Pinnacle Summer Investments, Inc.

13F filer, CIK 1071341, FAIRFAX, VA

Pinnacle Summer Investments, Inc. reported $862,270,000 across 1,030 holdings for the quarter ended 2014-06-30, in a 13F-HR filed 2014-08-08. Its ten largest share positions make up 54.35% of the portfolio.

Filed 2014-08-08 (acceptance time not in the bulk data set), ingested 2026-10-07 19:34:04 UTC13F-HR 0001085146-14-001562

Period: 2014-06-30
Reported value: $862M
Holdings: 1,030
Top 10 weight: 54.35%
New: 91
Sold out: 48

Largest buys vs the previous quarter

Security	Shares change	Approx. value
PDLI 4 2/1/18new	+47,439,000	$53.7M
COLONY CAP INCnew	+45,588,000	$46.8M
ARES CAP CORPnew	+43,502,000	$46.8M
PROSPECT CAPITAL CORPnew	+40,539,000	$42.3M
VIPSHOP HLDGS LTDnew	+22,828,000	$26.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
OXYreduced	-106,048	-$10.6M
AMTreduced	-78,233	-$7.19M
VZreduced	-122,925	-$6.07M
FCXreduced	-155,855	-$5.92M
SUreduced	-127,108	-$5.42M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2014

Share positions as resolved from 13F-HR 0001085146-14-001562, largest first. % of portfolio is the value over $862,270,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
DSIISHARES TR	700	$51K	0.01%	0	Timeline
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDI	825	$51K	0.01%	0
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	2,750	$51K	0.01%	0
IPINTERNATIONAL PAPER CO	1,000	$50K	0.01%	new	Timeline
HIGHARTFORD INSURANCE GROUP INC	1,422	$50K	0.01%	0	Timeline
KRESPDR SERIES TRUST	1,250	$50K	0.01%	0	Timeline
SHOOMADDEN STEVEN LTD	1,465	$50K	0.01%	0	Timeline
COVIDIEN PLCCOVIDIEN PLC	549	$50K	0.01%	new
SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR I	6,050	$50K	0.01%	0
CSXCSX CORP	1,600	$49K	0.01%	0	Timeline
NFLXNETFLIX INC.	112	$49K	0.01%	-30	Timeline
PRUPRUDENTIAL FINL INC	545	$49K	0.01%	+135	Timeline
RDOGALPS ETF TR	1,125	$49K	0.01%	-269	Timeline
SPLUNK INCSPLUNK INC	1,000	$48K	0.01%	new
TJXTJX COS INC NEW	901	$47K	0.01%	0	Timeline
VBVANGUARD INDEX FDS	399	$47K	0.01%	0	Timeline
YUMYUM BRANDS INC	644	$47K	0.01%	+2	Timeline
CBS CORP NEWCBS CORP NEW	800	$47K	0.01%	+600
TEOTELECOM ARGENTINA SA	2,000	$47K	0.01%	0	Timeline
PHARMACYCLICS INCPHARMACYCLICS INC	450	$47K	0.01%	0
DBLDOUBLELINE OPPORTUNISTIC CR	2,000	$46K	0.01%	new	Timeline
DOVDOVER CORP	500	$45K	0.01%	+300	Timeline
MCGRAW HILL FINL INCMCGRAW HILL FINL INC	551	$45K	0.01%	0
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV	723	$45K	0.01%	new
FMCFMC CORP	640	$44K	0.01%	new	Timeline
MUNIPIMCO ETF TR	830	$44K	0.01%	+42	Timeline
CONTINENTAL RES INCCONTINENTAL RES INC	272	$43K	<0.01%	+105
CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP	575	$43K	<0.01%	+75
BRKRBRUKER CORP	1,745	$42K	<0.01%	new	Timeline
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	500	$42K	<0.01%	0
TECO ENERGY INCTECO ENERGY INC	2,303	$42K	<0.01%	0
SCISERVICE CORP INTL	2,000	$41K	<0.01%	new	Timeline
DISCOVERY INCDISCOVERY INC	500	$41K	<0.01%	0
ETFETF	500	$41K	<0.01%	0
XRNPXCOHEN & STEERS REIT & PFD &	2,215	$40K	<0.01%	+1,200	Timeline
SPIRIT AIRLS INCSPIRIT AIRLS INC	590	$40K	<0.01%	new
LULULULULEMON ATHLETICA INC	1,000	$39K	<0.01%	+500	Timeline
UNFIUNITED NAT FOODS INC	600	$39K	<0.01%	0	Timeline
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN	671	$39K	<0.01%	0
BARNES & NOBLE INCBARNES & NOBLE INC	1,770	$39K	<0.01%	new
ISHARES NYSE COMPOSITE INDEXISHARES NYSE COMPOSITE INDEX	395	$39K	<0.01%	0
OHIOMEGA HEALTHCARE INVS INC	1,000	$38K	<0.01%	0	Timeline
ORLYOREILLY AUTOMOTIVE INC	250	$38K	<0.01%	0	Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	3,416	$38K	<0.01%	+550
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	822	$38K	<0.01%	0
ALTERA CORPALTERA CORP	1,130	$38K	<0.01%	+1,035
MRSHMARSH & MCLENNAN COS INC	706	$37K	<0.01%	0	Timeline
PRGOPERRIGO CO PLC	239	$37K	<0.01%	+143	Timeline
CERNER CORPCERNER CORP	655	$37K	<0.01%	new
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	1,300	$37K	<0.01%	+1,000
