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CWM, LLC

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13F filer, CIK 1535847, OMAHA, NE

CWM, LLC reported $23,251,298,000 across 5,084 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-10-08. Its ten largest share positions make up 25.85% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001580642-24-006078

Period
2024-09-30
Reported value
$23.3B
Holdings
5,084
Top 10 weight
25.85%
New
395
Sold out
278

Part of the filer group CWM, LLC

How groups are built

Largest buys vs the previous quarter

SecurityShares changeApprox. value
EFVadded+3,140,696$181M
IUSBadded+3,483,112$164M
AVGOadded+474,949$81.9M
PVALnew+1,607,814$61M
LGLVadded+314,205$53.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
IVVreduced-207,147-$119M
HEFAreduced-2,078,720-$73.6M
DGROreduced-1,025,178-$64.3M
TIPreduced-502,637-$55.5M
IVWreduced-297,617-$28.5M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0001580642-24-006078, largest first. % of portfolio is the value over $23,240,858,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PRSOPERASO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1 shares; 2024Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
SIXPAIM ETF PRODUCTS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 14 shares; 2024Q3: 14 shares 14$00%0Value filed as zero, left out of ratios.Timeline
NYCAMERICAN STRATEGIC INVEST COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 44 shares 44$00%newValue filed as zero, left out of ratios.Timeline
DSSDSS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1 shares; 2024Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
SENSEONICS HLDGS INCSENSEONICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 50 shares 50$00%newValue filed as zero, left out of ratios.
DMRCDIGIMARC CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 10 shares; 2024Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
Vivid Seats IncVivid Seats IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 100 shares; 2024Q3: 34 shares 34$00%-66Value filed as zero, left out of ratios.
Renovaro IncRenovaro IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 153 shares 153$00%newValue filed as zero, left out of ratios.
Mersana Therapeutics IncMersana Therapeutics IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 49 shares; 2024Q3: 125 shares 125$00%+76Value filed as zero, left out of ratios.
Tourmaline Bio IncTourmaline Bio IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 9 shares; 2024Q3: 11 shares 11$00%+2Value filed as zero, left out of ratios.
ANGI INC CLASS AANGI INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 344 shares; 2024Q3: 68 shares 68$00%-276Value filed as zero, left out of ratios.
KALVKALVISTA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 30 shares; 2024Q3: 21 shares 21$00%-9Value filed as zero, left out of ratios.Timeline
LUNALUNA INNOVATIONS INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 188 shares; 2024Q3: 31 shares 31$00%-157Value filed as zero, left out of ratios.Timeline
MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 89 shares; 2024Q3: 169 shares 169$00%+80Value filed as zero, left out of ratios.
CARA THERAPEUTICS INCCARA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 970 shares; 2024Q3: 708 shares 708$00%-262Value filed as zero, left out of ratios.
OATLY GROUP ABOATLY GROUP ABQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 5 shares; 2024Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
INNOVID CORPINNOVID CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 189 shares 189$00%newValue filed as zero, left out of ratios.
INOZYME PHARMA INCINOZYME PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 14 shares; 2024Q3: 47 shares 47$00%+33Value filed as zero, left out of ratios.
ASSERTIO HOLDINGS INCASSERTIO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 153 shares; 2024Q3: 2 shares 2$00%-151Value filed as zero, left out of ratios.
SONDQSONDER HLDGS INC CL A NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 5 shares; 2024Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
CENNCENNTRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 28 shares; 2024Q3: 28 shares 28$00%0Value filed as zero, left out of ratios.Timeline
SCYXSCYNEXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 212 shares; 2024Q3: 212 shares 212$00%0Value filed as zero, left out of ratios.Timeline
IGM BIOSCIENCES INCIGM BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 9 shares; 2024Q3: 17 shares 17$00%+8Value filed as zero, left out of ratios.
