D. E. Shaw & Co., Inc.
Follow13F filer, CIK 1009207, New York, NY
D. E. Shaw & Co., Inc. reported $182,424,024,893 across 4,558 holdings for the quarter ended 2025-12-31, in a 13F-HR filed 2026-02-17. Its ten largest share positions make up 16.13% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-26-016332
- Period
- 2025-12-31
- Reported value
- $182B
- Holdings
- 4,558
- Top 10 weight
- 16.13%
- New
- 673
- Sold out
- 624
Part of the filer group D. E. Shaw & Co., Inc.
D. E. Shaw Adviser II, L.L.C.D. E. SHAW & CO, L.P.
- D. E. Shaw Adviser II, L.L.C.
- D. E. SHAW & CO, L.P.
- D. E. Shaw Composite Adviser, L.L.C.
- D. E. Shaw Heliant Adviser, L.L.C.
- D. E. Shaw Investment Management, L.L.C.
- D. E. Shaw Multi-Asset Adviser, L.L.C.
- David E. Shaw
- D. E. Shaw & Co., L.L.C.
- D. E. Shaw Valence Portfolios, L.L.C.
Stakes and trades reported after 2025-12-31
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- GOSS GOSSAMER BIO INC: 13D/A 369,459 shares, 6% of the class, 13D/A filed 2026-10-08, 0001104659-26-114792Timeline
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AMDadded | +6,777,265 | $1.45B |
| SPYadded | +2,120,047 | $1.45B |
| NFLXadded | +10,807,837 | $1.01B |
| IVVnew | +1,175,000 | $805M |
| AMZNadded | +2,823,508 | $652M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| MUreduced | -5,689,697 | -$1.62B |
| AVGOreduced | -2,813,709 | -$974M |
| VCITreduced | -10,265,969 | -$860M |
| WDCreduced | -3,923,998 | -$676M |
| METAreduced | -884,584 | -$584M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 3,053 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 1,390. All 1,390
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| TSLATESLA INC COM | put | 2,583,500 | $1.16B | -331,100 |
| NVDANVIDIA CORPORATION COM | put | 4,304,400 | $803M | -1,523,500 |
| METAMETA PLATFORMS INC COM | put | 973,700 | $643M | +353,800 |
| GOOGLALPHABET INC COM | put | 1,891,400 | $592M | +660,300 |
| MUMICRON TECHNOLOGY INC COM | put | 1,941,400 | $554M | -3,052,500 |
| AMDADVANCED MICRO DEVICES INC COM | put | 2,571,000 | $551M | -59,700 |
| PLTRPALANTIR TECHNOLOGIES INC COM | put | 2,993,500 | $532M | -290,700 |
| UNHUNITEDHEALTH GROUP INC COM | put | 1,593,000 | $526M | +267,800 |
| LLYELI LILLY & CO COM | put | 488,400 | $525M | -138,500 |
| BABOEING CO COM | put | 2,320,300 | $504M | +304,600 |
| NVDANVIDIA CORPORATION COM | call | 2,670,100 | $498M | -738,500 |
| RDDTREDDIT INC Stock | call | 2,097,300 | $482M | +100,400 |
| TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS | put | 1,558,900 | $474M | +788,900 |
| AMZNAMAZON COM INC COM | put | 2,020,000 | $466M | +299,100 |
| TDTORONTO DOMINION BK ONT Stock | put | 4,918,500 | $464M | +670,000 |
| AMDADVANCED MICRO DEVICES INC COM | call | 2,161,700 | $463M | -336,500 |
| PLTRPALANTIR TECHNOLOGIES INC COM | call | 2,571,300 | $457M | -576,700 |
| BKNGBOOKING HOLDINGS INC COM | call | 78,600 | $421M | -13,300 |
| UNHUNITEDHEALTH GROUP INC COM | call | 1,265,400 | $418M | +808,000 |
| ORCLORACLE CORP COM | put | 2,123,500 | $414M | +2,102,800 |