CENTRAL GOLDTRUSTCENTRAL GOLDTRUST	775	$37K	<0.01%	+500
ETRENTERGY CORP NEW	475	$36K	<0.01%	0	Timeline
ELLAUDER ESTEE COS INC	470	$36K	<0.01%	new	Timeline
FEDERAL REALTY INVESTMENT T…FEDERAL REALTY INVESTMENT TRUS	300	$36K	<0.01%	-285
TRANSCANADA CORPTRANSCANADA CORP	750	$36K	<0.01%	0
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	628	$36K	<0.01%	0
ITT CORPITT CORP	740	$36K	<0.01%	0
VLOVALERO ENERGY CORP	700	$35K	<0.01%	0	Timeline
AEEAMEREN CORP	850	$35K	<0.01%	0	Timeline
OSKOSHKOSH CORP	665	$35K	<0.01%	new	Timeline
TWITTER INCTWITTER INC	875	$34K	<0.01%	+850
BABOEING CO	263	$33K	<0.01%	0	Timeline
NEENEXTERA ENERGY INC	320	$33K	<0.01%	0	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	1,530	$33K	<0.01%	+420	Timeline
MMUWESTERN ASSET MANAGED MUNS F	2,560	$33K	<0.01%	0	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	800	$33K	<0.01%	+700
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	1,000	$33K	<0.01%	0
Breitburn Energy Ptnr LpBreitburn Energy Ptnr Lp	1,500	$33K	<0.01%	+1,000
LUVSOUTHWEST AIRLS CO	1,200	$32K	<0.01%	0	Timeline
IVZINVESCO LTD	838	$32K	<0.01%	new	Timeline
OISOIL STS INTL INC	506	$32K	<0.01%	0	Timeline
ROCKWELL COLLINS INCROCKWELL COLLINS INC	419	$32K	<0.01%	-193
IMATION CORPIMATION CORP	9,896	$32K	<0.01%	new
LEGACY RESERVES LPLEGACY RESERVES LP	1,000	$32K	<0.01%	0
VVISA INC	147	$31K	<0.01%	+75	Timeline
XMVTXBLACKROCK MUNIVEST FUND II	2,000	$31K	<0.01%	0	Timeline
FBINFORTUNE BRANDS INNOVATIONS I	793	$30K	<0.01%	0	Timeline
DISCOVERY INCDISCOVERY INC	400	$30K	<0.01%	-400
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	590	$30K	<0.01%	0
PAYXPAYCHEX INC	700	$29K	<0.01%	+200	Timeline
EDCONSOLIDATED EDISON INC	500	$29K	<0.01%	0	Timeline
PVHPVH CORPORATION	250	$29K	<0.01%	+75	Timeline
WELLPOINT INCWELLPOINT INC	265	$29K	<0.01%	+40
MARKET VECTORS ETF TR JR GO…MARKET VECTORS ETF TR JR GOLD	683	$29K	<0.01%	+25
ONEQFIDELITY COMWLTH TR	160	$28K	<0.01%	0	Timeline
SCHPSCHWAB STRATEGIC TR	500	$28K	<0.01%	0	Timeline
URIUNITED RENTALS INC	269	$28K	<0.01%	0	Timeline
HWCHANCOCK WHITNEY CORPORATION	829	$28K	<0.01%	0	Timeline
HPHELMERICH & PAYNE INC	240	$28K	<0.01%	0	Timeline
NORDSTROM INCNORDSTROM INC	405	$28K	<0.01%	0
SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL	850	$28K	<0.01%	+722
LinnCo, LLCLinnCo, LLC	925	$28K	<0.01%	0
SCZISHARES TR	506	$27K	<0.01%	+73	Timeline
MCOMOODYS CORP	300	$27K	<0.01%	0	Timeline
TSCOTRACTOR SUPPLY CO	420	$27K	<0.01%	new	Timeline
AVYAVERY DENNISON CORP	548	$27K	<0.01%	-113	Timeline
SLVPISHARES INC	2,036	$27K	<0.01%	+194	Timeline
ALERE INCALERE INC	680	$27K	<0.01%	new
GUNRFLEXSHARES TR	692	$26K	<0.01%	0	Timeline
WTWISDOMTREE INC	2,177	$26K	<0.01%	+1,648	Timeline
SONIC CORPSONIC CORP	1,200	$26K	<0.01%	0
ALLIANT TECHSYSTEMS INCALLIANT TECHSYSTEMS INC	202	$26K	<0.01%	0
NORTHERN TIER ENERGY LPNORTHERN TIER ENERGY LP	1,050	$26K	<0.01%	new
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TR	1,837	$26K	<0.01%	-275
ITOTISHARES TR	280	$25K	<0.01%	new	Timeline
VISVANGUARD WORLD FD	240	$25K	<0.01%	0	Timeline
UTFCOHEN & STEERS INFRASTRUCTUR	1,008	$25K	<0.01%	0	Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	1,140	$25K	<0.01%	0
MATTRESS FIRM HLDG CORPMATTRESS FIRM HLDG CORP	525	$25K	<0.01%	0
JOY GLOBAL INCJOY GLOBAL INC	405	$25K	<0.01%	-500
YAMANA GOLD INCYAMANA GOLD INC	3,000	$25K	<0.01%	0
HEALTHSOUTH CORPHEALTHSOUTH CORP	659	$25K	<0.01%	0
EXELIS INCEXELIS INC	1,480	$25K	<0.01%	0
SEASPAN CORPSEASPAN CORP	1,092	$25K	<0.01%	+1,000
ISHARES MSCIISHARES MSCI	2,257	$25K	<0.01%	+206
CIVEO CORPCIVEO CORP	1,012	$25K	<0.01%	new
Phillips 66 Partners LPPhillips 66 Partners LP	360	$24K	<0.01%	0
IYYISHARES TR	245	$24K	<0.01%	0	Timeline
Chubb CorporationChubb Corporation	260	$24K	<0.01%	+110
ENCANA CORPENCANA CORP	1,000	$24K	<0.01%	0
POWERSHARES DB MULTISECT CPOWERSHARES DB MULTISECT C	775	$24K	<0.01%	0
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TR	1,450	$24K	<0.01%	-270
HYPERDYNAMICS CORPHYPERDYNAMICS CORP	8,437	$24K	<0.01%	0
