04%
New
11
Sold out
6

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SBACnew+76,415$9.2M
CMCSAadded+129,444$4.87M
POWERSHARESnew+89,825$2.09M
LIBERTY INTERACTIVE CORPnew+43,455$1.93M
NEKTAR THERAPEUTICSnew+67,961$1.59M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
LBRDAreduced-34,153-$2.91M
THE COOPER COMPANIESexited-8,217-$1.44M
MRKexited-23,998-$1.41M
PFEexited-39,160-$1.27M
LIBERTY INTERACTIVE LLCexited-1,499,995-$866K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2017

Share positions as resolved from 13F-HR 0001512251-17-000003, largest first. % of portfolio is the value over $225,700,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
ADBEADOBE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 136,877 shares; 2016Q1: 135,850 shares; 2016Q2: 134,975 shares; 2016Q3: 134,250 shares; 2016Q4: 133,100 shares; 2017Q1: 132,481 shares 132,481$17.2M7.64%-619Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 144,612 shares; 2016Q1: 146,831 shares; 2016Q2: 141,407 shares; 2016Q3: 138,198 shares; 2016Q4: 132,195 shares; 2017Q1: 261,639 shares 261,639$9.84M4.36%+129,444Timeline
SBACSBA COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 76,415 shares 76,415$9.2M4.08%newTimeline
ALNYALNYLAM PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 164,706 shares; 2016Q1: 169,138 shares; 2016Q2: 169,548 shares; 2016Q3: 167,340 shares; 2016Q4: 172,242 shares; 2017Q1: 172,112 shares 172,112$8.82M3.91%-130Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 47,572 shares; 2016Q1: 47,372 shares; 2016Q2: 48,577 shares; 2016Q3: 47,676 shares; 2016Q4: 45,801 shares; 2017Q1: 47,064 shares 47,064$7.84M3.48%+1,263Timeline
NXPINXP SEMICONDUCTORS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 53,295 shares; 2016Q1: 52,595 shares; 2016Q2: 54,600 shares; 2016Q3: 54,786 shares; 2016Q4: 54,546 shares; 2017Q1: 54,071 shares 54,071$5.6M2.48%-475Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 144,740 shares; 2016Q1: 154,219 shares; 2016Q2: 158,005 shares; 2016Q3: 158,161 shares; 2016Q4: 153,463 shares; 2017Q1: 155,950 shares 155,950$5.46M2.42%+2,487
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,342 shares; 2016Q1: 6,945 shares; 2016Q2: 6,946 shares; 2016Q3: 6,813 shares; 2016Q4: 6,530 shares; 2017Q1: 6,498 shares 6,498$5.39M2.39%-32Timeline
SGMOSANGAMO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 870,214 shares; 2016Q1: 862,544 shares; 2016Q2: 862,489 shares; 2016Q3: 859,839 shares; 2016Q4: 875,284 shares; 2017Q1: 940,909 shares 940,909$4.89M2.17%+65,625Timeline
BSVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5,200 shares; 2016Q3: 40,265 shares; 2016Q4: 42,295 shares; 2017Q1: 60,230 shares 60,230$4.8M2.13%+17,935Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 65,470 shares; 2016Q1: 65,445 shares; 2016Q2: 64,385 shares; 2016Q3: 63,540 shares; 2016Q4: 57,830 shares; 2017Q1: 54,700 shares 54,700$4.6M2.04%-3,130Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 45,599 shares; 2016Q1: 68,619 shares; 2016Q2: 73,130 shares; 2016Q3: 72,247 shares; 2016Q4: 69,031 shares; 2017Q1: 68,783 shares 68,783$4.53M2.01%-248Timeline
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 18,537 shares; 2016Q1: 36,652 shares; 2016Q2: 36,367 shares; 2016Q3: 36,069 shares; 2016Q4: 36,331 shares; 2017Q1: 36,098 shares 36,098$4.39M1.94%-233Timeline