| TSLATESLA INC COM | call | 917,900 | $413M | -334,700 |
| JPMJPMORGAN CHASE & CO COM | call | 1,222,500 | $394M | +37,300 |
| AVGOBROADCOM INC COM | put | 1,043,200 | $361M | -170,100 |
| AAPLAPPLE INC COM | call | 1,324,000 | $360M | +96,100 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | call | 702,400 | $353M | +104,200 |
| HOODROBINHOOD MKTS INC COM | call | 3,113,300 | $352M | -4,200 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 2,355,500 | $345M | +1,231,800 |
| MSFTMICROSOFT CORP COM | put | 713,200 | $345M | +389,900 |
| NETCLOUDFLARE INC Stock | call | 1,741,800 | $343M | -28,100 |
| CRWDCROWDSTRIKE HLDGS INC COM | put | 727,200 | $341M | -129,000 |
| COINCOINBASE GLOBAL INC Stock | call | 1,388,600 | $314M | +323,900 |
| BABOEING CO COM | call | 1,376,000 | $299M | +105,100 |
| AAPLAPPLE INC COM | put | 1,085,000 | $295M | +326,100 |
| COSTCOSTCO WHOLESALE CORPORATION COM | call | 338,900 | $292M | +18,500 |
| NVONOVO-NORDISK A S ADR | put | 5,671,100 | $289M | +3,163,600 |
| LLYELI LILLY & CO COM | call | 266,300 | $286M | -46,500 |
| CIFRCIPHER DIGITAL INC Stock | call | 19,250,400 | $284M | +18,243,600 |
| MRVLMARVELL TECHNOLOGY INC COM | put | 3,272,100 | $278M | -939,500 |
| METAMETA PLATFORMS INC COM | call | 420,600 | $278M | -93,300 |
| MSFTMICROSOFT CORP COM | call | 556,100 | $269M | +16,700 |
| ADBEADOBE INC COM | put | 756,100 | $265M | +144,500 |
| CRMSALESFORCE INC COM | put | 988,200 | $262M | -55,700 |
| NETCLOUDFLARE INC Stock | put | 1,297,000 | $256M | +105,600 |
| GSGOLDMAN SACHS GROUP INC COM | call | 286,200 | $252M | -68,900 |
| PDDPDD HOLDINGS INC ADR | call | 2,207,000 | $250M | -20,600 |
| MUMICRON TECHNOLOGY INC COM | call | 876,500 | $250M | -601,600 |
| BNSBANK NOVA SCOTIA B C Stock | put | 3,389,000 | $250M | +1,132,800 |
| CVNACARVANA CO Stock | put | 592,000 | $250M | +45,500 |
| LITELUMENTUM HLDGS INC Stock | call | 673,800 | $248M | +28,800 |
| LULULULULEMON ATHLETICA INC COM | put | 1,189,300 | $247M | +13,200 |
| LITELUMENTUM HLDGS INC Stock | put | 648,600 | $239M | +1,200 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | put | 2,629,900 | $238M | +220,000 |
| BMOBANK OF MONTREAL Stock | put | 1,828,400 | $237M | +195,000 |
| NFLXNETFLIX INC. COM | put | 2,418,000 | $227M | +2,226,900 |
| ASTSAST SPACEMOBILE INC Stock | call | 3,110,100 | $226M | +333,500 |
| AMZNAMAZON COM INC COM | call | 976,400 | $225M | +200,500 |
| GSGOLDMAN SACHS GROUP INC COM | put | 255,300 | $224M | -41,400 |
| FSLRFIRST SOLAR INC Stock | call | 853,800 | $223M | +134,600 |
| XOMEXXON MOBIL CORP COM | call | 1,808,400 | $218M | -411,400 |
| IRENIREN LIMITED STOK | call | 5,758,100 | $217M | +4,233,100 |
| FSLRFIRST SOLAR INC Stock | put | 830,100 | $217M | -178,200 |
| RDDTREDDIT INC Stock | put | 941,800 | $216M | -299,000 |
| SOFISOFI TECHNOLOGIES INC Stock | call | 8,097,900 | $212M | -200,000 |
| CRWDCROWDSTRIKE HLDGS INC COM | call | 451,200 | $212M | -66,800 |
| CVNACARVANA CO Stock | call | 492,500 | $208M | +35,000 |
| SMCISUPER MICRO COMPUTER INC COM NEW | call | 7,051,900 | $206M | +335,000 |