AXPAMERICAN EXPRESS CO	254	$23K	<0.01%	+80	Timeline
DRIDARDEN RESTAURANTS INC	504	$23K	<0.01%	0	Timeline
VTRVENTAS INC	355	$23K	<0.01%	0	Timeline
CCLCARNIVAL CORP	615	$23K	<0.01%	0	Timeline
SBRSABINE RTY TR	400	$23K	<0.01%	0	Timeline
SGMOQSANGAMO THERAPEUTICS INC	1,500	$23K	<0.01%	0	Timeline
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	1,810	$23K	<0.01%	0
Crown CastleCrown Castle	313	$23K	<0.01%	+290
SCHWCHARLES SCHWAB CORP (THE)	801	$22K	<0.01%	+211	Timeline
HEDJWISDOMTREE TR	383	$22K	<0.01%	0	Timeline
RSRELIANCE INC	300	$22K	<0.01%	0	Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORP	321	$22K	<0.01%	+274
TIME WARNER CABLE INCTIME WARNER CABLE INC	147	$22K	<0.01%	0
NORTHEAST UTILSNORTHEAST UTILS	485	$22K	<0.01%	+4
B/E AEROSPACE INCB/E AEROSPACE INC	250	$22K	<0.01%	new
REGENCY ENERGY PARTNERS MLREGENCY ENERGY PARTNERS ML	699	$22K	<0.01%	0
PFGPRINCIPAL FINANCIAL GROUP IN	396	$21K	<0.01%	0	Timeline
FFIVF5 INC	191	$21K	<0.01%	+97	Timeline
ETENERGY TRANSFER L P	346	$21K	<0.01%	0	Timeline
BLACKROCK INCBLACKROCK INC	66	$21K	<0.01%	+10
ARLPALLIANCE RESOURCE PARTNERS L	440	$21K	<0.01%	+220	Timeline
HSBC HLDGS PLCHSBC HLDGS PLC	800	$21K	<0.01%	new
NIELSEN HOLDINGS N VNIELSEN HOLDINGS N V	443	$21K	<0.01%	new
IHS INCIHS INC	158	$21K	<0.01%	-55
WISDOMTREE TRUST CHINESE YU…WISDOMTREE TRUST CHINESE YUAN	845	$21K	<0.01%	-115
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIM	524	$21K	<0.01%	0
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN IN	1,495	$21K	<0.01%	0
IYMISHARES TR	228	$20K	<0.01%	0	Timeline
ALLIANZGI CONV INCOME FD IIALLIANZGI CONV INCOME FD II	2,051	$20K	<0.01%	0
EUDGWISDOMTREE TR	800	$20K	<0.01%	new	Timeline
ION GEOPHYSICAL CORPION GEOPHYSICAL CORP	5,000	$20K	<0.01%	0
BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% P	770	$20K	<0.01%	0
DOW 30SM ENHANCED PREM & INCDOW 30SM ENHANCED PREM & INC	1,449	$20K	<0.01%	0
NGP CAPITAL RESOURCES CONGP CAPITAL RESOURCES CO	3,250	$20K	<0.01%	0
BNYBANK OF NY MELLON CORP	500	$19K	<0.01%	0	Timeline
GMGENERAL MTRS CO	524	$19K	<0.01%	0	Timeline
WATWATERS CORP	180	$19K	<0.01%	+175	Timeline
SCMSTELLUS CAP INVT CORP	1,326	$19K	<0.01%	+32	Timeline
COCA COLA ENTERPRISES INC NECOCA COLA ENTERPRISES INC NE	392	$19K	<0.01%	0
KODIAK OIL & GAS CORPKODIAK OIL & GAS CORP	1,300	$19K	<0.01%	0
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	400	$19K	<0.01%	+300
EG DJ EMRG MKT CNSUMR TITAEG DJ EMRG MKT CNSUMR TITA	705	$19K	<0.01%	0
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	563	$19K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	1,435	$19K	<0.01%	0
VEUVANGUARD INTL EQUITY INDEX F	350	$18K	<0.01%	0	Timeline
CMGCHIPOTLE MEXICAN GRILL INC	30	$18K	<0.01%	0	Timeline
METMETLIFE INC	326	$18K	<0.01%	0	Timeline
VRSKVERISK ANALYTICS INC	307	$18K	<0.01%	+81	Timeline
GAPGAP INC	440	$18K	<0.01%	0	Timeline
IDUISHARES TR	172	$18K	<0.01%	0	Timeline
FRCBFIRST REP BK SAN FRANCISCO CAL	375	$18K	<0.01%	0	Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	600	$18K	<0.01%	0
Powershs Exch Trad Fd TrPowershs Exch Trad Fd Tr	2,600	$18K	<0.01%	+1,500
POWERSHARES WILDERHILL PRGPOWERSHARES WILDERHILL PRG	525	$18K	<0.01%	+300
POWERSHS DB MULTI SECT COMM…POWERSHS DB MULTI SECT COMM DB	1,033	$18K	<0.01%	0
SHYISHARES TR	201	$17K	<0.01%	0	Timeline
RRCRANGE RES CORP	197	$17K	<0.01%	0	Timeline
RYNRAYONIER INC	484	$17K	<0.01%	0	Timeline
VARIAN MED SYS INCVARIAN MED SYS INC	200	$17K	<0.01%	new
PDTHANCOCK JOHN PREM DIVID FD	1,250	$17K	<0.01%	0	Timeline
TEEKAY CORPORATIONTEEKAY CORPORATION	280	$17K	<0.01%	new
DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC	243	$17K	<0.01%	new
BLDRS INDEX FDS TRBLDRS INDEX FDS TR	400	$17K	<0.01%	0
HATTERAS FINL CORPHATTERAS FINL CORP	850	$17K	<0.01%	0
VOEVANGUARD INDEX FDS	179	$16K	<0.01%	new	Timeline
VTVANGUARD INTL EQUITY INDEX F	250	$16K	<0.01%	0	Timeline
MFCMANULIFE FINL CORP	783	$16K	<0.01%	+1	Timeline
XBISPDR SERIES TRUST	106	$16K	<0.01%	0	Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OP	1,627	$16K	<0.01%	new	Timeline