PNCPNC FINL SVCS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 40,772 shares; 2016Q1: 40,267 shares; 2016Q2: 39,387 shares; 2016Q3: 38,997 shares; 2016Q4: 35,854 shares; 2017Q1: 32,243 shares 32,243$3.88M1.72%-3,611Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 2,792 shares; 2016Q1: 3,112 shares; 2016Q2: 37,204 shares; 2016Q3: 37,434 shares; 2016Q4: 37,924 shares; 2017Q1: 47,079 shares 47,079$3.82M1.69%+9,155Timeline
HANESBRANDS INCHANESBRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 168,870 shares; 2016Q1: 173,915 shares; 2016Q2: 174,005 shares; 2016Q3: 187,440 shares; 2016Q4: 182,370 shares; 2017Q1: 183,455 shares 183,455$3.81M1.69%+1,085
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 168,177 shares; 2016Q1: 165,327 shares; 2016Q2: 134,862 shares; 2016Q3: 113,371 shares; 2016Q4: 100,603 shares; 2017Q1: 100,156 shares 100,156$3.61M1.6%-447Timeline
CHKPCHECK POINT SOFTWARE TECH LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 35,074 shares; 2016Q1: 34,615 shares; 2016Q2: 34,520 shares; 2016Q3: 35,250 shares; 2016Q4: 33,470 shares; 2017Q1: 33,260 shares 33,260$3.41M1.51%-210Timeline
BB & T CORPBB & T CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 62,605 shares; 2016Q1: 62,210 shares; 2016Q2: 76,915 shares; 2016Q3: 76,290 shares; 2016Q4: 75,147 shares; 2017Q1: 74,856 shares 74,856$3.35M1.48%-291
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 30,098 shares; 2016Q4: 49,663 shares; 2017Q1: 59,728 shares 59,728$3.32M1.47%+10,065Timeline
LBRDALIBERTY BROADBAND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 76,587 shares; 2016Q1: 77,131 shares; 2016Q2: 77,461 shares; 2016Q3: 76,789 shares; 2016Q4: 72,796 shares; 2017Q1: 38,643 shares 38,643$3.29M1.46%-34,153Timeline
MAAMID-AMER APT CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 27,280 shares; 2016Q1: 26,880 shares; 2016Q2: 26,710 shares; 2016Q3: 32,092 shares; 2016Q4: 31,622 shares; 2017Q1: 31,958 shares 31,958$3.25M1.44%+336Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 44,398 shares; 2016Q1: 42,585 shares; 2016Q2: 49,580 shares; 2016Q3: 52,810 shares; 2016Q4: 51,732 shares; 2017Q1: 52,437 shares 52,437$3.25M1.44%+705
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,777 shares; 2016Q1: 32,047 shares; 2016Q2: 32,032 shares; 2016Q3: 31,564 shares; 2016Q4: 29,869 shares; 2017Q1: 29,694 shares 29,694$3.19M1.41%-175Timeline
ELVELEVANCE HEALTH INC FORMERLYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,140 shares; 2016Q1: 9,020 shares; 2016Q2: 14,485 shares; 2016Q3: 14,449 shares; 2016Q4: 19,017 shares; 2017Q1: 18,912 shares 18,912$3.13M1.39%-105Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 23,545 shares; 2016Q1: 23,296 shares; 2016Q2: 21,533 shares; 2016Q3: 20,908 shares; 2016Q4: 22,539 shares; 2017Q1: 21,129 shares 21,129$3.1M1.37%-1,410Timeline
BALLBALL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 60,785 shares; 2016Q1: 59,635 shares; 2016Q2: 57,975 shares; 2016Q3: 54,144 shares; 2016Q4: 45,580 shares; 2017Q1: 41,703 shares 41,703$3.1M1.37%-3,877Timeline
TRANSMONTAIGNE PARTNERS L PTRANSMONTAIGNE PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 61,455 shares; 2016Q2: 64,192 shares; 2016Q3: 66,152 shares; 2016Q4: 66,707 shares; 2017Q1: 67,612 shares 67,612$3.02M1.34%+905
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 30,621 shares; 2016Q1: 31,692 shares; 2016Q2: 27,877 shares; 2016Q3: 26,247 shares; 2016Q4: 24,253 shares; 2017Q1: 23,948 shares 23,948$2.98M1.32%-305Timeline
