Pinnacle Summer Investments, Inc.

13F filer, CIK 1071341, FAIRFAX, VA

Pinnacle Summer Investments, Inc. reported $812,722,000 across 1,048 holdings for the quarter ended 2014-12-31, in a 13F-HR filed 2015-02-18. Its ten largest share positions make up 42.15% of the portfolio.

Filed 2015-02-18 (acceptance time not in the bulk data set), ingested 2026-10-07 19:17:13 UTC13F-HR 0001085146-15-000788

Period: 2014-12-31
Reported value: $813M
Holdings: 1,048
Top 10 weight: 42.15%
New: 70
Sold out: 120

Largest buys vs the previous quarter

Security	Shares change	Approx. value
YUMA ENERGY INCnew	+6,782,965	$11.3M
IEFnew	+69,453	$7.68M
XLEadded	+81,473	$6.19M
IDVadded	+136,629	$4.61M
AGGadded	+33,030	$3.85M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ISHARES TRreduced	-148,522	-$149M
APOLLO INVT CORPreduced	-146,615	-$147M
AMERICAN CAPITAL LTDreduced	-125,308	-$125M
LEAPFROG ENTERPRISES INCreduced	-172,128	-$119M
EZPWreduced	-117,027	-$117M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2014

Share positions as resolved from 13F-HR 0001085146-15-000788, largest first. % of portfolio is the value over $812,675,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
VODVODAFONE GROUP PLC	1,645	$56K	0.01%	-1,544		Timeline
HIGHARTFORD INSURANCE GROUP INC	1,422	$56K	0.01%	0		Timeline
TWITTER INCTWITTER INC	1,505	$56K	0.01%	-170
EWAISHARES INC	2,478	$55K	0.01%	+3		Timeline
IWSISHARES TR	730	$54K	0.01%	0		Timeline
MUNIPIMCO ETF TR	989	$54K	0.01%	+159		Timeline
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	2,829	$54K	0.01%	-255
CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP	1,205	$54K	0.01%	+255
LUVSOUTHWEST AIRLS CO	1,200	$51K	0.01%	0		Timeline
XCHYXCALAMOS CONV & HIGH INCOME F	3,660	$51K	0.01%	-288		Timeline
AMGNAMGEN INC	322	$50K	0.01%	-40		Timeline
XYLXYLEM INC	1,480	$50K	0.01%	0		Timeline
KRESPDR SERIES TRUST	1,220	$50K	0.01%	-30		Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	2,324	$50K	0.01%	0
UPSUNITED PARCEL SVCS INC	500	$49K	0.01%	-34		Timeline
MCGRAW HILL FINL INCMCGRAW HILL FINL INC	553	$49K	0.01%	+2
TECO ENERGY INCTECO ENERGY INC	2,303	$49K	0.01%	0
METMETLIFE INC	1,026	$48K	0.01%	-50		Timeline
ROKROCKWELL AUTOMATION INC	438	$48K	0.01%	0		Timeline
ORLYOREILLY AUTOMOTIVE INC	250	$48K	0.01%	0		Timeline
PSLVSPROTT ASSET MANAGEMENT LP	7,490	$48K	0.01%	+1,390		Timeline
VBVANGUARD INDEX FDS	399	$47K	0.01%	0		Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LP	1,255	$47K	0.01%	0
PRICELINE GRP INCPRICELINE GRP INC	46	$47K	0.01%	0
SCZISHARES TR	975	$46K	0.01%	+202		Timeline
UNFIUNITED NAT FOODS INC	600	$46K	0.01%	0		Timeline
HALYARD HEALTH INCHALYARD HEALTH INC	1,025	$46K	0.01%	new
POWERSHARESPOWERSHARES	1,600	$46K	0.01%	0
HALHALLIBURTON CO	1,123	$45K	0.01%	-897		Timeline
SCISERVICE CORP INTL	2,000	$45K	0.01%	0		Timeline
IYEISHARES TR	1,039	$45K	0.01%	-67,429		Timeline
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	1,064	$45K	0.01%	-131
YAHOO INCYAHOO INC	1,000	$45K	0.01%	+695
MSMORGAN STANLEY	1,295	$44K	0.01%	0		Timeline
OHIOMEGA HEALTHCARE INVS INC	1,000	$44K	0.01%	0		Timeline
SPIRIT AIRLS INCSPIRIT AIRLS INC	590	$44K	0.01%	0
PBAPEMBINA PIPELINE CORP	1,205	$43K	0.01%	0		Timeline
EOGEOG RES INC	474	$43K	0.01%	0		Timeline
CERNER CORPCERNER CORP	655	$43K	0.01%	0
XRNPXCOHEN & STEERS REIT & PFD &	2,200	$42K	0.01%	0		Timeline
PMMFRANKLIN MANAGED MUN INCOME	5,496	$41K	0.01%	0		Timeline
SHOOMADDEN STEVEN LTD	1,237	$41K	0.01%	-228		Timeline
EDCONSOLIDATED EDISON INC	600	$40K	<0.01%	0		Timeline
FMCFMC CORP	700	$40K	<0.01%	+115		Timeline
GGGGRACO INC	500	$40K	<0.01%	0		Timeline
HXLHEXCEL CORP NEW	919	$40K	<0.01%	-466		Timeline
FEDERAL REALTY INVESTMENT T…FEDERAL REALTY INVESTMENT TRUS	300	$40K	<0.01%	0
GPROGOPRO INC	800	$40K	<0.01%	-200		Timeline
UHSUNIVERSAL HLTH SVCS INC	350	$39K	<0.01%	0		Timeline
AEEAMEREN CORP	850	$39K	<0.01%	0		Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	256	$39K	<0.01%	0
TEOTELECOM ARGENTINA SA	2,000	$39K	<0.01%	0		Timeline
ETFETF	500	$39K	<0.01%	0
PROGRESSIVE WASTE SOLUTIONSPROGRESSIVE WASTE SOLUTIONS	1,363	$39K	<0.01%	+4
REGENCY ENERGY PARTNERS MLREGENCY ENERGY PARTNERS ML	1,499	$39K	<0.01%	0
NFLXNETFLIX INC.	112	$38K	<0.01%	0		Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	1,653	$38K	<0.01%	+123		Timeline
Nuverra Environmental Solut…Nuverra Environmental Solutions I…	12,500	$38K	<0.01%	-180,552
