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D. SCOTT NEAL, INC.

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13F filer, CIK 1596920, LEXINGTON, KY

D. SCOTT NEAL, INC. reported $180,297,696 across 54 holdings for the quarter ended 2025-03-31, in a 13F-HR filed 2025-04-11. Its ten largest share positions make up 81.29% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001596920-25-000003

Period
2025-03-31
Reported value
$180M
Holdings
54
Top 10 weight
81.29%
New
2
Sold out
3

Largest buys vs the previous quarter

SecurityShares changeApprox. value
XLUnew+28,933$2.28M
XLCadded+14,628$1.41M
TSLAnew+1,553$402K
IAUadded+3,867$228K
HEFAadded+1,046$38K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
KREexited-107,501-$6.49M
QQQreduced-2,599-$1.22M
AJGreduced-2,260-$780K
UNMreduced-9,202-$750K
FLEXreduced-16,949-$561K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2025

Share positions as resolved from 13F-HR 0001596920-25-000003, largest first. % of portfolio is the value over $180,297,696, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 118,595 shares; 2024Q1: 118,136 shares; 2024Q2: 107,816 shares; 2024Q3: 106,771 shares; 2024Q4: 102,952 shares; 2025Q1: 101,864 shares 101,864$29.4M16.28%-1,088Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 10,614 shares; 2024Q1: 17,344 shares; 2024Q2: 51,151 shares; 2024Q3: 54,496 shares; 2024Q4: 54,392 shares; 2025Q1: 51,793 shares 51,793$24.3M13.47%-2,599Timeline
UNMUNUM GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: not reported; 2024Q1: 224,960 shares; 2024Q2: 292,952 shares; 2024Q3: 290,473 shares; 2024Q4: 280,877 shares; 2025Q1: 271,675 shares 271,675$22.1M12.27%-9,202Timeline
AJGGALLAGHER ARTHUR J & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 37,887 shares; 2024Q1: 39,367 shares; 2024Q2: 70,417 shares; 2024Q3: 60,087 shares; 2024Q4: 59,815 shares; 2025Q1: 57,555 shares 57,555$19.9M11.02%-2,260Timeline
XLCSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: not reported; 2024Q1: not reported; 2024Q2: 61,595 shares; 2024Q3: 64,199 shares; 2024Q4: 168,602 shares; 2025Q1: 183,230 shares 183,230$17.7M9.8%+14,628Timeline
NSANATIONAL STORAGE AFFILIATESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: not reported; 2024Q1: 230,328 shares; 2024Q2: 277,176 shares; 2024Q3: 272,069 shares; 2024Q4: 264,592 shares; 2025Q1: 257,693 shares 257,693$10.2M5.63%-6,899Timeline
FLEXFLEX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: not reported; 2024Q1: 270,849 shares; 2024Q2: 279,455 shares; 2024Q3: 276,451 shares; 2024Q4: 275,500 shares; 2025Q1: 258,551 shares 258,551$8.55M4.74%-16,949Timeline
KLACKLA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 16,344 shares; 2024Q1: 12,900 shares; 2024Q2: 11,381 shares; 2024Q3: 10,967 shares; 2024Q4: 10,801 shares; 2025Q1: 10,368 shares 10,368$7.05M3.91%-433Timeline
IAUISHARES GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 40,783 shares; 2024Q1: 44,249 shares; 2024Q2: 43,882 shares; 2024Q3: 70,658 shares; 2024Q4: 69,895 shares; 2025Q1: 73,762 shares 73,762$4.35M2.41%+3,867Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 8,386 shares; 2024Q1: 8,386 shares; 2024Q2: 8,386 shares; 2024Q3: 8,386 shares; 2024Q4: 8,386 shares; 2025Q1: 8,380 shares 8,380$3.15M1.74%-6Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 5,400 shares; 2024Q1: 5,400 shares; 2024Q2: 5,400 shares; 2024Q3: 5,719 shares; 2024Q4: 5,719 shares; 2025Q1: 5,719 shares 5,719$3.05M1.69%0Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 7,549 shares; 2024Q1: 7,549 shares; 2024Q2: 7,549 shares; 2024Q3: 7,549 shares; 2024Q4: 7,549 shares; 2025Q1: 7,549 shares 7,549$2.49M1.38%0Timeline
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: not reported; 2024Q1: not reported; 2024Q2: not reported; 2024Q3: 209,208 shares; 2024Q4: not reported; 2025Q1: 28,933 shares 28,933$2.28M1.27%newTimeline
QLDPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 25,091 shares; 2024Q1: 25,091 shares; 2024Q2: 25,076 shares; 2024Q3: 25,076 shares; 2024Q4: 24,928 shares; 2025Q1: 24,928 shares 24,928$2.22M1.23%0Timeline
SSOPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 22,904 shares; 2024Q1: 22,904 shares; 2024Q2: 22,888 shares; 2024Q3: 22,888 shares; 2024Q4: 22,688 shares; 2025Q1: 22,688 shares 22,688$1.88M1.04%0Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 6,837 shares; 2024Q1: 6,837 shares; 2024Q2: 6,857 shares; 2024Q3: 6,847 shares; 2024Q4: 6,847 shares; 2025Q1: 6,872 shares 6,872$1.53M0.85%+25Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 1,666 shares; 2024Q1: 1,616 shares; 2024Q2: 17,530 shares; 2024Q3: 16,593 shares; 2024Q4: 16,329 shares; 2025Q1: 13,975 shares 13,975$1.51M0.84%-2,354Timeline
REKRREKOR SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 1,700,650 shares; 2024Q1: 1,700,650 shares; 2024Q2: 1,700,650 shares; 2024Q3: 1,700,650 shares; 2024Q4: 1,700,650 shares; 2025Q1: 1,700,650 shares 1,700,650$1.51M0.84%0Timeline
RBCAAREPUBLIC BANCORP INC KYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 22,488 shares; 2024Q1: 21,000 shares; 2024Q2: 21,000 shares; 2024Q3: 21,000 shares; 2024Q4: 21,000 shares; 2025Q1: 21,000 shares 21,000$1.34M0.74%0Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 1,870 shares; 2024Q1: 1,877 shares; 2024Q2: 1,877 shares; 2024Q3: 1,877 shares; 2024Q4: 2,237 shares; 2025Q1: 2,118 shares 2,118$1.19M0.66%-119Timeline
HEFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: not reported; 2024Q1: not reported; 2024Q2: 11,202 shares; 2024Q3: not reported; 2024Q4: 29,665 shares; 2025Q1: 30,711 shares 30,711$1.11M0.62%+1,046Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 38,768 shares; 2024Q1: 36,890 shares; 2024Q2: 36,890 shares; 2024Q3: 36,890 shares; 2024Q4: 36,890 shares; 2025Q1: 36,890 shares 36,890$1.04M0.58%0Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 2,550 shares; 2024Q1: 2,550 shares; 2024Q2: 2,550 shares; 2024Q3: 2,550 shares; 2024Q4: 2,550 shares; 2025Q1: 2,550 shares 2,550$894K0.5%0Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 2,336 shares; 2024Q1: 2,336 shares; 2024Q2: 2,336 shares; 2024Q3: 2,336 shares; 2024Q4: 2,336 shares; 2025Q1: 2,336 shares 2,336$856K0.47%0Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 1,363 shares; 2024Q1: 1,365 shares; 2024Q2: 1,350 shares; 2024Q3: 1,363 shares; 2024Q4: 1,363 shares; 2025Q1: 1,366 shares 1,366$749K0.42%+3Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 2,481 shares; 2024Q1: 2,473 shares; 2024Q2: 2,468 shares; 2024Q3: 2,465 shares; 2024Q4: 2,461 shares; 2025Q1: 2,452 shares 2,452$610K0.34%-9Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 2,500 shares; 2024Q1: 2,500 shares; 2024Q2: 2,500 shares; 2024Q3: 2,500 shares; 2024Q4: 2,600 shares; 2025Q1: 2,600 shares 2,600$606K0.34%0Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 3,260 shares; 2024Q1: 3,260 shares; 2024Q2: 3,260 shares; 2024Q3: 3,269 shares; 2024Q4: 3,269 shares; 2025Q1: 3,269 shares 3,269$557K0.31%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 4,100 shares; 2024Q1: 4,100 shares; 2024Q2: 4,100 shares; 2024Q3: 3,100 shares; 2024Q4: 3,100 shares; 2025Q1: 3,100 shares 3,100$514K0.29%0Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 2,521 shares; 2024Q1: 2,521 shares; 2024Q2: 2,541 shares; 2024Q3: 2,531 shares; 2024Q4: 2,535 shares; 2025Q1: 2,535 shares 2,535$482K0.27%0Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 969 shares; 2024Q1: 917 shares; 2024Q2: 917 shares; 2024Q3: 917 shares; 2024Q4: 917 shares; 2025Q1: 917 shares 917$471K0.26%0Timeline
RFREGIONS FINANCIAL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 21,434 shares; 2024Q1: 21,434 shares; 2024Q2: 21,434 shares; 2024Q3: 21,434 shares; 2024Q4: 21,434 shares; 2025Q1: 21,434 shares 21,434$466K0.26%0Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 7,000 shares; 2024Q1: 7,000 shares; 2024Q2: 7,000 shares; 2024Q3: 7,000 shares; 2024Q4: 7,000 shares; 2025Q1: 7,000 shares 7,000$420K0.23%0Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 780 shares; 2024Q1: 780 shares; 2024Q2: 780 shares; 2024Q3: 780 shares; 2024Q4: 780 shares; 2025Q1: 780 shares 780$416K0.23%0Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: not reported; 2024Q1: not reported; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 1,553 shares 1,553$402K0.22%newTimeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 2,900 shares; 2024Q1: 2,900 shares; 2024Q2: 2,900 shares; 2024Q3: 2,900 shares; 2024Q4: 2,900 shares; 2025Q1: 2,900 shares 2,900$385K0.21%0Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 1,860 shares; 2024Q1: 1,860 shares; 2024Q2: 1,860 shares; 2024Q3: 1,860 shares; 2024Q4: 1,860 shares; 2025Q1: 1,860 shares 1,860$371K0.21%0Timeline
ESGUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 3,787 shares; 2024Q1: 3,787 shares; 2024Q2: 3,274 shares; 2024Q3: 3,165 shares; 2024Q4: 3,087 shares; 2025Q1: 3,017 shares 3,017$368K0.2%-70Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 2,220 shares; 2024Q1: 2,220 shares; 2024Q2: 2,220 shares; 2024Q3: 2,220 shares; 2024Q4: 2,270 shares; 2025Q1: 2,220 shares 2,220$343K0.19%-50Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 2,739 shares; 2024Q1: 2,734 shares; 2024Q2: 2,734 shares; 2024Q3: 2,734 shares; 2024Q4: 2,634 shares; 2025Q1: 2,639 shares 2,639$314K0.17%+5Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 4,000 shares; 2024Q1: 4,000 shares; 2024Q2: 4,000 shares; 2024Q3: 4,020 shares; 2024Q4: 3,778 shares; 2025Q1: 2,000 shares 2,000$312K0.17%-1,778Timeline
GSKGSK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 7,928 shares; 2024Q1: 7,928 shares; 2024Q2: 7,928 shares; 2024Q3: 7,928 shares; 2024Q4: 7,928 shares; 2025Q1: 7,928 shares 7,928$307K0.17%0Timeline
IWRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 3,560 shares; 2024Q1: 3,560 shares; 2024Q2: 3,560 shares; 2024Q3: 3,560 shares; 2024Q4: 3,560 shares; 2025Q1: 3,560 shares 3,560$303K0.17%0Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 4,685 shares; 2024Q1: 4,685 shares; 2024Q2: 4,685 shares; 2024Q3: 4,685 shares; 2024Q4: 4,600 shares; 2025Q1: 4,600 shares 4,600$292K0.16%0Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 2,593 shares; 2024Q1: 3,252 shares; 2024Q2: 3,259 shares; 2024Q3: 7,712 shares; 2024Q4: 486 shares; 2025Q1: 496 shares 496$277K0.15%+10Timeline
ESGDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 3,606 shares; 2024Q1: 3,606 shares; 2024Q2: 3,503 shares; 2024Q3: 3,368 shares; 2024Q4: 3,393 shares; 2025Q1: 3,393 shares 3,393$277K0.15%0Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 1,285 shares; 2024Q1: 1,285 shares; 2024Q2: 1,285 shares; 2024Q3: 1,285 shares; 2024Q4: 1,285 shares; 2025Q1: 1,285 shares 1,285$272K0.15%0Timeline
WMWASTE MGMT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: not reported; 2024Q1: 1,017 shares; 2024Q2: 1,017 shares; 2024Q3: 1,017 shares; 2024Q4: 1,017 shares; 2025Q1: 1,017 shares 1,017$235K0.13%0Timeline
NVONOVO-NORDISK A SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 3,210 shares; 2024Q1: 3,280 shares; 2024Q2: 3,280 shares; 2024Q3: 3,250 shares; 2024Q4: 3,250 shares; 2025Q1: 3,250 shares 3,250$226K0.13%0Timeline
ESBAEMPIRE ST RLTY OP L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 29,000 shares; 2024Q1: 29,000 shares; 2024Q2: 29,000 shares; 2024Q3: 29,000 shares; 2024Q4: 29,000 shares; 2025Q1: 29,000 shares 29,000$225K0.12%0Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: not reported; 2024Q1: not reported; 2024Q2: not reported; 2024Q3: not reported; 2024Q4: 224 shares; 2025Q1: 224 shares 224$212K0.12%0Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 2,270 shares; 2024Q1: 2,270 shares; 2024Q2: 2,270 shares; 2024Q3: 2,270 shares; 2024Q4: 2,270 shares; 2025Q1: 2,270 shares 2,270$204K0.11%0Timeline
ESGVVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 2,618 shares; 2024Q1: 2,618 shares; 2024Q2: 2,388 shares; 2024Q3: 2,363 shares; 2024Q4: 2,222 shares; 2025Q1: 2,065 shares 2,065$202K0.11%-157Timeline
LIVEPERSON, INC.LIVEPERSON, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: 25,107 shares; 2024Q1: 25,107 shares; 2024Q2: 25,107 shares; 2024Q3: 25,107 shares; 2024Q4: 25,107 shares; 2025Q1: 25,107 shares 25,107$20.1K0.01%0

Sold out in Q1 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
KRESPDR SERIES TRUST107,501$6.49Mshares
AVGOBROADCOM INC2,098$486Kshares
ITBISHARES TR2,000$207Kshares

How Q1 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001596920-25-000003 base2025-04-11acceptance time not in the bulk data set