LISTED FD TRLISTED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1 shares; 2024Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
GOLDEN MATRIX GROUP INCGOLDEN MATRIX GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 142 shares 142$00%newValue filed as zero, left out of ratios.
SPHERE 3D CORP NEWSPHERE 3D CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 14 shares; 2024Q3: 14 shares 14$00%0Value filed as zero, left out of ratios.
TEVOGEN BIO HLDGS INCTEVOGEN BIO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 888 shares 888$00%newValue filed as zero, left out of ratios.
FBLGFIBROBIOLOGICS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 95 shares 95$00%newValue filed as zero, left out of ratios.Timeline
SAFETY SHOT INCSAFETY SHOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 146 shares; 2024Q3: 73 shares 73$00%-73Value filed as zero, left out of ratios.
TIDAL TRUST IITIDAL TRUST IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 0 shares; 2024Q3: 0 shares 0$00%0Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
ELEVATION ONCOLOGY INC COMELEVATION ONCOLOGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 429 shares 429$00%newValue filed as zero, left out of ratios.
VEREN INCVEREN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 6 shares 6$00%newValue filed as zero, left out of ratios.
DMDESKTOP METAL INC CLASS A COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 13 shares 13$00%newValue filed as zero, left out of ratios.Timeline
VISLINK TECHNOLOGIES INCORP…VISLINK TECHNOLOGIES INCORPORATED…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 5 shares 5$00%newValue filed as zero, left out of ratios.
WORKHORSE GROUP INCWORKHORSE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 110 shares 110$00%newValue filed as zero, left out of ratios.
TONIX PHARMACEUTICALS HLDG CTONIX PHARMACEUTICALS HLDG CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 1 shares 1$00%newValue filed as zero, left out of ratios.
TERRAN ORBITAL CORPORATIONTERRAN ORBITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 106 shares; 2024Q3: 1,127 shares 1,127$00%+1,021Value filed as zero, left out of ratios.
DANIMER SCIENTIFIC INCDANIMER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 452 shares; 2024Q3: 430 shares 430$00%-22Value filed as zero, left out of ratios.
CONTAINER STORE GROUP INCCONTAINER STORE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 50 shares 50$00%newValue filed as zero, left out of ratios.
LIVEONE INCLIVEONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 290 shares 290$00%newValue filed as zero, left out of ratios.
SEAPORT ENTMT GROUP INCSEAPORT ENTMT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 24 shares 24$00%newValue filed as zero, left out of ratios.
SHARECARE INCSHARECARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1,257 shares; 2024Q3: 60 shares 60$00%-1,197Value filed as zero, left out of ratios.
PASSAGE BIO INCPASSAGE BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 5 shares; 2024Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
CONDUIT PHARMACEUTICALS INCCONDUIT PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 1,907 shares 1,907$00%newValue filed as zero, left out of ratios.
SOLIDION TECHNOLOGY INCSOLIDION TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 1,232 shares 1,232$00%newValue filed as zero, left out of ratios.
VERRICA PHARMACEUTICALS INCVERRICA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 14 shares; 2024Q3: 20 shares 20$00%+6Value filed as zero, left out of ratios.
AXDXQACCELERATE DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 219 shares; 2024Q3: 219 shares 219$00%0Value filed as zero, left out of ratios.Timeline
LONGBOARD PHARMACEUTICALS INLONGBOARD PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1 shares; 2024Q3: 14 shares 14$00%+13Value filed as zero, left out of ratios.
MOMENTUS INCMOMENTUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 85 shares; 2024Q3: 85 shares 85$00%0Value filed as zero, left out of ratios.
MONDMONDEE HLDGS INC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 235 shares; 2024Q3: 242 shares 242$00%+7Value filed as zero, left out of ratios.Timeline
PROSHARES TR IIPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 11 shares; 2024Q3: 11 shares 11$00%0Value filed as zero, left out of ratios.
LYRA THERAPEUTICS INCLYRA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 737 shares 737$00%newValue filed as zero, left out of ratios.