MRSHMARSH & MCLENNAN COS INC	650	$37K	<0.01%	-56		Timeline
APDAIR PRODUCTS AND CHEMICALS I	255	$37K	<0.01%	0		Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	501	$37K	<0.01%	new
TRANSCANADA CORPTRANSCANADA CORP	750	$37K	<0.01%	0
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	2,100	$37K	<0.01%	new
IMATION CORPIMATION CORP	9,996	$37K	<0.01%	0
VLOVALERO ENERGY CORP	700	$36K	<0.01%	0		Timeline
DOVDOVER CORP	500	$36K	<0.01%	0		Timeline
MMUWESTERN ASSET MANAGED MUNS F	2,560	$36K	<0.01%	0		Timeline
BRKRBRUKER CORP	1,890	$36K	<0.01%	-215		Timeline
AMPHAMPHASTAR PHARMACEUTICALS IN	3,000	$36K	<0.01%	new		Timeline
CDK GLOBAL INCCDK GLOBAL INC	882	$36K	<0.01%	new
ROCKWELL COLLINS INCROCKWELL COLLINS INC	419	$36K	<0.01%	0
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	500	$36K	<0.01%	0
Etfs Phys Platinum EtfEtfs Phys Platinum Etf	303	$36K	<0.01%	0
FBINFORTUNE BRANDS INNOVATIONS I	793	$35K	<0.01%	0		Timeline
TSCOTRACTOR SUPPLY CO	435	$35K	<0.01%	+15		Timeline
MARKET VECTORS ETF TR MTGMARKET VECTORS ETF TR MTG	1,472	$35K	<0.01%	new
NEENEXTERA ENERGY INC	320	$34K	<0.01%	0		Timeline
PRUPRUDENTIAL FINL INC	460	$34K	<0.01%	-85		Timeline
UNILEVER PLCUNILEVER PLC	770	$34K	<0.01%	0
ELVELEVANCE HEALTH INC FORMERLY	265	$33K	<0.01%	new		Timeline
LOWLOWES COS INC	484	$33K	<0.01%	0		Timeline
XMVTXBLACKROCK MUNIVEST FUND II	2,000	$33K	<0.01%	0		Timeline
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC	4,249	$33K	<0.01%	+17
VRTXVERTEX PHARMACEUTICALS INC	293	$32K	<0.01%	+108		Timeline
NORDSTROM INCNORDSTROM INC	405	$32K	<0.01%	0
B/E AEROSPACE INCB/E AEROSPACE INC	543	$32K	<0.01%	+280
CENTRAL GOLDTRUSTCENTRAL GOLDTRUST	775	$32K	<0.01%	0
SUNCOKE ENERGY PARTNERS LPSUNCOKE ENERGY PARTNERS LP	1,155	$31K	<0.01%	-1,964
ALTERA CORPALTERA CORP	945	$31K	<0.01%	0
ATLAS PIPELINE PARTNERS LPATLAS PIPELINE PARTNERS LP	1,140	$31K	<0.01%	-1,400
ONEQFIDELITY COMWLTH TR	160	$30K	<0.01%	0		Timeline
IYWISHARES TR	300	$30K	<0.01%	0		Timeline
DRIDARDEN RESTAURANTS INC	504	$30K	<0.01%	0		Timeline
PBTPERMIAN BASIN RTY TR	3,177	$30K	<0.01%	-1,912		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	478	$30K	<0.01%	-13,664
MATTRESS FIRM HLDG CORPMATTRESS FIRM HLDG CORP	525	$30K	<0.01%	0
DDD3D SYS CORP DEL	1,030	$30K	<0.01%	new		Timeline
SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL	30	$30K	<0.01%	-508
UNIT CORPUNIT CORP	1,000	$30K	<0.01%	0
TRANSATLANTIC PETROLEUM LTDTRANSATLANTIC PETROLEUM LTD	6,900	$30K	<0.01%	-200
AAGILENT TECHNOLOGIES INC	760	$29K	<0.01%	+115		Timeline
CDWCDW CORP	844	$29K	<0.01%	0		Timeline
MCHPMICROCHIP TECHNOLOGY INC.	637	$29K	<0.01%	+3		Timeline
SUNTRUST BANKS INCSUNTRUST BANKS INC	758	$29K	<0.01%	0
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	4,000	$29K	<0.01%	new
GANNETT INCGANNETT INC	900	$28K	<0.01%	0
HEDJWISDOMTREE TR	502	$28K	<0.01%	+119		Timeline
CCLCARNIVAL CORP	615	$28K	<0.01%	0		Timeline
PRGOPERRIGO CO PLC	182	$28K	<0.01%	-20		Timeline
DISCOVERY INCDISCOVERY INC	1,000	$28K	<0.01%	0
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	600	$28K	<0.01%	0
HATTERAS FINL CORPHATTERAS FINL CORP	1,550	$28K	<0.01%	-500
CIM COML TR CORPCIM COML TR CORP	28	$28K	<0.01%	-2,529
SCHPSCHWAB STRATEGIC TR	500	$27K	<0.01%	0		Timeline
URIUNITED RENTALS INC	269	$27K	<0.01%	0		Timeline
Chubb CorporationChubb Corporation	260	$27K	<0.01%	0
COVANCE INCCOVANCE INC	250	$27K	<0.01%	0
VANGUARDVANGUARD	1,800	$27K	<0.01%	-8,710
PPLPPL CORP	733	$26K	<0.01%	+4		Timeline
BBVABANCO BILBAO VIZCAYA ARGENTA	3,000	$26K	<0.01%	0		Timeline
VISVANGUARD WORLD FD	240	$26K	<0.01%	0		Timeline
ITT CORPITT CORP	740	$26K	<0.01%	0
CVR Partners, LPCVR Partners, LP	2,300	$26K	<0.01%	0
ALLIANT TECHSYSTEMS INCALLIANT TECHSYSTEMS INC	202	$26K	<0.01%	0
VTRVENTAS INC	355	$25K	<0.01%	0		Timeline
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC	2,024	$25K	<0.01%	-2,000
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	1,000	$25K	<0.01%	0
EXELIS INCEXELIS INC	1,480	$25K	<0.01%	0
ISHARES MSCIISHARES MSCI	2,735	$25K	<0.01%	+478
ELLAUDER ESTEE COS INC	340	$24K	<0.01%	-280		Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	2,238	$24K	<0.01%	-2,355
RDOGALPS ETF TR	512	$24K	<0.01%	-613		Timeline
VACMARRIOTT VACATIONS WORLDWIDE	295	$23K	<0.01%	0		Timeline
UTFCOHEN & STEERS INFRASTRUCTUR	1,008	$23K	<0.01%	0		Timeline
SGMOQSANGAMO THERAPEUTICS INC	1,500	$23K	<0.01%	0		Timeline
SLVPISHARES INC	2,370	$23K	<0.01%	+334		Timeline