| BEBLOOM ENERGY CORP COM | put | 2,335,000 | $203M | +950,300 |
| CCITIGROUP INC COM | put | 1,710,100 | $200M | +20,200 |
| UBERUBER TECHNOLOGIES INC COM | put | 2,428,100 | $198M | +531,900 |
| NFLXNETFLIX INC. COM | call | 2,079,100 | $195M | +1,805,500 |
| TTDTHE TRADE DESK INC STOK | put | 5,054,000 | $192M | +2,277,000 |
| PDDPDD HOLDINGS INC ADR | put | 1,677,000 | $190M | -1,690,600 |
| MELIMERCADOLIBRE INC STOK | put | 92,900 | $187M | +43,300 |
| IBMINTERNATIONAL BUSINESS MACHS COM | call | 625,200 | $185M | +330,500 |
| TGTTARGET CORP Stock | put | 1,884,000 | $184M | +592,400 |
| PANWPALO ALTO NETWORKS INC COM | put | 995,500 | $183M | +293,800 |
| CVXCHEVRON CORPORATION COM | call | 1,177,500 | $179M | -37,900 |
| COINCOINBASE GLOBAL INC Stock | put | 791,500 | $179M | +208,200 |
| SOFISOFI TECHNOLOGIES INC Stock | put | 6,695,000 | $175M | +3,635,000 |
| CCITIGROUP INC COM | call | 1,486,300 | $173M | +392,700 |
| RIVNRIVIAN AUTOMOTIVE INC Stock | call | 8,605,100 | $170M | -3,533,200 |
| MDBMONGODB INC Stock | put | 398,400 | $167M | -103,900 |
| JNJJOHNSON & JOHNSON COM | call | 799,600 | $165M | +181,500 |
| VVISA INC COM | call | 465,600 | $163M | -67,100 |
| TDTORONTO DOMINION BK ONT Stock | call | 1,727,500 | $163M | -400,000 |
| GOOGLALPHABET INC COM | call | 520,000 | $163M | -15,000 |
| BKNGBOOKING HOLDINGS INC COM | put | 30,300 | $162M | +2,300 |
| MSTRSTRATEGY INC Stock | put | 1,059,900 | $161M | +582,600 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | call | 273,400 | $159M | +24,100 |
| ALNYALNYLAM PHARMACEUTICALS INC Stock | call | 397,200 | $158M | +365,300 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | put | 271,600 | $158M | +20,900 |
| UALUNITED AIRLS HLDGS INC Stock | put | 1,409,400 | $158M | -84,200 |
| INTCINTEL CORP COM | put | 4,257,400 | $157M | +1,145,900 |
| HOODROBINHOOD MKTS INC COM | put | 1,388,500 | $157M | -166,600 |
| MELIMERCADOLIBRE INC STOK | call | 77,700 | $157M | +9,400 |
| ZSZSCALER INC STOK | call | 692,500 | $156M | +34,800 |
| DELLDELL TECHNOLOGIES INC Stock | put | 1,202,100 | $151M | -357,300 |
| VZVERIZON COMMUNICATIONS INC COM | call | 3,705,800 | $151M | +584,100 |
| SBUXSTARBUCKS CORP COM | put | 1,789,300 | $151M | +137,200 |
| RYROYAL BK CDA Stock | put | 882,100 | $150M | 0 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 115. All 115
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| WESTERN DIGITAL CORPWESTERN DIGITAL CORP NOTE 3.000%11/1 | principal | 154,437,000 | $709M | +12,500,000 |
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD NOTE 0.500% 6/0 | principal | 278,500,000 | $433M | +113,500,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1 | principal | 78,176,000 | $416M | +189,000 |
| STRATEGY INCSTRATEGY INC NOTE12/0 | principal | 416,485,000 | $342M | new |
| WAYFAIR INCWAYFAIR INC Convertible bond | principal | 123,978,000 | $284M | 0 |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 185,336,000 | $211M | +111,000,000 |
| WEC ENERGY GROUP INCWEC ENERGY GROUP INC NOTE 4.375% 6/0 | principal | 171,904,000 | $194M | +62,500,000 |
| CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1 | principal | 172,500,000 | $189M | +35,000,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 52,752,000 | $177M | -140,100,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 124,872,000 | $146M | +18,000,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 142,725,000 | $143M | -12,500,000 |
| SNAP INCSNAP INC Convertible | principal | 156,830,000 | $137M | +7,500,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 139,417,000 | $133M | +6,121,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 103,476,000 | $130M | +80,500,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 86,010,000 | $125M | new |
| GRANITE CONSTR INCGRANITE CONSTR INC NOTE 3.750% 5/1 | principal | 46,000,000 | $117M | 0 |
| CONFLUENT INCCONFLUENT INC NOTE 1/1 | principal | 117,476,000 | $115M | +8,885,000 |
| MAKEMYTRIP LIMITED MAURITIUSMAKEMYTRIP LIMITED MAURITIUS NOTE 2/1 | principal | 52,635,000 | $114M | 0 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 107,804,000 | $109M | +14,000,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 74,954,000 | $106M | 0 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/1 | principal | 101,792,000 | $101M | 0 |
| GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1 | principal | 88,854,000 | $95.5M | +3,200,000 |
| STRATEGY INCSTRATEGY INC NOTE 0.625% 9/1 | principal | 80,180,000 | $94.1M | 0 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 94,081,000 | $93.8M | +20,000,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 90,500,000 | $87.9M | 0 |
| ETSY INCETSY INC NOTE 0.250% 6/1 | principal | 95,853,000 | $85.6M | +64,853,000 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP Bond | principal | 18,359,000 | $85.1M | 0 |
| PINNACLE WEST CAP CORPPINNACLE WEST CAP CORP CNV | principal | 79,497,000 | $85M | +57,800,000 |
| NUTANIX INCNUTANIX INC Convertible | principal | 74,162,000 | $83.5M | +3,000,000 |
| DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV | principal | 88,500,000 | $81.1M | new |
| AFFIRM HLDGS INCAFFIRM HLDGS INC NOTE 0.750%12/1 | principal | 65,000,000 | $72.1M | new |
| NIO INCNIO INC NOTE 3.875%10/1 | principal | 74,700,000 | $70.7M | +9,040,000 |
| MARA HOLDINGS INCMARA HOLDINGS INC NOTE3/0 | principal | 87,889,000 | $69.2M | new |
| OKTA INCOKTA INC NOTE 0.375% 6/1 | principal | 68,941,000 | $67.7M | 0 |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1 | principal | 74,809,000 | $67.5M | -4,500,000 |
| ALARM COM HLDGS INCALARM COM HLDGS INC NOTE 1/1 | principal | 64,826,000 | $64.7M | 0 |
| STRIDE INCSTRIDE INC NOTE 1.125% 9/0 | principal | 45,471,000 | $62.3M | -20,000,000 |
| JAMF HLDG CORPJAMF HLDG CORP NOTE 0.125% 9/0 | principal | 59,840,000 | $59M | 0 |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 62,250,000 | $57.8M | +13,750,000 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 57,996,000 | $56M | +18,100,000 |
| SNOWFLAKE INCSNOWFLAKE INC NOTE 10/0 | principal | 36,201,000 | $56M | new |