QURATE RETAIL INCQURATE RETAIL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 17 shares; 2024Q3: 57 shares 57$00%+40Value filed as zero, left out of ratios.
OCEANPAL INCOCEANPAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 56 shares; 2024Q3: 56 shares 56$00%0Value filed as zero, left out of ratios.
MUSTANG BIO INCMUSTANG BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 133 shares; 2024Q3: 634 shares 634$00%+501Value filed as zero, left out of ratios.
ENERGOUS CORPENERGOUS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 10 shares; 2024Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.
AINOS INCAINOS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 7 shares; 2024Q3: 7 shares 7$00%0Value filed as zero, left out of ratios.
GREENWAVE TECHNOLOGY SOLUTIOGREENWAVE TECHNOLOGY SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 120 shares 120$00%newValue filed as zero, left out of ratios.
STREAMLINE HEALTH SOLUTIONSSTREAMLINE HEALTH SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1,299 shares; 2024Q3: 1,299 shares 1,299$00%0Value filed as zero, left out of ratios.
LISTED FDS TRLISTED FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 5 shares; 2024Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
LISTED FD TRLISTED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 5 shares; 2024Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
LISTED FD TRLISTED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 11 shares; 2024Q3: 11 shares 11$00%0Value filed as zero, left out of ratios.
LISTED FD TRLISTED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 6 shares; 2024Q3: 6 shares 6$00%0Value filed as zero, left out of ratios.
LGL GROUP INCLGL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 500 shares; 2024Q3: 500 shares 500$00%0Value filed as zero, left out of ratios.
Greenlane Holdings IncGreenlane Holdings IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 1 shares 1$00%newValue filed as zero, left out of ratios.
URGENTLY INC COM NEWURGENTLY INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 38 shares; 2024Q3: 38 shares 38$00%0Value filed as zero, left out of ratios.
AIM IMMUNOTECH INCAIM IMMUNOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1 shares; 2024Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
Curiositystream Inc W Exp …Curiositystream Inc W Exp 10/14/…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 500 shares; 2024Q3: 500 shares 500$00%0Value filed as zero, left out of ratios.
GABELLI UTIL TRGABELLI UTIL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 485 shares 485$00%newValue filed as zero, left out of ratios.
SOBR SAFE INCSOBR SAFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 500 shares; 2024Q3: 500 shares 500$00%0Value filed as zero, left out of ratios.
AMERICAN REBEL HOLDINGS INCAMERICAN REBEL HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 300 shares; 2024Q3: 300 shares 300$00%0Value filed as zero, left out of ratios.
NULLNULLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 80 shares; 2024Q3: 80 shares 80$00%0Value filed as zero, left out of ratios.
PROTAGENIC THERAPEUTICS INCPROTAGENIC THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 1 shares; 2024Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
SNOW LAKE RES LTDSNOW LAKE RES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 400 shares; 2024Q3: 400 shares 400$00%0Value filed as zero, left out of ratios.
ADVENT CONV & INCOME FDADVENT CONV & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 423 shares 423$00%newValue filed as zero, left out of ratios.
JETAI INCJETAI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 104 shares; 2024Q3: 437 shares 437$00%+333Value filed as zero, left out of ratios.
TIDAL ETF TRTIDAL ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 9 shares; 2024Q3: 22 shares 22$00%+13Value filed as zero, left out of ratios.
AVALON GLOBOCARE CORPAVALON GLOBOCARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: not reported; 2024Q3: 10 shares 10$00%newValue filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 29 shares; 2024Q3: 29 shares 29$00%0Value filed as zero, left out of ratios.
ENGCQENGLOBAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: 88 shares; 2024Q3: 88 shares 88$00%0Value filed as zero, left out of ratios.Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHScall63,100$10.3M-12,700
SPYSTATE STR SPDR S&P 500 ETF T SHSput15,700$180K-6,100
DOCNDIGITALOCEAN HLDGS INC Stockcall100$1K0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0principal50,000$52K0