CUSHING ROYALTYCUSHING ROYALTY	3,675	$23K	<0.01%	+139
BABOEING CO	155	$22K	<0.01%	-108		Timeline
MUMICRON TECHNOLOGY INC	780	$22K	<0.01%	+480		Timeline
VXUSVANGUARD STAR FDS	460	$22K	<0.01%	0		Timeline
HWCHANCOCK WHITNEY CORPORATION	829	$22K	<0.01%	0		Timeline
HUNHUNTSMAN CORP	1,000	$22K	<0.01%	new		Timeline
ERHALLSPRING UTILITIES AND HIGH	1,624	$22K	<0.01%	new		Timeline
ALCOA INCALCOA INC	1,392	$22K	<0.01%	0
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN IN	1,495	$22K	<0.01%	0
CMGCHIPOTLE MEXICAN GRILL INC	30	$21K	<0.01%	0		Timeline
OKEONEOK INC NEW	425	$21K	<0.01%	-1,000		Timeline
TSNTYSON FOODS INC	535	$21K	<0.01%	0		Timeline
GUNRFLEXSHARES TR	692	$21K	<0.01%	0		Timeline
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	1,810	$21K	<0.01%	0
HSBC HLDGS PLCHSBC HLDGS PLC	800	$21K	<0.01%	0
TIME WARNER CABLE INCTIME WARNER CABLE INC	126	$21K	<0.01%	-21
Liberty Media CorpLiberty Media Corp	600	$21K	<0.01%	0
AXPAMERICAN EXPRESS CO	229	$20K	<0.01%	-25		Timeline
PFFISHARES TR	500	$20K	<0.01%	0		Timeline
BNYBANK OF NY MELLON CORP	500	$20K	<0.01%	0		Timeline
HMCHONDA MOTOR CO LTD	680	$20K	<0.01%	-51,323		Timeline
VRSKVERISK ANALYTICS INC	307	$20K	<0.01%	0		Timeline
XBISPDR SERIES TRUST	106	$20K	<0.01%	0		Timeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	400	$20K	<0.01%	0
TEEKAY CORPORATIONTEEKAY CORPORATION	389	$20K	<0.01%	+109
THERAPEUTICSMD INCTHERAPEUTICSMD INC	5,000	$20K	<0.01%	new
NIELSEN HOLDINGS N VNIELSEN HOLDINGS N V	443	$20K	<0.01%	0
BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% P	770	$20K	<0.01%	0
SEASPAN CORPSEASPAN CORP	1,002	$20K	<0.01%	-90
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TR	1,094	$20K	<0.01%	-176
PFGPRINCIPAL FINANCIAL GROUP IN	396	$19K	<0.01%	0		Timeline
GAPGAP INC	440	$19K	<0.01%	0		Timeline
OSKOSHKOSH CORP	432	$19K	<0.01%	-550		Timeline
DIAXNUVEEN DOW 30SM DYNAMIC OVERWR	1,252	$19K	<0.01%	new		Timeline
FRCBFIRST REP BK SAN FRANCISCO CAL	375	$19K	<0.01%	0		Timeline
VARIAN MED SYS INCVARIAN MED SYS INC	200	$19K	<0.01%	0
PDTHANCOCK JOHN PREM DIVID FD	1,385	$19K	<0.01%	0		Timeline
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	650	$19K	<0.01%	0
JOY GLOBAL INCJOY GLOBAL INC	405	$19K	<0.01%	0
IHS INCIHS INC	171	$19K	<0.01%	+13
MARKET VECTORS ETF TR JR GO…MARKET VECTORS ETF TR JR GOLD	741	$19K	<0.01%	+58
PANWPALO ALTO NETWORKS INC	150	$18K	<0.01%	0		Timeline
IBBISHARES TR	60	$18K	<0.01%	0		Timeline
MYGNMYRIAD GENETICS INC	18	$18K	<0.01%	-557		Timeline
WTWISDOMTREE INC	1,005	$18K	<0.01%	-2,535		Timeline
RSRELIANCE INC	300	$18K	<0.01%	0		Timeline
ARLPALLIANCE RESOURCE PARTNERS L	440	$18K	<0.01%	0		Timeline
EUDGWISDOMTREE TR	800	$18K	<0.01%	0		Timeline
CXEMFS HIGH INCOME MUN TR	3,700	$18K	<0.01%	0		Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	600	$18K	<0.01%	0
SPRINT CORPSPRINT CORP	4,186	$18K	<0.01%	0
DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC	243	$18K	<0.01%	0
ITC HLDGS CORPITC HLDGS CORP	435	$18K	<0.01%	0
NORTHERN TIER ENERGY LPNORTHERN TIER ENERGY LP	850	$18K	<0.01%	0
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	350	$18K	<0.01%	0
SAPSAP SE	245	$17K	<0.01%	0		Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	394	$17K	<0.01%	0		Timeline
SJMSMUCKER J M CO	165	$17K	<0.01%	+14		Timeline
KSSKOHLS CORP	290	$17K	<0.01%	0		Timeline
SCMSTELLUS CAP INVT CORP	1,394	$17K	<0.01%	+47		Timeline
THE COOPER COMPANIESTHE COOPER COMPANIES	105	$17K	<0.01%	0
Phillips 66 Partners LPPhillips 66 Partners LP	240	$17K	<0.01%	-120
ALLIANZGI CONV INCOME FD IIALLIANZGI CONV INCOME FD II	2,051	$17K	<0.01%	0
XCMUXMFS HIGH YIELD MUN TR	3,700	$17K	<0.01%	new		Timeline
COCA COLA ENTERPRISES INC NECOCA COLA ENTERPRISES INC NE	392	$17K	<0.01%	0
VEUVANGUARD INTL EQUITY INDEX F	350	$16K	<0.01%	0		Timeline
VOEVANGUARD INDEX FDS	179	$16K	<0.01%	0		Timeline
WATWATERS CORP	135	$16K	<0.01%	0		Timeline
SBRSABINE RTY TR	400	$16K	<0.01%	0		Timeline
HPHELMERICH & PAYNE INC	240	$16K	<0.01%	0		Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	776	$16K	<0.01%	new
PANERA BREAD COPANERA BREAD CO	95	$16K	<0.01%	new
IFNABERDEEN INDIA FD INC	560	$16K	<0.01%	0		Timeline
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF	841	$16K	<0.01%	0
SUSQUEHANNA BANCSHARES INC PSUSQUEHANNA BANCSHARES INC P	1,242	$16K	<0.01%	+8
RENREN INCRENREN INC	16	$16K		-6,363	Value about 1,000 times the price other filers imply, kept as filed and left out of ratios.