| STRATEGY INCSTRATEGY INC NOTE 0.625% 3/1 | principal | 44,000,000 | $55.8M | 0 |
| ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1 | principal | 53,390,000 | $55.6M | -1,500,000 |
| TRAVERE THERAPEUTICS INCTRAVERE THERAPEUTICS INC CNV | principal | 38,285,000 | $54.6M | -5,000,000 |
| UPSTART HLDGS INCUPSTART HLDGS INC NOTE 2.000%10/0 | principal | 39,870,000 | $50.5M | new |
| GUESS INCGUESS INC BOND | principal | 45,771,000 | $45.5M | 0 |
| CIPHER DIGITAL INCCIPHER DIGITAL INC NOTE 1.750% 5/1 | principal | 12,397,000 | $43.2M | +5,897,000 |
| SSR Mining IncSSR Mining Inc Convertible bond | principal | 32,450,000 | $42.6M | +8,000,000 |
| XOMETRY INCXOMETRY INC NOTE 1.000% 2/0 | principal | 32,563,000 | $41.1M | +1,000,000 |
| OMEROS CORPOMEROS CORP NOTE 9.500% 6/1 | principal | 13,380,000 | $40.3M | 0 |
| CHEGG INCCHEGG INC NOTE 9/0 | principal | 41,257,000 | $38.5M | +1,002,000 |
| APPLIED DIGITAL CORPAPPLIED DIGITAL CORP NOTE 2.750% 6/0 | principal | 14,000,000 | $37.8M | new |
| SUNRUN INCSUNRUN INC NOTE 4.000% 3/0 | principal | 26,500,000 | $37.5M | 0 |
| EQUINOX GOLD CORPEQUINOX GOLD CORP NOTE 4.750%10/1 | principal | 15,900,000 | $37.4M | new |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 40,468,000 | $36.8M | 0 |
| 8X8 INC NEW8X8 INC NEW NOTE 4.000% 2/0 | principal | 40,733,000 | $36.3M | 0 |
| IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0 | principal | 25,500,000 | $35M | 0 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 3.625%10/1 | principal | 30,550,000 | $34.3M | -56,750,000 |
| UPSTART HLDGS INCUPSTART HLDGS INC NOTE 1.000%11/1 | principal | 38,874,000 | $33.9M | new |
| JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 2.500% 9/0 | principal | 34,894,000 | $33.9M | +14,110,000 |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC NOTE 2/1 | principal | 34,001,000 | $33.7M | 0 |
| TXNM ENERGY INCTXNM ENERGY INC NOTE 5.750% 6/0 | principal | 24,350,000 | $32.7M | 0 |
| ZIFF DAVIS INCZIFF DAVIS INC DEBT 3.625% 3/0 | principal | 32,009,000 | $31.4M | +5,000,000 |
| CENTURY ALUM COCENTURY ALUM CO NOTE 2.750% 5/0 | principal | 13,512,000 | $28.6M | 0 |
| T1 ENERGY INCT1 ENERGY INC NOTE 5.250%12/0 | principal | 21,750,000 | $27.8M | new |
| MAGNITE INCMAGNITE INC NOTE 0.250% 3/1 | principal | 27,639,000 | $27.4M | 0 |
| BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0 | principal | 27,902,000 | $26.6M | 0 |
| APPLIED OPTOELECTRONICS INCAPPLIED OPTOELECTRONICS INC NOTE 2.750% 1/1 | principal | 23,089,000 | $26.5M | 0 |
| MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1 | principal | 26,000,000 | $25.2M | 0 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 28,785,000 | $25.2M | 0 |
| NIO INCNIO INC NOTE 4.625%10/1 | principal | 27,250,000 | $24.7M | 0 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 22,496,000 | $24.3M | -30,000,000 |
| BOX INCBOX INC NOTE 1/1 | principal | 20,798,000 | $24.3M | new |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.250% 4/0 | principal | 23,000,000 | $23.6M | +8,000,000 |
| NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1 | principal | 24,250,000 | $23.3M | +3,000,000 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 21,713,000 | $22.3M | new |
| COGENT BIOSCIENCES INCCOGENT BIOSCIENCES INC NOTE 1.625%11/1 | principal | 19,000,000 | $22.2M | new |
| GOSSAMER BIO INCGOSSAMER BIO INC NOTE 5.000% 6/0 | principal | 30,290,000 | $20.7M | +5,750,000 |
| BLACKLINE INCBLACKLINE INC NOTE 3/1 | principal | 20,856,000 | $20.6M | 0 |
| RAMACO RES INCRAMACO RES INC NOTE 11/0 | principal | 23,000,000 | $19.4M | new |
| THE REALREAL INCTHE REALREAL INC CNV | principal | 20,125,000 | $19.1M | new |
| PAGAYA U S HLDG CO LLCPAGAYA U S HLDG CO LLC NOTE 6.125%10/0 | principal | 10,250,000 | $18.6M | new |
| HERTZ CORPHERTZ CORP NOTE 8.000% 7/1 | principal | 16,204,999 | $18.6M | +1,250,000 |
| EVOLENT HEALTH INCEVOLENT HEALTH INC NOTE 3.500%12/0 | principal | 27,181,000 | $18.2M | 0 |
| AMC GLOBAL MEDIA INCAMC GLOBAL MEDIA INC NOTE 4.250% 2/1 | principal | 17,750,000 | $18.2M | +2,750,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 19,500,000 | $17.8M | +12,500,000 |
| BEYOND MEAT INCBEYOND MEAT INC DEBT 10/1 | principal | 22,466,000 | $17.3M | new |
| CLEANSPARK INCCLEANSPARK INC NOTE 6/1 | principal | 16,500,000 | $17.1M | new |
| REDFIN CORPREDFIN CORP NOTE 0.500% 4/0 | principal | 18,165,000 | $17.1M | 0 |
| GROUPON INCGROUPON INC NOTE 4.875% 6/3 | principal | 19,074,000 | $17M | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 9,275,000 | $16.8M | +1,500,000 |
| GROUPON INCGROUPON INC NOTE 6.250% 3/1 | principal | 15,350,000 | $16.3M | 0 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 16,583,000 | $16.1M | 0 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 | principal | 16,897,000 | $15.2M | -14,000,000 |
| FLUENCE ENERGY INCFLUENCE ENERGY INC NOTE 2.250% 6/1 | principal | 12,500,000 | $15.1M | new |
| VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0 | principal | 15,130,000 | $15.1M | 0 |
| RAPID7 INCRAPID7 INC NOTE 1.250% 3/1 | principal | 14,250,000 | $13M | 0 |
| KOSMOS ENERGY LTDKOSMOS ENERGY LTD NOTE 3.125% 3/1 | principal | 28,985,000 | $12.4M | +2,500,000 |
| STRATEGY INCSTRATEGY INC NOTE 2.250% 6/1 | principal | 11,000,000 | $12.2M | 0 |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 | principal | 11,650,000 | $11M | +2,100,000 |
Sold out in Q4 2025
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ESRTEMPIRE ST RLTY TR INC | 46,372 | $355K | shares |
| DTDYNATRACE INC | 7,300 | $354K | put |
| OCFCOCEANFIRST FINL CORP | 20,125 | $354K | shares |
| ANAUTONATION INC | 1,600 | $350K | put |
| OSISOSI SYSTEMS INC | 1,400 | $349K | put |
| Trinseo PLCTrinseo PLC | 147,316 | $346K | shares |
| INFORMATICA INCINFORMATICA INC | 13,887 | $345K | shares |
| EGBNEAGLE BANCORPORATION INC | 16,904 | $342K | shares |
| ARTYISHARES TR | 7,428 | $340K | shares |
| HTZHERTZ GLOBAL HLDGS INC | 50,000 | $340K | put |
| VSXYVICTORIAS SECRET AND CO | 12,500 | $339K | put |
| MR COOPER GROUP INCMR COOPER GROUP INC | 1,600 | $337K | call |
| STWDSTARWOOD PPTY TR INC | 17,254 | $334K | shares |
| ZYXIQZYNEX, INC. COMMON STOCK (NV) | 229,524 | $333K | shares |
