D. E. Shaw & Co., Inc.
Follow13F filer, CIK 1009207, New York, NY
D. E. Shaw & Co., Inc. reported $136,274,974,914 across 4,348 holdings for the quarter ended 2024-12-31, in a 13F-HR filed 2025-02-14. Its ten largest share positions make up 16.52% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-25-014028
- Period
- 2024-12-31
- Reported value
- $136B
- Holdings
- 4,348
- Top 10 weight
- 16.52%
- New
- 638
- Sold out
- 784
Part of the filer group D. E. Shaw & Co., Inc.
D. E. Shaw Adviser II, L.L.C.D. E. SHAW & CO, L.P.
- D. E. Shaw Adviser II, L.L.C.
- D. E. SHAW & CO, L.P.
- D. E. Shaw Composite Adviser, L.L.C.
- D. E. Shaw Heliant Adviser, L.L.C.
- D. E. Shaw Investment Management, L.L.C.
- D. E. Shaw Multi-Asset Adviser, L.L.C.
- David E. Shaw
- D. E. Shaw & Co., L.L.C.
- D. E. Shaw Valence Portfolios, L.L.C.
Stakes and trades reported after 2024-12-31
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- GOSS GOSSAMER BIO INC: 13D/A 369,459 shares, 6% of the class, 13D/A filed 2026-10-08, 0001104659-26-114792Timeline
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYadded | +6,280,614 | $3.68B |
| BAadded | +5,418,105 | $959M |
| IVVadded | +1,485,955 | $875M |
| TSLAadded | +2,066,454 | $835M |
| LLYadded | +832,684 | $643M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| NVDAreduced | -6,995,608 | -$939M |
| PLTRreduced | -8,830,658 | -$668M |
| AAPLreduced | -2,573,422 | -$644M |
| WDAYreduced | -2,035,018 | -$525M |
| SPOTreduced | -1,007,635 | -$451M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 2,836 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 1,371. All 1,371
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| TSLATESLA INC COM | put | 2,425,200 | $979M | +4,200 |
| NVDANVIDIA CORPORATION COM | put | 7,042,500 | $946M | +765,800 |
| AAPLAPPLE INC COM | call | 3,300,400 | $826M | +433,500 |
| NVDANVIDIA CORPORATION COM | call | 5,912,200 | $794M | +779,500 |
| METAMETA PLATFORMS INC COM | put | 1,160,500 | $679M | -67,300 |
| AMDADVANCED MICRO DEVICES INC COM | put | 5,084,400 | $614M | +2,363,400 |
| BKNGBOOKING HOLDINGS INC COM | call | 120,400 | $598M | +19,500 |
| CCITIGROUP INC COM | put | 8,372,200 | $589M | +814,900 |
| TSLATESLA INC COM | call | 1,436,900 | $580M | +221,500 |
| AMZNAMAZON COM INC COM | put | 2,635,700 | $578M | +125,000 |
| CRWDCROWDSTRIKE HLDGS INC COM | put | 1,575,700 | $539M | +217,600 |
| BKNGBOOKING HOLDINGS INC COM | put | 105,500 | $524M | +24,600 |
| BABOEING CO COM | put | 2,939,100 | $520M | +1,101,400 |
| MUMICRON TECHNOLOGY INC COM | put | 5,947,900 | $501M | +3,409,300 |
| CMGCHIPOTLE MEXICAN GRILL INC STOK | put | 8,069,900 | $487M | -80,100 |
| AVGOBROADCOM INC COM | put | 2,056,900 | $477M | +357,700 |
| LLYELI LILLY & CO COM | put | 575,100 | $444M | +254,300 |
| SNOWSNOWFLAKE INC Stock | put | 2,865,000 | $442M | +444,800 |
| LULULULULEMON ATHLETICA INC COM | put | 1,085,800 | $415M | +35,600 |
| COSTCOSTCO WHOLESALE CORPORATION COM | call | 432,000 | $396M | +62,700 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | call | 860,400 | $390M | -57,200 |
| AAPLAPPLE INC COM | put | 1,521,600 | $381M | +903,600 |
| MSFTMICROSOFT CORP COM | call | 887,100 | $374M | -213,500 |
| METAMETA PLATFORMS INC COM | call | 625,200 | $366M | +31,300 |
| PLTRPALANTIR TECHNOLOGIES INC COM | put | 4,664,200 | $353M | -2,152,400 |
| NFLXNETFLIX INC. COM | put | 391,100 | $349M | -160,800 |