EG DJ EMRG MKT CNSUMR TITAEG DJ EMRG MKT CNSUMR TITA	627	$16K	<0.01%	-78
POWERSHS DB MULTI SECT COMM…POWERSHS DB MULTI SECT COMM DB	1,033	$16K	<0.01%	0
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIM	469	$16K	<0.01%	-55
SCHWCHARLES SCHWAB CORP (THE)	594	$15K	<0.01%	+2		Timeline
IOOISHARES TR	200	$15K	<0.01%	0		Timeline
VTVANGUARD INTL EQUITY INDEX F	250	$15K	<0.01%	0		Timeline
LNTALLIANT ENERGY CORP	225	$15K	<0.01%	0		Timeline
HBANHUNTINGTON BANCSHARES INC	1,504	$15K	<0.01%	+8		Timeline
IGRCBRE GBL REAL ESTATE INC FD	1,620	$15K	<0.01%	0		Timeline
SWKSSKYWORKS SOLUTIONS INC	179	$15K	<0.01%	0		Timeline
NDSNNORDSON CORP	191	$15K	<0.01%	0		Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	15	$15K	<0.01%	-359		Timeline
NADNUVEEN QUALITY MUNCP INCOME	15	$15K	<0.01%	-342		Timeline
WBSWEBSTER FINL CORP	481	$15K	<0.01%	0		Timeline
BLACKROCK INCBLACKROCK INC	42	$15K	<0.01%	-24
MFINMEDALLION FINANCIAL CORP	1,500	$15K	<0.01%	0		Timeline
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	190	$15K	<0.01%	new
FAMILY DLR STORES INCFAMILY DLR STORES INC	200	$15K	<0.01%	0
NORTHEAST UTILSNORTHEAST UTILS	271	$15K	<0.01%	-218
WHITING PETE CORP NEWWHITING PETE CORP NEW	455	$15K	<0.01%	+230
NUVEEN MUN MKT OPPORTUNITYNUVEEN MUN MKT OPPORTUNITY	15	$15K	<0.01%	-368
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD	15	$15K	<0.01%	-347
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUN	2,000	$15K	<0.01%	0
RYDEX S&P EQ WEIGHT TECHN E…RYDEX S&P EQ WEIGHT TECHN ETF(RYT)	160	$15K	<0.01%	0
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TR	1,123	$15K	<0.01%	-211
VELOCITYSHARES 3X LONG CRUDEVELOCITYSHARES 3X LONG CRUDE	5,000	$15K	<0.01%	new
ITOTISHARES TR	150	$14K	<0.01%	-130		Timeline
CAGCONAGRA BRANDS INC	386	$14K	<0.01%	0		Timeline
NUVEEN INSD QUALITY MUN FD INUVEEN INSD QUALITY MUN FD I	14	$14K	<0.01%	-369
DLTRDOLLAR TREE INC	200	$14K	<0.01%	-52		Timeline
EMNEASTMAN CHEM CO	200	$14K	<0.01%	0		Timeline
STTSTATE STR CORP	200	$14K	<0.01%	0		Timeline
RYNRAYONIER INC	447	$14K	<0.01%	-37		Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OP	1,711	$14K	<0.01%	+58		Timeline
NVGNUVEEN AMT FREE MUN CR INC F	14	$14K	<0.01%	-272		Timeline
NZFNUVEEN MUN CR INCOME FD	14	$14K	<0.01%	-282		Timeline
PRAXAIR INCPRAXAIR INC	105	$14K	<0.01%	0
DSW INC-CLASS ADSW INC-CLASS A	400	$14K	<0.01%	0
STONEMOR PARTNERS LPSTONEMOR PARTNERS LP	511	$14K	<0.01%	0
NOVAVAX INCNOVAVAX INC	1,800	$14K	<0.01%	new
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	2,133	$14K	<0.01%	+46
ENCANA CORPENCANA CORP	1,000	$14K	<0.01%	0
BLDRS INDEX FDS TRBLDRS INDEX FDS TR	400	$14K	<0.01%	0
NUVEEN QUALITY INC MUNI FUNDNUVEEN QUALITY INC MUNI FUND	14	$14K	<0.01%	-233
VDCVANGUARD WORLD FD	105	$13K	<0.01%	0		Timeline
SYYSYSCO CORP	337	$13K	<0.01%	0		Timeline
MFCMANULIFE FINL CORP	788	$13K	<0.01%	+3		Timeline
PAYXPAYCHEX INC	280	$13K	<0.01%	0		Timeline
PVHPVH CORPORATION	100	$13K	<0.01%	0		Timeline
TAPMOLSON COORS BEVERAGE CO	175	$13K	<0.01%	0		Timeline
CONTINENTAL RES INCCONTINENTAL RES INC	334	$13K	<0.01%	-210
DFEWISDOMTREE TR	250	$13K	<0.01%	0		Timeline
AshlandAshland	105	$13K	<0.01%	-14
KATE SPADE & COMPANYKATE SPADE & COMPANY	400	$13K	<0.01%	0
TRW AUTOMOTIVE HLDGS CORPTRW AUTOMOTIVE HLDGS CORP	125	$13K	<0.01%	0
FASTFASTENAL CO	247	$12K	<0.01%	0		Timeline
TXTTEXTRON INC	280	$12K	<0.01%	0		Timeline
EENI SPA	355	$12K	<0.01%	0		Timeline
FCFFIRST COMWLTH FINL CORP PA	1,566	$12K	<0.01%	0		Timeline
TATA MTRS LTDTATA MTRS LTD	234	$12K	<0.01%	0
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	145	$12K	<0.01%	0
NIMNUVEEN SELECT MAT MUN FD	1,100	$12K	<0.01%	0		Timeline
CHARTER COMMUNICATION - ACHARTER COMMUNICATION - A	75	$12K	<0.01%	0
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD	800	$12K	<0.01%	0
POWERSHARES DB MULTISECT CPOWERSHARES DB MULTISECT C	775	$12K	<0.01%	0
HUBBELL INC -CL AHUBBELL INC -CL A	111	$12K	<0.01%	0
LEALEAR CORP	110	$11K	<0.01%	0		Timeline
GRMNGARMIN LTD	202	$11K	<0.01%	+2		Timeline
NBISNEBIUS GROUP N.V.	11	$11K	<0.01%	-606		Timeline
WWWWOLVERINE WORLD WIDE INC	400	$11K	<0.01%	0		Timeline
BOOTBOOT BARN HLDGS INC	600	$11K	<0.01%	new		Timeline
ACE LTDACE LTD	100	$11K	<0.01%	0
SPECTRA ENERGY CORPSPECTRA ENERGY CORP	293	$11K	<0.01%	-1,000
MYLAN INCMYLAN INC	200	$11K	<0.01%	0
HEALTHSOUTH CORPHEALTHSOUTH CORP	246	$11K	<0.01%	-413