| IIININSTEEL INDS INC | 8,617 | $330K | shares |
| WFRDWEATHERFORD INTL PLC | 4,800 | $328K | call |
| LRNSTRIDE INC | 2,200 | $328K | call |
| CFFNCAPITOL FED FINL INC | 51,507 | $327K | shares |
| SDRLSEADRILL LTD | 10,800 | $326K | call |
| MGNIMAGNITE INC | 14,800 | $322K | put |
| TFSLTFS FINL CORP | 24,148 | $318K | shares |
| AHRTAH RLTY TR INC | 45,105 | $316K | shares |
| LENLENNAR CORP | 2,500 | $315K | call |
| Rithm Property Trust IncRithm Property Trust Inc | 124,105 | $313K | shares |
| TRGPTARGA RES CORP | 1,800 | $302K | put |
| EBAYEBAY INC. | 3,300 | $300K | put |
| KRTKARAT PACKAGING INC | 11,893 | $300K | shares |
| RECSCOLUMBIA ETF TR I | 7,400 | $299K | shares |
| KMTKENNAMETAL INC | 14,228 | $298K | shares |
| TFINTRIUMPH FINANCIAL INC | 5,900 | $295K | call |
| EMLPFIRST TR EXCHANGE-TRADED FD | 7,547 | $289K | shares |
| TBBBBBB FOODS INC | 10,700 | $288K | call |
| COMPANHIA PARANAENSE DE ENE…COMPANHIA PARANAENSE DE ENERGI | 29,302 | $287K | shares |
| CCCHEMOURS CO | 18,000 | $285K | call |
| MBWMMERCANTILE BK CORP | 6,295 | $283K | shares |
| THSTREEHOUSE FOODS INC | 13,900 | $281K | call |
| NCMINATIONAL CINEMEDIA INC | 61,589 | $278K | shares |
| VCYTVERACYTE INC | 8,035 | $276K | shares |
| ACLSAXCELIS TECHNOLOGIES INC | 2,800 | $273K | call |
| UTLUNITIL CORP | 5,688 | $272K | shares |
| BJBJS WHSL CLUB HLDGS INC | 2,900 | $270K | call |
| PBDCPUTNAM ETF TRUST | 8,492 | $270K | shares |
| IGEISHARES TR | 5,497 | $270K | shares |
| AGNCAGNC INVT CORP | 27,500 | $269K | call |
| PRAPROASSURANCE CORP | 11,211 | $269K | shares |
| NXQUANEX BLDG PRODS CORP | 18,700 | $266K | call |
| MANMANPOWERGROUP INC WIS | 7,000 | $265K | call |
| HROWHARROW INC | 5,497 | $265K | shares |
| OPRAOPERA LTD | 12,716 | $262K | shares |
| TEXTEREX CORP NEW | 5,100 | $262K | call |
| ATENA10 NETWORKS INC | 14,242 | $258K | shares |
| IXNISHARES TR | 2,497 | $258K | shares |
| RPGINVESCO EXCHANGE TRADED FD T | 5,394 | $257K | shares |
| KALVKALVISTA PHARMACEUTICALS INC | 21,100 | $257K | shares |
| VLGEAVILLAGE SUPER MKT INC | 6,798 | $254K | shares |
| CRLCHARLES RIV LABS INTL INC | 1,600 | $250K | put |
| FLJPFRANKLIN TEMPLETON ETF TR | 7,162 | $248K | shares |
| APAMARTISAN PARTNERS ASSET MGMT | 5,700 | $247K | call |
| HLIOHELIOS TECHNOLOGIES INC | 4,631 | $241K | shares |
| CSWCSW INDUSTRIALS INC | 991 | $241K | shares |
| IWYISHARES TR | 876 | $240K | shares |
| BTDRBITDEER TECHNOLOGIES GROUP | 13,975 | $239K | shares |
| YORWYORK WTR CO | 7,731 | $235K | shares |
| MURMURPHY OIL CORP | 8,200 | $233K | put |
| STSENSATA TECHNOLOGIES HLDG PL | 7,600 | $232K | call |
| PONYPONY AI INC | 10,300 | $232K | put |
| GDSGDS HLDGS LTD | 5,984 | $232K | shares |
| ROBTFIRST TR EXCHANGE TRADED FD | 4,361 | $231K | shares |
| SRVRPACER FDS TR | 7,252 | $230K | shares |
| CIMCHIMERA INVT CORP | 17,303 | $229K | shares |
| MEDMEDIFAST INC | 16,700 | $228K | call |
| CHATTIDAL TRUST II | 3,667 | $226K | shares |
| DINDINE BRANDS GLOBAL INC | 9,100 | $225K | put |
| RSPTINVESCO EXCHANGE TRADED FD T | 5,043 | $225K | shares |