| PLTRPALANTIR TECHNOLOGIES INC COM | call | 4,367,400 | $330M | -2,228,700 |
| CMGCHIPOTLE MEXICAN GRILL INC STOK | call | 5,289,000 | $319M | -57,000 |
| GSGOLDMAN SACHS GROUP INC COM | put | 542,200 | $310M | +37,000 |
| NKENIKE INC COM | put | 3,906,500 | $296M | +824,300 |
| PFEPFIZER INC COM | put | 11,120,300 | $295M | +1,287,100 |
| NFLXNETFLIX INC. COM | call | 329,800 | $294M | -202,800 |
| LLYELI LILLY & CO COM | call | 378,200 | $292M | -33,500 |
| XOMEXXON MOBIL CORP COM | call | 2,710,000 | $292M | -341,200 |
| BABOEING CO COM | call | 1,616,900 | $286M | +501,900 |
| PYPLPAYPAL HLDGS INC STOK | put | 3,318,400 | $283M | -315,000 |
| AMZNAMAZON COM INC COM | call | 1,276,500 | $280M | -292,000 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | put | 595,100 | $266M | -5,400 |
| JPMJPMORGAN CHASE & CO COM | call | 1,096,400 | $263M | -755,400 |
| PANWPALO ALTO NETWORKS INC COM | put | 1,411,400 | $257M | +595,000 |
| MSFTMICROSOFT CORP COM | put | 577,500 | $243M | +332,700 |
| QCOMQUALCOMM INC COM | put | 1,554,100 | $239M | +851,000 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 2,740,600 | $232M | -1,029,200 |
| AZOAUTOZONE INC Stock | put | 71,600 | $229M | -600 |
| XYZBLOCK INC Stock | put | 2,648,100 | $225M | +224,700 |
| ASMLASML HLDG NV STOK | put | 320,700 | $222M | +224,200 |
| PDDPDD HOLDINGS INC ADR | put | 2,259,300 | $219M | +1,179,400 |
| FSLRFIRST SOLAR INC Stock | put | 1,219,400 | $215M | +220,900 |
| UALUNITED AIRLS HLDGS INC Stock | put | 2,180,600 | $212M | +172,600 |
| INTCINTEL CORP COM | put | 10,318,700 | $207M | +1,939,000 |
| GOOGLALPHABET INC COM | put | 1,090,000 | $206M | +750,900 |
| GSGOLDMAN SACHS GROUP INC COM | call | 354,700 | $203M | -109,900 |
| CCITIGROUP INC COM | call | 2,880,200 | $203M | -822,700 |
| SMCISUPER MICRO COMPUTER INC COM NEW | call | 6,439,500 | $196M | new |
| GMGENERAL MTRS CO Stock | put | 3,652,400 | $195M | -204,700 |
| CRWDCROWDSTRIKE HLDGS INC COM | call | 565,000 | $193M | +106,200 |
| HDHOME DEPOT INC COM | call | 489,700 | $190M | +224,200 |
| ARMARM HOLDINGS PLC SPONSORED ADS | put | 1,502,800 | $185M | +405,100 |
| FSLRFIRST SOLAR INC Stock | call | 1,032,800 | $182M | +336,500 |
| ADBEADOBE INC COM | put | 409,100 | $182M | +145,200 |
| DISDISNEY WALT CO COM | put | 1,586,600 | $177M | +9,100 |
| TGTTARGET CORP Stock | put | 1,270,500 | $172M | -208,600 |
| IBMINTERNATIONAL BUSINESS MACHS COM | call | 757,900 | $167M | +351,800 |
| APPAPPLOVIN CORP Stock | call | 513,000 | $166M | +274,700 |
| PANWPALO ALTO NETWORKS INC COM | call | 893,200 | $163M | +292,200 |
| PDDPDD HOLDINGS INC ADR | call | 1,668,700 | $162M | +491,800 |
| AVGOBROADCOM INC COM | call | 694,600 | $161M | -902,400 |
| BMYBRISTOL-MYERS SQUIBB CO COM | put | 2,823,100 | $160M | -256,500 |
| WFCWELLS FARGO & CO COM | put | 2,260,000 | $159M | -379,300 |
| GOOGALPHABET INC COM | put | 826,000 | $157M | +540,500 |
| ARMARM HOLDINGS PLC SPONSORED ADS | call | 1,264,900 | $156M | +446,300 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | call | 333,900 | $149M | +47,500 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 1,742,600 | $148M | -590,400 |
| FICOFAIR ISAAC CORP Stock | call | 73,500 | $146M | +39,300 |
| WFCWELLS FARGO & CO COM | call | 2,057,000 | $144M | -407,200 |
| QCOMQUALCOMM INC COM | call | 914,800 | $141M | +108,800 |
| BACBANK OF AMER CORP COM | put | 3,181,200 | $140M | -350,000 |
| BACBANK OF AMER CORP COM | call | 3,173,400 | $139M | -2,929,100 |