SJMSMUCKER J M CO	150	$16K	<0.01%	+1	Timeline
IEZISHARES TR	205	$16K	<0.01%	0	Timeline
KATE SPADE & COMPANYKATE SPADE & COMPANY	400	$16K	<0.01%	0
HANCOCK JOHN INVT TRHANCOCK JOHN INVT TR	1,250	$16K	<0.01%	0
CASH AMER INTL INCCASH AMER INTL INC	362	$16K	<0.01%	+117
ITC HLDGS CORPITC HLDGS CORP	435	$16K	<0.01%	0
CHINA JO-JO DRUGSTORES INCCHINA JO-JO DRUGSTORES INC	10,000	$16K	<0.01%	0
IBBISHARES TR	60	$15K	<0.01%	0	Timeline
HBANHUNTINGTON BANCSHARES INC	1,488	$15K	<0.01%	+7	Timeline
IGRCBRE GBL REAL ESTATE INC FD	1,620	$15K	<0.01%	0	Timeline
NDSNNORDSON CORP	191	$15K	<0.01%	+50	Timeline
KSSKOHLS CORP	290	$15K	<0.01%	+90	Timeline
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC	2,000	$15K	<0.01%	0
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	400	$15K	<0.01%	0
IFNABERDEEN INDIA FD INC	587	$15K	<0.01%	-770	Timeline
VOYA INTL HIGH DIVID EQTY INVOYA INTL HIGH DIVID EQTY IN	1,534	$15K	<0.01%	new
NATIONSTAR MORTGAGE HOLDINGSNATIONSTAR MORTGAGE HOLDINGS	429	$15K	<0.01%	+82
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEW	1,600	$15K	<0.01%	0
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	350	$15K	<0.01%	0
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUN	2,000	$15K	<0.01%	0
HOGHARLEY DAVIDSON INC	223	$14K	<0.01%	0	Timeline
DLTRDOLLAR TREE INC	252	$14K	<0.01%	0	Timeline
PPLPPL CORP	424	$14K	<0.01%	-2,507	Timeline
VACMARRIOTT VACATIONS WORLDWIDE	255	$14K	<0.01%	0	Timeline
SBSCOMPANHIA DE SANEAMENTO BASI	1,428	$14K	<0.01%	+1,200	Timeline
STTSTATE STR CORP	200	$14K	<0.01%	0	Timeline
WMBWILLIAMS COS INC	232	$14K	<0.01%	+2	Timeline
WBSWEBSTER FINL CORP	481	$14K	<0.01%	0	Timeline
QEP RESOURCES INCQEP RESOURCES INC	415	$14K	<0.01%	0
KINDER MORGAN MANAGEMENT LLCKINDER MORGAN MANAGEMENT LLC	174	$14K	<0.01%	+3
HUBBELL INC -CL AHUBBELL INC -CL A	111	$14K	<0.01%	new
ENDEAVOUR INTERNATIONAL CORPENDEAVOUR INTERNATIONAL CORP	10,400	$14K	<0.01%	-290,178
PANWPALO ALTO NETWORKS INC	150	$13K	<0.01%	0	Timeline
LNTALLIANT ENERGY CORP	225	$13K	<0.01%	0	Timeline
JBHTHUNT J B TRANS SVCS INC	180	$13K	<0.01%	0	Timeline
TAPMOLSON COORS BEVERAGE CO	175	$13K	<0.01%	new	Timeline
MYGNMYRIAD GENETICS INC	329	$13K	<0.01%	+125	Timeline
AshlandAshland	119	$13K	<0.01%	0
CREE INCCREE INC	280	$13K	<0.01%	new
BAKER HUGHES INCBAKER HUGHES INC	173	$13K	<0.01%	-12,780
SUSQUEHANNA BANCSHARES INC PSUSQUEHANNA BANCSHARES INC P	1,234	$13K	<0.01%	0
RYDEX S&P EQ WEIGHT TECHN E…RYDEX S&P EQ WEIGHT TECHN ETF(RYT)	160	$13K	<0.01%	0
GLOBAL X GOLD(GLDX)GLOBAL X GOLD(GLDX)	806	$13K	<0.01%	0
VDCVANGUARD WORLD FD	105	$12K	<0.01%	0	Timeline
FASTFASTENAL CO	247	$12K	<0.01%	0	Timeline
MCHPMICROCHIP TECHNOLOGY INC.	241	$12K	<0.01%	0	Timeline
SCHFSCHWAB STRATEGIC TR	356	$12K	<0.01%	0	Timeline
PARSLEY ENERGY INCPARSLEY ENERGY INC	500	$12K	<0.01%	new
GOVERNMENT PPTYS INCOME TRGOVERNMENT PPTYS INCOME TR	500	$12K	<0.01%	0
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	366	$12K	<0.01%	0
SPRINT CORPSPRINT CORP	1,569	$12K	<0.01%	0
POWERSHARESPOWERSHARES	375	$12K	<0.01%	+325
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETF	600	$12K	<0.01%	0
FAMILY DLR STORES INCFAMILY DLR STORES INC	200	$12K	<0.01%	0
CHARTER COMMUNICATION - ACHARTER COMMUNICATION - A	75	$12K	<0.01%	0
RENREN INCRENREN INC	3,601	$12K	<0.01%	+1,528
VOXELJET AGVOXELJET AG	674	$12K	<0.01%	+210
EWWISHARES INC	165	$11K	<0.01%	0	Timeline
WALGREEN COWALGREEN CO	150	$11K	<0.01%	0
MLMMARTIN MARIETTA MATLS INC	82	$11K	<0.01%	0	Timeline
LEALEAR CORP	110	$11K	<0.01%	new	Timeline
GRMNGARMIN LTD	200	$11K	<0.01%	0	Timeline
NBISNEBIUS GROUP N.V.	307	$11K	<0.01%	+193	Timeline
IYZISHARES TR	354	$11K	<0.01%	0	Timeline
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	145	$11K	<0.01%	0
PGCPEAPACK-GLADSTONE FINL CORP	534	$11K	<0.01%	0	Timeline
DSW INC-CLASS ADSW INC-CLASS A	400	$11K	<0.01%	0
NIMNUVEEN SELECT MAT MUN FD	1,100	$11K	<0.01%	0	Timeline
EL PASO PIPELINE PARTNERSEL PASO PIPELINE PARTNERS	300	$11K	<0.01%	0
YAHOO INCYAHOO INC	305	$11K	<0.01%	0