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 278. All 278

SecurityShares beforeValue beforeType
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS5,039$1.02Mshares
TE CONNECTIVITY LTDTE CONNECTIVITY LTD5,957$896Kshares
WESTROCK COWESTROCK CO6,122$308Kshares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC91,259$258Kshares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL11,115$246Kshares
FERGUSON PLCFERGUSON PLC1,127$218Kshares
QLDPROSHARES TR1,630$163Kshares
ENCORE WIRE CORPENCORE WIRE CORP405$117Kshares
CEDAR FAIR L PCEDAR FAIR L P2,064$112Kshares
MACATAWA BANK CORPMACATAWA BANK CORP7,043$103Kshares
FDISFIDELITY COVINGTON TRUST1,186$96Kshares
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC7,419$92Kshares
VLUSPDR SERIES TRUST509$88Kshares
MMTMSPDR SERIES TRUST352$86Kshares
SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC2,674$72Kshares
SSOPROSHARES TR862$71Kshares
USACUSA COMPRESSION PARTNERS LP3,000$71Kshares
CAMBRIDGE BANCORPCAMBRIDGE BANCORP1,013$70Kshares
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN4,054$63Kshares
APARTMENT INCOME REIT CORPAPARTMENT INCOME REIT CORP1,626$63Kshares
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV4,799$62Kshares
UJBPROSHARES TR911$62Kshares
HIBBETT INCHIBBETT INC626$55Kshares
DRIL-QUIP INCDRIL-QUIP INC2,696$50Kshares
USSGDBX ETF TR956$49Kshares
XYLGGLOBAL X FDS1,540$47Kshares
BSMBLACK STONE MINERALS L P2,462$39Kshares
SITE CENTERS CORPSITE CENTERS CORP2,466$36Kshares
FLVAMERICAN CENTY ETF TR580$36Kshares
CVYINVESCO EXCHANGE TRADED FD T1,372$34Kshares
ESS TECH INCESS TECH INC41,109$34Kshares
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP920$30Kshares
LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S…1,277$28Kshares
MINVMATTHEWS ASIA FDS915$25Kshares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP7,086$23Kshares
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND I3,000$22Kshares
UGLPROSHARES TR II292$22Kshares
PETSPETMED EXPRESS INC5,144$21Kshares
GCORGOLDMAN SACHS ETF TR463$19Kshares
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP1,400$18Kshares
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME2,000$18Kshares
AGGMISHARES TR171$18Kshares
EQXEQUINOX GOLD CORP3,190$17Kshares
UNLUNITED STS 12 MONTH NAT GAS2,000$17Kshares
NENNEW ENGLAND RLTY ASSOC LTD P238$17Kshares
AVSCAMERICAN CENTY ETF TR295$15Kshares
ECHISHARES INC580$15Kshares
EVERBRIDGE INCEVERBRIDGE INC428$15Kshares
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F5,486$15Kshares
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD1,880$15Kshares
OPRAOPERA LTD1,000$14Kshares
CLEARBRIDGE ENERGY MLP FUND…CLEARBRIDGE ENERGY MLP FUND, I300$14Kshares
HUSVFIRST TR EXCH TRADED FD III395$14Kshares
USTPROSHARES TR325$14Kshares
BSBRBANCO SANTANDER BRASIL S A2,660$13Kshares
SILVERBOW RES INCSILVERBOW RES INC334$13Kshares
ITRNITURAN LOCATION AND CONTROL500$12Kshares
U S SILICA HLDGS INCU S SILICA HLDGS INC784$12Kshares
GIGBGOLDMAN SACHS ETF TR253$11Kshares
FDVVFIDELITY COVINGTON TRUST219$10Kshares
ASSETMARK FINL HLDGS INCASSETMARK FINL HLDGS INC287$10Kshares
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART600$10Kshares
EAGLE PHARMACEUTICALS INCEAGLE PHARMACEUTICALS INC1,672$9Kshares
NMTNUVEEN MASS QUALITY MUN INC813$9Kshares
HSMVFIRST TR EXCH TRADED FD III284$9Kshares
AGENUS INCAGENUS INC556$9Kshares
CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I225$9Kshares
TECTONIC THERAPEUTIC INC COMTECTONIC THERAPEUTIC INC COM531$9Kshares
OUTSET MEDICAL INCOUTSET MEDICAL INC2,263$9Kshares
GDXJVANECK ETF TRUST182$8Kshares
SKESKEENA RES LTD NEW1,400$8Kshares
GBABGUGGENHEIM TAXABLE MUNICP BO500$8Kshares
HDGEADVISORSHARES TR404$8Kshares
KINIKSA PHARMACEUTICALS LTDKINIKSA PHARMACEUTICALS LTD451$8Kshares
ICOWPACER FDS TR247$7Kshares
KVHIKVH INDS INC1,499$7Kshares
CNTYCENTURY CASINOS INC2,435$7Kshares
OVERSEAS SHIPHOLDING GROUP IOVERSEAS SHIPHOLDING GROUP I784$7Kshares
IGFISHARES TR122$6Kshares
SEBSEABOARD CORP DEL2$6Kshares
PBWINVESCO EXCHANGE TRADED FD T297$6Kshares
GSSCGOLDMAN SACHS ETF TR96$6Kshares
CLEARBRIDGE ENERGY MLP TOTA…CLEARBRIDGE ENERGY MLP TOTAL R140$6Kshares
INFINERA CORPINFINERA CORP936$6Kshares
ALIGOS THERAPEUTICS INC COM…ALIGOS THERAPEUTICS INC COM NEW16,891$6Kshares
INNOVATE CORPINNOVATE CORP9,523$6Kshares
PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FD165$6Kshares
OUSMALPS ETF TR112$5Kshares
GSWOGOLDMAN SACHS ETF TR100$5Kshares
GTIPGOLDMAN SACHS ETF TR100$5Kshares
TOKISHARES TR50$5Kshares
KARYOPHARM THERAPEUTICS INCKARYOPHARM THERAPEUTICS INC6,248$5Kshares
CELESTICA INCCELESTICA INC90$5Kshares
ATARA BIOTHERAPEUTICS INC C…ATARA BIOTHERAPEUTICS INC COM NEW542$5Kshares
BAKKT HOLDINGS INCBAKKT HOLDINGS INC262$5Kshares
TVGRUPO TELEVISA S A B1,459$4Kshares
USDUWISDOMTREE TR162$4Kshares
BAMGNORTHERN LTS FD TR IV116$4Kshares
GEMDGOLDMAN SACHS ETF TR97$4Kshares
NUAGNUSHARES ETF TR196$4Kshares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001580642-24-006078 base2024-10-08acceptance time not in the bulk data set