| AZOAUTOZONE INC Stock | call | 43,100 | $138M | +10,000 |
| AMATAPPLIED MATLS INC COM | put | 847,300 | $138M | +491,400 |
| SBUXSTARBUCKS CORP COM | put | 1,506,200 | $137M | +371,600 |
| CVXCHEVRON CORPORATION COM | put | 932,000 | $135M | +235,300 |
| JDJD.COM INC ADR | put | 3,832,200 | $133M | +177,000 |
| DELLDELL TECHNOLOGIES INC Stock | put | 1,139,700 | $131M | +366,000 |
| AFRMAFFIRM HLDGS INC Stock | put | 2,145,300 | $131M | +562,700 |
| XOMEXXON MOBIL CORP COM | put | 1,211,900 | $130M | +405,400 |
| FFORD MTR CO Stock | put | 13,082,400 | $130M | +2,094,600 |
| MRVLMARVELL TECHNOLOGY INC COM | put | 1,171,200 | $129M | -2,300 |
| TDTORONTO DOMINION BK ONT Stock | call | 2,427,500 | $129M | +1,110,000 |
| MDBMONGODB INC Stock | put | 550,000 | $128M | -12,400 |
| ELLAUDER ESTEE COS INC Stock | put | 1,705,600 | $128M | +635,000 |
| ASMLASML HLDG NV STOK | call | 183,700 | $127M | +145,700 |
| UBERUBER TECHNOLOGIES INC COM | put | 2,098,300 | $127M | +401,000 |
| SHOPSHOPIFY INC CL A SUB VTG SHS | put | 1,187,000 | $126M | -295,000 |
| CATCATERPILLAR INC COM | call | 336,100 | $122M | -114,400 |
| DELLDELL TECHNOLOGIES INC Stock | call | 1,030,800 | $119M | +472,700 |
| GEGE AEROSPACE COM | call | 710,600 | $119M | -272,100 |
| MCDMCDONALDS CORP COM | call | 405,800 | $118M | +169,100 |
| AMDADVANCED MICRO DEVICES INC COM | call | 968,100 | $117M | -483,300 |
| CVSCVS HEALTH CORP COM | put | 2,602,300 | $117M | +588,700 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 170,096,000 | $211M | +19,866,000 |
| WAYFAIR INCWAYFAIR INC Convertible bond | principal | 151,873,000 | $189M | +36,556,000 |
| NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0 | principal | 71,199,000 | $157M | +53,470,000 |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 108,597,000 | $156M | +7,147,000 |
| INSMED INCINSMED INC NOTE 0.750% 6/0 | principal | 71,505,000 | $155M | 0 |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 143,343,000 | $153M | +36,725,000 |
| CINEMARK HLDGS INCCINEMARK HLDGS INC NOTE 4.500% 8/1 | principal | 68,821,000 | $150M | 0 |
| STRIDE INCSTRIDE INC NOTE 1.125% 9/0 | principal | 66,971,000 | $135M | +3,222,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 132,500,000 | $120M | +86,200,000 |
| SEA LTDSEA LTD NOTE 2.375%12/0 | principal | 90,529,000 | $115M | +70,858,000 |
| EVERGY INCEVERGY INC NOTE 4.500%12/1 | principal | 105,537,000 | $115M | new |
| MAKEMYTRIP LIMITED MAURITIUSMAKEMYTRIP LIMITED MAURITIUS NOTE 2/1 | principal | 38,135,000 | $111M | +13,586,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 102,275,000 | $107M | -11,225,000 |
| UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0 | principal | 39,611,000 | $102M | -1,740,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 116,813,000 | $95.5M | -16,150,000 |
| GRANITE CONSTR INCGRANITE CONSTR INC NOTE 3.750% 5/1 | principal | 48,000,000 | $94.2M | +20,500,000 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/1 | principal | 94,241,000 | $88M | +12,500,000 |
| PERMIAN RES OPER LLCPERMIAN RES OPER LLC NOTE 3.250% 4/0 | principal | 34,545,000 | $86.8M | 0 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 87,804,000 | $85M | +18,000,000 |
| OKTA INCOKTA INC NOTE 0.125% 9/0 | principal | 78,093,000 | $75.4M | +1,236,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1 | principal | 53,600,000 | $74.7M | new |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 75,632,000 | $73.8M | +700,000 |
