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INTEGRATED WEALTH COUNSEL, LLC

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13F filer, CIK 1110443, CARMEL, CA

INTEGRATED WEALTH COUNSEL, LLC reported $62,680,000 across 77 holdings for the quarter ended 2015-12-31, in a 13F-HR filed 2016-01-28. Its ten largest share positions make up 85.92% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001110443-16-000005

Period
2015-12-31
Reported value
$62.7M
Holdings
77
Top 10 weight
85.92%
New
3
Sold out
17

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ARCCadded+155,318$2.23M
APOLLO INVT CORPadded+298,043$1.59M
AAPLadded+13,742$1.48M
ABTadded+9,880$420K
PROSHARES TRadded+8,795$331K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
TBTreduced-34,621-$1.53M
GLDreduced-8,868-$900K
RWXreduced-17,328-$678K
IFGLreduced-22,577-$630K
BLACKROCK MUNIYIELD CALIFOR…exited-15,993-$240K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2015

Share positions as resolved from 13F-HR 0001110443-16-000005, largest first. % of portfolio is the value over $62,680,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
TBTPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 514,382 shares; 2015Q2: 456,957 shares; 2015Q3: 440,067 shares; 2015Q4: 405,446 shares 405,446$17.9M28.51%-34,621Timeline
RWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 253,351 shares; 2015Q2: 226,946 shares; 2015Q3: 209,846 shares; 2015Q4: 192,518 shares 192,518$7.53M12.01%-17,328Timeline
IFGLISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 329,881 shares; 2015Q2: 295,245 shares; 2015Q3: 274,275 shares; 2015Q4: 251,698 shares 251,698$7.02M11.2%-22,577Timeline
UBS Alerian MLP/ MLPIUBS Alerian MLP/ MLPIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 264,347 shares; 2015Q2: 233,102 shares; 2015Q3: 218,511 shares; 2015Q4: 220,012 shares 220,012$5.76M9.18%+1,501
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 198,280 shares; 2015Q2: 179,909 shares; 2015Q3: 162,396 shares; 2015Q4: 317,714 shares 317,714$4.56M7.28%+155,318Timeline
APOLLO INVT CORPAPOLLO INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 368,833 shares; 2015Q2: 325,453 shares; 2015Q3: 295,868 shares; 2015Q4: 593,911 shares 593,911$3.18M5.07%+298,043
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 51,278 shares; 2015Q2: 44,133 shares; 2015Q3: 39,983 shares; 2015Q4: 31,115 shares 31,115$3.16M5.04%-8,868Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 15,230 shares; 2015Q2: 14,251 shares; 2015Q3: 13,629 shares; 2015Q4: 27,371 shares 27,371$2.95M4.7%+13,742Timeline
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 17,500 shares; 2015Q3: 17,500 shares; 2015Q4: 26,295 shares 26,295$990K1.58%+8,795
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 195,595 shares; 2015Q2: 136,600 shares; 2015Q3: 101,135 shares; 2015Q4: 88,340 shares 88,340$845K1.35%-12,795
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,880 shares; 2015Q2: 9,880 shares; 2015Q3: 9,880 shares; 2015Q4: 19,760 shares 19,760$841K1.34%+9,880Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 30,285 shares; 2015Q2: 30,185 shares; 2015Q3: 29,035 shares; 2015Q4: 25,035 shares 25,035$780K1.24%-4,000
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,900 shares; 2015Q2: 3,900 shares; 2015Q3: 3,900 shares; 2015Q4: 7,800 shares 7,800$659K1.05%+3,900Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,880 shares; 2015Q2: 4,880 shares; 2015Q3: 4,880 shares; 2015Q4: 9,760 shares 9,760$555K0.89%+4,880Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,920 shares; 2015Q2: 3,920 shares; 2015Q3: 3,920 shares; 2015Q4: 7,840 shares 7,840$502K0.8%+3,920Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,332 shares; 2015Q2: 3,332 shares; 2015Q3: 3,332 shares; 2015Q4: 3,008 shares 3,008$453K0.72%-324Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,088 shares; 2015Q2: 4,218 shares; 2015Q3: 4,218 shares; 2015Q4: 4,000 shares 4,000$264K0.42%-218Timeline
ITGARTNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,820 shares; 2015Q2: 2,820 shares; 2015Q3: 2,820 shares; 2015Q4: 2,820 shares 2,820$256K0.41%0Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,940 shares; 2015Q2: 1,940 shares; 2015Q3: 1,940 shares; 2015Q4: 1,940 shares 1,940$253K0.4%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,103 shares; 2015Q2: 2,835 shares; 2015Q3: 2,835 shares; 2015Q4: 2,435 shares 2,435$250K0.4%-400Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,758 shares; 2015Q2: 1,758 shares; 2015Q3: 1,758 shares; 2015Q4: 1,758 shares 1,758$242K0.39%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,046 shares; 2015Q2: 2,796 shares; 2015Q3: 2,796 shares; 2015Q4: 2,796 shares 2,796$218K0.35%0Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 700 shares; 2015Q2: 700 shares; 2015Q3: 700 shares; 2015Q4: 1,400 shares 1,400$214K0.34%+700Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,800 shares; 2015Q2: 1,800 shares; 2015Q3: 1,800 shares; 2015Q4: 1,800 shares 1,800$187K0.3%0Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,200 shares; 2015Q2: 2,300 shares; 2015Q3: 2,300 shares; 2015Q4: 2,300 shares 2,300$183K0.29%0Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,625 shares; 2015Q2: 1,625 shares; 2015Q3: 1,625 shares; 2015Q4: 2,085 shares 2,085$166K0.26%+460Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,800 shares; 2015Q2: 3,800 shares; 2015Q3: 3,800 shares; 2015Q4: 3,800 shares 3,800$153K0.24%0
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,756 shares; 2015Q2: 1,756 shares; 2015Q3: 1,756 shares; 2015Q4: 1,756 shares 1,756$151K0.24%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,050 shares; 2015Q2: 3,050 shares; 2015Q3: 3,050 shares; 2015Q4: 3,050 shares 3,050$141K0.22%0Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,200 shares; 2015Q2: 1,200 shares; 2015Q3: 1,200 shares; 2015Q4: 2,400 shares 2,400$138K0.22%+1,200
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 4,810 shares; 2015Q2: 4,150 shares; 2015Q3: 4,300 shares; 2015Q4: 4,150 shares 4,150$134K0.21%-150Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,400 shares; 2015Q2: 1,400 shares; 2015Q3: 1,400 shares; 2015Q4: 2,800 shares 2,800$132K0.21%+1,400Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,895 shares; 2015Q2: 1,895 shares; 2015Q3: 1,895 shares; 2015Q4: 1,895 shares 1,895$132K0.21%0Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 2,675 shares; 2015Q2: 1,700 shares; 2015Q3: 1,700 shares; 2015Q4: 1,700 shares 1,700$129K0.21%0Timeline
ICFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,060 shares; 2015Q3: 1,060 shares; 2015Q4: 1,060 shares 1,060$105K0.17%0Timeline
CPBTHE CAMPBELLS COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,000 shares; 2015Q3: 1,000 shares; 2015Q4: 2,000 shares 2,000$104K0.17%+1,000Timeline
PRAXAIR INCPRAXAIR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,000 shares; 2015Q3: 1,000 shares; 2015Q4: 1,000 shares 1,000$102K0.16%0
ALERIAN MLP ETFALERIAN MLP ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 5,663 shares; 2015Q2: 5,663 shares; 2015Q3: 5,663 shares; 2015Q4: 7,838 shares 7,838$97K0.15%+2,175
Invesco Global Listed Priva…Invesco Global Listed Private Equ…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 23,900 shares; 2015Q2: 6,510 shares; 2015Q3: 6,510 shares; 2015Q4: 7,355 shares 7,355$77K0.12%+845
PCARPACCAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,572 shares; 2015Q2: 1,572 shares; 2015Q3: 1,572 shares; 2015Q4: 1,572 shares 1,572$75K0.12%0Timeline
SYMANTEC CORPSYMANTEC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 3,400 shares; 2015Q2: 3,400 shares; 2015Q3: 3,400 shares; 2015Q4: 3,400 shares 3,400$71K0.11%0
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 590 shares; 2015Q2: 590 shares; 2015Q3: 590 shares; 2015Q4: 590 shares 590$70K0.11%0Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,175 shares; 2015Q3: 1,175 shares; 2015Q4: 1,175 shares 1,175$69K0.11%0Timeline
PFFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 9,868 shares; 2015Q2: 10,895 shares; 2015Q3: 3,675 shares; 2015Q4: 1,612 shares 1,612$63K0.1%-2,063Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,623 shares; 2015Q2: 1,313 shares; 2015Q3: 1,313 shares; 2015Q4: 1,000 shares 1,000$54K0.09%-313Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 600 shares; 2015Q2: 600 shares; 2015Q3: 600 shares; 2015Q4: 600 shares 600$51K0.08%0
PLUM CREEK TIMBER CO INCPLUM CREEK TIMBER CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,325 shares; 2015Q2: 1,325 shares; 2015Q3: 1,325 shares; 2015Q4: 1,000 shares 1,000$48K0.08%-325
ITOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 450 shares; 2015Q3: 450 shares; 2015Q4: 450 shares 450$42K0.07%0Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 800 shares; 2015Q2: 800 shares; 2015Q3: 800 shares; 2015Q4: 800 shares 800$42K0.07%0Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 800 shares; 2015Q2: 800 shares; 2015Q3: 800 shares; 2015Q4: 800 shares 800$37K0.06%0