ION GEOPHYSICAL CORPION GEOPHYSICAL CORP	5,000	$11K	<0.01%	0
LMP REAL ESTATE INCOME FD INLMP REAL ESTATE INCOME FD IN	814	$11K	<0.01%	0
KEURIG GREEN MTN INCKEURIG GREEN MTN INC	83	$11K	<0.01%	0
CHKPCHECK POINT SOFTWARE TECH LT	124	$10K	<0.01%	0		Timeline
SCHFSCHWAB STRATEGIC TR	356	$10K	<0.01%	0		Timeline
XLBSELECT SECTOR SPDR TR	196	$10K	<0.01%	0		Timeline
CARAVIS BUDGET GROUP INC	157	$10K	<0.01%	0		Timeline
IEZISHARES TR	205	$10K	<0.01%	0		Timeline
BGRBLACKROCK ENERGY & RES TR	462	$10K	<0.01%	-194		Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INC	135	$10K	<0.01%	0
PGCPEAPACK-GLADSTONE FINL CORP	534	$10K	<0.01%	0		Timeline
SCANA CORP NEWSCANA CORP NEW	155	$10K	<0.01%	0
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	366	$10K	<0.01%	0
SanDisk CorporationSanDisk Corporation	101	$10K	<0.01%	new
SMITH & WESSON BRANDS, INC.SMITH & WESSON BRANDS, INC.	753	$10K	<0.01%	0
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS	1,000	$10K	<0.01%	new
LUBYS CAFETERIAS INC COMLUBYS CAFETERIAS INC COM	2,000	$10K	<0.01%	0
XEROX CORPXEROX CORP	720	$10K	<0.01%	0
JARDEN CORPJARDEN CORP	199	$10K	<0.01%	+66
COVIDIEN PLCCOVIDIEN PLC	99	$10K	<0.01%	0
CASH AMER INTL INCCASH AMER INTL INC	10	$10K	<0.01%	-429
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	300	$10K	<0.01%	0
Breitburn Energy Ptnr LpBreitburn Energy Ptnr Lp	1,492	$10K	<0.01%	-8
WISDOMTREE TRUST CHINESE YU…WISDOMTREE TRUST CHINESE YUAN	405	$10K	<0.01%	+1
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	371	$10K	<0.01%	+221
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	338	$10K	<0.01%	-225
IXNISHARES TR	100	$9K	<0.01%	0		Timeline
TOLTOLL BROTHERS INC	269	$9K	<0.01%	0		Timeline
MLMMARTIN MARIETTA MATLS INC	83	$9K	<0.01%	+1		Timeline
TDGTRANSDIGM GROUP INC	44	$9K	<0.01%	0		Timeline
LBRDKLIBERTY BROADBAND CORP	198	$9K	<0.01%	new		Timeline
ENVAENOVA INTL INC	9	$9K	<0.01%	new		Timeline
FTFRANKLIN UNVL TR	1,188	$9K	<0.01%	0		Timeline
OSURORASURE TECHNOLOGIES INC	949	$9K	<0.01%	0		Timeline
DRYSHIPS INCDRYSHIPS INC	10,000	$9K	<0.01%	0
PENNEY J C INCPENNEY J C INC	1,258	$9K	<0.01%	-120,000
IEMGISHARES INC	170	$8K	<0.01%	0		Timeline
PWRQUANTA SVCS INC	293	$8K	<0.01%	new		Timeline
RCLROYAL CARIBBEAN GROUP	100	$8K	<0.01%	0		Timeline
WHRWHIRLPOOL CORP	42	$8K	<0.01%	0		Timeline
BOHBANK OF HI CORP	142	$8K	<0.01%	0		Timeline
AMERICA MOVIL SAB DE CVAMERICA MOVIL SAB DE CV	360	$8K	<0.01%	0
COACH INCCOACH INC	215	$8K	<0.01%	0
RAYTHEON CORAYTHEON CO	80	$8K	<0.01%	0
BKUBANKUNITED INC	300	$8K	<0.01%	0		Timeline
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	265	$8K	<0.01%	new
LIBERTY PROPERTY TRUSTLIBERTY PROPERTY TRUST	200	$8K	<0.01%	0
OIAINVESCO MUNI INCOME OPP TRST	1,094	$8K	<0.01%	0		Timeline
NATIONSTAR MORTGAGE HOLDINGSNATIONSTAR MORTGAGE HOLDINGS	8	$8K	<0.01%	-473
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	158	$8K	<0.01%	0
AGL RES INCAGL RES INC	156	$8K	<0.01%	+2
YAMANA GOLD INCYAMANA GOLD INC	2,000	$8K	<0.01%	-1,000
NEXPOINT CR STRATEGIES FDNEXPOINT CR STRATEGIES FD	8	$8K	<0.01%	-682
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	335	$8K	<0.01%	+10
GLOBAL X GOLD(GLDX)GLOBAL X GOLD(GLDX)	806	$8K	<0.01%	0
FLOTISHARES TR	141	$7K	<0.01%	0		Timeline
ALKALASKA AIR GROUP INC	111	$7K	<0.01%	new		Timeline
EWBCEAST WEST BANCORP INC	193	$7K	<0.01%	-90		Timeline
HLHECLA MINING COMPANY	2,100	$7K	<0.01%	0		Timeline
DXJWISDOMTREE TR	137	$7K	<0.01%	0		Timeline
BGSB & G FOODS INC	218	$7K	<0.01%	0		Timeline
NMFCNEW MTN FIN CORP	500	$7K	<0.01%	0		Timeline
PNWPINNACLE WEST CAP CORP	7	$7K	<0.01%	-119		Timeline
STERICYCLE INCSTERICYCLE INC	57	$7K	<0.01%	0
SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXX	207	$7K	<0.01%	0
ZNOGZION OIL & GAS INC COM	4,605	$7K	<0.01%	-500		Timeline
TECHNIPFMC PLCTECHNIPFMC PLC	146	$7K	<0.01%	0
HANCOCK JOHN INVT TRHANCOCK JOHN INVT TR	625	$7K	<0.01%	-625
CATAMARAN CORPCATAMARAN CORP	136	$7K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	291	$7K	<0.01%	new
TIME INC NEWTIME INC NEW	276	$7K	<0.01%	-16
ISRGINTUITIVE SURGICAL INC	12	$6K	<0.01%	0		Timeline
CRMSALESFORCE INC	96	$6K	<0.01%	0		Timeline
XHBSPDR SERIES TRUST	166	$6K	<0.01%	0		Timeline
CMACOMERICA INC	130	$6K	<0.01%	0		Timeline
NOKNOKIA CORP	668	$6K	<0.01%	-100		Timeline
IWVISHARES TR	50	$6K	<0.01%	0		Timeline