| LI AUTO INCLI AUTO INC NOTE 0.250% 5/0 | principal | 62,686,000 | $71.6M | -28,500,000 |
| INSIGHT ENTERPRISES INCINSIGHT ENTERPRISES INC NOTE 0.750% 2/1 | principal | 31,716,000 | $70.8M | new |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 50,587,000 | $68.1M | new |
| OKTA INCOKTA INC NOTE 0.375% 6/1 | principal | 68,941,000 | $64.1M | +12,095,000 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 69,235,000 | $63.2M | +24,800,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 3.625%10/1 | principal | 69,500,000 | $62M | new |
| AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1 | principal | 23,376,000 | $61M | new |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 65,837,000 | $57.5M | +11,137,000 |
| ALARM COM HLDGS INCALARM COM HLDGS INC NOTE 1/1 | principal | 58,676,000 | $55.5M | +9,200,000 |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1 | principal | 61,559,000 | $55.1M | new |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 46,487,000 | $54.4M | +27,325,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 56,437,000 | $54.2M | -6,063,000 |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 56,994,000 | $52.8M | -62,988,000 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 42,216,000 | $51.2M | 0 |
| SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1 | principal | 47,542,000 | $49.3M | +17,558,000 |
| INFINERA CORPINFINERA CORP BOND | principal | 41,247,000 | $48.5M | +3,000,000 |
| XOMETRY INCXOMETRY INC NOTE 1.000% 2/0 | principal | 44,813,000 | $47.7M | +10,050,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 39,363,000 | $47.4M | -47,493,000 |
| SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 0.250%12/0 | principal | 78,050,000 | $46.8M | -6,400,000 |
| PATRICK INDS INCPATRICK INDS INC NOTE 1.750%12/0 | principal | 34,056,000 | $46.5M | +4,288,000 |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 17,595,000 | $46.5M | +7,546,000 |
| ORMAT TECHNOLOGIES INCORMAT TECHNOLOGIES INC NOTE 2.500% 7/1 | principal | 46,394,000 | $45.6M | +13,019,000 |
| DATADOG INCDATADOG INC NOTE 0.125% 6/1 | principal | 28,614,000 | $44.5M | new |
| FIVE9 INCFIVE9 INC NOTE 0.500% 6/0 | principal | 45,519,000 | $44.4M | 0 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible | principal | 51,750,000 | $44.1M | -500,000 |
| CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1 | principal | 42,500,000 | $43.5M | new |
| GUESS INCGUESS INC BOND | principal | 46,021,000 | $43.4M | +2,450,000 |
| IQIYI INCIQIYI INC NOTE 6.500% 3/1 | principal | 45,400,000 | $43.2M | +7,600,000 |
| AIRBNB INC CLASS AAIRBNB INC CLASS A CLASS A | principal | 45,686,000 | $42.8M | -60,052,000 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP Bond | principal | 29,795,000 | $41.2M | +6,500,000 |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 55,968,000 | $41.1M | 0 |
| PTC THERAPEUTICS INCPTC THERAPEUTICS INC NOTE 1.500% 9/1 | principal | 35,984,000 | $40.1M | -5,000,000 |
| TRAVERE THERAPEUTICS INCTRAVERE THERAPEUTICS INC CNV | principal | 41,689,000 | $39.6M | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 31,321,000 | $38.8M | 0 |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 34,685,000 | $37M | +26,385,000 |
| CANADIAN SOLAR INCCANADIAN SOLAR INC NOTE 2.500%10/0 | principal | 38,346,000 | $36M | 0 |