TRW AUTOMOTIVE HLDGS CORPTRW AUTOMOTIVE HLDGS CORP	125	$11K	<0.01%	0
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	325	$11K	<0.01%	0
CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRH	285	$11K	<0.01%	new
TOLTOLL BROTHERS INC	269	$10K	<0.01%	0	Timeline
EWBCEAST WEST BANCORP INC	283	$10K	<0.01%	0	Timeline
XLBSELECT SECTOR SPDR TR	196	$10K	<0.01%	0	Timeline
WWWWOLVERINE WORLD WIDE INC	400	$10K	<0.01%	0	Timeline
EZAISHARES INC	150	$10K	<0.01%	0	Timeline
ZNOGZION OIL & GAS INC COM	5,105	$10K	<0.01%	0	Timeline
LUBYS CAFETERIAS INC COMLUBYS CAFETERIAS INC COM	2,000	$10K	<0.01%	0
ACE LTDACE LTD	100	$10K	<0.01%	0
MYLAN INCMYLAN INC	200	$10K	<0.01%	new
KEURIG GREEN MTN INCKEURIG GREEN MTN INC	83	$10K	<0.01%	0
IEMGISHARES INC	170	$9K	<0.01%	0	Timeline
IXNISHARES TR	100	$9K	<0.01%	0	Timeline
OGSONE GAS INC	250	$9K	<0.01%	0	Timeline
CARAVIS BUDGET GROUP INC	157	$9K	<0.01%	0	Timeline
TATA MTRS LTDTATA MTRS LTD	234	$9K	<0.01%	0
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	80	$9K	<0.01%	0
DENTSPLY INTL INCDENTSPLY INTL INC	200	$9K	<0.01%	0
TECHNIPFMC PLCTECHNIPFMC PLC	146	$9K	<0.01%	0
AMGNAMGEN INC	62	$8K	<0.01%	0	Timeline
MUMICRON TECHNOLOGY INC	250	$8K	<0.01%	new	Timeline
KRKROGER CO	168	$8K	<0.01%	+80	Timeline
CHKPCHECK POINT SOFTWARE TECH LT	124	$8K	<0.01%	new	Timeline
IYCISHARES TR	65	$8K	<0.01%	0	Timeline
HESS CORPHESS CORP	80	$8K	<0.01%	0
BGRBLACKROCK ENERGY & RES TR	295	$8K	<0.01%	0	Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INC	135	$8K	<0.01%	-30
OSURORASURE TECHNOLOGIES INC	949	$8K	<0.01%	0	Timeline
GASLOG LTDGASLOG LTD	242	$8K	<0.01%	new
CLNECLEAN ENERGY FUELS CORP	667	$8K	<0.01%	0	Timeline
SMITH & WESSON BRANDS, INC.SMITH & WESSON BRANDS, INC.	628	$8K	<0.01%	+250
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	423	$8K	<0.01%	0
AGL RES INCAGL RES INC	153	$8K	<0.01%	+1
ROCKWOOD HLDGS INCROCKWOOD HLDGS INC	100	$8K	<0.01%	new
NEXPOINT CR STRATEGIES FDNEXPOINT CR STRATEGIES FD	690	$8K	<0.01%	0
FLOTISHARES TR	141	$7K	<0.01%	0	Timeline
CMACOMERICA INC	130	$7K	<0.01%	0	Timeline
TDGTRANSDIGM GROUP INC	44	$7K	<0.01%	0	Timeline
DXJWISDOMTREE TR	137	$7K	<0.01%	0	Timeline
PNWPINNACLE WEST CAP CORP	126	$7K	<0.01%	0	Timeline
STERICYCLE INCSTERICYCLE INC	57	$7K	<0.01%	0
AMERICA MOVIL SAB DE CVAMERICA MOVIL SAB DE CV	360	$7K	<0.01%	0
PETSMART INCPETSMART INC	115	$7K	<0.01%	0
RAYTHEON CORAYTHEON CO	80	$7K	<0.01%	0
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	158	$7K	<0.01%	0
OFFICE DEPOT INCOFFICE DEPOT INC	1,300	$7K	<0.01%	0
TIME INC NEWTIME INC NEW	292	$7K	<0.01%	new
CRMSALESFORCE INC	96	$6K	<0.01%	0	Timeline
NOKNOKIA CORP	668	$6K	<0.01%	0	Timeline
IWVISHARES TR	50	$6K	<0.01%	0	Timeline
ADMARCHER DANIELS MIDLAND CO	138	$6K	<0.01%	0	Timeline
RCLROYAL CARIBBEAN GROUP	100	$6K	<0.01%	0	Timeline
WHRWHIRLPOOL CORP	42	$6K	<0.01%	new	Timeline
ATIATI INC	125	$6K	<0.01%	0	Timeline
NOCNORTHROP GRUMMAN CORP	45	$6K	<0.01%	new	Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	670	$6K	<0.01%	0	Timeline
GGNGAMCO GLOBAL GOLD NAT RES &	500	$6K	<0.01%	0	Timeline
CENTURYLINK INCCENTURYLINK INC	183	$6K	<0.01%	0
TORCHMARK CORPTORCHMARK CORP	112	$6K	<0.01%	new
TBRGTRUBRIDGE INC	95	$6K	<0.01%	0	Timeline
COLUMBIA PROPERTY TRUST INCCOLUMBIA PROPERTY TRUST INC	219	$6K	<0.01%	0
ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID F	635	$6K	<0.01%	0
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC	532	$6K	<0.01%	+3
CATAMARAN CORPCATAMARAN CORP	136	$6K	<0.01%	0
NQ MOBILE INCNQ MOBILE INC	940	$6K	<0.01%	+658
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	150	$6K	<0.01%	0
ISRGINTUITIVE SURGICAL INC	12	$5K	<0.01%	0	Timeline
MSMORGAN STANLEY	157	$5K	<0.01%	0	Timeline
XHBSPDR SERIES TRUST	166	$5K	<0.01%	0	Timeline
VAWVANGUARD WORLD FD	49	$5K	<0.01%	0	Timeline
NUVEEN INSD QUALITY MUN FD INUVEEN INSD QUALITY MUN FD I	383	$5K	<0.01%	0
NYTNEW YORK TIMES CO MTN BE	355	$5K	<0.01%	0	Timeline
WYWEYERHAEUSER CO	153	$5K	<0.01%	0	Timeline
NWSANEWS CORP NEW	283	$5K	<0.01%	0	Timeline