RMBSRAMBUS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 180,000 shares; 2016Q1: 180,000 shares; 2016Q2: 180,000 shares; 2016Q3: 180,000 shares; 2016Q4: 180,000 shares; 2017Q1: 180,000 shares 180,000$2.37M1.05%0Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,655 shares; 2016Q1: 12,655 shares; 2016Q2: 12,655 shares; 2016Q3: 12,655 shares; 2016Q4: 12,155 shares; 2017Q1: 12,005 shares 12,005$2.34M1.04%-150Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 26,749 shares; 2016Q1: 26,371 shares; 2016Q2: 25,022 shares; 2016Q3: 20,509 shares; 2016Q4: 17,381 shares; 2017Q1: 16,159 shares 16,159$2.32M1.03%-1,222Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 4,745 shares; 2016Q2: 4,745 shares; 2016Q3: 6,725 shares; 2016Q4: 16,107 shares; 2017Q1: 16,042 shares 16,042$2.28M1.01%-65Timeline
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,809 shares; 2016Q1: 21,792 shares; 2016Q2: 22,059 shares; 2016Q3: 21,741 shares; 2016Q4: 21,091 shares; 2017Q1: 29,046 shares 29,046$2.16M0.96%+7,955Timeline
MICROSEMI CORPMICROSEMI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 7,430 shares; 2016Q2: 7,430 shares; 2016Q3: 39,050 shares; 2016Q4: 36,062 shares; 2017Q1: 41,142 shares 41,142$2.12M0.94%+5,080
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 89,825 shares 89,825$2.09M0.93%new
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 62,292 shares; 2016Q1: 56,146 shares; 2016Q2: 53,221 shares; 2016Q3: 51,007 shares; 2016Q4: 52,553 shares; 2017Q1: 49,552 shares 49,552$2.06M0.91%-3,001Timeline
TDTORONTO DOMINION BK ONTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 40,400 shares; 2016Q1: 40,400 shares; 2016Q2: 40,400 shares; 2016Q3: 40,400 shares; 2016Q4: 40,400 shares; 2017Q1: 40,400 shares 40,400$2.02M0.9%0Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,161 shares; 2016Q1: 8,961 shares; 2016Q2: 8,654 shares; 2016Q3: 8,069 shares; 2016Q4: 12,400 shares; 2017Q1: 12,292 shares 12,292$2.02M0.89%-108Timeline
AESAES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 235,825 shares; 2016Q1: 190,650 shares; 2016Q2: 188,750 shares; 2016Q3: 187,350 shares; 2016Q4: 178,650 shares; 2017Q1: 177,525 shares 177,525$1.99M0.88%-1,125Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,503 shares; 2016Q1: 6,426 shares; 2016Q2: 43,798 shares; 2016Q3: 44,314 shares; 2016Q4: 45,769 shares; 2017Q1: 46,264 shares 46,264$1.96M0.87%+495Timeline
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 43,455 shares 43,455$1.93M0.86%new
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 31,146 shares; 2016Q1: 31,556 shares; 2016Q2: 31,099 shares; 2016Q3: 29,424 shares; 2016Q4: 28,379 shares; 2017Q1: 23,102 shares 23,102$1.9M0.84%-5,277Timeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 33,965 shares; 2016Q1: 32,201 shares; 2016Q2: 32,986 shares; 2016Q3: 35,614 shares; 2016Q4: 35,719 shares; 2017Q1: 35,542 shares 35,542$1.83M0.81%-177
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,722 shares; 2016Q1: 10,597 shares; 2016Q2: 9,862 shares; 2016Q3: 19,789 shares; 2016Q4: 16,946 shares; 2017Q1: 15,971 shares 15,971$1.81M0.8%-975Timeline
BIIBBIOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,793 shares; 2016Q1: 7,728 shares; 2016Q2: 7,602 shares; 2016Q3: 7,532 shares; 2016Q4: 6,233 shares; 2017Q1: 5,858 shares 5,858$1.6M0.71%-375Timeline
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 72,848 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 67,961 shares 67,961$1.59M0.71%new