| SPIRIT AEROSYSTEMS INCSPIRIT AEROSYSTEMS INC CNV | principal | 26,547,000 | $35.9M | new |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 26,000,000 | $35.5M | new |
| APPLIED OPTOELECTRONICS INCAPPLIED OPTOELECTRONICS INC NOTE 2.750% 1/1 | principal | 31,589,000 | $35.4M | new |
| 8X8 INC NEW8X8 INC NEW NOTE 4.000% 2/0 | principal | 38,733,000 | $33M | 0 |
| HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0 | principal | 13,260,000 | $32.6M | +4,000,000 |
| NIO INCNIO INC NOTE 4.625%10/1 | principal | 46,450,000 | $32.1M | +2,250,000 |
| JAMF HLDG CORPJAMF HLDG CORP NOTE 0.125% 9/0 | principal | 34,749,000 | $32M | 0 |
| AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND | principal | 32,250,000 | $32M | +25,750,000 |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC NOTE 2/1 | principal | 34,001,000 | $31.6M | +2,819,000 |
| WORLD KINECT CORPORATIONWORLD KINECT CORPORATION Convertible | principal | 27,880,000 | $31.5M | -15,000,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 29,250,000 | $29.6M | -16,250,000 |
| CHEGG INCCHEGG INC NOTE 9/0 | principal | 35,072,000 | $28.8M | -16,011,000 |
| ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0 | principal | 28,500,000 | $28.3M | -7,000,000 |
| GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1 | principal | 33,500,000 | $28.2M | 0 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 29,500,000 | $27.6M | +27,500,000 |
| NIO INCNIO INC NOTE 3.875%10/1 | principal | 36,000,000 | $26.8M | +3,500,000 |
| REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC BOND | principal | 27,330,000 | $26.2M | +10,100,000 |
| WESTERN DIGITAL CORPWESTERN DIGITAL CORP NOTE 3.000%11/1 | principal | 19,250,000 | $25.6M | new |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1 | principal | 24,597,000 | $24M | +8,700,000 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 6,445,000 | $23.5M | -86,237,000 |
| HCI GROUP INCHCI GROUP INC NOTE 4.750% 6/0 | principal | 15,250,000 | $23.5M | 0 |
| OMNICELL COMOMNICELL COM NOTE 0.250% 9/1 | principal | 24,467,000 | $23.5M | -50,505,000 |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 20,000,000 | $22.4M | 0 |
| ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION BOND | principal | 20,694,000 | $22.4M | 0 |
| WEIBO CORPWEIBO CORP CNV | principal | 20,225,000 | $22.3M | new |
| GROUPON INCGROUPON INC NOTE 6.250% 3/1 | principal | 22,850,000 | $22.1M | new |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 26,236,000 | $21.6M | -2,500,000 |
| BOFA FIN LLCBOFA FIN LLC MTNF 0.600% 5/2 | principal | 20,739,000 | $21.3M | 0 |
| TRANSMEDICS GROUP INCTRANSMEDICS GROUP INC NOTE 1.500% 6/0 | principal | 20,500,000 | $21.2M | +3,500,000 |
| BLACKLINE INCBLACKLINE INC NOTE 3/1 | principal | 20,856,000 | $19.6M | 0 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 12,938,000 | $19.1M | new |
| ZIFF DAVIS INCZIFF DAVIS INC DEBT 3.625% 3/0 | principal | 19,509,000 | $19.1M | +11,774,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.125%11/1 | principal | 18,403,000 | $18.4M | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1 | principal | 18,175,000 | $18.1M | +10,121,000 |
| ARBOR REALTY TRUST INCARBOR REALTY TRUST INC NOTE 7.500% 8/0 | principal | 18,000,000 | $18.1M | 0 |
| BEYOND MEAT INCBEYOND MEAT INC NOTE 3/1 | principal | 112,700,000 | $17.3M | 0 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 17,334,000 | $17.1M | new |
| WOLFSPEED INCWOLFSPEED INC NOTE 1.875%12/0 | principal | 38,900,000 | $16.1M | -13,500,000 |