KNKNOWLES CORP	150	$5K	<0.01%	-100	Timeline
GNRCGENERAC HLDGS INC	108	$5K	<0.01%	0	Timeline
EWZISHARES INC	90	$5K	<0.01%	0	Timeline
NVGNUVEEN AMT FREE MUN CR INC F	367	$5K	<0.01%	0	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	374	$5K	<0.01%	0	Timeline
NZFNUVEEN MUN CR INCOME FD	375	$5K	<0.01%	0	Timeline
NADNUVEEN QUALITY MUNCP INCOME	357	$5K	<0.01%	0	Timeline
DNPDNP SELECT INCOME FD INC	503	$5K	<0.01%	0	Timeline
DANDANA INC	189	$5K	<0.01%	0	Timeline
DNOWDNOW INC	162	$5K	<0.01%	new	Timeline
SUNTRUST BANKS INCSUNTRUST BANKS INC	130	$5K	<0.01%	-5,586
BIOMED REALTY TRUST COMBIOMED REALTY TRUST COM	230	$5K	<0.01%	0
MERITOR INCMERITOR INC	370	$5K	<0.01%	0
XEROX CORPXEROX CORP	360	$5K	<0.01%	new
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORP	590	$5K	<0.01%	0
FURMANITE CORPORATIONFURMANITE CORPORATION	460	$5K	<0.01%	0
CALAMOS ASSET MANAGEMENT ACALAMOS ASSET MANAGEMENT A	355	$5K	<0.01%	+129
NUVEEN QUALITY INC MUNI FUNDNUVEEN QUALITY INC MUNI FUND	371	$5K	<0.01%	0
NUVEEN MUN MKT OPPORTUNITYNUVEEN MUN MKT OPPORTUNITY	383	$5K	<0.01%	0
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD	362	$5K	<0.01%	0
POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE	75	$5K	<0.01%	0
ABERDEEN INDONESIA FUND INC…ABERDEEN INDONESIA FUND INC(IF)	532	$5K	<0.01%	-617
FEFIRSTENERGY CORP	125	$4K	<0.01%	0	Timeline
PHMPULTE GROUP INC	220	$4K	<0.01%	new	Timeline
IAGIAMGOLD CORP	1,000	$4K	<0.01%	-17,500	Timeline
HEIHEICO CORP NEW	85	$4K	<0.01%	0	Timeline
EXPEEXPEDIA GROUP INC	50	$4K	<0.01%	0	Timeline
IYRISHARES TR	58	$4K	<0.01%	0	Timeline
ILFISHARES TR	112	$4K	<0.01%	-134	Timeline
CHECHEMED CORP NEW	36	$4K	<0.01%	0	Timeline
EWLISHARES INC	109	$4K	<0.01%	+2	Timeline
ZYNGA INC.ZYNGA INC.	1,300	$4K	<0.01%	0
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	40	$4K	<0.01%	0
Mallinckrodt PlcMallinckrodt Plc	56	$4K	<0.01%	new
UNILEVER N VUNILEVER N V	103	$4K	<0.01%	0
BIGGQBIG LOTS INC.	100	$4K	<0.01%	0	Timeline
AMCXAMC GLOBAL MEDIA INC	59	$4K	<0.01%	0	Timeline
NVRIENVIRI CORP	167	$4K	<0.01%	+2	Timeline
NOBLE CORP PLCNOBLE CORP PLC	109	$4K	<0.01%	+1
VREVERIS RESIDENTIAL INC	180	$4K	<0.01%	new	Timeline
ENSCO PLCENSCO PLC	70	$4K	<0.01%	-100
ACTAVIS PLCACTAVIS PLC	17	$4K	<0.01%	0
HARMAN INTL INDS INCHARMAN INTL INDS INC	39	$4K	<0.01%	0
LEUCADIA NATL CORPLEUCADIA NATL CORP	170	$4K	<0.01%	new
GT ADVANCED TECHNOLOGIES INCGT ADVANCED TECHNOLOGIES INC	250	$4K	<0.01%	0
KINDER MORGAN INC DELKINDER MORGAN INC DEL	1,408	$4K	<0.01%	0
iShares Msci SingaporeiShares Msci Singapore	306	$4K	<0.01%	-793
MACQUARIE FT TR GB INF UT DIMACQUARIE FT TR GB INF UT DI	200	$4K	<0.01%	0
IYFISHARES TR	41	$3K	<0.01%	0	Timeline
VNQIVANGUARD INTL EQUITY INDEX F	57	$3K	<0.01%	0	Timeline
ITGARTNER INC	39	$3K	<0.01%	0	Timeline
MIDDMIDDLEBY CORP	36	$3K	<0.01%	+24	Timeline
AWRAMER STATES WTR CO	90	$3K	<0.01%	0	Timeline
INGRINGREDION INC	32	$3K	<0.01%	0	Timeline
CXCEMEX SAB DE CV	199	$3K	<0.01%	0	Timeline
HSBCHSBC HLDGS PLC	58	$3K	<0.01%	0	Timeline
OMCOMNICOM GROUP INC	44	$3K	<0.01%	0	Timeline
PSMTPRICESMART INC	38	$3K	<0.01%	0	Timeline
ULTAULTA BEAUTY INC	29	$3K	<0.01%	0	Timeline
MSIMOTOROLA SOLUTIONS INC	59	$3K	<0.01%	0	Timeline
ROSTROSS STORES INC	40	$3K	<0.01%	0	Timeline
RSGREPUBLIC SVCS INC	78	$3K	<0.01%	new	Timeline
KKELLANOVA	52	$3K	<0.01%	+1	Timeline
COTYCOTY INC	200	$3K	<0.01%	-50	Timeline
HAINHAIN CELESTIAL GROUP INC	39	$3K	<0.01%	0	Timeline
JRSNUVEEN REAL ESTATE INCOME FD	280	$3K	<0.01%	0	Timeline
NPKNATIONAL PRESTO INDS INC	40	$3K	<0.01%	new	Timeline
GALTGALECTIN THERAPEUTICS INC	167	$3K	<0.01%	0	Timeline
HCP INCHCP INC	63	$3K	<0.01%	0
NTTYYNTT, INC. AMERICAN DEPOSITARY	100	$3K	<0.01%	0	Timeline
POLYCOMPOLYCOM	200	$3K	<0.01%	0
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	535	$3K	<0.01%	-30
HUDSON CITY BANCORPHUDSON CITY BANCORP	300	$3K	<0.01%	0
SIRONA DENTAL SYSTEMS INCSIRONA DENTAL SYSTEMS INC	36	$3K	<0.01%	0
AOL INCAOL INC	69	$3K	<0.01%	0
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	98	$3K	<0.01%	-49