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 500 shares; 2015Q4: 500 shares 500$36K0.06%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 1,000 shares; 2015Q2: 1,000 shares; 2015Q3: 1,000 shares; 2015Q4: 1,000 shares 1,000$34K0.05%0Timeline
WECWEC ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 1,034 shares; 2015Q3: 1,034 shares; 2015Q4: 552 shares 552$28K0.04%-482Timeline
HPEHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,600 shares 1,600$24K0.04%newTimeline
CPTCAMDEN PPTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 318 shares; 2015Q2: 318 shares; 2015Q3: 318 shares; 2015Q4: 318 shares 318$24K0.04%0Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 525 shares; 2015Q2: 525 shares; 2015Q3: 525 shares; 2015Q4: 350 shares 350$21K0.03%-175Timeline
RCIROGERS COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 540 shares; 2015Q2: 540 shares; 2015Q3: 540 shares; 2015Q4: 540 shares 540$19K0.03%0Timeline
HPQHP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,600 shares 1,600$19K0.03%newTimeline
BDXBECTON DICKINSON & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 340 shares; 2015Q2: 115 shares; 2015Q3: 115 shares; 2015Q4: 115 shares 115$15K0.02%0Timeline
DLRDIGITAL RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 200 shares 200$15K0.02%+100Timeline
AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 820 shares; 2015Q2: 820 shares; 2015Q3: 820 shares; 2015Q4: 820 shares 820$15K0.02%0
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 195 shares; 2015Q3: 390 shares; 2015Q4: 260 shares 260$12K0.02%-130
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 854 shares; 2015Q3: 854 shares; 2015Q4: 854 shares 854$9K0.01%0Timeline
FXIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 225 shares; 2015Q3: 225 shares; 2015Q4: 225 shares 225$8K0.01%0Timeline
XGDVXGABELLI DIVID & INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 433 shares; 2015Q3: 433 shares; 2015Q4: 433 shares 433$8K0.01%0Timeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 240 shares; 2015Q2: 240 shares; 2015Q3: 240 shares; 2015Q4: 240 shares 240$8K0.01%0
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 100 shares 100$6K0.01%0Timeline
HSBCHSBC HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 310 shares; 2015Q2: 260 shares; 2015Q3: 260 shares; 2015Q4: 100 shares 100$4K0.01%-160Timeline
HCP INCHCP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 100 shares 100$4K0.01%0
CCCHEMOURS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 240 shares; 2015Q4: 480 shares 480$3K<0.01%+240Timeline
CIGCIA ENERGETICA DE MINAS GERAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,843 shares; 2015Q4: 1,843 shares 1,843$3K<0.01%0Timeline
NUVEEN INS MUNICIPAL OPP FDNUVEEN INS MUNICIPAL OPP FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 225 shares; 2015Q3: 225 shares; 2015Q4: 225 shares 225$3K<0.01%0
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: 174 shares; 2015Q2: 174 shares; 2015Q3: 174 shares; 2015Q4: 174 shares 174$2K<0.01%0Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 20 shares; 2015Q4: 20 shares 20$1K<0.01%0Timeline
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 100 shares; 2015Q3: 100 shares; 2015Q4: 100 shares 100$1K<0.01%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
BRK-BBERKSHIRE HATHAWAY INC DEL COMprincipal1,940$256Knew
NUVEEN INSD QUALITY MUN FD INUVEEN INSD QUALITY MUN FD I COMprincipal409$6K0

Sold out in Q4 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA15,993$240Kshares
XPCQXPIMCO CALIF MUN INCOME FD3,500$53Kshares
HEWLETT PACKARD COHEWLETT PACKARD CO1,600$41Kshares
PMPHILIP MORRIS INTL INC504$40Kshares
PSAPUBLIC STORAGE143$30Kshares
TEITEMPLETON EMERGING MKTS INCO3,075$30Kshares
POWERSHARES GLOBAL ETF FDPOWERSHARES GLOBAL ETF FD1,253$25Kshares
WELLWELLTOWER INC320$22Kshares
NNNNNN REIT INC565$20Kshares
DMLPDORCHESTER MINERALS L P1,000$14Kshares
LATIN AMERN DISCOVERY FD INCLATIN AMERN DISCOVERY FD INC1,800$14Kprincipal
WMWASTE MGMT INC DEL200$10Kshares
HLHECLA MINING COMPANY4,000$8Kshares
RIGTRANSOCEAN LTD575$7Kshares
NGNOVAGOLD RESOURCES INC2,000$7Kshares
PENNEY J C INCPENNEY J C INC478$4Kshares
GTLSCHART INDS INC100$2Kshares

How Q4 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001110443-16-000005 base2016-01-28acceptance time not in the bulk data set