| REDFIN CORPREDFIN CORP NOTE 0.500% 4/0 | principal | 20,750,000 | $16M | -16,500,000 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 13,750,000 | $15.9M | new |
| FLUOR CORPFLUOR CORP NOTE 1.125% 8/1 | principal | 12,612,000 | $15.9M | new |
| RAPID7 INCRAPID7 INC NOTE 0.250% 3/1 | principal | 16,507,000 | $15.3M | -5,000,000 |
| ENPHASE ENERGY INCENPHASE ENERGY INC BOND | principal | 14,314,000 | $14.7M | +3,000,000 |
| VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0 | principal | 15,130,000 | $14.4M | new |
| CENTURY ALUM COCENTURY ALUM CO NOTE 2.750% 5/0 | principal | 11,972,000 | $14.3M | +5,222,000 |
| OMEROS CORPOMEROS CORP NOTE 5.250% 2/1 | principal | 14,880,000 | $14.2M | 0 |
| ETSY INCETSY INC NOTE 0.250% 6/1 | principal | 17,000,000 | $14M | +1,000,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 12,250,000 | $14M | +5,250,000 |
| TECHTARGET INCTECHTARGET INC NOTE 12/1 | principal | 13,500,000 | $13.5M | +7,000,000 |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 | principal | 14,050,000 | $13.1M | 0 |
| PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC NOTE 2.750% 5/1 | principal | 11,500,000 | $12.6M | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 7,775,000 | $12.5M | +65,000 |
| BANDWIDTH INCBANDWIDTH INC NOTE 0.500% 4/0 | principal | 15,400,000 | $12.3M | 0 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1 | principal | 12,500,000 | $12.1M | new |
| SABRE GLBL INCSABRE GLBL INC BOND | principal | 12,123,000 | $12M | 0 |
| RAPID7 INCRAPID7 INC NOTE 1.250% 3/1 | principal | 12,550,000 | $11.9M | -10,500,000 |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 11,200,000 | $11.9M | +8,000,000 |
| EQUINOX GOLD CORPEQUINOX GOLD CORP NOTE 4.750%10/1 | principal | 9,278,000 | $10.2M | -2,060,000 |
| ANYWHERE REAL ESTATE GROUP LANYWHERE REAL ESTATE GROUP L CNV | principal | 11,330,000 | $10.1M | 0 |
| LIVONGO HEALTH INCLIVONGO HEALTH INC NOTE 0.875% 6/0 | principal | 10,000,000 | $9.78M | new |
| BLOOM ENERGY CORPBLOOM ENERGY CORP COM CL A | principal | 5,641,000 | $7.97M | 0 |
| LIVEPERSON INCLIVEPERSON INC NOTE 12/1 | principal | 16,714,000 | $7.9M | 0 |
| PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INC NOTE 0.750% 8/0 | principal | 7,653,000 | $7.4M | 0 |
| SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 2.625% 2/1 | principal | 19,500,000 | $7.26M | 0 |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 6,490,000 | $6.69M | +2,490,000 |
| LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertible | principal | 5,000,000 | $6.67M | new |
| APELLIS PHARMACEUTICALS INCAPELLIS PHARMACEUTICALS INC NOTE 3.500% 9/1 | principal | 5,000,000 | $5.79M | 0 |
| FASTLY INCFASTLY INC NOTE 3/1 | principal | 5,939,000 | $5.55M | -31,426,000 |
| CERENCE INCCERENCE INC NOTE 1.500% 7/0 | principal | 8,000,000 | $5.39M | 0 |
| PDD HOLDINGS INCPDD HOLDINGS INC NOTE 12/0 | principal | 5,500,000 | $5.28M | +4,640,000 |
| ZYNEX INCZYNEX INC NOTE 5.000% 5/1 | principal | 5,000,000 | $4.98M | 0 |
| GREEN PLAINS INCGREEN PLAINS INC NOTE 2.250% 3/1 | principal | 5,650,000 | $4.76M | new |
| COHERUS ONCOLOGY INCCOHERUS ONCOLOGY INC BOND | principal | 4,500,000 | $4.31M | 0 |
| OATLY GROUP ABOATLY GROUP AB NOTE 9.250% 9/1 | principal | 5,760,081 | $4.12M | +254,627 |
| JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 0.500% 4/0 | principal | 4,000,000 | $3.73M | 0 |
| LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC DEBT 11.500% 1/1 | principal | 7,500,000 | $3.31M | 0 |