ILMNILLUMINA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,049 shares; 2016Q1: 13,007 shares; 2016Q2: 12,677 shares; 2016Q3: 9,462 shares; 2016Q4: 9,272 shares; 2017Q1: 8,568 shares 8,568$1.46M0.65%-704Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 53,401 shares; 2017Q1: 59,664 shares 59,664$1.46M0.64%+6,263
PANERA BREAD COPANERA BREAD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,622 shares; 2016Q1: 5,917 shares; 2016Q2: 5,717 shares; 2016Q3: 5,655 shares; 2016Q4: 5,555 shares; 2017Q1: 5,535 shares 5,535$1.45M0.64%-20
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 16,509 shares; 2016Q4: 21,889 shares; 2017Q1: 25,559 shares 25,559$1.42M0.63%+3,670Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 53,077 shares; 2017Q1: 52,810 shares 52,810$1.4M0.62%-267
BNYBANK OF NY MELLON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,417 shares; 2016Q1: 15,387 shares; 2016Q2: 15,392 shares; 2016Q3: 15,267 shares; 2016Q4: 14,962 shares; 2017Q1: 26,747 shares 26,747$1.26M0.56%+11,785Timeline
ALLERGAN PLCALLERGAN PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5,311 shares; 2016Q3: 6,014 shares; 2016Q4: 5,167 shares; 2017Q1: 5,157 shares 5,157$1.23M0.55%-10
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,783 shares; 2016Q1: 20,431 shares; 2016Q2: 19,077 shares; 2016Q3: 16,112 shares; 2016Q4: 13,802 shares; 2017Q1: 13,151 shares 13,151$1.18M0.52%-651Timeline
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,520 shares; 2016Q1: 15,055 shares; 2016Q2: 19,250 shares; 2016Q3: 19,165 shares; 2016Q4: 19,020 shares; 2017Q1: 18,555 shares 18,555$1.18M0.52%-465Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,325 shares; 2016Q1: 12,060 shares; 2016Q2: 11,600 shares; 2016Q3: 11,520 shares; 2016Q4: 10,695 shares; 2017Q1: 10,565 shares 10,565$1.14M0.5%-130Timeline
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 7,514 shares; 2017Q1: 24,894 shares 24,894$1.13M0.5%+17,380
LABSTANDARD BIOTOOLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 188,700 shares; 2016Q1: 188,700 shares; 2016Q2: 188,700 shares; 2016Q3: 188,700 shares; 2016Q4: 188,700 shares; 2017Q1: 188,700 shares 188,700$1.07M0.48%0Timeline
HSICSCHEIN HENRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,732 shares; 2016Q1: 7,671 shares; 2016Q2: 7,511 shares; 2016Q3: 7,446 shares; 2016Q4: 6,093 shares; 2017Q1: 6,070 shares 6,070$1.03M0.46%-23Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 28,200 shares; 2016Q1: 28,041 shares; 2016Q2: 27,809 shares; 2016Q3: 27,731 shares; 2016Q4: 25,377 shares; 2017Q1: 25,321 shares 25,321$908K0.4%-56
Spectra Energy PartnersSpectra Energy PartnersQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 11,245 shares; 2016Q2: 14,110 shares; 2016Q3: 20,355 shares; 2016Q4: 20,640 shares; 2017Q1: 20,490 shares 20,490$895K0.4%-150
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,557 shares; 2016Q1: 5,557 shares; 2016Q2: 5,450 shares; 2016Q3: 5,390 shares; 2016Q4: 5,190 shares; 2017Q1: 5,090 shares 5,090$835K0.37%-100Timeline
DISCOVERY INCDISCOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 44,118 shares; 2016Q1: 44,103 shares; 2016Q2: 43,753 shares; 2016Q3: 40,584 shares; 2016Q4: 31,445 shares; 2017Q1: 29,061 shares 29,061$823K0.36%-2,384
EXPEEXPEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,574 shares; 2016Q1: 6,574 shares; 2016Q2: 6,574 shares; 2016Q3: 6,489 shares; 2016Q4: 6,489 shares; 2017Q1: 6,489 shares 6,489$819K0.36%0Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,505 shares; 2016Q1: 15,380 shares; 2016Q2: 15,380 shares; 2016Q3: 15,234 shares; 2016Q4: 15,184 shares; 2017Q1: 15,734 shares 15,734$810K0.36%+550Timeline
IONSIONIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 26,730 shares; 2016Q1: 26,730 shares; 2016Q2: 26,730 shares; 2016Q3: 26,730 shares; 2016Q4: 26,730 shares; 2017Q1: 19,940 shares 19,940$802K0.36%-6,790Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,679 shares; 2016Q1: 19,326 shares; 2016Q2: 18,441 shares; 2016Q3: 17,360 shares; 2016Q4: 10,642 shares; 2017Q1: 10,157 shares 10,157$797K0.35%-485Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,113 shares; 2016Q1: 3,810 shares; 2016Q2: 3,930 shares; 2016Q3: 5,796 shares; 2016Q4: 5,881 shares; 2017Q1: 6,436 shares 6,436$781K0.35%+555Timeline
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 39,468 shares; 2016Q1: 39,468 shares; 2016Q2: 38,468 shares; 2016Q3: 38,468 shares; 2016Q4: 38,468 shares; 2017Q1: 38,468 shares 38,468$759K0.34%0Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,641 shares; 2016Q1: 7,837 shares; 2016Q2: 7,837 shares; 2016Q3: 7,248 shares; 2016Q4: 6,869 shares; 2017Q1: 6,704 shares 6,704$750K0.33%-165Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5,499 shares; 2016Q3: 5,519 shares; 2016Q4: 5,954 shares; 2017Q1: 6,479 shares 6,479$727K0.32%+525
CRMSALESFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 8,150 shares; 2017Q1: 8,150 shares 8,150$672K0.3%0Timeline
TIME WARNER INCTIME WARNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,873 shares; 2016Q1: 6,873 shares; 2016Q2: 6,848 shares; 2016Q3: 6,788 shares; 2016Q4: 6,788 shares; 2017Q1: 6,788 shares 6,788$663K0.29%0
ROCKWELL COLLINS INCROCKWELL COLLINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,949 shares; 2016Q1: 6,869 shares; 2016Q2: 6,899 shares; 2016Q3: 6,799 shares; 2016Q4: 6,799 shares; 2017Q1: 6,599 shares 6,599$641K0.28%-200
BONDPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,612 shares; 2016Q1: 6,442 shares; 2016Q2: 6,817 shares; 2016Q3: 6,274 shares; 2016Q4: 5,924 shares; 2017Q1: 5,754 shares 5,754$606K0.27%-170Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 20,284 shares; 2016Q3: 17,270 shares; 2016Q4: 15,470 shares; 2017Q1: 15,424 shares 15,424$598K0.26%-46
CNICANADIAN NATL RY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,702 shares; 2016Q1: 10,210 shares; 2016Q2: 8,810 shares; 2016Q3: 7,898 shares; 2016Q4: 7,748 shares; 2017Q1: 7,748 shares 7,748$573K0.25%0Timeline
BLACKROCK INCBLACKROCK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,687 shares; 2016Q1: 3,542 shares; 2016Q2: 3,157 shares; 2016Q3: 3,107 shares; 2016Q4: 1,855 shares; 2017Q1: 1,480 shares 1,480$568K0.25%-375
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,188 shares; 2016Q3: 5,748 shares; 2016Q4: 6,023 shares; 2017Q1: 6,063 shares 6,063$552K0.24%+40Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 3,235 shares; 2017Q1: 3,210 shares 3,210$538K0.24%-25Timeline
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 25,241 shares; 2016Q1: 25,241 shares; 2016Q2: 25,241 shares; 2016Q3: 25,241 shares; 2016Q4: 25,241 shares; 2017Q1: 25,241 shares 25,241$505K0.22%0
LIBERTY GLOBAL CL B ORDLIBERTY GLOBAL CL B ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,481 shares; 2016Q1: 13,481 shares; 2016Q2: 13,481 shares; 2016Q3: 13,481 shares; 2016Q4: 13,481 shares; 2017Q1: 13,481 shares 13,481$485K0.21%0