| MASS908 DEVICES INC | 25,603 | $224K | shares |
| RTXRTX CORPORATION | 1,300 | $218K | put |
| RFREGIONS FINANCIAL CORP NEW | 8,200 | $216K | call |
| FIWFIRST TR EXCHANGE-TRADED FD | 1,901 | $214K | shares |
| PTLCPACER FDS TR | 3,889 | $213K | shares |
| USMCPRINCIPAL EXCHANGE TRADED FD | 3,126 | $213K | shares |
| WRBBERKLEY W R CORP | 2,764 | $212K | shares |
| BFSSAUL CTRS INC | 6,602 | $210K | shares |
| OSBCOLD SECOND BANCORP INC DEL | 12,166 | $210K | shares |
| PRMBPRIMO BRANDS CORPORATION | 9,500 | $210K | shares |
| CGUSCAPITAL GROUP CORE EQUITY ET | 5,304 | $210K | shares |
| IEURISHARES TR | 3,074 | $209K | shares |
| QLTYGMO ETF TRUST | 5,732 | $207K | shares |
| LGIHLGI HOMES INC | 4,000 | $207K | call |
| CNRGSPDR SERIES TRUST | 2,415 | $203K | shares |
| CSRCENTERSPACE | 3,427 | $202K | shares |
| OLEDUNIVERSAL DISPLAY CORP | 1,400 | $201K | put |
| LNTHLANTHEUS HLDGS INC | 3,900 | $200K | call |
| FNBF N B CORP | 12,387 | $200K | shares |
| NVCRNOVOCURE LTD | 15,200 | $196K | put |
| NEXNNEXXEN INTL LTD | 20,679 | $191K | shares |
| HOFTHOOKER FURNISHINGS CORPORATI | 18,400 | $187K | call |
| GSR III ACQUISITION CORPGSR III ACQUISITION CORP | 21,428 | $182K | shares |
| TRTXTPG RE FIN TR INC | 19,672 | $168K | shares |
| DHTDHT HOLDINGS INC | 12,618 | $151K | shares |
| LXFRLUXFER HLDGS PLC | 10,741 | $149K | shares |
| GTNGRAY MEDIA INC | 23,495 | $136K | shares |
| XRAYDENTSPLY SIRONA INC | 10,600 | $135K | put |
| CARLCARLSMED INC | 10,037 | $134K | shares |
| ENICENEL CHILE SA | 32,478 | $126K | shares |
| USA RARE EARTH INCUSA RARE EARTH INC | 17,800 | $126K | shares |
| CAPRCAPRICOR THERAPEUTICS INC | 15,945 | $115K | shares |
| Spring Valley Acquisition C…Spring Valley Acquisition Corp II | 87,883 | $114K | shares |
| SRTASTRATA CRITICAL MEDICAL INC | 20,217 | $102K | shares |
| NABORS ENERGY TRANSITION CORNABORS ENERGY TRANSITION COR | 349,000 | $95K | shares |
| CHMICHERRY HILL MTG INVT CORP | 37,010 | $88.5K | shares |
| Spring Valley Acquisition C…Spring Valley Acquisition Corp II | 175,766 | $88.2K | shares |
| RTS/IRON HORSE ACQUISITIONS…RTS/IRON HORSE ACQUISITIONS CORP … | 119,035 | $86.9K | shares |
| STIMNEURONETICS INC | 31,628 | $86.3K | shares |
| PMVPPMV PHARMACEUTICALS INC | 55,718 | $78K | shares |
| ADVERUM BIOTECHNOLOGIES INCADVERUM BIOTECHNOLOGIES INC | 17,153 | $77.7K | shares |
| ATYRATYR PHARMA INC | 83,312 | $60.1K | shares |
| POLESTAR AUTOMOTIVE HLDG UKPOLESTAR AUTOMOTIVE HLDG UK | 230,468 | $60K | shares |
| LULUFAX HOLDING LTD | 14,667 | $59.5K | shares |
| ANGXANGEL STUDIOS INC. | 10,130 | $58.9K | shares |
| ISLWFISRAEL ACQUISITIONS CORP WT EX | 103,000 | $18.8K | shares |
| ADVANTAGE SOLUTIONS INCADVANTAGE SOLUTIONS INC | 1,253,037 | $11.9K | shares |
| ARKO CORPARKO CORP | 1,276,060 | $11.9K | shares |
| FORLWWTS/FOUR LEAF ACQUISITION CORPORA… | 165,000 | $5.92K | shares |
| BARK INCBARK INC | 41,873 | $837 | shares |
How Q4 2025 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001104659-26-016332 | base | 2026-02-17 | acceptance time not in the bulk data set |