| PG&E CORPPG&E CORP NOTE 4.250%12/0 | principal | 2,500,000 | $2.72M | new |
| CRACKER BARREL OLD CTRY STORCRACKER BARREL OLD CTRY STOR cv | principal | 2,500,000 | $2.36M | new |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 2,258,000 | $2.19M | -4,397,000 |
| LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC DEBT 9.000% 1/1 | principal | 4,500,000 | $2.05M | -500,000 |
| TPI COMPOSITES INCTPI COMPOSITES INC FIXED | principal | 6,700,000 | $1.61M | +1,700,000 |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND | principal | 1,000,000 | $1.03M | new |
| Shopify IncShopify Inc Convertible bond | principal | 370,000 | $377K | -9,605,000 |
Sold out in Q4 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 784. All 784
| Security | Shares before | Value before | Type |
|---|---|---|---|
| MONGODB INCMONGODB INC | 159,451,000 | $220M | principal |
| CHART INDS INCCHART INDS INC | 75,362,000 | $157M | principal |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC | 353,300 | $147M | put |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC | 324,200 | $135M | call |
| ARISTA NETWORKS INCARISTA NETWORKS INC | 276,755 | $106M | shares |
| ARISTA NETWORKS INCARISTA NETWORKS INC | 268,300 | $103M | put |
| MARATHON OIL CORPMARATHON OIL CORP | 3,058,380 | $81.4M | shares |
| ARISTA NETWORKS INCARISTA NETWORKS INC | 161,700 | $62.1M | call |
| ROKROCKWELL AUTOMATION INC | 225,134 | $60.4M | shares |
| SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO | 8,235,616 | $58.6M | shares |
| VEEVVEEVA SYS INC | 254,434 | $53.4M | shares |
| BILIBILI INCBILIBILI INC | 49,696,000 | $49.4M | principal |
| WAYFAIR INCWAYFAIR INC | 49,140,000 | $47M | principal |
| NIO INCNIO INC | 45,000,000 | $44M | principal |
| ENVESTNET INCENVESTNET INC | 39,049,000 | $41.4M | principal |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC | 39,990,000 | $41.4M | principal |
| XLBSELECT SECTOR SPDR TR | 403,509 | $38.9M | shares |
| RBC BEARINGS INCRBC BEARINGS INC | 280,000 | $37.3M | shares |
| FIRSTENERGY CORPFIRSTENERGY CORP | 35,000,000 | $36.7M | principal |
| PETIQ INCPETIQ INC | 1,188,848 | $36.6M | shares |
| VALEVALE S A | 3,096,658 | $36.2M | shares |
| XLYSELECT SECTOR SPDR TR | 180,000 | $36.1M | shares |
| IBNICICI BK LTD | 1,147,230 | $34.2M | shares |
| FHNFIRST HORIZON CORPORATION | 2,142,272 | $33.3M | shares |
| CHUY'S HOLDINGS INCCHUY'S HOLDINGS INC | 841,453 | $31.5M | shares |
| CYTOKINETICS INCCYTOKINETICS INC | 21,559,000 | $27.9M | principal |
| GROUPON INCGROUPON INC | 30,850,000 | $27.7M | principal |
| EQCEQUITY COMMONWEALTH | 1,297,789 | $25.8M | shares |
| BREAD FINANCIAL HOLDINGS INBREAD FINANCIAL HOLDINGS IN | 17,382,000 | $25.1M | principal |
| NATERA INCNATERA INC | 7,249,000 | $24M | principal |
| ROPROPER TECHNOLOGIES INC | 41,100 | $22.9M | call |
| VECTOR GROUP LTDVECTOR GROUP LTD | 1,525,644 | $22.8M | shares |
| APTIV PLCAPTIV PLC | 312,062 | $22.5M | shares |
| CATALENT INC USD 0.01CATALENT INC USD 0.01 | 364,543 | $22.1M | shares |
| ZIONZIONS BANCORPORATION NATL AS | 454,648 | $21.5M | shares |
| TRPTC ENERGY CORP | 450,000 | $21.4M | call |
| MLMMARTIN MARIETTA MATLS INC | 38,028 | $20.5M | shares |
| MRVLMARVELL TECHNOLOGY INC | 278,200 | $20.1M | call |
| GDXVANECK ETF TRUST | 491,548 | $19.6M | shares |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC | 11,371,000 | $19.4M | principal |