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,270 shares; 2016Q1: 14,970 shares; 2016Q2: 15,020 shares; 2016Q3: 14,965 shares; 2016Q4: 8,765 shares; 2017Q1: 8,765 shares 8,765$477K0.21%0Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,200 shares; 2016Q1: 9,200 shares; 2016Q2: 9,200 shares; 2016Q3: 9,200 shares; 2016Q4: 9,200 shares; 2017Q1: 9,200 shares 9,200$459K0.2%0
TDGTRANSDIGM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,672 shares; 2016Q1: 3,805 shares; 2016Q2: 3,507 shares; 2016Q3: 3,372 shares; 2016Q4: 2,060 shares; 2017Q1: 2,059 shares 2,059$453K0.2%-1Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 1,180 shares; 2016Q1: 1,172 shares; 2016Q2: 1,165 shares; 2016Q3: 907 shares; 2016Q4: 621 shares; 2017Q1: 523 shares 523$443K0.2%-98Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,500 shares; 2016Q1: 10,500 shares; 2016Q2: 10,100 shares; 2016Q3: 9,840 shares; 2016Q4: 9,940 shares; 2017Q1: 9,940 shares 9,940$441K0.2%0Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,379 shares; 2016Q4: 18,893 shares; 2017Q1: 18,734 shares 18,734$432K0.19%-159
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,086 shares; 2016Q1: 20,011 shares; 2016Q2: 15,035 shares; 2016Q3: 8,285 shares; 2016Q4: 8,381 shares; 2017Q1: 8,231 shares 8,231$354K0.16%-150Timeline
IWVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 2,250 shares 2,250$315K0.14%newTimeline
ITWILLINOIS TOOL WKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 2,422 shares; 2016Q1: 2,415 shares; 2016Q2: 2,340 shares; 2016Q3: 2,320 shares; 2016Q4: 2,320 shares; 2017Q1: 2,270 shares 2,270$301K0.13%-50Timeline
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 10,000 shares; 2017Q1: 10,000 shares 10,000$289K0.13%0Timeline
ZTSZOETIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,614 shares; 2016Q1: 5,327 shares; 2016Q2: 5,327 shares; 2016Q3: 5,327 shares; 2016Q4: 5,327 shares; 2017Q1: 5,327 shares 5,327$284K0.13%0Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,273 shares; 2016Q1: 5,972 shares; 2016Q2: 5,250 shares; 2016Q3: not reported; 2016Q4: 6,450 shares; 2017Q1: 6,050 shares 6,050$270K0.12%-400Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,002 shares; 2016Q1: 8,877 shares; 2016Q2: 8,602 shares; 2016Q3: 8,452 shares; 2016Q4: 8,854 shares; 2017Q1: 8,854 shares 8,854$264K0.12%0
EDCONSOLIDATED EDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 3,335 shares; 2016Q2: 3,335 shares; 2016Q3: 3,335 shares; 2016Q4: 3,335 shares; 2017Q1: 3,335 shares 3,335$259K0.11%0Timeline
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 18,814 shares; 2016Q1: 18,714 shares; 2016Q2: 18,714 shares; 2016Q3: 17,987 shares; 2016Q4: 12,887 shares; 2017Q1: 12,737 shares 12,737$255K0.11%-150
TRIPTRIPADVISOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,831 shares; 2016Q1: 8,831 shares; 2016Q2: 8,581 shares; 2016Q3: 7,404 shares; 2016Q4: 7,404 shares; 2017Q1: 5,779 shares 5,779$249K0.11%-1,625Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 1,273 shares; 2016Q2: 1,274 shares; 2016Q3: 1,275 shares; 2016Q4: 1,276 shares; 2017Q1: 1,276 shares 1,276$244K0.11%0Timeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 1,940 shares; 2016Q1: 1,940 shares; 2016Q2: 1,940 shares; 2016Q3: 1,940 shares; 2016Q4: 1,630 shares; 2017Q1: 1,745 shares 1,745$243K0.11%+115Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,100 shares; 2016Q1: 5,975 shares; 2016Q2: 5,975 shares; 2016Q3: 4,105 shares; 2016Q4: 3,395 shares; 2017Q1: 3,270 shares 3,270$239K0.11%-125Timeline