KRKROGER CO	80	$6K	<0.01%	-88		Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	670	$6K	<0.01%	0		Timeline
HESS CORPHESS CORP	80	$6K	<0.01%	0
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	40	$6K	<0.01%	new
TORCHMARK CORPTORCHMARK CORP	112	$6K	<0.01%	0
AMERICA FIRST MULTIFAMILY INAMERICA FIRST MULTIFAMILY IN	1,000	$6K	<0.01%	new
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV	163	$6K	<0.01%	-465
CALAMOS ASSET MANAGEMENT ACALAMOS ASSET MANAGEMENT A	6	$6K	<0.01%	-431
VOXELJET AGVOXELJET AG	674	$6K	<0.01%	0
VAWVANGUARD WORLD FD	49	$5K	<0.01%	0		Timeline
FEFIRSTENERGY CORP	126	$5K	<0.01%	+1		Timeline
PHMPULTE GROUP INC	220	$5K	<0.01%	0		Timeline
HEIHEICO CORP NEW	85	$5K	<0.01%	0		Timeline
WYWEYERHAEUSER CO	153	$5K	<0.01%	0		Timeline
THCTENET HEALTHCARE CORP	125	$5K	<0.01%	new		Timeline
GNRCGENERAC HLDGS INC	108	$5K	<0.01%	0		Timeline
EWZISHARES INC	150	$5K	<0.01%	+60		Timeline
DNPDNP SELECT INCOME FD INC	503	$5K	<0.01%	0		Timeline
PBR-APETROLEO BRASILEIRO S A	890	$5K	<0.01%	0		Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	40	$5K	<0.01%	0
UNILEVER N VUNILEVER N V	104	$5K	<0.01%	+1
BIGGQBIG LOTS INC.	100	$5K	<0.01%	0		Timeline
GASLOG LTDGASLOG LTD	242	$5K	<0.01%	0
DNOWDNOW INC	184	$5K	<0.01%	0		Timeline
DXLGDESTINATION XL GROUP INC	1,000	$5K	<0.01%	0		Timeline
DFJWISDOMTREE TR	107	$5K	<0.01%	0		Timeline
COLUMBIA PROPERTY TRUST INCCOLUMBIA PROPERTY TRUST INC	219	$5K	<0.01%	0
BIOMED REALTY TRUST COMBIOMED REALTY TRUST COM	5	$5K	<0.01%	-225
ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID F	635	$5K	<0.01%	0
MERITOR INCMERITOR INC	370	$5K	<0.01%	0
LinnCo, LLCLinnCo, LLC	525	$5K	<0.01%	-400
KINDER MORGAN INC DELKINDER MORGAN INC DEL	1,408	$5K	<0.01%	0
POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE	75	$5K	<0.01%	0
ABERDEEN INDONESIA FUND INC…ABERDEEN INDONESIA FUND INC(IF)	561	$5K	<0.01%	+29
NRGNRG ENERGY INC	179	$4K	<0.01%	-9		Timeline
NYTNEW YORK TIMES CO MTN BE	355	$4K	<0.01%	0		Timeline
NWSANEWS CORP NEW	283	$4K	<0.01%	0		Timeline
ATIATI INC	125	$4K	<0.01%	0		Timeline
EXPEEXPEDIA GROUP INC	50	$4K	<0.01%	0		Timeline
CHECHEMED CORP NEW	36	$4K	<0.01%	0		Timeline
TDCTERADATA CORP DEL	100	$4K	<0.01%	0		Timeline
DANDANA INC	189	$4K	<0.01%	0		Timeline
RQICOHEN & STEERS QUALITY INCOM	297	$4K	<0.01%	0		Timeline
CEMBISHARES INC	72	$4K	<0.01%	new		Timeline
SNVSYNOVUS FINANCIAL CORP	142	$4K	<0.01%	0		Timeline
AMCXAMC GLOBAL MEDIA INC	59	$4K	<0.01%	0		Timeline
VREVERIS RESIDENTIAL INC	180	$4K	<0.01%	0		Timeline
ZWEIG TOTAL RETURN FD INCZWEIG TOTAL RETURN FD INC	318	$4K	<0.01%	0
LEUCADIA NATL CORPLEUCADIA NATL CORP	170	$4K	<0.01%	0
SIGMA DESIGNS INCSIGMA DESIGNS INC	570	$4K	<0.01%	0
GENERAL STEEL HOLDINGS INCGENERAL STEEL HOLDINGS INC	5,650	$4K	<0.01%	0
SHARPS COMPLIANCE CORPSHARPS COMPLIANCE CORP	1,000	$4K	<0.01%	new
CIVEO CORPCIVEO CORP	1,000	$4K	<0.01%	-12
VNQIVANGUARD INTL EQUITY INDEX F	57	$3K	<0.01%	0		Timeline
HSBCHSBC HLDGS PLC	58	$3K	<0.01%	0		Timeline
OMCOMNICOM GROUP INC	44	$3K	<0.01%	0		Timeline
PSMTPRICESMART INC	38	$3K	<0.01%	0		Timeline
SRESEMPRA	31	$3K	<0.01%	-24		Timeline
RSGREPUBLIC SVCS INC	78	$3K	<0.01%	0		Timeline
KKELLANOVA	53	$3K	<0.01%	+1		Timeline
EWLISHARES INC	109	$3K	<0.01%	0		Timeline
ICFISHARES TR	26	$3K	<0.01%	0		Timeline
ZYNGA INC.ZYNGA INC.	1,300	$3K	<0.01%	0
JRSNUVEEN REAL ESTATE INCOME FD	280	$3K	<0.01%	0		Timeline
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES N	250	$3K	<0.01%	new
NVRIENVIRI CORP	170	$3K	<0.01%	+2		Timeline
NPKNATIONAL PRESTO INDS INC	40	$3K	<0.01%	0		Timeline
LBRDALIBERTY BROADBAND CORP	72	$3K	<0.01%	new		Timeline
VIACOM INCVIACOM INC	54	$3K	<0.01%	0
HCP INCHCP INC	63	$3K	<0.01%	0
GREAT PLAINS ENERGY INCGREAT PLAINS ENERGY INC	100	$3K	<0.01%	0
POLYCOMPOLYCOM	200	$3K	<0.01%	0
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	250	$3K	<0.01%	-173
HUDSON CITY BANCORPHUDSON CITY BANCORP	300	$3K	<0.01%	0
FURMANITE CORPORATIONFURMANITE CORPORATION	460	$3K	<0.01%	0
MACQUARIE FT TR GB INF UT DIMACQUARIE FT TR GB INF UT DI	200	$3K	<0.01%	0
CXCEMEX SAB DE CV	199	$2K	<0.01%	0		Timeline
HOGHARLEY DAVIDSON INC	25	$2K	<0.01%	-199		Timeline
DLRDIGITAL RLTY TR INC	22	$2K	<0.01%	-9,247		Timeline
TXNMTXNM ENERGY INC	70	$2K	<0.01%	0		Timeline
AWKAMERICAN WTR WKS CO INC NEW	30	$2K	<0.01%	0		Timeline
CUBECUBESMART	63	$2K	<0.01%	0		Timeline
WMBWILLIAMS COS INC	37	$2K	<0.01%	-697		Timeline