| RACEFERRARI N V | 40,403 | $19M | shares |
| PNRPENTAIR PLC | 182,980 | $17.9M | shares |
| ARGXARGENX SE | 32,900 | $17.8M | put |
| ACGLARCH CAP GROUP LTD | 158,405 | $17.7M | shares |
| FNVFRANCO NEV CORP | 142,300 | $17.7M | put |
| WAYFAIR INCWAYFAIR INC | 17,606,000 | $17.6M | principal |
| RLRALPH LAUREN CORP | 89,800 | $17.4M | call |
| PROS HOLDINGS INCPROS HOLDINGS INC | 18,500,000 | $16.7M | principal |
| APTIV PLCAPTIV PLC | 216,700 | $15.6M | put |
| BBDBANCO BRADESCO S A | 5,741,133 | $15.3M | shares |
| BLACKROCK INCBLACKROCK INC | 16,000 | $15.2M | call |
| MDYSTATE STR SPDR S&P MIDCAP 40 | 26,277 | $15M | shares |
| SLFSUN LIFE FINANCIAL INC. | 254,623 | $14.8M | shares |
| EXPEDIA GROUP INCEXPEDIA GROUP INC | 15,000,000 | $14.3M | principal |
| XLCSELECT SECTOR SPDR TR | 154,910 | $14M | shares |
| BILL HOLDINGS INCBILL HOLDINGS INC | 15,750,000 | $14M | principal |
| MGAMAGNA INTL INC | 337,805 | $13.9M | shares |
| SEMTECH CORPSEMTECH CORP | 9,500,000 | $13.5M | principal |
| NCL CORP LTDNCL CORP LTD | 13,500,000 | $13.4M | principal |
| SOSOUTHERN CO | 140,600 | $12.7M | put |
| IJHISHARES TR | 199,657 | $12.4M | shares |
| MTNVAIL RESORTS INC | 69,240 | $12.1M | shares |
| CAMTEK LTDCAMTEK LTD | 8,055,000 | $12M | principal |
| IHIISHARES TR | 196,493 | $11.6M | shares |
| CPTCAMDEN PPTY TR | 94,189 | $11.6M | shares |
| XELXCEL ENERGY INC | 176,824 | $11.5M | shares |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC | 27,306 | $11.4M | shares |
| SOFISOFI TECHNOLOGIES INC | 1,421,900 | $11.2M | put |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. | 3,000,000 | $11.1M | principal |
| INFLECTION PT ACQUISITN CRPINFLECTION PT ACQUISITN CRP | 963,823 | $10.4M | shares |
| TSCOTRACTOR SUPPLY CO | 33,800 | $9.83M | put |
| CONFLUENT INCCONFLUENT INC | 11,000,000 | $9.77M | principal |
| SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS A | 235,301 | $9.18M | shares |
| BLACKROCK INCBLACKROCK INC | 9,600 | $9.12M | put |
| TKOTKO GROUP HOLDINGS INC | 71,405 | $8.83M | shares |
| PUKPRUDENTIAL PLC | 472,373 | $8.76M | shares |
| TJXTJX COS INC NEW | 73,700 | $8.66M | put |
| XRTSPDR SERIES TRUST | 109,167 | $8.48M | shares |
| AMHAMERICAN HOMES 4 RENT | 220,537 | $8.47M | shares |
| SNVSYNOVUS FINANCIAL CORP | 189,452 | $8.42M | shares |
| MHOM/I HOMES INC | 48,200 | $8.26M | put |
| UGIUGI CORP NEW | 320,161 | $8.01M | shares |
| FDNFIRST TR EXCHANGE-TRADED FD | 36,911 | $7.82M | shares |
| ETRENTERGY CORP NEW | 58,905 | $7.75M | shares |
| PODDINSULET CORP | 33,200 | $7.73M | put |
| EDUNEW ORIENTAL ED & TECHNOLOGY | 100,000 | $7.58M | put |
| AWKAMERICAN WTR WKS CO INC NEW | 50,782 | $7.43M | shares |
| PETIQ INCPETIQ INC | 6,354,000 | $7.41M | principal |
| LINELINEAGE INC | 93,938 | $7.36M | shares |
| RMDRESMED INC | 30,000 | $7.32M | put |
| KTKT CORP | 473,910 | $7.29M | shares |
| EQIXEQUINIX INC | 8,200 | $7.28M | put |
| VGTVANGUARD WORLD FD | 12,259 | $7.19M | shares |
| VOYAVOYA FINANCIAL INC | 88,423 | $7M | shares |
| GDXJVANECK ETF TRUST | 142,543 | $6.96M | shares |
| EXPEAGLE MATLS INC | 24,100 | $6.93M | put |
| LWLAMB WESTON HLDGS INC | 106,565 | $6.9M | shares |
| POOLPOOL CORP | 18,051 | $6.8M | shares |
| KRKROGER CO | 117,900 | $6.76M | call |
| IYRISHARES TR | 65,591 | $6.68M | shares |
How Q4 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001104659-25-014028 | base | 2025-02-14 | acceptance time not in the bulk data set |