LBRDKLIBERTY BROADBAND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,371 shares; 2016Q1: 5,366 shares; 2016Q2: 5,366 shares; 2016Q3: 5,362 shares; 2016Q4: 5,362 shares; 2017Q1: 2,620 shares 2,620$226K0.1%-2,742Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 1,047 shares; 2016Q1: 999 shares; 2016Q2: 999 shares; 2016Q3: 998 shares; 2016Q4: 940 shares; 2017Q1: 940 shares 940$222K0.1%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,600 shares; 2016Q1: 5,600 shares; 2016Q2: 5,600 shares; 2016Q3: 4,950 shares; 2016Q4: 3,600 shares; 2017Q1: 3,350 shares 3,350$218K0.1%-250Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 21,175 shares; 2016Q1: 21,175 shares; 2016Q2: 20,275 shares; 2016Q3: 19,575 shares; 2016Q4: 9,346 shares; 2017Q1: 9,146 shares 9,146$217K0.1%-200Timeline
SPGIS&P GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,620 shares; 2016Q4: not reported; 2017Q1: 1,620 shares 1,620$212K0.09%newTimeline
ZBHZIMMER BIOMET HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,740 shares; 2016Q3: 1,740 shares; 2016Q4: not reported; 2017Q1: 1,740 shares 1,740$212K0.09%newTimeline
MONSANTO CO NEWMONSANTO CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,940 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 1,840 shares 1,840$208K0.09%new
PRGOPERRIGO CO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,430 shares; 2016Q4: 3,255 shares; 2017Q1: 3,100 shares 3,100$206K0.09%-155Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 2,776 shares 2,776$205K0.09%new
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 1,459 shares 1,459$201K0.09%newTimeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 2,700 shares; 2016Q1: 2,775 shares; 2016Q2: 2,525 shares; 2016Q3: 2,150 shares; 2016Q4: 2,150 shares; 2017Q1: 1,900 shares 1,900$201K0.09%-250Timeline
MUABLACKROCK MUNIASSETS FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,944 shares; 2016Q1: 12,944 shares; 2016Q2: 12,944 shares; 2016Q3: 12,944 shares; 2016Q4: 12,944 shares; 2017Q1: 12,944 shares 12,944$183K0.08%0Timeline
NANNUVEEN NY DIVI ADVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,260 shares; 2016Q1: 12,260 shares; 2016Q2: 12,260 shares; 2016Q3: 12,260 shares; 2016Q4: 12,260 shares; 2017Q1: 12,260 shares 12,260$166K0.07%0Timeline
BLUEKNIGHT ENERGY PARTNERS …BLUEKNIGHT ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 10,475 shares; 2016Q2: 36,675 shares; 2016Q3: 25,475 shares; 2016Q4: 24,975 shares; 2017Q1: 23,075 shares 23,075$156K0.07%-1,900
MPVDFMOUNTAIN PROV DIAMONDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,878 shares; 2016Q1: 10,878 shares; 2016Q2: 10,878 shares; 2016Q3: 10,878 shares; 2016Q4: 10,878 shares; 2017Q1: 10,878 shares 10,878$39K0.02%0Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1principal2,489,995$1.53Mnew

Sold out in Q1 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
THE COOPER COMPANIESTHE COOPER COMPANIES8,217$1.44Mshares
MRKMERCK & CO INC23,998$1.41Mshares
PFEPFIZER INC39,160$1.27Mshares
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC1,499,995$866Kshares
BACBANK OF AMER CORP21,706$480Kshares
CVXCHEVRON CORPORATION1,704$201Kshares

How Q1 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001512251-17-000003 base2017-05-12acceptance time not in the bulk data set