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	106	$3K	<0.01%	-53
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	84	$3K	<0.01%	-54
ADBEADOBE INC	25	$2K	<0.01%	0	Timeline
KLACKLA CORP	21	$2K	<0.01%	0	Timeline
SNASNAP ON INC	13	$2K	<0.01%	0	Timeline
WABWABTEC	22	$2K	<0.01%	0	Timeline
TXNMTXNM ENERGY INC	70	$2K	<0.01%	0	Timeline
SRESEMPRA	24	$2K	<0.01%	0	Timeline
EENI SPA	46	$2K	<0.01%	-23	Timeline
JLLJONES LANG LASALLE INC	18	$2K	<0.01%	0	Timeline
AWIARMSTRONG WORLD INDS INC NEW	44	$2K	<0.01%	0	Timeline
ICFISHARES TR	26	$2K	<0.01%	0	Timeline
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	90	$2K	<0.01%	0
DSGRDISTRIBUTION SOLUTIONS GRP I	104	$2K	<0.01%	0	Timeline
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST	65	$2K	<0.01%	0
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	400	$2K	<0.01%	new
EMIFISHARES TR	48	$2K	<0.01%	0	Timeline
NOODLES & CONOODLES & CO	60	$2K	<0.01%	0
PORTUGAL TELECOM SGPSPORTUGAL TELECOM SGPS	494	$2K	<0.01%	new
WESTAR ENERGY INCWESTAR ENERGY INC	57	$2K	<0.01%	0
HANGER INCHANGER INC	52	$2K	<0.01%	0
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC	125	$2K	<0.01%	new
ENERPLUS CORPENERPLUS CORP	103	$2K	<0.01%	0
ALCOA INCALCOA INC	100	$2K	<0.01%	-7,400
CONSOL ENERGY INCCONSOL ENERGY INC	50	$2K	<0.01%	new
FOSTER WHEELER AGFOSTER WHEELER AG	50	$2K	<0.01%	0
KEY ENERGY SVCS INCKEY ENERGY SVCS INC	280	$2K	<0.01%	new
PARKWAY PPTYS INCPARKWAY PPTYS INC	78	$2K	<0.01%	0
QUALITY SYS INCQUALITY SYS INC	140	$2K	<0.01%	0
MENTOR GRAPHICS CORPMENTOR GRAPHICS CORP	86	$2K	<0.01%	0
SIGMA DESIGNS INCSIGMA DESIGNS INC	570	$2K	<0.01%	0
NORTHWEST NATURAL GAS CONORTHWEST NATURAL GAS CO	53	$2K	<0.01%	0
ISHARES INC MSCI ITALY CAPISHARES INC MSCI ITALY CAP	104	$2K	<0.01%	-333
GOODRICH PETE CORPGOODRICH PETE CORP	76	$2K	<0.01%	0
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	36	$2K	<0.01%	-126
Swisher Hygiene IncSwisher Hygiene Inc	450	$2K	<0.01%	new
ESRTEMPIRE ST RLTY TR INC	75	$1K	<0.01%	0	Timeline
KBHKB HOME	48	$1K	<0.01%	0	Timeline
KGCKINROSS GOLD CORP	311	$1K	<0.01%	0	Timeline
BLDPBALLARD PWR SYS INC NEW	300	$1K	<0.01%	0	Timeline
NRGNRG ENERGY INC	49	$1K	<0.01%	0	Timeline
PNRPENTAIR PLC	12	$1K	<0.01%	new	Timeline
SCHLSCHOLASTIC CORP	22	$1K	<0.01%	0	Timeline
MOSMOSAIC CO	29	$1K	<0.01%	-25,296	Timeline
MTZMASTEC INC	47	$1K	<0.01%	0	Timeline
CRUSCIRRUS LOGIC INC	60	$1K	<0.01%	0	Timeline
AWKAMERICAN WTR WKS CO INC NEW	30	$1K	<0.01%	0	Timeline
VRTSVIRTUS INVT PARTNERS INC	5	$1K	<0.01%	0	Timeline
LYGLLOYDS BANKING GROUP PLC	160	$1K	<0.01%	0	Timeline
ADSKAUTODESK INC	21	$1K	<0.01%	0	Timeline
CUBECUBESMART	63	$1K	<0.01%	0	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	4	$1K	<0.01%	0	Timeline
DLBDOLBY LABORATORIES INC	26	$1K	<0.01%	0	Timeline
FOXFFOX FACTORY HLDG CORP	84	$1K	<0.01%	0	Timeline
PBR-APETROLEO BRASILEIRO S A	50	$1K	<0.01%	0	Timeline
QTS RLTY TR INCQTS RLTY TR INC	48	$1K	<0.01%	0
WPX ENERGY INCWPX ENERGY INC	70	$1K	<0.01%	0
COACH INCCOACH INC	42	$1K	<0.01%	0
CST BRANDS INCCST BRANDS INC	44	$1K	<0.01%	0
RDWRRADWARE LTD	42	$1K	<0.01%	0	Timeline
CYHCOMMUNITY HEALTH SYS INC NEW	30	$1K	<0.01%	0	Timeline
EQSEQUUS TOTAL RETURN INC	331	$1K	<0.01%	0	Timeline
MICROSEMI CORPMICROSEMI CORP	39	$1K	<0.01%	0
LIGHTBRIDGE CORPLIGHTBRIDGE CORP	200	$1K	<0.01%	0
KOREA EQUITY FUNDKOREA EQUITY FUND	66	$1K	<0.01%	0
WHITEWAVE FOODS COMPANYWHITEWAVE FOODS COMPANY	47	$1K	<0.01%	0
SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INC	50	$1K	<0.01%	0
CAPSTEAD MTG CORPCAPSTEAD MTG CORP	55	$1K	<0.01%	-1
AIR METHODS CORPAIR METHODS CORP	18	$1K	<0.01%	0
CHINA FD INCCHINA FD INC	65	$1K	<0.01%	0
THE ADT CORPORATIONTHE ADT CORPORATION	35	$1K	<0.01%	+26
JIVE SOFTWARE INCJIVE SOFTWARE INC	130	$1K	<0.01%	0
FRANCESCAS HLDGS CORPFRANCESCAS HLDGS CORP	42	$1K	<0.01%	-21
TIBCO SOFTWARE INCTIBCO SOFTWARE INC	40	$1K	<0.01%	0
GENERAL MTRS COGENERAL MTRS CO	28	$1K	<0.01%	0
ARM HLDGS PLCARM HLDGS PLC	31	$1K	<0.01%	0
DUPONT FABROS TECHNOLOGY INCDUPONT FABROS TECHNOLOGY INC	42	$1K	<0.01%	0