ALBALBEMARLE CORP	48	$2K	<0.01%	new		Timeline
VVXV2X INC	82	$2K	<0.01%	new		Timeline
AWIARMSTRONG WORLD INDS INC NEW	44	$2K	<0.01%	0		Timeline
COTYCOTY INC	100	$2K	<0.01%	0		Timeline
RYAMRAYONIER ADVANCED MATLS INC	149	$2K	<0.01%	-12		Timeline
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	90	$2K	<0.01%	0
ORANYORANGE-SPON ADR	100	$2K	<0.01%	0		Timeline
HPPHUDSON PAC PPTYS INC	50	$2K	<0.01%	-22,465		Timeline
QTS RLTY TR INCQTS RLTY TR INC	48	$2K	<0.01%	0
CST BRANDS INCCST BRANDS INC	44	$2K	<0.01%	0
LELANDS END INC NEW	62	$2K	<0.01%	0		Timeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	400	$2K	<0.01%	0
FTSDFRANKLIN ETF TR	25	$2K	<0.01%	new		Timeline
VERITIV CORPVERITIV CORP	37	$2K	<0.01%	0
SEADRILL ORDSEADRILL ORD	215	$2K	<0.01%	-23,000
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	100	$2K	<0.01%	-1,650
QUALITY SYS INCQUALITY SYS INC	140	$2K	<0.01%	0
DUPONT FABROS TECHNOLOGY INCDUPONT FABROS TECHNOLOGY INC	42	$2K	<0.01%	0
AOL INCAOL INC	42	$2K	<0.01%	-18
iShares Msci SingaporeiShares Msci Singapore	171	$2K	<0.01%	+3
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM …	42	$2K	<0.01%	-742
KBHKB HOME	48	$1K	<0.01%	0		Timeline
KGCKINROSS GOLD CORP	311	$1K	<0.01%	0		Timeline
PRTAPROTHENA CORP PLC	24	$1K	<0.01%	0		Timeline
MOSMOSAIC CO	29	$1K	<0.01%	0		Timeline
VRTSVIRTUS INVT PARTNERS INC	5	$1K	<0.01%	0		Timeline
LYGLLOYDS BANKING GROUP PLC	160	$1K	<0.01%	0		Timeline
DLBDOLBY LABORATORIES INC	27	$1K	<0.01%	+1		Timeline
ILFISHARES TR	27	$1K	<0.01%	-85		Timeline
CIGCIA ENERGETICA DE MINAS GERA	130	$1K	<0.01%	0		Timeline
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC	100	$1K	<0.01%	-2,000
CXHMFS INVT GRADE MUN TR	120	$1K	<0.01%	0		Timeline
WPX ENERGY INCWPX ENERGY INC	70	$1K	<0.01%	0
GALTGALECTIN THERAPEUTICS INC	167	$1K	<0.01%	0		Timeline
KCAP FINANCIAL INCKCAP FINANCIAL INC	100	$1K	<0.01%	new
EQSEQUUS TOTAL RETURN INC	331	$1K	<0.01%	0		Timeline
KOREA EQUITY FUNDKOREA EQUITY FUND	66	$1K	<0.01%	0
PORTUGAL TELECOM SGPSPORTUGAL TELECOM SGPS	494	$1K	<0.01%	0
SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INC	1	$1K	<0.01%	-49
Bowater IncBowater Inc	150	$1K	<0.01%	0
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC	125	$1K	<0.01%	0
CAPSTEAD MTG CORPCAPSTEAD MTG CORP	1	$1K	<0.01%	-54
ENERPLUS CORPENERPLUS CORP	105	$1K	<0.01%	+2
CHINA FD INCCHINA FD INC	79	$1K	<0.01%	+14
CONSOL ENERGY INCCONSOL ENERGY INC	50	$1K	<0.01%	0
ELIZABETH ARDEN INCELIZABETH ARDEN INC	100	$1K	<0.01%	0
ENDOLOGIX INCENDOLOGIX INC	80	$1K	<0.01%	0
PARKWAY PPTYS INCPARKWAY PPTYS INC	78	$1K	<0.01%	0
ARM HLDGS PLCARM HLDGS PLC	31	$1K	<0.01%	0
ALCATEL-LUCENTALCATEL-LUCENT	384	$1K	<0.01%	-98
ALON USA ENERGY INCALON USA ENERGY INC	100	$1K	<0.01%	0
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	100	$1K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	100	$1K	<0.01%	0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SKXSKECHERS U S A INC CL A	call	10,000	$31K	new
DECKDECKERS OUTDOOR CORP COM	call	5,000	$0	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PDLI 4 2/1/18PDLI 4 2/1/18 Bond 30/360P2 U	principal	1,193,517	$41.6M	-44,163,483
COLONY CAP INCCOLONY CAP INC NOTE 3.875% 1/1	principal	38,873	$38.9M	-43,700,127
PROSPECT CAPITAL CORPPROSPECT CAPITAL CORP NOTE	principal	25,048	$25M	-37,237,952
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0	principal	707,306	$18M	-16,862,694
ARES CAP CORPARES CAP CORP NOTE 5.125% 6/0	principal	3	$3K	-41,059,997
CHIQUITA BRANDS INTL INCCHIQUITA BRANDS INTL INC NOTE 4.250% 8/1	principal	1,000	$1K	0

Sold out in Q4 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 120. All 120

Security	Shares before	Value before	Type
VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD	32,869,000	$38.9M	principal
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75…	3,726,000	$3.83M	principal
EXREXTRA SPACE STORAGE INC	20,042	$1.03M	shares
Crown CastleCrown Castle	10,956	$881K	shares
UNXLQUNI-PIXEL INC	120,000	$761K	shares
BAZAARVOICE INCBAZAARVOICE INC	98,221	$726K	shares
GLIMCHER RLTY TRGLIMCHER RLTY TR	42,375	$573K	shares
LULULULULEMON ATHLETICA INC	13,500	$567K	shares
ADVISORSHARESADVISORSHARES	41,582	$496K	shares
SANDRIDGE PERMIAN TRSANDRIDGE PERMIAN TR	49,900	$485K	shares
MITCHAM INDS INC COMMITCHAM INDS INC COM	36,000	$398K	shares