ALCATEL-LUCENTALCATEL-LUCENT	342	$1K	<0.01%	0
BIO REFERENCE LABS INCBIO REFERENCE LABS INC	37	$1K	<0.01%	0
ONCOTHYREON INCONCOTHYREON INC	166	$1K	<0.01%	0
AMERICAN RIVER BANKSHRS (CA)AMERICAN RIVER BANKSHRS (CA)	120	$1K	<0.01%	new
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM …	42	$1K	<0.01%	-482
DEAN FOODS CO NEWDEAN FOODS CO NEW	39	$1K	<0.01%	0
NANOVIRICIDES INCNANOVIRICIDES INC	286	$1K	<0.01%	0
ROCK CREEK PHARMACEUTICALS …ROCK CREEK PHARMACEUTICALS INC CO…	2,000	$1K	<0.01%	new
Washington Prime GroupWashington Prime Group	50	$1K	<0.01%	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PDLI 4 2/1/18PDLI 4 2/1/18 Bond 30/360P2 U	principal	1,037,000	$1.16M	-47,027,000
COLONY CAP INCCOLONY CAP INC NOTE 3.875% 1/1	principal	1,063,000	$1.09M	-27,237,000
ARES CAP CORPARES CAP CORP NOTE 5.125% 6/0	principal	1,001,000	$1.06M	-25,245,000
PROSPECT CAPITAL CORPPROSPECT CAPITAL CORP NOTE	principal	895,000	$937K	-41,756,000
VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD NOTE 1.500% 3/1	principal	578,000	$740K	new
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… Convertible	principal	117,000	$123K	-834,000
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0	principal	27,000	$24K	new
CHIQUITA BRANDS INTL INCCHIQUITA BRANDS INTL INC NOTE 4.250% 8/1	principal	1,000	$1K	0

Sold out in Q2 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	91,899	$4.27M	shares
AEPAMERICAN ELEC PWR CO INC	69,717	$3.75M	shares
XLISELECT SECTOR SPDR TR	65,225	$3.46M	shares
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP	45,455	$1.28M	shares
SIEGYSIEMENS AG-SPONS ADR	7,850	$1.03M	shares
WEATHERFORD INTL LTDWEATHERFORD INTL LTD	11,253	$236K	shares
TRVTRAVELERS COMPANIES INC	2,038	$185K	shares
TORTOISE ENERGY CAP CORPTORTOISE ENERGY CAP CORP	4,560	$156K	shares
PETROQUEST ENERGY INCPETROQUEST ENERGY INC	22,000	$132K	shares
REACHLOCAL INCREACHLOCAL INC	10,459	$105K	shares
PMC COMMERCIAL TRUSTPMC COMMERCIAL TRUST	15,387	$71K	shares
BEAM INCBEAM INC	625	$52K	shares
RDNTRADNET INC	10,000	$50K	shares
MOLYCORP INC DELMOLYCORP INC DEL	9,000	$43K	shares
CUTWATER SELECT INCOME FDCUTWATER SELECT INCOME FD	1,778	$35K	shares
YPFYPF SOCIEDAD ANONIMA	1,000	$28K	shares
TRNOTERRENO RLTY CORP	1,402	$26K	shares
WESTERN REFNG INCWESTERN REFNG INC	500	$22K	shares
ERHALLSPRING UTILITIES AND HIGH	1,624	$21K	shares
CMECME GROUP INC	215	$15K	shares
ING GLOBAL EQUITY DIVID &ING GLOBAL EQUITY DIVID &	1,589	$15K	shares
IXCISHARES TR	240	$11K	shares
PARKER DRILLING COPARKER DRILLING CO	1,698	$11K	shares
DUN & BRADSTREET CORP DEL NEDUN & BRADSTREET CORP DEL NE	75	$8K	shares
POWERSHARESPOWERSHARES	263	$7K	shares
STONEMOR PARTNERS LPSTONEMOR PARTNERS LP	300	$7K	shares
LEMBISHARES INC	110	$6K	shares
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	335	$5K	shares
RFICOHEN & STEERS TOTAL RETURN	375	$5K	shares
ANNIES INCANNIES INC	150	$5K	shares
PREMIER EXIBITIONS INCPREMIER EXIBITIONS INC	5,000	$4K	shares
GABGABELLI EQUITY TR INC	455	$3K	shares
ITBISHARES TR	107	$3K	shares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	46	$3K	shares
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INC	200	$3K	shares
GLOBAL GEOPHYSICAL SERVICESGLOBAL GEOPHYSICAL SERVICES	35,000	$3K	shares
GLOBAL XGLOBAL X	166	$3K	shares
TEMPLETON RUS AND EAST EUR FTEMPLETON RUS AND EAST EUR F	274	$3K	shares
IFGLISHARES TR	74	$2K	shares
SWISHER HYGIENE INCSWISHER HYGIENE INC	4,500	$2K	shares
INGING	400	$2K	shares
WILLIAM LYON HOMES-CL AWILLIAM LYON HOMES-CL A	60	$2K	shares
SPDR S&PSPDR S&P	24	$2K	shares
VALEVALE S A	56	$1K	shares
INOVIO PHARMACEUTICALS IINOVIO PHARMACEUTICALS I	500	$1K	shares
FAIRWAY GROUP HLDGS CORPFAIRWAY GROUP HLDGS CORP	90	$1K	shares
STAR SCIENTIFIC INC COMSTAR SCIENTIFIC INC COM	2,000	$1K	shares
GRXGABELLI HEALTHCARE & WELLNES	38	$0	shares

How Q2 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-14-001562	base		2014-08-08	acceptance time not in the bulk data set	2026-10-07 19:34:04 UTC