ROVI CORPROVI CORP	20,000	$395K	shares
WBWEIBO CORP	20,000	$374K	shares
INTREXON CORPINTREXON CORP	17,500	$309K	shares
PETSMART INCPETSMART INC	4,000	$280K	shares
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	2,900	$270K	shares
BLACKROCK INCOME OPP TRUST IBLACKROCK INCOME OPP TRUST I	25,000	$259K	shares
YINGLI GREEN ENERGY HLDG COYINGLI GREEN ENERGY HLDG CO	75,000	$232K	shares
PPTFRANKLIN PREMIER INCOME TR	30,000	$164K	shares
MELIMERCADOLIBRE INC	1,450	$158K	shares
DBLDOUBLELINE OPPORTUNISTIC CR	6,300	$149K	shares
RACKSPACE HOSTING INCRACKSPACE HOSTING INC	4,000	$130K	shares
PROSHARESPROSHARES	5,000	$115K	shares
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR	2,837	$114K	shares
WELLTOWER INCWELLTOWER INC	1,550	$96K	shares
BPZ RESOURCES INCBPZ RESOURCES INC	47,399	$90K	shares
LIFE TIME FITNESS INCLIFE TIME FITNESS INC	1,500	$76K	shares
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	947	$75K	shares
NQ MOBILE INCNQ MOBILE INC	10,264	$72K	shares
CAL DIVE INTL INC DELCAL DIVE INTL INC DEL	60,000	$58K	shares
NGP CAPITAL RESOURCES CONGP CAPITAL RESOURCES CO	6,250	$39K	shares
ISHARES NYSE COMPOSITE INDEXISHARES NYSE COMPOSITE INDEX	395	$39K	shares
OIIOCEANEERING INTL INC	515	$34K	shares
IVZINVESCO LTD	838	$33K	shares
WELLPOINT INCWELLPOINT INC	265	$32K	shares
OISOIL STS INTL INC	506	$31K	shares
LEGACY RESERVES LPLEGACY RESERVES LP	1,000	$30K	shares
MCOMOODYS CORP	300	$28K	shares
AVYAVERY DENNISON CORP	552	$25K	shares
VITAL ENERGY INCVITAL ENERGY INC	1,127	$25K	shares
IYYISHARES TR	245	$24K	shares
JBLUJETBLUE AIRWAYS CORP	2,000	$21K	shares
IAC INTERACTIVECORPIAC INTERACTIVECORP	321	$21K	shares
IYMISHARES TR	228	$20K	shares
DOW 30SM ENHANCED PREM & INCDOW 30SM ENHANCED PREM & INC	1,449	$19K	shares
CHINA JO-JO DRUGSTORES INCCHINA JO-JO DRUGSTORES INC	10,000	$19K	shares
IDUISHARES TR	172	$18K	shares
KODIAK OIL & GAS CORPKODIAK OIL & GAS CORP	1,300	$18K	shares
SHYISHARES TR	201	$17K	shares
KINDER MORGAN MANAGEMENT LLCKINDER MORGAN MANAGEMENT LLC	177	$17K	shares
ZAFGEN INCZAFGEN INC	800	$16K	shares
ATOATMOS ENERGY CORP	317	$15K	shares
GLOBAL X FDSGLOBAL X FDS	1,435	$15K	shares
VOYA INTL HIGH DIVID EQTY INVOYA INTL HIGH DIVID EQTY IN	1,534	$14K	shares
QEP RESOURCES INCQEP RESOURCES INC	415	$13K	shares
EL PASO PIPELINE PARTNERSEL PASO PIPELINE PARTNERS	300	$12K	shares
EWWISHARES INC	165	$11K	shares
IYZISHARES TR	354	$11K	shares
PARSLEY ENERGY INCPARSLEY ENERGY INC	500	$11K	shares
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	80	$10K	shares
EZAISHARES INC	150	$10K	shares
WALGREEN COWALGREEN CO	150	$9K	shares
ZTSZOETIS INC	239	$9K	shares
OGSONE GAS INC	250	$9K	shares
LRR ENERGY LPLRR ENERGY LP	500	$9K	shares
CREE INCCREE INC	215	$9K	shares
IYCISHARES TR	65	$8K	shares
ROCKWOOD HLDGS INCROCKWOOD HLDGS INC	100	$8K	shares
GGNGAMCO GLOBAL GOLD NAT RES &	500	$5K	shares
IYRISHARES TR	58	$4K	shares
HAINHAIN CELESTIAL GROUP INC	39	$4K	shares
ACTAVIS PLCACTAVIS PLC	17	$4K	shares
IYFISHARES TR	41	$3K	shares
ITGARTNER INC	39	$3K	shares
MIDDMIDDLEBY CORP	36	$3K	shares
AWRAMER STATES WTR CO	90	$3K	shares
ROSTROSS STORES INC	40	$3K	shares
GT ADVANCED TECHNOLOGIES INCGT ADVANCED TECHNOLOGIES INC	250	$3K	shares
KEY ENERGY SVCS INCKEY ENERGY SVCS INC	520	$3K	shares
SIRONA DENTAL SYSTEMS INCSIRONA DENTAL SYSTEMS INC	36	$3K	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	98	$3K	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	106	$3K	shares
ADBEADOBE INC	25	$2K	shares
KLACKLA CORP	21	$2K	shares
SNASNAP ON INC	13	$2K	shares
INGRINGREDION INC	32	$2K	shares
WABWABTEC	22	$2K	shares
SONYSONY GROUP CORP	100	$2K	shares
JLLJONES LANG LASALLE INC	18	$2K	shares
CYHCOMMUNITY HEALTH SYS INC NEW	30	$2K	shares
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST	65	$2K	shares
EMIFISHARES TR	48	$2K	shares
WESTAR ENERGY INCWESTAR ENERGY INC	57	$2K	shares
WHITEWAVE FOODS COMPANYWHITEWAVE FOODS COMPANY	47	$2K	shares
FOSTER WHEELER AGFOSTER WHEELER AG	50	$2K	shares
MENTOR GRAPHICS CORPMENTOR GRAPHICS CORP	86	$2K	shares
NORTHWEST NATURAL GAS CONORTHWEST NATURAL GAS CO	53	$2K	shares
SCHLSCHOLASTIC CORP	22	$1K	shares
MTZMASTEC INC	47	$1K	shares
CRUSCIRRUS LOGIC INC	60	$1K	shares

How Q4 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-15-000788	base		2015-02-18	acceptance time not in the bulk data set	2026-10-07 19:17:13 UTC